THE BELIEFS OF FIRST YEAR JAPANESE UNIVERSITY
STUDENTS TOWARDS THE LEARNING OF ENGLISH
A Dissertation submitted by
Paul A. Riley, H.N.D., Cert. Ed., M.Ed.
In partial fulfilment of the award of
Doctor of Education
Faculty of Education
The University of Southern Queensland, Australia
CERTIFICATION OF DISSERTATION
I certify that the ideas, results, analyses, and conclusions reported in this
dissertation are entirely my own effort, except where otherwise acknowledged. I
also certify that the work is original and has not been previously submitted for any
other award, except where otherwise acknowledged.
____________________________ __________________
Signature of Candidate Date
ENDORSEMENT
________________________ _______________
ABSTRACT
In the field of second and foreign language learning, beliefs, as one of the
affective factors, remain relatively unexplored. Failure to address unrealistic
student beliefs and expectations may increase student anxiety (Truitt, 1995;
Young, 1991), hinder progress, and ultimately lead to a breakdown in learning
(Ellis, 1996; Horwitz, 1985, 1987, 1988; Mantle-Bromley, 1995; Peacock, 1999).
This study investigates the beliefs about language learning of first year
university students in Japan, employing the Japanese language questionnaire
developed by Sakui and Gaies (1999). Two student discussion groups were also
formed to provide further data. In addition to describing student beliefs, the study
explores differences between student beliefs and teacher beliefs, change in student
beliefs during a course of study, and relationships between student beliefs and
second language proficiency.
A total of 661 first year students, and 34 of their class teachers, participated
in this study, at a private Japanese university, between April 2002 and January
2003. Data were analysed using Pearson correlation, Cronbach’s alpha, t-tests, and
a principal components factor analysis.
The students in the study appear to hold a variety of beliefs, to varying
degrees. Significant differences were found between student responses and teacher
responses for more than half of the questionnaire items, with the four main areas of
difference relating to translation, error correction, the difficulty of language
learning, and motivation. In terms of belief change, significant differences were
found in student responses to almost a quarter of the questionnaire items between
two administrations in April and December, 2002. Some differences were also
identified between the beliefs of students based on their proficiency scores, but the
results here are inconclusive.
This study contributes to the growing understanding of the role of beliefs in
language learning. Further studies of other student groups, at other institutions in
Japan, will enable a comparison of results to help produce a clearer picture of the
beliefs and expectations about language learning of students at Japanese
PREFACE
The Doctoral Dissertation is the product of a journey. It may also be
considered a starting point, as it opens more doors, poses further questions, and
invites further investigation. Between 1998 and 1999 I attended three international
conferences in the Tokyo area. Presentations I attended at these conferences
opened my eyes to the field of beliefs about the nature of language learning, and
provided the inspiration for this research. The presenters who particularly stick in
mind are Stephen Gaies, Anita Wenden, and Mathew Peacock.
Reading in the area of language learning beliefs revealed the influential
work of Elaine Horwitz at the University of Texas in the mid-1980s. I also
discovered that very little research in this area had been carried out in Japan. A
research project by Sakui and Gaies, presented in 1998 and subsequently published
in 1999, was the first large scale study into the field of language learner beliefs in
Japan. The Sakui and Gaies study proved to be the starting point for this project. I
was interested to see how their Japanese language survey instrument could be used
in a single Japanese university to try to describe the language learning beliefs of
the students and investigate any differences between student beliefs and teacher
beliefs. At the same time, I was also exploring the area of communicative language
teaching, and its application in the Japanese setting. The traditional methods of
language teaching in Japan rely on analytical and receptive skills, as opposed to
active use of the second language for meaningful communication.
All this coincided with my entering the Doctor of Education program in the
Faculty of Education at the University of Southern Queensland in July 1999, and
the commencement of this journey. Participation in a doctoral program has
presented many challenges, particularly in terms of time management, and
communication with other researchers and supervisors, whilst continuing full-time
teaching in Japan. This journey could not have been completed without the
ACKNOWLEDGEMENTS
My sincere gratitude goes to my supervisor, Dr. Francis Mangubhai, for his
advice and patience, and for guiding me through the development and writing of
this dissertation. I am also grateful to my fellow students in the Doctor of
Education program at the University of Southern Queensland, and other faculty
and staff in the Faculty of Education and the Centre for Language Learning and
Teaching, for their assistance, advice, and opportunities for professional
discussion. I would like to acknowledge the encouragement and inspiration offered
by Professor Frank Crowther, particularly during the development stages of this
doctoral journey.
I am also grateful to Dr. Stephen Gaies of the University of Northern Iowa,
for kindly providing a copy of the Sakui and Gaies instrument, which helped to
initiate this research.
I thank the faculty and students of Obirin University, Japan, for their time
and effort in participating in this study. It is my hope that the analyses offered here
may help to influence and improve the teaching and learning of English at this and
all other institutions in Japan.
The faculty and fellow students of Temple University Japan were a great
support to me during my Master of Education program, and the teachings and
spirit of two professors in particular have guided my academic efforts since: Dr.
Kenneth Schaefer and Mr. Paul Nation.
Without the understanding and patience of my family, this academic
journey would not have been possible. Thank you to my wife, Rieko, and
daughters, Anna and Amy, for the times we haven’t been able to share. Finally, in
loving memory of my late parents, who always believed in trying one’s best, and
TABLE OF CONTENTS
LIST OF TABLES IX
CHAPTER
1 INTRODUCTION 1
2 LITERATURE REVIEW 4
Beliefs in second-language learning 4
The nature of language learning beliefs 5
Horwitz and Beliefs about Language Learning Inventory 7
(BALLI)
Horwitz’s BALLI study results 9
Learner beliefs and other factors 11
Learner beliefs and learner attitude 13
Stability of learner beliefs 14
Learner beliefs and learning outcomes 16
Studies using the Kuntz-Rifkin Instrument 18
Research in Japan into student beliefs about language 20
learning
The research of Sakui and Gaies 21
Teacher beliefs 26
Background to English language teaching in Japan 27
Reform in English language education in Japan 28
Communicative language teaching 29
The move towards teaching for communication in Japan 30
3 METHODOLOGY 34
Research questions 34
Overview of method 34
Research design 35
Instruments 35
Participants 38
Pilot study 40
Data collection 40
Student discussion groups 41
Data Analysis 41
4 RESULTS 43
Instrument 43
Research question 1 45
Factor analysis 53
Research question 2 55
Research question 3 60
Student discussion groups 61
Research question 4 63
5 DISCUSSION 67
Research question 1 68
Research question 2 74
Research question 3 77
Research question 4 81
6 CONCLUSION 84
REFERENCES 87
APPENDIX 94
A Student questionnaire (Japanese) 94
B Translation of student questionnaire (English) 98
C Teacher questionnaire 101
D Student test-retest scores 102
E Student Time 1 and Time 2 scores 104
F Student scores and teacher scores 106
G Principal components factor analysis 107
H TOEFL Group A and Group B scores 109
LIST OF TABLES
Table Page
1 BALLI items significantly related to proficiency scores 17
(Peacock, 1999) (p<.05).
2 Strongest learner beliefs in Sakui and Gaies (1999). 23
3 Factor Analysis Solution, Sakui and Gaies (1999). 24
4 The questionnaire instrument. 36
5 Items omitted for the questionnaire - teacher version. 37
6 Items re-written for the questionnaire - teacher version. 37
7 Number of classes and students at each level. 39
8 Description of participating teachers. 40
9 Consistency definitions for test-retest. 44
10 Items with statistically significant differences in Test-Retest 45
(p<.01).
11 Student questionnaire responses, Time 1, frequency of choices, 46
mean scores on individual items, and number of responses
(n= 661).
12 Mean and standard deviation for student questionnaire responses 48
at Time 1 (n=661) and for Sakui and Gaies (1999) (n=1296).
13 Items of strongest agreement for student questionnaire, Time 1. 50
Highest mean scores and percentage agreement.
14 Items of strongest disagreement for student questionnaire, 51
Time 1. Highest mean scores and percentage disagreement.
15 Items reworded for comparison. 51
16 The 20 strongest student beliefs, Time 1, mean scores and 52
percentages.
Table Page
18 Teacher questionnaire responses, showing the number and 56
percentage response for each item, and the mean score.
19 Items with significant difference between teacher and student 58
responses at Time 1, in order of mean difference of response
score (p<.001).
20 Items with significantly different student responses between 60
Time 1 and Time 2, in order of mean diff. (n=504) (p<.01).
21 A sample of discussion group students’ comments. 62
22 Descriptions of TOEFL groups: size, range of score, mean, 64
and factor score for Factor 1.
23 Items of significant difference between Group A and Group B 64
mean response scores, and difference in group means (p<.01).
24 Comparison of 10 strongest reported beliefs at Time 1 with 69
Sakui & Gaies (1999).
25 A comparison of teacher scores with student scores for items 77