Rochester Institute of Technology
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Theses
Thesis/Dissertation Collections
12-1-1995
Transient performance of parallel-flow and
cross-flow direct transfer type heat exchangers with a step
temperature change on the minimum capacity rate
fluid stream
Brian D. Cole
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Recommended Citation
Transient Performance
of Parallel-Flow and
Cross-Flow Direct Transfer Type Heat Exchangers with a
Step Temperature Change on the Minimum Capacity
Rate Fluid Stream
by
Brian D. Cole
A thesis submitted in partial fulfillment
of the requirements for the degree of
Master of Science in Mechanical Engineering
Approved By:
Professor Satish G. Kandlikar
(Thesis Advisor)
Professor Balwant V. Karlekar
Professor Alan H. Nye
Professor Charles W. Haines
(Department Head)
DEPARTMENT OF MECHANICAL ENGINEERING
COLLEGE OF ENGINEERING
ROCHESTER INSTITUTE OF TECHNOLOGY
Abstract
Parallel
and cross-flow withboth
fluids
unmixed,
direct
transfer type
heat
exchangersare modeled
utilizing
athermal
networkconsisting
of nodes and resistors.A commercially
available software
package,
Thermonet,
calculatesthe transient
outlettemperatures
for
asteady-state model
introduced
to
a sudden change(step input)
in inlet
temperature
ofthe
Cmin
fluid
stream.
Both
modelsare validated againstanalytical solutions providedin literature.
Solutions
are verified
to
within a maximum percent meandifference
of4 %
of analytical solutionsfor
parallel-flow,
and8 %
of analytical solutionsfor
cross-flowheat
exchangers.Tables
aregeneratedwhichprovidenew
dimensionless
transient
outlettemperature
effectiveness valuesfor
parallel and cross-flow with
both
fluids
unmixed,
heat
exchangers.The
parallel-flowtemperatureresponses are presented
in
graphicalform for
the
specific parameters:NTU
equalto
0.5, 1.0,
and3.0;
C*equal
to
0.2,
0.6,
and1.0;
R*
equal
to
0.5, 1.0,
and2.0;
Cw*
equal
to
1.0,
10.0,
and1000.0;
andtd
equalto
0.25, 1.0,
and4.0.
The
cross-flowtemperature
responses arepresented
in
graphicalform for
the
same parameterslisted
above exceptNTU is
equalto
1.0.
Discussion regarding
the
dimensionless
parameters'effects on
the transient
response ofthe
heat
exchanger
is
provided.The
transient
performancetables
provide a quick referencefor
transient
Acknowledgments
I
wishto
expressmy
sincerestthanks
and appreciationto
Dr. Satish Kandlikar.
His
careful
guidance,
support,
andknowledge
made completion ofthis
work possible.Also,
I
amdeeply
gratefulto
my
wife,
Joan,
for
her
continuoussupport, patience,
and encouragementPermission Granted
I, Brian D. Cole, hereby grant permission to the Wallace Memorial Library of the
Rochester Institute of Technology to reproduce my thesis entitled "Transient Performance of
Parallel-Flow and Cross-Flow Direct Transfer Type Heat Exchangers with a Step Temperature
Change on the Minimum Capacity Rate Fluid Stream" in whole or in part. Any reproduction
will not be for commercial use or profit.
December 14, 1995
Table
of
Contents
I
List
ofTables
iii
II
List
ofFigures
vIII
Nomenclature
vii1
Introduction
1
2
Theoretical Background
11
3
Literature Review
17
3.1
Parallel-Flow Heat Exchangers
17
3.2
Cross-Flow Heat Exchangers
18
4
Application
ofThermal Network Solver
21
4.1
Parallel-Flow
Heat Exchangers
22
4.2
Cross-Flow Heat Exchangers
28
5
Validation
ofThermal Network Solver
Accuracy
37
5.1
Parallel-Flow
Heat Exchangers
37
5.2
Cross-Flow
Heat Exchangers
42
6
Results
54
6.1
Parallel-Flow Heat Exchangers
54
6.2
Cross-Flow Heat Exchangers
62
7
Discussion
ofResults
66
8
Conclusion
70
10
Appendices
75
A.
Practical
Application
ofTransient
Temperature
Effectiveness
Tables
B.
Sample
Spreadsheets for Parallel
andCross-Flow Temperature
Effectiveness
Calculations
C.
Excel
Spreadsheet
Formulas
D.
Dimensionless
Parameter
Equations Expanded
to
Practical Terms
I
List
of
Tables
Table
Page
3.1
Available Solutions for Parallel-Flow
Configurations
17
3.2
Available Solutions
for
Cross-Flow Configurations
18
4.1
Dimensionless
Values Utilized
for
Optimal Comparison
for
32
Cross-Flow Heat Exchangers
4.2
Optimal Number
ofSegment Analysis
for Cross-Flow Heat
33
Exchangers Both Fluids Unmixed/Single Pass
5.1
Transient Performance Validation
for
Parallel-Flow Heat
37
Exchangers
5.2
Transient Performance Validation for Cross-flow Heat Exchangers
42
6.1
Dimensionless Parameters Used in
this
Analysis for Direct
54
Transfer Parallel-Flow Heat Exchangers
6.2
Transient Temperature Effectiveness Values
for
NTU
=0.5,
55
Wall Capacitance Ratio
=1.0,
Parallel-Flow
Heat
Exchangers
6.3
Transient Temperature Effectiveness Values
for
NTU
=1.0,
56
Wall Capacitance Ratio
=1.0,
Parallel-Flow
Heat Exchangers
6.4
Transient Temperature Effectiveness Values
for
NTU
=3
.0,
57
Wall Capacitance Ratio
=1
.0,
Parallel-Flow
Heat
Exchangers
6.5
Transient Temperature Effectiveness Values
for
NTU
=0.5,
58
Wall Capacitance Ratio
=10.0,
Parallel-Flow
Heat
Exchangers
6.6
Transient Temperature Effectiveness Values
for
NTU
=1
.0,
59
Wall Capacitance Ratio
=10.0,
Parallel-Flow
Heat Exchangers
6.7
Transient
Temperature Effectiveness
Values
for
NTU
=3
.0,
60
Wall Capacitance Ratio
=10.0,
Parallel-Flow
Heat
Exchangers
6.8
Transient Temperature Effectiveness Values for NTU
=0.5,1
Table
Page
6.9
Dimensionless
Parameters Used
in
this
Analysis for
Direct
62
Transfer Cross-Flow Heat Exchangers
6.10
Transient Temperature Effectiveness Values
for
NTU
=1.0,
63
Wall Capacitance Ratio
=1.0,
Cross-Flow Heat Exchangers
6.11
Transient Temperature Effectiveness Values
for
NTU
=1
.0,
64
Wall Capacitance Ratio
=10.0,
Cross-Flow Heat Exchangers
6.12
Transient Temperature Effectiveness Values
for
NTU
=1.065
Wall Capacitance Ratio
=II
List
of
Figures
Figure
Page
1.1
Step
Input
2
1.2
Frequency
Input
3
1.3
Impulse Input
4
1.4
Direct Transfer Parallel-Flow Heat Exchanger Cross Section
5
1.5
Direct Transfer Cross-Flow Heat Exchanger
6
Single
Pass,
Both Fluids Unmixed
1
.6Steady-State
Operating
Conditions Before
andAfter
aStep
7
Change in Hot Fluid Inlet Temperature
-Parallel-Flow
1
.7Typical Outlet Temperature Distributions for
aCross-Flow
8
Heat Exchanger
1
.8Steady-State
Operating
Conditions Before
andAfter
aStep
9
Change in Hot Fluid Inlet Temperature
-Cross-Flow
2. 1
Parallel-Flow
Heat Exchanger
andIncremental Control Volume
12
4. 1
Direct Transfer Parallel-Flow Heat Exchanger Cross Section
23
(10 Segment Model Schematic
Diagram)
4.2
Direct Transfer Parallel-Flow Heat Exchanger Thermal Network
23
Model,
No Wall Thermal Resistance (10 Segment
Model)
4.3
Direct Transfer Parallel-Flow Heat Exchanger
Cross
Section
24
(20 Segment Model Schematic
Diagram)
4.4
Direct Transfer Parallel-Flow Heat Exchanger Thermal Network
24
Model,
No Wall Thermal Resistance
(20
Segment
Model)
4.5
Control Volume
for
Fluid Flow Resistance Derivation
25
Figure
Page
4.7
Direct
Transfer Cross-Flow Heat Exchanger
Thermal Network
29
Model,
Single Pass/Both
Fluids Unmixed
(3x3
Segment
Model)
4.8
Direct Transfer Cross-Flow
Heat Exchanger Thermal Network
3 0
Model,
Single Pass/Both Fluids Unmixed
(6x6 Segment
Model)
4.9
Direct
Transfer
Cross-Flow
Heat Exchanger Thermal Network
3 1
Model,
Single Pass/Both Fluids Unmixed
(10x10
Segment
Model)
4.10
Optimal
Number
ofSegments
for
NTU
=0.5
34
4. 1 1
Optimal
Number
ofSegments for NTU
=1.035
4. 12
Optimal Number
ofSegments
for
NTU
=2.0
36
5.1
-5.2
Thermonet Versus Romie
(1985) Validations,
Parallel-Flow
39
5.3-5.4
Bunce
(1995)
Comparison
ofThermonet
solutionto
solutionby
40
Myers
et al.(1967),
Parallel-Flow
5.5-5.6
Bunce
(1995)
Comparison
ofThermonet
solutionto
solutionby
41
Rizika
(1956),
Parallel-Flow
5.7
-5.8
Thermonet
Versus Chen
(1992) Validation,
Cross-Flow
44
5.9-5.14
Thermonet
Versus Spiga
(1987) Validation,
Cross-Flow
45
5.15
-5.26
Thermonet Versus Romie
ra
Nomenclature
A
heat
transfer area,
m2Cp
specificheat
at constantpressure,
J/(kg K)
C
fluid heat
capacity
rate,
Wcp
orrhcp
,J/(s
K)
C
fluid
streamheat
capacitance,
Mcp
,J/K
C*
dimensionless heat
capacity
rate,
Cmjn/Cmax
Cw
wallheat
capacitance,
(Mcp)w
,J/K
Cw
dimensionless
wallheat
capacitance,
(Mcp)w/(Mcp)mui
energy
per unittime,
J/s
orWatts
h
convectionheat
transfer
coefficient,
W/(m2K)
hgt
height,
mk
thermal
conductivity, W/(m
K)
L
heat
exchangerlength,
mm mass
flow
rate ofthe
fluid
stream,
kg/s
M
mass offluid
or wall materialin
the
heat
exchanger,
kg
NTU
dimensionless
numberofheat
transfer units,
UAJCm\n
q
heat
transfer rate,
J/s
orWatts
R
dimensionless
thermal
resistanceratio,
(hA),^^]^),,,!,,
T
temperature,
K
orC
T(0)
Steady
state outlettemperature
before
transient
input
has been
applied,
K
orC
T(t)
Outlet
temperature
attime
t,
K
orC
T(oo)
New steady
stateoutlettemp, aftertransient
input
has
been
applied,
K
orC
thk
thickness,
mt
time,
starting
with zero atbeginning
ofthe
step
change,
st*
dimensionless time,
t/td5min
tj
dwell time,
the time
requiredfor
afluid
particleto
passthrough the
heat
exchanger,
stj*
dimensionless
dwell
time,
t^min/tdjinax
td
mindwell
time
ofCm
jn
fluid,
std
maxdwell
time
ofCmax
fluid,
sU
overallheat
transfer coefficient,
W/(m
K)
V
fluid
velocity,
m/sV
volumetricflowrate,
m/min
wdth
heat
exchangerwidth,
mW
massflow
rate ofthe
fluid
stream,
kg/s
X*
dimensionless
distance,
x/LGreek
Letters
rjo
fin efficiency
8
dimensionless
steady-state effectiveness6f*
dimensionless
temperature effectiveness,
=[T(t)-T(0)]/[T(co)-T(0)]
p
density,
kg/m
Subscripts
0
atthe
beginning
ofthe transient
changel,a
fluid
with stepped changein its inlet
temperature,
steppedfluid
2,b
fluid
with no change(unstepped)
in
its
inlet
temperature,
unsteppedfluid
oo
Infinite
time
afterthe
step
changeis
imposed,
newsteady
state conditionf
fluid
in
inlet
out outlet
min minimum
heat capacity
ratefluid
max maximum
heat
capacity
ratefluid
w
heat
exchangerwallSuperscripts
*
1
Introduction
The
intent
ofthis thesis
is
to
develop
and validate simplifiedthermal
network modelsfor
both
parallel and cross-flowdirect
transfer type
heat
exchangers.Then
provideeasy
to
usetransient
performance effectivenesstables
which cover a wide range ofdimensionless heat
exchanger
design
parameters.Knowledge regarding
the transient
performance ofheat
exchangersis
important for
process engineers and
heat
exchangerdesign
engineers.Process
engineers areinterested
in
transient
responseto
reduce cycletime
between
productchanges,
reducestart-up
time,
andfor
process control.
This knowledge
assiststhe
heat
exchangerdesign
engineer whenanalyzing
internal
stresses,
in
optimizing
the
heat
exchangergeometry,
andin reducing
the
costto
manufacturenew
heat
exchangers.Three
commontypes
of transient temperatureinputs
exist.They
arethe
step
input,
frequency
input,
andthe
impulse
input. Figure 1
.1
showsastep input
whichis
a sudden changeFigure 1.1:
Step
Input
-.
S
CQ
_.
Oi
D.
E
H
The
frequency
input,
shownin figure
1
.2,is
aperiodically varying
changein
inlet
temperature
Figure
1
.3 shows animpulse
input
which
is
a changein
inlet
temperature
orflow
rate ofinfinite
amplitude,
but
infinitesimal
duration.
A
commontransient
disturbance
associated withheat
exchangersis
the
step input
atthe
heat
exchanger
inlet.
Therefore
the
present work willfocus
onproviding
transient
outlettemperature
solutions which occur
due
to
astep input
atthe
inlet
ofboth
parallel and cross-flowdirect
transfer type
heat
exchangers.A heat
exchangeris
adevice
whichtransfers
internal
thermal
energy
between
two
ormore
fluids
atdifferent
temperatures.
The
type
of exchangers selectedfor
this thesis
arecommonly
utilizedin
manufacturing industries.
The
selected exchangers are parallel andin
the
samedirection
through the
heat
exchanger.Cross-flow
meansthe two
fluids
areflowing
perpendicular
to
each other.Single-pass
indicates
the
fluids
cross pathsonly
once withinthe
heat
exchanger.Finally,
direct
transfer type
meansthe
two
fluids
are separatedby
athin
wallthrough
whichheat
transfer
occurs.There
are nomoving
partsin
the
heat
exchanger.Both
fluids flow simultaneously
with nomixing between
the two
fluids.
Figure 1.4
shows atypicalparallel-flow
single-pass,
direct
transfer type
heat
exchanger.Figure 1.4: Direct Transfer Parallel-flow Heat Exchanger Cross Section
Heat Exchanger
Fluid
amM^M^^e^^i
Separating
WallA
typical
cross-flowsingle-pass, direct
transfer
type
heat
exchangeris
shownin figure
1
.5.Figure 1.5: Direct Transfer
Cross-Flow
Heat
Exchanger
Single-Pass,
Both Fluids Unmixed
Heat Exchanger
AAA
Separating
Wall
i\l
i\l
i\l A
N
Fluid
b
Fluid
aInternal Partitions
For
cross-flowheat
exchangers,
individual fluid
streams areconsidered either mixed or unmixed.The
cross-flowheat
exchanger modelin
this thesis
is for both fluids
unmixed.That
meansthe
internal
partitions preventfluid
motionin
adirection
transverse to
the
mainflow direction
for
Typical steady
stateoperating
conditionsbefore
and after astep
changein
the
hot fluid
inlet
temperature
are shownin figure
1
.6for
a parallel-flowheat
exchanger.Figure 1.6: Steady-state
Operating
Conditions before
and after astep
changein
hot fluid inlet
temperature
-Parallel-Flow
Initial
steady-stateoperationg
conditionsSteady-state operating
conditions afterstep input
Input step
changeCold Fluid
Inlet
Flow Length
Response 1
Response 2
The
typical
inlet
and outlettemperature
distribution for
a cross-flowheat
exchangeris
shownin
figure
1.7.
Figure 1.7: Typical Outlet Ter
nperatureDistributions for
aCross-Flow Heat
Exchanger
Tiot,in
W H
V
cold,in
_J
wwq
*JLcold,out
Typical steady
stateoperating
conditionsbefore
and after astep
changein
the
hot fluid inlet
temperature
areshownin figure
1
.8for
a cross-flowheat
exchanger.Figure 1.8:
Steady-state
Operating
Conditions before
and after astep
changein
hot
fluid
inlet temperature
-Cross-Flow
Initial
steady-stateoperationg
conditionsSteady-state
operating
conditions afterstep
input
Temperature
Input
step
changeHot Fluid
Inlet
Response
2
Hot Fluid
Cold Fluid
Response 1
Cold Fluid Inlet
Schematic
It
is
apparentfrom figure
1.6
that
there
willbe
two
distinct fluid
outlettemperatures
for
the
parallel-flow
heat
exchanger.The
cross-flowheat
exchanger willhave
varying
outlettemperatures
for
eachfluid
depending
uponthe
location
chosen acrossthe
flow direction.
The
typical technique
for
handling
this
varianceis
to
average eachfluids
outlettemperatures to
The
transient
condition analyzedis described
asfollows.
A heat
exchanger systeminitially
atsteady
state conditionsis suddenly introduced
to
atransient
in
the
form
of astep
input.
A
step input is
a sudden changein
eitherthe
inlet
temperature
orflowrate
of one ofthe
fluids
to
anew,
constant value.The
transient
analysisbegins
withthestep input
and ends oncethe
system reachesthe
newsteady
state conditons.The
parallel and cross-flowheat
exchangersdescribed
above were modeledusing
athermal
network scheme.A
thermal
networkis
comprised of nodes and resistors connectedin
combinations
to
representthe
heat
exchangersfluids
andthermal
resistances.Specifically,
nodesrepresent
the
fluids
andseparating
wall,
and resistors representthe
fluid flow
capacitance andconvectiveresistances.
The
networkwas analyzedusing
afinite
difference
solutiontechnique
ona
commercially
availablethermal
networksolver,
Thermonet
-TransHX.
The
basic governing
equationsfor
parallel and cross-flowheat
exchangersdescribed
by
Shah
(1981),
were reducedto
dimensionless
parameterstypical
for heat
exchangerdesign.
The
dimensionless
parametersutilizedinclude
NTU,
C
,R
,C*
,
td
, andt
.Tables
were generatedwhich provide
dimensionless
transientoutlettemperature effectiveness values(8j
, ands2
)
for
parallel and cross-flow
heat
exchangerscovering
a wide range ofdimensionless
input
parameters.
The individual fluid
temperatureeffectiveness,
ei,
, ands2
are solutionsthat
indicate heat
exchanger performance.The
temperature effectiveness values rangefrom
0
to
1.
Zero
is
the
initial
steady-statedimensionless
temperature,
and1
is
the
steady-statedimensionless
temperature
afterthe
step input
has
been
applied.The
tables
generated provide a quick reference2
Theoretical Background
The
purpose ofthis
sectionis
to
statethe assumptions,
showthe
governing differential
equations
describing
the transient
behaviour
ofheat
exchangers,
statethe
initial
andboundary
conditions,
list
the
dimensionless
parameters utilizedto
describe
parallel and cross-flowheat
exchangers,
and give afeel for
the
complexities associated with analytical solutionsfor
transient
heat
exchanger performance.The
following
idealizations
presentedby
Shah
(1981)
are utilizedin
deriving
the
governing differential
equations.1
.The
temperatures
ofboth
fluids
andthe wall arefunctions
oftime
and position(one dimension
for
parallel-flowheat
exchangers, two
dimensions for
cross-flowheat
exchangers).2.
Heat
transferbetween
the
exchanger andthe
surroundingsis
negligible.There
are no
thermal
energy
sourceswithinthe
exchanger.3.
The
massflow
ratesofboth
fluids,
althoughmay
be
different,
do
notvary
withtime.
The
fluids
areuniformly distributed along
the
flow
passages.4.
The velocity
andtemperatureofeachfluid
atthe
inlet
are uniform overthe
flow
cross sectionandare constantwith
time
exceptfor
the
imposed
step
change.5.
The
convectiveheat
transfer
coefficienton eachside,
andthe thermal
propertiesof
both
fluids
andthe
wall areconstant,
independent
oftemperature,
time
andposition.
6.
Longitudinal
heat
conduction withinthe
fluids
and wall as well asthe
transverse
7.
The
heat
transfer
surface area on eachfluid
sideis
uniformly distributed.
8.
Either
the
wallthermal
resistance andfouling
resistances are negligible orthey
are
lumped
with convectivethermal
resistances onhot
and coldsides.9.
The
thermal
capacitance ofthe
heat
exchanger shellis
considered negligiblerelative
to
that
ofthe
heat
transfer
surface.An energy
balance,
utilizing
equation2. 1
, appliedto
incremental
control volumesfor
the
(2.1)
hot
fluid,
coldfluid,
andseparating
wall shownin figure 2.1
resultsin
the
following
simplifiedP P =P
'-'in
'-'out
^storedFigure 2.1: Parallel-flow Heat Exchanger
andIncremental Control Volume
Hot Fluid
h,i
T
Cold Fluid
Heat Exchanger
x
dx
T,
h,om^^kmmmMm^^
Separating
Wall
Hot fluid
differential
equation:Ch^f
+ Chz|^- +(n0hA)h(Th-Tw)
=0
(2.2)
Cold fluid
differential
equation:Cc^f
+ Ccz|i +(n0hA)c(Tc-Tw)=,0
(2.3)
Wall differential
equation:Cw^-(Tl0hA)h(Th-Tw)
+(TlohA)c(Tw-Tc)
=0
(2.4)
where
Cw
=Mwcp
w=Wall
heat
capacitance(2.5)
Ch
=Mhcp
h=Hot fluid heat
capacitance(2.6)
Cc
=Mccp
c=
Cold fluid
heat
capacitance(2.7)
C h
=mhcp
,h
-
Hot
fluid
heat capacity
rate(2.8)
Cc
=mccp
c=
Cold fluid
heat
capacity
rate(2.9)
and other
terms
aredefined
in
the
nomenclature.The
initial
conditionsfor
the
fluids
and wall are obtainedfrom
the
steady-statetemperatures
before
the
step input. The
boundary
conditions arethe
inlet
temperature
change ofthe
steppedfluid
to
it's
new value andthe
constantinlet
temperature
ofthe
unsteppedfluid.
It
is
apparentfrom
the
differential
equationsthat
the
dependent fluid
and walltemperatures
arefunctions
of elevenindependent
variables and parameters:Th
=Tc
=g[x,Thi,Tci,Ch,Cc,(r|0hA)h,(ri0hA)c,FlowArrangement,t,Cw,Ch,Cc]
(2.10b)
Tw-h[x,\i,TC;i,Ch,Cc,(TlohA)h,(TlohA)c,FlowArrangement,t,Cw,Ch,Cc]
(2.10c)
Dimensionless
parametershave
been
formulated
from
the
differential
equationsto
providesteady-state and
transient
dimensionless
groupsfor
easein separating
the
parametersfor
eitheranalysis.
Selection
was alsobased
ontypical
variables associated withheat
exchangerdesign.
The
dimensionless
parameters aredefined
asfollows:
T*:
T
=^-
=dimensionless
temperature
response(2.11)
T(oo)-T(0)
t
:i
= =dimensionless flow length
variableJL;
UA
NTU
= =number oftransfer
unitsCmin
X*:
X
= =dimensionless flow length
variable(2.12)
JL;
UA
NTU:
NTU
= =number oftransfer
units(2.13)
*
C
C*:
C
= mm =capacity
rate ratio(2.14)
Cmax
r*
:
R*
=
lH
(max
=thermal resistance ratio
(2.15)
,
(rinhA)
I*
=
_ imax _
thermal resistance ratio
(^ohA)^
td
:td
ld,max
*
C
Cw
==^-=wall capacitance ratio
(2.16)
Cmin
*
=
ii5L
sdwell
time
ratio(2.17)
t
= =dimensionless time
variable(2.18)
The
dimensionless
parametersreducethe
independent
variablesfrom
elevento
seven.Th*
=
f[x\NTU,
C*,t\R\c;,t;]
(2.19a)
Tc*
=
g[x\NTU,
C*,t*,R*,C;,t;]
(2.19b)
Interest only
in
the transient
outlettemperature
response of eachfluid
further
simplifiesthe
analysis
by
eliminating X
which equals0
or1
at either end ofthe
heat
exchanger.Cima
andLondon
(1958)
proposed anotherdesignation
for
the
dependent dimensionless
variables which
is
utilizedin
thisworkto
reduceconfusionbetween T
andT.
Instead
ofusing
T
,they
proposedto
usedimensionless
temperature
effectiveness variablesdefined
by
equations2.20
and2.21.
e
T(t)-Ti()
(220)
.
T2(t)-T2(0)
6f'2
"T2(oo)-T2(0)
(2-21)
Subscripts
f,
1
andf,
2
referto the
stepped andunsteppedfluids,
respectively.All temperatures
in
equations2.20
and2.21
are outlettemperatures.T]
(t)
is
the
outlettemperature
for
the
steppedfluid
atany
specifiedtime t
during
the transient
responseto
astep
input.
Tx (0)
is
the
steady
state outlet temperature
for
the
steppedfluid
before
the transient
input has been
appliedto the
transient
input has been
applied.Subscripts
1
and
2
asdescribed
above referto the
stepped andunstepped
fluids,
respectively.
Finally,
the
independent
dimensionless
parameters are reducedto the
six parametersshown
in
equations2.22a
and2.22b.
8f
f
[NTU,
C*
,
t*
,
R*
,
C;
,t*d
]
(2.22a)
ef]2*=g[NTU,
C*,t*,R*,c;,t;]
(2.22b)
Transient
analysis of cross-flowheat
exchangersis
moredifficult
comparedto
parallel-flow
heat
exchangersbecause
the temperature
is
afunction
oftime
andtwo
positionvariables(x
and z).
Fortunately,
all ofthe
dimensionless
parametersderived
for
parallel-flowheat
exchangers are applicable
for
cross-flowheat
exchangers.Further
reduction ofthe
dimensionless
parametersis
typically
performedfor
reducing
the
complexity
ofthe analytical solutionfor
specific cases ofinterest.
These
further
reductionslimit
the
ability
to
providetransientsolutionsfor
a widerangeofdimensionless
parameters.The
numerical solution
technique
employedin
this
thesis
providesfor
transient
performanceLiterature
Review
Two
comprehensiveliterature
reviewsregarding
the
transient
performance ofheat
exchangers exist.
Literature
was reviewedup
to
1981
by
Shah (1981).
Bunce
andKandlikar
(1995)
reviewedliterature
up
to
1995. It
was notedby
Bunce
andKandlikar
(1995)
that
severalcomplex analytical solutions are presented
in
adifficult
to
utilizeformat.
3.1
PARALLEL-FLOW
Solutions for
parallel-flow configurations are summarizedin Table 3.1.
Table 3.1: Available Solutions for
parallel-flowconfigurationsRestrictions
Solution Method
Reference
Dwell
time
offluids
are equal orboth fluids
aregases
Analytical
Romie
(1985)
Thermal
capacitance ofthe
coreis
assumedto
be
negligible comparedto
the
thermal
capacitance of
the
steppedfluid.
Analytical
Li
(1986)
Both
fluids
mustbe
gases.Analytical
Gvozdenac(1987)
Romie
(1985)
presentsanalytical solutionsutilizing
four dimensionless
parameters9, E,
R,
andNTU.
Several
graphical solutions arepresentedfor
specificdimensionless
groups.Both
fluids
are restrictedto
equal velocities orboth fluids
are gases.This
analyticaltechnique
requires the
integration
ofBessel functions.
The
thermal
capacitance ofthe
coreis
assumedLi
(1986)
presents an analytical solutiontechnique
whichis
valid
for liquid
to
liquid
andliquid
to
gasheat
exchangers wherethe
steppedfluid is
the
liquid.
The
fluid
velocities canbe
different.
The
technique
utilizesthe
Laplace
transform
and requiresthe
integration
ofBessel
functions.
Gvozdenac
(1987)
presents solutions whereboth fluids
aregases, the thermal
capacitiesof
the two
fluids
are negligible relativeto the thermal
capacity
ofthe
heat
exchangercore,
andit
is
validfor
any
type
ofinput
temperature
change(sinusoidal,
exponential, step
function,
etc.).3.2
CROSS-FLOW
Table
3.2
summarizesthe
availableliterature
and solutiontechniques
for
cross-flowheat
exchangers.
Table 3.2:
Available
Solutions
for Cross-Flow
Configurations
Restrictions
Solution
Method
Reference
Finite Difference
Dusinberre
(1959)
One
fluid
mixed,
otherunmixed
mixed
fluid
steppedCw*
large
Analytical
Myers
etal.(1967)
Both
fluids
unmixedFinite Difference
Yamashita
etal.(1978)
Both
fluids
gasesBoth
fluids
unmixedAnalytical
Romie
(1983)
Both
fluids
gasesBoth
fluids
unmixedAnalytical
Gvozdenac
(1986)
Both
fluids
gasesBoth
fluids
unmixedAnalytical
Spiga,
Spiga(1987)
Delta
input
only
Both
fluids
unmixedAnalytical
Spiga,
Spiga(1988)
Delta
input
only
Both
fluids
unmixedAnalytical
Chen,
Chen
(1991)
Both
fluids
gasesBoth
fluids
unmixedAnalytical
Chen,
Chen
(1992)
Dusinberre
(1959)
presentedthe
first
paperto
obtainthe
transientperformance of gas-to gas cross-flowheat
exchangers withboth fluids
unmixed.He
utilized afinite
difference
technique.
Solutions
were not verified withany
other source.Myers
et al.(1967)
determined
the transient
behavior
of gas-to-gas cross-flowheat
exchangers withthe
stepped,
hot fluid
mixed.Response
to this
step
change wasfound
utilizing
a complex analytical approach whichinvolves
the
integration
ofBessel functions.
All
solutionswere
found for
the
case wherethe
wall capacitanceCw
was consideredlarge.
Graphical
solutions are presented
showing
a90 %
responsetime
for
the
mean outlettemperatures.
Yamashita
et al.(1978)
calculatedthe transient
outlettemperature
response with neitherfluid
mixed and nolimit regarding
the
wall capacitance sizefor
astep
changein
inlet
temperature
utilizing
finite
difference
techniques.
Effects
ofthe
governing
parameterstj
,1 /
C^,
,R
,NTU,
andC
wereillustrated graphically
by
varying
each parameter withthe
other valuesfixed
to
be
unity.Romie
(1983)
applied aLaplace
transformtechnique to
gas-to-gas cross-flowheat
exchangers.Graphical
solutions were presentedfor
single-pass exchangers with neither gasmixed.
A
unitstep increase
was appliedto the
entrance temperature of either gas.Exit
meantemperature
solutions are givenin
graphicalform for
the
following
range ofdimensionless
parameters:NTU
(1-8),
E
(0.6-1.67),
andR (0.5-2.0).
Gvozdenac
(1986)
provided analytical solutionsfor
gas-to-gas,
large
wallcapacitance,
single-pass cross-flow
heat
exchangers withboth
fluids
unmixed.Solutions
are presentedcapabilities
for
the
fluids
to
be
gases orliquids,
and afinite
wallheat capacity
to
be
utilized.Results
are validfor arbitrary
time
varying
initial
andinlet
temperatures.
Chen
andChen
(1991,
1992)
simplifiedthe
implementation
ofthe
Spiga
andSpiga
(1987,
1988)
workby
proposing
straightforward fortran
computer codetechniques that
decrease
computer
time.
Chen
andChen
(1991)
analyzed gas-to-gas cross-flowheat
exchangers withneither gas mixed and provide graphical output.
Spiga
andSpiga
(1992)
propose an exact analytical solutionfor
astep
changein
the
inlet
temperature
ofthe
hot
fluid.
Both
fluids
are unmixed gases orliquids.
Finite
wall capacitanceis
utilized.
The
literature
reviewshows solutions existfor
the transient
outlettemperature
responseof a
heat
exchangerto
astep
input
onthe
inlet
side ofthe
heat
exchanger given specificrestrictions.
All
ofthe
parallel-flow solutions are analytical.Two
ofthe
cross-flow solutionsutilize
finite
difference
techniques
whilethe
remaining
eight utilize analytical solutiontechniques.
The
finite
difference
techniques are not as accurate asthe
analyticalsolutions,
however finite difference
solutions cancover a wider range ofindependent
parameters.All
ofthe
available solutions are restrictedto
a narrow range ofdimensionless
parameters.These
restrictions make
it
difficult
to
provide referencetables
which cover a wide range ofheat
4
Application
of
Thermal
Network
Solver
This
analysisdeals
with parallel-flow and cross-flowdirect-transfer
type
heat
exchangers.
These heat
exchangers consist oftwo
independent
flowing
fluids
separatedby
afixed,
very
thin
material or wall.The entering
fluids
are atdifferent
temperatures
resulting
in
heat
transfer
from
the
higher
temperature
fluid
to the
lower
temperature
fluid.
Fluid flow
ratesare constant.
The
parallel-flowheat
exchangerfluids
enterthe
exchanger onthe
sameside,
flow
in
the
samedirection,
and exitthe
exchangeronthe
oppositesidefrom
wherethey
entered.The
fluids
flow
perpendicularto
each otherin
the
cross-flowheat
exchanger.This
applicationconsists of
both fluids
andthe
heat
exchangerinitially
at steady-state conditions.Steady-state
conditions
indicate
the
exchanger andfluid
temperatures
do
not change withtime.
The
minimum
capacity
ratefluid
streamtemperature
is
instantaneously
increased
to
anew,
constantvalue.
This
inlet step
temperature
change causesthe
entire systemto
changetemperature
overtime
untilit
reaches new steady-state conditions.The
response ofinterest
to the
processengineer
is
the transient
outlet temperature response of eachfluid
to this
step
input
change.Thermal
network models weredeveloped
to
represent parallel and cross-flowheat
exchangers.Nodes
representthe
fluids
or wall regionsin
the
heat
exchanger,
and resistors are utilizedto
represent
heat
transfer
resistance.These
models wereset-up
in
Thermonet
-a
commercially
available
thermal
network software packagewhich was utilizedto
calculatethe transient
outlettemperature responses
for
this
application.Solutions
were obtainedfor
the
following
4.1
PARALLEL-FLOW
HEAT EXCHANGERS
Simplified
10
and20
segmentdirect-transfer
parallel-flowheat
exchanger cross-sections areshown
in Figures
4.1
and4.3,
respectively.This
simplified model utilizes nodes(dots)
to
symbolize
the
fluids
andseparating
wallin
the
heat
exchanger.Each
node represents aspecificvolume of
fluid
or wall region representedby
the
"boxed"regionsurrounding
each node.Both
fluids
enterthe
exchanger onthe
sameside,
flow
parallelto
eachother,
and exitthe
samebut
opposite side
from
the
inlet. Equivalent
thermal
network node-resistor models are generatedfrom
the
simplified cross-sections as showndirectly
below
each cross-sectionin figures
4.2
andFigure 4.1: Direct Transfer
Parallel-flow
Heat Exchanger
Cross
Section
(10 Segment Model
Schematic
Diagram)
Fluida
(Stepped
Fluid)
r
Wall
101 102
',
103',
104J
105!
106!
107!
108!
109',
110:;:.
301 302
]
303;
304 305\
306\
307|
308]
309 \ 310<
i
201
!
202I
2031
204!
2051
206!
207!
208!
209 1 210Fluid b (Unstepped
Fluid)
Nodes:
100-Fluida nodes 200-Fluid bnodes 300-Wallnodes
Figure
4.2: Direct Transfer Parallel-Flow Heat Exchanger
Thermal Network Model
No Wall Thermal Resistance
(10 Segment
Model)
Fluida(Stepped
Fluid)
^
'"-"" -"
"yfl^v^^
20.
'0;
202 '203
\l
204 V 205 VV 2Q6VJ
^V^
208 *V 209 ^V1^
2Fluidb(Unstepped
Fluid)
Resistors:
100-FluidaFlow Capacitance
1/mCp
200-FluidbFlow CapacitanceFigure
4.3: Direct
Transfer
Parallel-Flow
Heat
Exchanger Cross Section
(20
Segment Model Schematic
Diagram)
Fluida
(Stepped
Fluid)
[
f
'101 102 103 104 105 106 107 , 108 119 120 1
"^ * *
1
Wall \
301 302 303 304 305 306 307 | 308 \319 320
^
l
Flui
201 202 203 204 205 206 207 , 208 \ 219 220 2
d b (Unstepped
Fluid)
J
Nodes:
100-Fluidanodes
200-Fluidbnodes
300-Wallnodes
Figure 4.4: Direct Transfer Parallel-Flow Heat Exchanger Cross Section
Thermal Network Model
No Wall Thermal Resistance
(20 Segment Thermal Network
Model)
Flui<J
a(SteppedFluid)
101 ;11 102 103 r,3 104 .05 * 106 107 A10/ 108
(
1.9V.
.20 .'?201 :,'
202
J
J
203V,
204JJ
205JJ
206JJ
207TJ7
208JJ
/219 220 ^ 2\_ "'
201 ""
202
Fluidb(Unstepped
Fluid)
203 204 208/ 219
Resistors:
100-FluidaFlow
Capacitance
1/mCp
200-Fluid bFlowCapacitanceHeat
transfer
resistances are addedto
the
simplified models.Fluid
nodes areseparatedby
fluid
flow
resistors(l/[mass flow
ratetimes
specificheat]),
and convective resistancebetween
the
fluid
node and wall node.Fluid
flow
resistorsemergefrom
anenergy
balance
as shownin figure
4.5
andthe
derivation below:
Figure 4.5:
Control
Volume for Fluid Flow Resistance Derivation
Node#
\
Control
Volume
Fluid Flow Direction
1
i2
F
F
+F =F
L/in -"-"out ^generated
^
stored
(4.1)
where
Egenerated
=0
=>
qn+1
+
rhcp(T1n+I-T2n+1)
=mcvcwhere
rhcp
(Ti"+1
-T2n+1
)
is
representedas(T2n+1-T2n)
Ax
Clf+1-i?+1)
R
(4.2)
(4.3)
where
R
= =Fluid Flow
capacitance(Kelvin/Watt)
(4.4)
mc
r-n+1 Tn>
n+1
(Tri-T2n+i)
(ir-T2n)
4R
=
The
steppedfluid is
representedby
nodesnumberedin
the
onehundreds,
the
unsteppedfluid
by
nodes numbered
in
the two
hundreds,
andthe
wallby
nodes numberedin
the three
hundreds.
The
outlettemperature
nodefor
the
steppedfluid is
numberedone,
andthe
unsteppedfluid is
numbered
2.
This
allowsfor
quick recognitionduring
modeling,
and alsofor
ease of expansionto
larger
segment models.A 10
segment modelindicates
the
heat
exchangerhas
been
divided
into
10
specific regionsin
the
direction
offluid flow.
The 20
segment modelindicates
adivision
into
20
regions.Increased
segment modelstypically
lead
to
more accurate outlettemperature
calculations coupled with
increased
computer runtime.
Thermal
wall resistanceperpendicularto
the
fluid
flow
direction
was excludedfrom
this
modelbecause
ofthe
styleheat
exchangersbeing
analyzed.
The separating
wallbetween
the two
fluids is
extremely
thin.
Therefore
wallthermal
resistance perpendicular
to the
flow
direction is
considered negligible.Thermal
resistancein
the
separating
wallin
the
flow
direction
is
consideredinfinite because
the
separating
wallis
extremely
thin.
The
relativeheat
conductionin
the
flow
direction is
negligible relativeto the
heat
transferperpendicularto the
flow direction. The
optimaltimestep
andnumberof segmentsrequired
for maintaining accuracy
and minimize computer run time wasdetermined
by
Bunce
(1995). These
valueslimited
the
errorto
less
than
1
percent.For
NTU
<2,
a10
segment modelwasrequired.
For 2
<NTU
<10,
a20
segment modelwassufficient.A
timestep
input
requiredfor
Thermonet
ofhalf
the
dwell
timeofthe
fastest
flowing
fluid
wasdetermined
sufficientfor
allcases
by
Bunce (1995).
This
technique modelsthe
parallel-flowheat
exchangerutilizing
nodes and resistors whichare solved
by
Thermonet
athermal
network solver.Thermonet
can solve steady-state andtransient
heat
transfer problems.The
heat
transfer
systemis
represented as athermal
networkHeat flow
rate,
Q
=>Current,
I
Temperature
difference,
AT
=>Voltage,
V
andThermal
resistance,
R
=>Electrical
resistance, R.
A
backward-difference
schemeis
employedto
provide anunconditionally
stable solverfor
steady-state and
transient
problems.The
term
unconditionally
stablemeansthe
solution remainsstable
for
all space andtime
intervals.
Thermonet
canhandle
variablethermal conductivity,
variable convection
heat
transfer coefficients,
radiation andfluid
streams.It
has
an easy-to-useinteractive
windowsfront
end.The
basic
equations employedaredescribed
in Incropera
andDe
Witt (pages 221
222).
Individual
fluid
temperature
effectiveness values8]
, ande2
were generatedutilizing
dimensionless
parametersset-up in
a spreadsheetto
generateresistorandnodevaluesto
be
usedby
Thermonet.
Thermonet
utilizesthe
resistordata
andinitial fluid inlet
temperatures to
calculate
the
initial
steady-statetemperature
distribution
ofthe
heat
exchanger.This
steady-statedata
is
then transferred to the
spreadsheetfor
usein
the
nodedata
table.
The
nodedata
table
contains node volume and
initial steady
statetemperature
information for
each nodein
the
model.
The
nodetable
is
transferred
to
Thermonet.
Thermonet
utilizesboth
the
resistor andnode
table
data
to
calculatethe
transientoutlettemperature
responseofboth fluids
to
astep
input
change
for
the
Cmin
fluid.
The
transient outlet temperature response wastransferred to the
spreadsheet and
Sj*,
and were calculatedfor
appropriatet
values.Values
oft were selectedto
include
the
full
s*
4.2
CROSS-FLOW
HEAT
EXCHANGERS
A
simplified4x4
segment single passdirect-transfer
cross-flowheat
exchangeris
shownin
Figure 4.6.
Figure 4.6: Direct Transfer Cross-Flow Heat Exchanger
Both Fluids Unmixed (4x4 Segment
Model)
Height Fluid
aLength
Width
tt
Fluid
b Nodes
%
Wall Thickness
Height Fluid b
Fluid
aFluid
aNodes
Fluid
b
The
two
fluids
areunmixed,
separatedby
awall,
andflow
perpendicularto
each other.Each
node-resistor modelsareshown
for
a3
x3,
6
x6,
and10
x10
segmentmodelsin figures
4.7,
4.8
and4.9,
respectively.Figure 4.7: Direct Transfer Cross-Flow
Heat
Exchanger
Thermal Network
Model
Single Pass/Both Fluids Unmixed
(3x3
Segment
Model)
Fluida
(Stepped
Fluid)
\
Fluid b (Unstepped
Fluid)
100-FluidaFlowCapacitance
1/mCp
200-Fluidb FlowCapacitanceFigure
4.8:
Direct Transfer
Cross-Flow
Heat
Exchanger
Thermal
Network Model
Single Pass/Both
Fluids Unmixed
(6x6 Segment
Model)
Fluida
(Stepped
Fluid)
\
Fluid b (Unstepped
Fluid)
100-FluidaFlowCapacitance
1/mCp
200-Fluid b FlowCapacitance
1/mCp
300-FluidaConvective Resistance1/hAFigure 4.9: Direct Transfer
Cross-Flow Heat Exchanger
Thermal Network
Model
Single Pass/Both
Fluids
Unmixed
(10
x10
Segment
Model)
Fluida
(Stepped
Fluid)
\
Fluid b (Unstepped
Fluid)
100-FluidaFlow Capacitance
1/mCp
200-Fluid b FlowCapacitance1/mCp
300-FluidaConvectiveResistance 1/hA
400-Fluid bConvectiveResistance 1/hA
These
equivalentthermal-network
models are generatedfrom
equivalent simplifiedthree
dimensional
models similarto the
oneshownin
figure
4.6.
Fluid
nodes are separatedby
fluid
flow
resistors(l/[mass flow
ratetimes
specificheat]),
and convective resistancebetween
the
fluid
node and wall node.Each individual fluid
stream nodeis
connectedonly in
it's flow
direction.
This
makes eachfluid
unmixed.For
a3
x3
segmentmodel,
it
requires9
nodesfor
fluid
a,
9
nodesfor fluid
b,
9
nodesfor
the
wall(neglecting
wallresistance),
and6
nodesfor
the
outlettemperatures of
fluids
a andb.
This
givesatotal
of33
nodes requiredfor
a3
x3
segmentmodel.
A 3
segment parallel-flow model requiresonly 1 1
nodes.A
6
x6
segment modelrequires
320
nodes versus32
for
a10
segment parallel-flow
model.
The
currentThermonet
software package utilized
for
this
analysisis limited
to
1000
node models which restricts thetotal
number of segmentsto
17
x17 requiring 901
nodes.Thermal
wallresistancewas excludedfrom
this
model.The
optimal number of segments requiredfor maintaining accuracy
andminimizing
computerrun
time
wasdetermined
by
comparing steady
stateThermonet
runsto
actualtheoretical
outlettemperature
values calculatedby
the
effectiveness-NTU method.Comparison
wasperformedfor
the
dimensionless
parameter rangelisted
in
table4.1:
Table
4.1: Dimensionless Values Utilized for Optimal Comparison for Cross-Flow Heat
Exchangers
*
c
NTU
*
C
*
R
10
0.5-2.0
0.2-1.0
0.5
-2.0
1.0
Table 4.2
showsthe
percentdeviation from
actualfor
the
range of parameterslisted
above andffi ra c (0 _= o X LU _-B a
5
o uu 01 (08
o
to >.1
8
o> raE
=?2
w"g
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IS
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151
1' -SI'M i"-; tN
. 1 1 1 J
'
1
; 6 o o o p 1 1 I i CM o 1 i i j ; d O O 1 : '6; ; | a '
]
j
.;:_*
i-z
o
d
!
!s
i
lii
!
1
: ] o pJ
j
i 1: !; iComputer
runtime
increased
anywherefrom
2
to
14
times the total time
for
the
3
x
3
versusthe
6x6
segment model.The
10
x10
segment modeltook
from
3
to
22
times
longer
comparedto
the
6
x6
model.Total
computer runtime
waslonger
asNTU increased for
each segment model.For
NTU
=0.5,
percentdeviation from
theoretical
is less
than
2 %
for
the
3
x3,
6
x6,
and10
x
10
segment models shownin
Figure 4.10.
Cw* =
10,
C* =0.2
-1.0,
R* =0.5
-2.0,
td* =1.0
2
_
1 fi
0s
^
1 fi
CO O *->
0)
1.4
L_
o
dl
1.2
JZ
\-1
E
o
0.8
^ c
o
0.6
+-.2
04
>
as
a
0.2
0
Figure
4.10:
Optimal
Number
ofSegments for NTU
=0.5
For NTU
=1.0,
percentdeviation from
theoretical
is
less
than
1
% for
the
6x6,
and10
x10
Cw* =
1
0,
C* =0.2
-1
.0,R*
=
0.5
-2.0,
td* =1
.02.5
Figure
4.1
1
:Optimal Number
of
Segments for NTU
=1
.0
For
NTU
=2.0,
percentdeviation from
theoretical
is less
than
3.4 %
for
the
10x10
segmentmodel,
less
than
6.3 % for
the
6x6
segmentmodel,
andless
than
14.8%
for
the
3x3
segmentre o
a
o
01
E
ore
>
ai
Q
Cw* =
10,
C* =0.2
-2.0,
R* =0.5
-2.0,
td* =1.0
3x3-Segment 6x6Segment 10x10Segment
Figure 4.12:
Optimal Number
ofSegments
for
NTU
=2.0
Therefore,
the
6x6
segment modelis
recommendedfor
NTU
<1
.0to
achieveaccuracy
within1%
and minimize computer runtime.
For NTU
<2.0
the
10
x10
segment modelis
recommended
to
achieveaccuracy
within3.4%.
Following
previous recommendationsfrom
Bunce
(1995)
regarding
the
timestep,
atimestep
ofhalf
the
dwell
time
ofthe
fastest
flowing
fluid
wasdetermined
sufficientfor
allcases.This
technique
modelsthe
cross-flowheat
exchangerutilizing
nodes and resistors whichare solved
by
Thermonet.
The
same methoddescribed
for
parallel-flowheat
exchangersis
applied
to
cross-flowheat
exchangers.Individual fluid
temperatureeffectiveness valuesEj
,andweregenerated
utilizing dimensionless
parametersfor
NTU
=