WoDiM 2014: 18th Workshop on Dielectrics in Microelectronics 9-11 June 2014, Kinsale, Ireland
Zero Bias Resonant
Tunnelling Diode for
Use in THz Rectenna
Naser Sedghi*, I. Z. Mitrovic, J. F. Ralph, and S. Hall
Department of Electrical Engineering and Electronics, University of Liverpool, Liverpool L69 3GJ, UK
*nsed@liv.ac.uk
2
Outline
• Motivation: Harvesting THz energy by rectennas
• Rectifiers needs:
• Small signal rectification with zero bias
• High degree of non-linearity around zero volt
• Small dynamic resistance
• A design model for resonant tunneling at zero bias MIIM
diodes
• Theory
• Results
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Rectenna (
Rec
tifying An
tenna
)
• Capture the EM waves in broad-band antennas.
• Can be used for solar energy harvesting (feasible range: IR). • For solar energy harvesting the technology far less expensive than
photovoltaics.
• Very high efficiencies with full wave rectification (> 80%). • Absorption at all frequencies.
• Omnidirectional.
LOAD Antenna
LPF & Impedance matching
Rectifier
DC pass filter
Rectifiers: the Biggest Challenge
• p-n junction diodes:
• Switching speed is limited by minority carrier charge storage. • Maximum frequency: 0.2 THz.
• Schottky diodes:
• Are faster since minority carrier storage is negligible. • Switching speed is limited by parasitic capacitance. • Maximum frequency: 5 THz.
• MIM and MIIM diodes:
• Transport is limited by tunneling rate. • Transit time ~ 1/tunneling probability (circa fs).
• Maximum frequency: 100 THz (MIM), > 100 THz (MIIM).
• Geometric diode:
• Small diode capacitance. • Graphene a promising candidate
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Small Signal Rectification
• In large signal rectification the high forward (on) current usually starts after a turn-on voltage (usually a fraction of a volt in typical diodes).
• Large signal rectification ~ on/off (forward/reverse) current ratio. • In rectenna signal amplitude captured by antenna: mV and even µV.
• Large signal rectification out of scope.
• Small signal rectification is realized by nonlinearity of device.
• (Square law rectification using the first two terms in Taylor’s expansion.)
• Responsivity defined as the ratio of rectified dc current to input ac power:
• A good measure of non-linearity in small signal rectification.
• The highest degree of non-linearity is around turn-on voltage. • Poor rectification at zero volts
• Minimum degree of non-linearity.
• Not efficient for THz signal in rectennas without external bias. p V d
dI
dV
r
=
dd V
in dc
r
dV
dr
I
I
P
I
Resp
p
2
1
2
1
=
′
′′
=
=
6
Resonant Tunneling IN MIIM Diodes
Metal 1 Metal 2
Dielectrics 1 2
• Tunneling probability is increased by bound states in the potential well at positive bias to Metal 2.
• Resonant tunneling through bound
states enhances the current and transit speed.
• No resonant tunneling in reverse bias: Improves large signal rectification. • Largest responsivity at onset of
resonant tunneling. However:
• The onset of resonant tunneling is at voltages larger than barrier height of Metal 1 to dielectric (typically > 0.25 V).
• Not efficient for signal in rectennas without external bias.
Symmetric MIIM in flat band condition
MIIM positive bias at Metal 2
Metal 1
Metal 2 Dielectrics
1 2 Potential Well Bound States
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Calculation of
Bound States
• Hamiltonian matrix is made using a set of localized base states in the stack.
• Eigenstates /energy levels are found by diagonalization or solving time independent Schrödinger equation.
• Only states localized in the potential well (lower than Elmaxand Ermax) are considered. • For each bound state in the 1D well, there are also a set of transverse excitations
which generate a band of closely spaced states.
EF2 EF1
qVox1
∆ECB
Ermax Potential Well Oxide layer 1 Oxide
Layer 2 Metal 2
Elmax Left Barrier Right Barrier Metal 1 qVox2
∆E1
∆E2
-2 -1 0 1 2 3 4 5 6 -2.0 -1.5 -1.0 -0.5 0.0 0.5 1.0 1.5 2.0 E n e rg y , E [ e V ]
Distance from First Oxide Surface, x [nm] Conduction Band Energy
Eigenstates State 0 State 1 State 2 State 3
Oxide Voltage = - 0.7 V tox1 = 3 nm
tox2 = 1 nm
Bound States = 1
Current Density Calculation
• A modified multi-barrier Tsu-Esaki method*is used.
• Dielectric stack: multiple slices of oxide with different barrier heights.
• J depends on DoS (E) and average occupancy of each state (uses F-D).
• Transmission probability Tcoeffcalculated by transfer matrix (TM) model for tunneling through multiple barriers, containing resonant states.
• Uses WKB for wave-function at each ‘slice’ through a potential barrier by constructing a piecewise constant TM for each ‘slice’.
• Tcoeff, hence J depend on barrier height, energy,
and distance, or the area under CB.
*R. Tsu and L. Esaki, Appl. Phys. Lett. 22, 562 (1973).
( )
[
(
[
(
)
)
]
]
xapp FR x FL x x coeff L R R L dE kT qV E E kT E E E T qkT m J J
J → →
∫
∞ − − + − + = − = 0 3 2 * exp 1 exp 1 ln 2π h
(
)
[
]
{
Bj xj j}
Tj
m
q
E
d
P
=
exp
−
2
*φ
−
12 Metal 1Metal 2
Dielectrics 1 2
Potential Well Bound States
JL-R
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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MIIM Current
-6 -4 -2 0 2 4 6
0 5 10 15
C
u
rr
e
n
t,
I
[
µµµµ
A
]
Applied Voltage, V [V]
10-10 10-8 10-6 10-4 10-2
C
u
rr
e
n
t,
I
[
A
]
Step tunneling: limited only by the wide band gap oxide.
FN
Direct tunneling through the right oxide and FN tunneling in the left oxide.
Oxide Voltage = - 2.5 V
Oxide Voltage = - 1 V
Oxide Voltage = 1.5 V Bound States = 3
Sharp rise in current due to resonant tunneling into bound states in potential well.
10
Previous MIIM Results
*
Dielectric Layers Thickness
Al/Ta2O5/Al2O3 (1 nm)/Al
• Most effect of resonant tunneling on device with first oxide thickness of 3 nm (no bound states at 1 nm).
*N. Sedghi et al., ESSDERC (2013).
-3 -2 -1 0 1 2 3
10-16 10-13 10-10 10-7 10-4
C
u
rr
e
n
t,
I
[
A
]
Applied Voltage, V [V]
Thickness of first oxide
1 nm 2 nm 3 nm 4 nm
-3 -2 -1 0 1 2 3
102 105 108 1011 1014 D y n a m ic R e s is ta n c e , rd [ ΩΩΩΩ ]
Applied Voltage, V [V]
Thickness of first oxide 1 nm
2 nm
3 nm
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Previous MIIM Results
*
Various Structures
• All devices have the total thickness of 4 nm.
• Device with no resonant tunneling has no advantage over asymmetrical MIM.
• Nb2O5/Al2O3has the highest band offset between oxide layers and lowest barrier to the left metal, hence the largest effect of RT.
*N. Sedghi et al., ESSDERC (2013).
Metal 1
Metal 2
Dielectrics 1 2
Potential Well Bound States
-3 -2 -1 0 1 2 3
10-18 10-15 10-12 10-9 10-6 10-3
Asymmetric MIM Ta2O5/Al2O3 no RT
Ta2O5/Al2O3
Nb2O5/Al2O3
Nb2O5/Ta2O5
C
u
rr
e
n
t,
I
[
A
]
Applied Voltage, V [V]
-3 -2 -1 0 1 2 3
101
104
107
1010
1013
1016
D
y
n
a
m
ic
R
e
s
is
ta
n
c
e
,
rd
[
ΩΩΩΩ
]
Applied Voltage, V [V] Asymmetric MIM
Ta2O5/Al2O3 no RT
Ta
2O5/Al2O3
Nb2O5/Al2O3
Nb2O5/Ta2O5
Proposed Structure
Flat band Zero Bias
• Work function of Metal 2 slightly lower than Metal 1.
• Bound states exist at zero bias when the band offset between two dielectrics is high enough.
• Even at very small positive voltage at Metal 2 the current is by resonant tunneling. • At negative voltage to Metal 2 the bound states leak to the left: no resonant
tunneling.
Metal 1 Metal 2
Dielectrics 1 2
Metal 1
Metal 2
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Design Considerations
• Large band offset between two dielectrics increases the number of bound states in the potential well.
• A good choice: Nb2O5/Al2O3.
• Small barrier height at left:
• Resonant tunneling at very small positive voltage,
• Bound states leak to the left at very small negative voltage.
• A good choice: Al/Nb2O5.
Metal 1
Metal 2
Dielectrics 1 2 Potential Well Bound State
• Wide choice of metals with close values of work function to fine tune the device:Al, Ti, V, Cr, Fe, Cu, Zn, Mo, Nb, Ag, W, and Ta.
• For more precise work function tuning: alloy of above metals, TaN, or TiN. • Thickness of dielectric layers can also shift the onset of resonant tunneling.
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Simulation Results
• The work function of left contact is kept at 4.5 eV and the work function of right contact is varied.
• The onset of resonant tunneling on symmetric device is at 0.25 V.
• For right metal contact work function of 4.26 eV the onset of resonant tunneling is at zero volts.
-1.0 -0.5 0.0 0.5 1.0
10-12 10-10 10-8 10-6 10-4 10-2 100
Highest nonlinearity for larger small signal rectification.
C
u
rr
e
n
t,
I
[
A
]
Applied Voltage, V [V]
Right Metal WF 4.5 eV 4.3 eV 4.26 eV 4.1 eV
The onset shifts to zero by changing metal WF.
-1.0 -0.5 0.0 0.5 1.0
100 102 104 106 108
Right Metal WF 4.5 eV 4.3 eV 4.26 eV 4.1 eV
D
y
n
a
m
ic
R
e
s
is
ta
n
c
e
,
rd
[ΩΩΩΩ
]
Applied Voltage, V [V]
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Simulation Results
Low Voltage
• Simulation at very low voltages (up to 10 mV) with step size of 10 µV. • Percentile and adjacent average algorithms used to smooth the
resonant peaks.
• Sharp rise in current after start of resonant tunneling.
-0.010 -0.005 0.000 0.005 0.010
10-12
10-10
10-8
Right Metal WF 4.269 eV (RT at 0 V) 4.274 eV (RT at 0.005 V)
C
u
rr
e
n
t,
I
[
A
]
Applied Voltage, V [V] Start of Resonant Tunneling
-0.010 -0.005 0.000 0.005 0.010 105
106 107 108
Right Metal WF 4.269 eV (RT at 0 V) 4.274 eV (RT at 0.005 V)
D
y
n
a
m
ic
R
e
s
is
ta
n
c
e
,
rd
[
ΩΩΩΩ
]
Applied Voltage, V [V]
Device Nonlinearity (Responsivity)
• Rectification depends on device nonlinearity. • Highest degree of
nonlinearity (largest responsivity) at start of resonant tunneling. • The start of resonant
tunneling can be brought to zero volts.
• Large rectification for very small amplitude signals (µV) without bias.
-0.010 -0.005 0.000 0.005 0.010
-200 0 200 400 600 800 1000
Right Metal WF
4.269 eV 4.274 eV
R
e
s
p
o
n
s
iv
it
y
[
A
/W
]
Applied Voltage, V [V]
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Practical Considerations
• Selection of right metals and fine tuning the work
functions.
• This is not always straightforward.
• Stored charge at the interface of two dielectrics gives
shift to the IV characteristics.
• The right barrier heights might not be achieved due to
Fermi pinning.
• Native oxide on the bottom metal electrode is a big
issue.
• Its thickness is close to that of main dielectrics.
• …
Solutions?
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Practical Considerations
Possible Solutions
• The onset of resonant tunneling can be fine tuned
practically on trial samples.
• Metal work functions, oxide layers thicknesses, dielectric type, nitrogen or forming gas annealing.
• The IV characteristics shift due to stored charge is
insignificant for low voltage applications.
• Native oxide on metal electrodes can be removed by
dry etching prior to oxide deposition.
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Fabrication Process
Shadow Mask Photolithography
• Cross over structure by shadow mask, overlap structure by lithography. • Device dimensions: 5-100 µm.
• Single or double dielectric layers deposition by ALD or rf sputtering.
Preliminary Experimental Results
*
• MIIM device with Ta2O5as the main dielectric and native oxide as the second dielectric.
• Device with Cr contacts has larger current than one with Al contacts
• Smaller barrier to Cr2O3than Al2O3.
• Responsivity of 8 A/W on sample with Al contacts (close to state-of-the-art values for MIIM with resonant tunneling).
*Don Weerakkody, Electrical Engineering and Rob Treharne, Stephenson's Institute, University of Liverpool are acknowledged for device fabrication.
-1.0 -0.5 0.0 0.5 1.0
-300 -200 -100 0 100 200 300 400
C
u
rr
e
n
t
D
e
n
s
it
y
,
J
[
A
/c
m
2]
Applied Voltage, V [V]
Al Contact Cr Contact
-1.0 -0.5 0.0 0.5 1.0
10-4
10-3
10-2
10-1
100
101
102
103
C
u
rr
e
n
t
D
e
n
s
it
y
,
J
[
A
/c
m
2]
Applied Voltage, V [V]
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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Conclusions
• Rectenna has the potential of harvesting THz energy.
• MIIM diodes benefit from resonant tunneling within bound states, increasing the operating frequency to a few 100 THz, in the range of light spectrum.
• Signals captured by antenna have very small amplitude and large signal rectification concept is not applicable.
• IN MIIM diodes the highest degree of nonlinearity is at the onset of resonant tunneling (a fraction of volt in conventional symmetric MIIM diodes).
• Poor rectification around 0 V for small signals.
• An MIIM device configuration is proposed which can bring the onset of resonant tunneling to 0 V.
• Large degree of nonlinearity for rectification of very small amplitude signals.
• Responsivity values of a few hundreds A/W around 0 V.
• Typical values without resonant tunneling few tens of A/W.
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Acknowledgement
WoDiM 2014, 9-11 June 2014, Kinsale, Ireland
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