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Physics and Astronomy Publications

Physics and Astronomy

7-1980

Thermomodulation spectra of high-energy

interband transitions in Cu, Pd, Ag, Pt, and Au

C. G. Olson

Iowa State University

David W. Lynch

Iowa State University

, dlynch@iastate.edu

R. Rosei

Iowa State University

Follow this and additional works at:

http://lib.dr.iastate.edu/physastro_pubs

Part of the

Atomic, Molecular and Optical Physics Commons

, and the

Condensed Matter

Physics Commons

The complete bibliographic information for this item can be found athttp://lib.dr.iastate.edu/physastro_pubs/62. For information on how to cite this item, please visithttp://lib.dr.iastate.edu/howtocite.html.

(2)

Thermomodulation spectra of high-energy interband transitions in Cu, Pd,

Ag, Pt, and Au

Abstract

Thermotransmission and thermoreflectance spectra were obtained for Cu, Pd, Ag, Pt, and Au in the 10-30 eV

spectral region. Structures due to transitions from the Fermi level to high-density bands 15 eV above the

Fermi level were identified in Pt. All metals showed structures arising from interband transitions between the

d bands and the same flat bands, 15-20 eV above the Fermi energy. Attempts to fit to interband critical points

in Au revealed over 40 possible critical points in the region of these structures, most of them near the

Brillouin-zone centers. Systematic trends in the series of metals make the qualitative identification of the

structures more secure, and no energy shifts of calculated energy bands are required. The observed widths of

structures are sometimes much narrower than the widths of free-electron-like bands at comparable energies.

Keywords

Ames Laboratory, thermotransmission, thermoreflectance, Brillouin-zone

Disciplines

Atomic, Molecular and Optical Physics | Condensed Matter Physics | Physics

Comments

This article is from

Physical Review B

22 (1980): 593, doi:

10.1103/PhysRevB.22.593

. Posted with permission.

(3)

PHYSICAL REVIEW

B VOLUME

22,

NUMBER 2

15

JUL Y

1980

Thermomodulation

spectra

of

high-energy

interband

transitions

in Cu,

Pd,

Ag,

Pt,

and Au

C.

G.

Ohon and

D.

%.

Lynch

Ames Laboratory-USDOE and Department ofPhysics, Iowa State University, Ames, Iowa 50011

R.

Rosei

Ames Laboratory USD-OEand Department ofPhysics, Iowa State University, Ameslo,wa 50011

and Istituto diFisica dell'Universita, Rome, Italy*

(Received 26November 1979)

Thermotransmission and thermoreflectance spectra were obtained for Cu, Pd, Ag, Pt, and Au in the

10-30eV spectral region. Structures due to transitions from the Fermi level tohigh-density bands 15 eV above the Fermi level were identified in Pt.All metals showed structures arising from interband transitions between the d bands and the same flat bands, 15—20 eV above the Fermi energy. Attempts to fit to

interband critical points in Au revealed over 40possible critical points in the region of these structures, most ofthem near the Brillouin-zone centers. Systematic trends in the series ofmetals make the qualitative identification ofthe structures more secure, and no energy shifts ofcalculated energy bands are required.

The observed widths ofstructures aresometimes much narrower than the widths offree-electron-like bands

atcomparable energies.

Several years ago the thermoreflectance

spec-trum of Au was reported in the

10-30

eV region.

'

Among the many structures in the spectrum were five relatively sharp peaks attributed to transitions from the 5dbands to one

or

more flat bands, partly based on

5f

states,

some 16eV above the Fermi

level. The original, tentative interpretation

as-signed these structures totransitions at the

Bril-louin-zone

center.

(The detailed assignment was disputed,

'

but this

arose

primarily because the symmetry labelling of these

states

was in

error

in

one calculated band structure.

'4)

In the following

we report thermotransmission measurements on Au, Ag, Pd, and Cu and thermoreflectance mea-surements on

Pt.

The results demonstrate that modulation spectroscopy

is

auseful technique at

high energy

for

metals other than Au, and the data

for

the

series

of metals allow a more reliable, albeit

still

tentative, assignment of interband transitions. Recent calculated partial joint

den-sities

of

states

of Au (Ref. 5}make it

clear,

how-ever,

that there

are

many possible interband

critical-point

transitions in

a

narrow energy range because of the flatness of the bands in-volved, and definitive assignment of transitions appears to await the calculation of interband

elec-tric

dipole matrix elements.

Thermotransmission

spectra'

of unsupported thin films,

275-450

A thick, were measured using synchrotron radiation from the electron-storage ring Tantalus

I.

The samples were mounted over a 1&3 mm' slot in ablock of machinable

ceramic.

A unipolar square-wave current through the sample produced a temperature modulation of about 1K at

7 Hg while the ambient temperature of the sample could be varied from 20 to 300

K.

The

photodetec-tor

was an electron multiplier, the

first

Be-Cu dynode serving

as

photocathode.

It

was used in

the current mode with an equivalent single-photon count

rate

ofover

10'

Hz to ensure a good signal-to-noise

ratio.

%hen the storage ring was operated

in the stable mode, the noise in the spectra was photon-shot noise. The ac component of the signal was synchronously detected, then digitized to allow

long integration times, but times longer than 10 s were rarely needed toproduce essentially

noise-free spectra.

The dc component was processed by

an electrometer and the two signals were ratioed numerically. The bandpass of the normal-inci-dence monochromator was adjusted sothat no

structures were resolution limited. The shapes of the

spectra for

different films of any one material

were very reproducible. Only the magnitudes changed, and these also changed

for

one film upon changing the ambient temperature, because the temperature-oscillation amplitude

for

agiven

moduulation power input depended on thermal time

constants and the degree of thermal isolation. The data

are

Is.

T/T,

the fractional change in

transmission offilms thin enough that interference effects could be important. Multiple reflections can be neglected, however, because ofthe strong absorption in the

spectral

region of

interest.

Moreover, thermodulation of the reflectance of the sample can be neglected

as

well. This can be demonstrated two ways. We know the

real

and

imaginary parts of the differential

dielectric

func-tion for Au, obtained from a.Kramers-Kronig analysis of the thermoreflectance data.

'

We

cal-culated the exact

c

T/T using multiple reflections

and the modulation of both the absorption

coeffi-cient and the

reflectance.

However, the spectrum

(4)

C. G.

OLSON, D.

W. LYNCH, AND

R.

ROSKI

22

was almost identical towhat was calculated

for

modulation of the absorption coefficient alone upon

a single pass of the beam through the film. In this

case

the b,T/T spectrum is just

-ddt,

the thick- '

ness multiplied by the change in the absorption coefficient. Experimentally, the modulated

spec-tra

ofseveral films of different thicknesses were the same, except for the amplitude, implying that the contribution of

~/R

to &T/T

is

not important. These simplifications may not be universally valid

for

this spectral range, for they depend on the optical constants' and the differential optical con-stants; butforthe metals reported below, the optical constants and the causative electronic excitations

are

all similar to those ofAu. To obtain the dif-ferential

dielectric

function from our data one can use the above simplification and Kramers-Kronig analyze

&T/T=-day

to get bn, the differential

refractive

index. bp. and &n give

4q.

Without

the simplifications the Kramers-Kronig analysis gives

a

differential phase shift, but because of'the

multiple reflections and the modulated reflectance the equations to get b,q from &T/T and the differ-ential phase shift

are

transcendental and numerical iterat'ive methods

are necessary.

For Pt

the measurements were of thermoreflec-tance, since sufficiently thin unsupported films could not beproduced. The thermoreflectance technique used

for

gold was not applicable, since the optical properties of

Pt

films on glass or quartz in this energy range

are

afunction of de-position conditions.

'

Therefore, the samples used were thin (20 p,m) foils that had been annealed

and cleaned' insitu. The foil was held under slight tension in such away that thermal expansion could not produce a motion that would cause a spurious background signal. The measurement technique used was essentially the same

as

for thermotrans-mission except the angle of incidence was 30 with

p polarization, the modulating frequency was lower

(1-2

Hz), and integrating times were longer

be-cause of the small AR/R signal.

Figure 1shows a general comparison of the spectra for all materials studied.

(For Pt

we show

-~p,

obtained from a Kramers-Kronig

analy-sis

of

4R/R.

) The obvious features

are

the shift

of the main structures

as

the top of the filled d

band shifts (the final

states

may shift as well), the loss of the

first

major structures upon going

from Ag to Pd, in which the top of the dband

is

not full, and the

loss

ofsharpness in the structures

upon going from 5d to 4d to Sdinitial

states.

(It

is

often assumed that 20-eV excitations in metals have short lifetimes and only broad structures

are

expected, but it

is clear

that certain excited states in Au have

a

lifetime broadening ofno more than

0.

1eV. The lack of structures this sharp in the

I I I

u vw x yz

ilmo

10 l5 20 25

ENERGY (eV)

w z

I

30 35

other metals may be due to the overlap of many

structures rather than shorter lifetimes. )

Al-though data were taken over

a

range ofambient temperatures from about 330 to 20 K the

spectra

depended only slightly on this temperature, with two exceptions. The most notable

are

the

struc-tures near 20 eV in Au. The ratio ofpeak heights to the background increased dramatically upon

cooling. (The spectrum in

Fig.

1is

for

55

K.

) The other spectral feature showing considerable dependence on ambient temperature

is

the

15-eV

peak in

Pt.

The strength of this structure dimin-ished upon cooling.

It

also diminished with sam-ple quality, being weaker for unannealed

foils.

FIG.

I.

Thermotransmission spectra

g

T/T=

-dip)

forAu, Ag, Pd, and Cu, and

-4p

for Pt. The latter

was obtained by a Kramers-Kronig analysis ofthe

ther-moreflectance spectrum. The ambient temperatures are

52KforAu and about 200Kforthe other metals. AT/T is inarbitrary units and the magnitudes ofbvo

(5)

THERM OMODU I.ATION

SPECTRA

OF HIGH

-ENERGY

INTR RBAN

9.

.

.

l.6 22

1.4

20

l8 There

are

no

core

electron excitations in this energy region. The electrons we must consider

are

the d-band electrons, there being too few

s-p

electrons above the d bands to account

for

the structures seen. The only modulation mechanisms we need consider

are

the shifts induced in the bands by thermal expansion-induced changes in the

crystal

potential, and the broadening oftransitions

as

the phonon population

is

modulated. Both of these give

characteristic

line shapes for

4q,

and

&q,

for

each type of

critical

point.

'

For Pt

and

Pd, the

Fermi

function may also be modulated

for

transitions originating at the

Fermi

level in

the d band.

"

Several band calculations extending to energies

high enough

for

our purposes now

exist.

There

are

two for Au,

'"

two for Ag,

"'"

one for Pd,

"

and one

for

Cu.

"

In addition, partial-joint

den-sities

of

states

have been calculated for Au, Ag,

and Pd, the former two having been calculated

as

a function of volume

as

well.

'

Figure 2shows the energy bands for Au. The partial-joint densities of

states

show many sharp peaks in the range

18-25

eV. In addition to these peaks there

are

many interband

critical

points which cause

struc-tures which

are

nearly imperceptible inthe

partial-joint density of

states,

but which can give large structures in modulation

spectra,

while the peaks in the partial-joint densities of

states

may contri-bute only a background. This makes

direct

com-parison with photoemission measurements difficult,

for

our spectra show primarily strongly modulated critical-point transitions which may contribute

only weakly to photoemission. The line shapes expected from all-types of three-dimensional

critical

points

are

asymmetric positive

or

nega-tive peaks

for

modulation arising either from

a

shift ofthe critical-point energy

or

from broaden-ing. Ifboth mechanisms contribute, the shapes

are

altered. Unfortunately there are so many

overlapping structures that the shape ofan indi-vidual structure

is

difficult todetermine.

A

first

attempt was made to identify the

struc-tures by assuming that the interband-transition energies given by the band calculations of

Chris-tensen""'"

were exact and to

see

where they predict structure. He has calculated bands

for

Au, Ag, and Pd, all by the same relativistic augmented plane-wave technique, so that even if there

are

errors

in the gap energies themselves,

the trends upon going from one metal to another

may be

correct.

The

letters

in

Fig.

1give the

interband

critical

points for allowed transitions at

F

and

I.

, identified in Table

I.

See also

Fig. 2.

I.O l4

l2

TABLE

I.

Identification of critical-point transitions

in Fig.

1.

0.8

Q4

CL

0.2

C9

CL

LLI

w oo

-0.2

-Q.

4—

lo

Ow

a L(6) L(8)

b L(5) L(8)~

c L(4)

-L(S)

d L(3) L(8)

L(5) L(9) f L(4}

I

(9)

g L{2)

-L(S)

h L{5)

-L{10)

'

I

{3)

-L(9)

I

(4)

-L(1O)

k L(1) L(8)

I L(2) L(9)

m L(3) L{1O-}

n L(1) L{9)

o L(2) L(10)

p L(6)

-L0.

1)"

q L(1)

I

(12)

L(6) L(12)"

u

r(5,

6)

-r(7)

{r,

-r;}

v I'(4)

-I"(7) {r,

'-r;)

w

r{2,

3) I'(7)

(r,

-

r-,}

w

r(5,

6)

r(s)

(r8 I'6)

x

r(5,

6)

r(9,

10)

(r'

r

) y

r

(4)

r(9,

10)(rv

rs)

y

r{2,

3)

-r(s)

(r,

-r6}

r(2,

3)

-r(9,

10)

(r8-r;)

J

z G w K g l

FIG.2. Energy bands ofAu obtained by a Fourier-series fit to the eigenvalues ofRef.

3.

These transitions are not expected in Pd because the initial state isempty.

"Bands 11and 12have been calculated only for Au so these transitions arenot labeled for Ag, Pd, and Cu in

(6)

C.

G.

OLSON, D.

W. LYNCH, AND

R.

ROSEI

In

fact,

this

first

attempt is seen to be promising,

for

the

I' critical

points occur consistently in

re-gions of the largest structure. Such

critical

points however, rarely dominate modulation spectra

be-cause only small regions of k space are associated

with them. Moreover, the interband

critical

point u, although allowed, should be weak, for it

is

al-lowed only via the spin-orbit interaction. Figure

2 shows that there can be interband

critical

points along Z and A very close to

I'.

These should en-hance the structures near I"and may dominate them

(see

below). Critical-point transitions at

X

contribute tosome of the weaker low-energy

struc-ture in

Fig.

1.

In order to learn more about the interband

criti-cal

points, we used Christensen's energy eigen-values for gold' in

a

band-fitting scheme which

used 60 symmetrized Fourier coefficients to fit E(k) throughout the Brillouin zone, with a root mean-square

error

ofabout 1 mRy at the input

energies. We plotted interband energies along principal axes

for

each apparent interband

critical

point at

I', L,

and along A and

Z.

We found a large number of interband

critical

points along the symmetry lines Z and A,

critical

points at ener-gies near those of the

I' critical

points. These

are

listed in Table

II.

The actual energies, and

per-haps the occurrence ofsome of the

critical

points,

are

influenced by the band-fitting procedure. A few

of the

critical

points appear to be two-dimensional

or

nearly

so.

Moreover, many of these

critical

points lie at small wave

vectors,

usually

less

than

one-fourth of the distance from

I'

to the zone boun-dary and often

less

than one-eighth of this

dis-tance. This means that if

a

critical

point at

I'

shifts with increasing temperature, the nearby

critical

points along Z and A will shift at about the same

rate,

provided they involve the same pair of bands. This

is

often the

case,

and in Table IIwe have labeled with primed

letters

those interband

critical

points "going with" the

critical

points labeled with unprimed

letters.

These

are

usually

critical

points of different types and they

are

dis-placed somewhat in energy. While the behavior ofthe Z and A

critical

points

is

assumed to be that of the

I'

points, the line shapes will be dif-ferent because the I"

critical

points

are

allMO or

3 while all

f

our types occur along A and Z

.

P

os-itive peaks in

-4q,

and -&p, can

arise

from M, or

M3

critical

points shifting to 1ower energy upon a

temperature

increase,

from Mp orMy points which

shift to higher energy, and from Mo

or

M, points

which broaden, assuming a single dominant mecha-nism. Thus M,

critical

points which shift "red".

and broaden upon a temperature increase may

dominate the spectrum.

We can model the expected structure under t:he

TABLEII. I', Z, A„interband critical points in Au.

Energy ~

(eV) Bands Location Type

Identification (Fig.1} 18.76

19.

22

19.

31

19.

56 19.82 19.85 20.12 20.12 21.14 21.38 21.48 21.92 21.99 22.10 22.26 22.49 22.52 22.52 22.75 23.14 23.55 23.62 23.65 23.76 23.89 24.11 24.25 24.34 24.53 24.66 24.79 24''83 24.86 24.95 24.95 24.98 24.98 26.12 26.16 26.38

5,6 7

5 7 5 7 6 8 4 7 6 8 4 7 5 8

2$3 7

5,6 8

2 3 7

5 9

2,3 8

6 9

5 9

5,6 9,10

4 9

6 9

5 9

4 9

4 9,10

6 10

4 10 2,3 8

3

~

9

2 9

5 10

6 10

2,3 9

5 11

4 10

2,3 9

2,3 9,10

6 1

2 10

3 10

2,3 10

4 11 3 10 2 10

r

A A

r

A A A I' I" A A A A

r

Z A A A

r

I' Z A A Z A

r

A Z Z Z M() M2 M2 M( M() M3 M2 M3 M() M3 M2 M( M() M2 M2 M3 M( M3 M3 M~ M3 M2 M2 M3 M( M( M3 M3 M2 Mo M3 M3 M3 M() M2 M2 M( M() M3 M3 W z' z' z'

Energies from the interpolation scheme, not the

or-iginal bands of Ref.

3.

Unprimed letters as in Table

I.

Primed letters

ex-plained inthe text.

assumptions that there

is

a single modulation

mechanism for these

critical

points and that the dipole matrix elements and broadening parameters

are

the same for those

critical

points along Z and

A which

are

near I' and which involve the same bands. Then.the expected line shape will be a sum of components, weighted by the degeneraeies of the points, 1(or 2), 8 or 12for

I',

A and Z,

respec-tively. Two examples of such superpositions

are

(7)

domi-22 THERM OMODU LATION

SPECTRA

OF

HIGH-E

-ENERGY

INTERBAND. . .

597

(o)

I i~ I

g ' 'W

O Xl O UJ '0 Ol O W IA C O O CV O I l9,5 I 20.0 W

I I I I

20.5 2I.O 2I.5

ENERGY (eV)

I

nant structure

arises

from the nearb c ' ' points along Z A

enearby

critical

g,

, or both. Ifboth th

g

.

er

mal

expan-spectrum

is

a

roa

ening play a

role,

the expected

is

a linear combination of the two

t

of

spectra

shown in

Fi

g.

.

3.

oug

Fig.

1shows a good match bet energies of several

e ween the several major structures and th

ergies

of interban

an e en-rband

critical

points at 1" the

tures probabl

e

struc-y

arise

from nearb

s

can be seen in

Fig.

1 the in

s

a contribute to the spectra in about the same energy region

as

the

I'

Z an

a

pro~i

that theirs

r

con

ri

ution. However, by lookin calculated positions

s or

for thee interband' transitions'

s

FIG.

3.

Lin'ne shapes for spectra of -Aq (~—

4

f

critical points v (Mo) and zo(M

critical points v' and ze' al

an zo M3)at I'and the

"ass

s sociated"

an ze along Z and Aconnectin the

same bands asv

andean.

SeeT '

c ing e

zv. eTables Iand II. (a)

Ex-pected line shape for a shift fth

to lower energy u

o ecritical- int en

upon increasing tern

po' ergy

s ape ue to

temperature-ing. Dashed

pe re-dependent broaden-as e curves are individual co

only by the de

contributions weighted y e egeneracies of the.critical points.po T

w so' a tw'

s o e ashed curves. The peaks

are ice as large asv

drawn half-size ,

v,

i.e.

, they have been

at

f.

for Au, Ag, and Pt

(Fig.

1,

Table I) we can

see

that transitions at L donot provide as con-sistent an interpretation for the ma

or

we give abov

or e major peaks

as

ove. A reliable estimate of di

trix

elements is

re

uired b t

s

is required to decide definitively e ween the L,

critical

points an

around

I'.

poin s and the points at and

Not labeled in

Fi

ig.

.

1

is

is

the contribution from

critical

points at

X.

These all fall at lower

ener-gies (transitions to flat band 10 '

e

an s and 11 e e

or i en and contribute to the structures below those labeled in the

p

e,

the allowed

X

interband

critical

oin in efigure.

For

ree

regions of o ' '

.

a,

14.

0, and

17.

0eV. In A

g' positive slope in

Fig.

1ata 12

.

6, eV. In Ag they occur in the

(14.

6

19

-eV

range, and lie onthe rising part of th

the

X

p

and on the shoulder at 18 V

contributions

are

at 15 d 18

e

.

InCu a.n eV in the

broad positive peak of

F'

1

structure in Pd

is

much weak

ig.

.

The

corre

rresponding

in

is

muc we

er

because bands 4 an

are

unoccupied at

X.

The

15-eV

st

te

structure in

Pt

does n t f t th

rn ofthe other element Th

o i e

pat-spectrum indicates th

s.

e line shape of

f

the

es

ere is

adominant cont 'b tion from the modulation of the

F

ermi function for

ransitions originating at the norm

e

Fermi

level. This

is

ormally a very strong effect in th

spectra

h

e ec in thermomodulation

ra

w enever it can

occur.

The

width of the

15-e

cur.

epeak- to-peak e -eV structure in Pt implies that a band of final states some

1-eV

wide ' ''

estimate based

e

-e

wide

is

involved, an

e ased on a convolution of the sha e i in

Ref.

11with densities f

e s ape given

s

apes but with

1-eV characteristic

widths.

gy ands have not been

calcu-Relativistic ener b

lated to high energies for

Pt.

It is ever tha

r

.

It is probable,

hogr-r,

at the structures at

18.

8 and

19.

7

respond to the shar s

an

.

7 eV

cor-e s arp structures e and zp in Au. Th

ine shape

is

a sum of cont '

u. e

by

I',

but b

contributions not dominated

y,

but by analogy with Au the n t ak p

'on is slightly

less

than the d'f

ene peak

separa-state

e iference in initial

and I"

(4).

The

s

ate separation,

i.e.

, ofI'(2 3 ina states

are

estimated tobe

14.

9

Knapppp et aa~.

.

"

have measured the lifetime f

'bdf

xci

td

e states in Cu b sion. They find th t

like band

a the

6

bandd, a

free-electron

,

increases

in width from 1to

o eV above the

a

width larger than some of the

s ectra

the

Fermi

energy )

we have measuredeasured

f

for Au. Since the lo

we consider,

I'

can ower energy,

i.e.

, into the

fr

t o

-lik

t

t

es

below it, our narr plies that there

arrow width im-a here can be measurable effects lection rules in el t

'e e

ects

of

se-states

with

lar

e co

e

ec

ron-electron scattering,

i.

e.

,

(8)

C.

G. OLSON,

D.

%.

LYNCH, AlVD

R.

BOSEI

than predominately

s-p-like states,

a complica-tion not often considered. This merits theoretical investigation. The widths of some 3d-band hole

states

in Cu have been measured as well.

'

Our data support the narrower widths.

"

Recent pho-toemission measurements" on Ag also show that excited electrons tend to become "trapped" at

a

minimum in a flat band about

17.

5 eV above E~,

an excited band with alifetime longer than states below or above

it.

We have not attempted adetailed assignment of all structures in the

spectra.

As we have shown,

for

a limited energy range and

a

limited volume

of k space, there

is

an overwhelming number of

critical

points not confined to symmetry points. Additionally (fortuitously, not for Au) the energy separation between

critical

points is sufficiently small that high-resolution

spectra are

not

possi-ble.

However, the systematics ofthe spectra

are

informative. The dominant structures in the

(20-25)-eV range appear to be due to

critical

points near

I'.

[Recent reflectance measurements on Au

resolve structures in the

(18-30)-eV

range when

differentiated, but they

are

assigned principally to transitions away from

I",

perhaps at the

Brill-ouin-zone boundary.

"]

In general, the agree-ment with calculated band structures is excellent. Taking the

I'(2,

3)-

1(7)and

I'(4)-I'(7)

doublet as

an example, we see that in Au, Ag-, and Cu the calculations and experiment agree towithin our ability toassign the location of the I' contribution

to the line shape. In Pd our best fit places I'(7) at

18.

0~

0.

2 eVwhile the calculated position

is

17.

.

7 eV. This fit

is

within the uncertainty of the

value of

18.

4+

0.

5eVfrom angle-resolved photo-emission.

"

The agreement for the energy of

I'(7)

in Ag is also consistent with angle-resolved photo-emission data.

"

I'(7)has not been calculated for

Pt,

but we place it at

14.

9eV, consistent with

photoemission data.

For

Au, recent photoemis-sion measurements along A place the calculated

band A(7) too low by about

3.

5 eVnear the center of the JI, line.

"

Our interpretation, involving A

critical

points much

closer

to

I

would not allow such a rigid upward shift.

This work was supported by the U.

S.

Depart-ment of Energy, Contract No. W-7405-Eng-82, Division of Materials Sciences Budget Code AK-01

-02-02.

It

was

carried

out as the Synchrotron Radiation Center of the Physical Sciences I abora-tory of the University ofWisconsin. The storage ring was operated under NSF Contract No.

DMR-77-21888.

We wish tothank N.

E.

Christensen

for

tables of energy eigenvalues for Au at several lattice spacings, and

for

partial-joint densities ofstates for Au and Ag. We also acknowledge assistance from

B.

N. Harmon and D.

J.

Peter-man in the use of the interpolation program and a program to produce plots of interband energies versus wave

vector.

*Present address.

C. G.Olson, M. Piacentini, and D.W. Lynch, Phys.

Rev. Lett. 33, 644 {1974).

J.

Hermanson,

J.

Anderson, and G. Lapeyre, Phys.

Bev. B 12, 5410 (1975).

3N.K.Christensen, Phys. Hev. B 13, 2698 (1976).

The states at I inHef. 3, should be I7, I6, I8, in

or-der of increasing energy above the Fermi energy.

N.

E.

Christensen (private communication).

B.

Bosei, M.Meuti, C.Coluzza, and C.Quaresima,

Opt. Lett.

1,

217(1977).

7M. Piacentini, Nuovo Cimento 39B,682 (1977).

8G.

F.

Gaedris,

B.

P.

Madden, and

L.

B.

Canfield,

J.

Opt. Soc.Am. 53, 1084(1963).

G. Apai,

P.

S.Wehner,

J.

Stohr, H. S.Williams, and

D. A. Shirley, Solid State Commun. 20, 1141(1976).

E.

Matatagui, A. G.Thompson, and M.Cardona, Phys.

Bev.176, 950 (1968).

R.Boseiand D.W.Lynch, Phys. Bev. B 5, 3883

(1972).

'~J.W.D.Connolly and K.H.Johnson, Massachusetts

Institute ofTechnology Solid State and Molecular

The-ory Group, Report No. 72, p. 19(1970)(unpublished). N.

E.

Christensen, Phys. Status Solidi B54, 551

(1972)

.

'4J.Janak and A.H, Williams {private communication).

~~N.

E.

Christensen, Phys. Rev. B14, 3446 (1976).

~6J.

F.

Janak, A.

B.

Williams, and V.

L.

Moruzzi, Phys. Rev. B

11,

1522(1975).

~J. A.Knapp,

F.

J.

Himpsel, and D.

E.

Eastman, Phys. Hev. B 19, 4952(1979).

P.

Thiry, D.Chaudesris,

J.

Lecante, C.Guillet,

B.

Pinchaux, and Y. Petroff, Phys. Bev. Lett. 43, 82

(1979)

.

P.S.Wehner,

B.

S.Williams, S.D.Kevan, D.Denley,

and D.A.Shirley, Phys. Rev. B19, 6164(1979). "D.Beaglehole, M.DeCrescenzi, M.

L.

Theye, and

G.Vuye, Phys. Bev.B19, 6303{1979).

2~F.

J.

Himpsel and D.

E.

Eastman, Phys. Bev.B 18,

5236(1978).

M. M. Traum (private communication).

3P.Heirnann, H. Miosga, and H.Neddermeyer, Solid

References

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