- UTOPIA UNREALISED -
AN EVALUATION OF A CONSULTANCY
TO DEVELOP A NATIONAL
FRAMEWORK FOR POLICE EDUCATION
AND TRAINING TO ENHANCE
FRONTLINE RESPONSE TO ILLICIT
DRUG PROBLEMS IN AUSTRALIA
JANE CONWAY
A thesis presented in fulfilment of the requirements
for the degree of Doctor of Education
The University of Southern Queensland
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ABSTRACT
This dissertation presents an evaluation of a funded consultancy that was intended
to bring about change in the education and training of police in Australia in
response to illicit drugs. Sponsored by what was at the time known as the
Commonwealth Department of Health and Aged Care, the ultimate goal of the
consultancy was a national framework for police education and training to enhance
frontline police response to illicit drug problems. The research used a case study
design. Guba and Stufflebeam’s (1970) Context, Input, Process, and Product (CIPP)
model was used to organise the presentation of a rich description of the design,
development and implementation of the consultancy. Application of this framework
enabled illumination of a number of issues related to social policy, change and
innovation, and quality improvement processes. The study explores the role of
education and training in organisational change and concludes that the potential of
external consultancy activity to effect meaningful change in police education,
training and practice is limited by a number of factors.
Key findings of the study are that while a number of consultancy processes could
have been enhanced, the primary determinants of the extent to which a change in
police education and training will enhance frontline practice are contextual and
conceptual factors. The study reveals that the response of frontline police to illicit
drug use is influenced by multivariate factors. The findings of this study suggest
that while frontline police are keen to provide solutions to a range of practice issues
in response to illicit drug problems, they desire concrete strategies that are well
defined and supported by management, consistent with policy and within the law.
dissonance between the conceptual frameworks of police and health agencies; and,
resistance to what is perceived as externally initiated change in police practice,
education and training; were found to be powerful inhibitors of an utopian attempt
to enhance frontline police response to illicit drug problems.
Using the metaphor of board games, the study concludes that the development of an
education and training framework will be of little value in achieving enhanced
frontline practice in response to illicit drug problems unless the criteria for
enhanced response are made more explicit and seen to be congruent with both the
conceptualisation and operationalisation of police roles and functions. Moreover,
the study questions the mechanisms through which changes in policy are conceived,
implemented and evaluated and highlights a need for greater congruence between
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CERTIFICATION OF DISSERTATION
I certify that the ideas, experimental work, results, analyses, software and
conclusions reported in this dissertation are entirely my own effort, except where
otherwise acknowledged. I also certify that the work is original and has not been
previously submitted for any other award, except where otherwise acknowledged.
________________________ _____________
Signature
of
Candidate Date
ENDORSEMENT
________________________ _____________
ACKNOWLEDGEMENTS
Although this dissertation is submitted under an individual’s name, in truth it
represents the development of the author’s thinking fostered through the collegial
and constructive support of a number of people. In particular, Associate Professor
Glen Postle from the University of Southern Queensland and Professor Margaret
McMillan from the University of Newcastle are acknowledged for their respective
and complementary contributions to the work.
As primary supervisor of the study, Glen has contributed significantly to this
dissertation through his ability to facilitate (and tolerate) the author’s initial
exploration of a range of ideas and then guide the re- focussing necessary to present
a coherent and meaningful dissertation. His constancy and commitment to my
completion of this dissertation at a time in his working life when he could have
chosen to retire fully demonstrates his personal integrity and passion for education.
As a critical friend and mentor, Margaret has provided the “healthy dose of
pragmatism” required to progress me through the lapses of commitment to
completion. She has continually encouraged and challenged me to extend my
thinking and in doing so assisted me to clarify the purpose, intent and scope of the
study.
In addition to Glen and Margaret, I would like to acknowledge Associate Professor
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through providing me with opportunity to engage in consultancy activity and
enabling me to work across the disciplines of health, education and management.
This work also represents the culmination of the work of a number of people who
made less sustained, but not less significant contributions. These include Associate
Professor Don Rice from the University of Southern Queensland who assumed the
role of co-supervisor at very short notice and Ms Carmel Demarchalais who,
although the supervisor for only 3 months, provided useful feedback on the
formulation of and justification of the study.
I am also indebted to those who have far greater skill than I in desktop publishing.
Juliane Ward has shown tremendous patience through the formatting of numerous
versions of this dissertation and my son, Daniel, has assisted in the production of
the diagrams in the text.
It is usual practice to briefly acknowledge one’s family when submitting a thesis.
Such acknowledgement can never fully capture what it is like for a family to live
through the candidature so, to my husband Casey, and our five children, Daniel,
Clare, Dominic, Emily and Isaac: Thank you for your acceptance of all that this has
TABLE OF CONTENTS
ABSTRACT... 2
CERTIFICATION OF DISSERTATION ... 4
ACKNOWLEDGEMENTS... 5
TABLE OF CONTENTS ... 7
LIST OF TABLES ... 8
LIST OF FIGURES ... 8
LIST OF APPENDICES ... 10
CHAPTER I ... 11
INTRODUCTION... 11
BACKGROUND TO THE STUDY... 11
OVERVIEW OF THE STUDY... 14
THE SIGNIFICANCE OF THE STUDY... 15
DELIMITATIONS AND LIMITATIONS OF THE STUDY... 19
ORGANISATION OF THE DISSERTATION... 21
CHAPTER II... 24
REVIEW OF LITERATURE ... 24
THE STIMULUS FOR CHANGE: ATTITUDES TO AND IMPACTS OF ILLICIT DRUG USE... 26
The debates about illicit drug use... 27
The impact of illicit drug use... 33
THE FOCUS OF CHANGE: POLICE RESPONSE TO ILLICIT DRUG USE... 37
THE MECHANISM FOR CHANGE: POLICE EDUCATION AND TRAINING IN RESPONSE TO ILLICIT DRUG PROBLEMS... 45
Police education and training ... 47
Police education and training in response to illicit drugs... 56
Summary of literature related to police education and training ... 61
ORGANISATIONAL CHANGE AND LEARNING... 62
A FACILITATOR OF CHANGE: EVALUATION RESEARCH... 69
Defining evaluation research ... 72
The potential for evaluation research to inform policy development and implementation ... 75
CHAPTER SUMMARY... 78
CHAPTER III ... 82
METHODOLOGY AND METHODS... 82
EVALUATION AS RESEARCH... 83
SELECTION OF THE CONCEPTUAL FRAMEWORK FOR THE STUDY... 87
Description of the CIPP Model ... 92
Insightful action - the crux of Guba and Stufflebeam (1970) ... 94
OVERVIEW OF CASE STUDY METHODOLOGY... 100
Strengths and limitations of case study research ... 104
THE CONGRUENCE BETWEEN CIPP AND CASE STUDY RESEARCH... 106
STUDY DATA COLLECTION METHODS... 108
Sources of data ... 112
DISCUSSION OF DATA ANALYSIS PROCESSES... 113
Data analysis technique ... 121
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The researcher’s role in the consultancy ... 125
Ethical considerations in the study... 129
CHAPTER SUMMARY... 132
CHAPTER IV ... 134
FINDINGS... 134
CONTEXT EVALUATION... 136
A SUMMARY OF THE CONTEXT EVALUATION: POLITICAL, MANAGERIAL, FRONTLINE AND EDUCATIONAL COMPONENTS... 170
Broad context ... 171
Police Context ... 171
Harm minimisation Policy... 172
Educational program developed as result of consultancy... 172
INPUT EVALUATION... 175
PROCESS EVALUATION... 178
PRODUCT EVALUATION... 185
CHAPTER SUMMARY... 190
CHAPTER V ... 194
IMPLICATIONS OF FINDINGS AND CONCLUSION ... 194
A DISCUSSION OF THE EXTENT TO WHICH THE CONSULTANCY ENABLED CHANGE IN POLICE EDUCATION, TRAINING AND PRACTICE... 209
Complexity- It’s in the moves of others ... 210
Ownership: It’s my go first... 213
Congruence: What does the board look like and what are the rules... 217
GUBA AND STUFFLEBEAM REVISITED: WHY DID THE CONSULTANCY NOT CREATE A SENSE OF EFFICACY AMONG STAKEHOLDERS? ... 225
GAMES WITHIN A GAME? WHAT WAS THIS REALLY ALL ABOUT? ... 233
Right is might ... 234
Can I play too? ... 237
Watch us play games ... 240
RECOMMENDATIONS TO EMERGE FROM THE STUDY... 243
CONCLUSION... 255
REFERENCES... 257
LIST OF TABLES
Table 1: Formative and summative evaluation: A comparison (from Clarke & Dawson, 1998, p.8) ... 72Table 2: Models of Research (summary of Weiss 1986, pp 31 - 40) ... 85
Table 3: Comparison of some models of program evaluation 1966- 2000 ... 88
Table 4: The CIPP framework, study objectives, relevant data sources and type of data analysis. ... 114
Table 5: Analysis of Police “Post it note’ exercise conducted at 1st NRG and each jurisdictional workshop): Identification of context issues ... 170
Table 6: Contrast between Health Care Worker and Police World Views and Educational Approaches ... 220
LIST OF FIGURES
Figure 1: Decision- Making Settings (from Guba & Stufflebeam, 1970, p.40) ... 95Figure 3: The iterative data analysis process ... 118 Figure 4: The historical role of police and health agencies in response to illicit drug use... 221 Figure 5: The current state of play between police and health in relation to illicit
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LIST OF APPENDICES
Appendix 1: The Boundaries of the Study: A timeline of the consultancy
and the events that were examined within the study ... 292
Appendix 2: Proforma used to collect 128 stories recalled by frontline
police in jurisdictional workshops ... 293
Appendix 3: Example of a situation recorded by frontline police... 294
Appendix 4: Diversity of issues requiring a response to illicit
drug use across jurisdictions ... 295
Appendix 5: Independent data analyst report to consultancy team
about police experience of education and training... 296
Appendix 6: Police concerns about the consultancy identified by
independent data analyst during the consultancy ... 299
Appendix 7: Analysis of 50 responses to what participants at jurisdictional workshops
would have liked more of/about (undertaken by researcher) ... 303
Appendix 8: Analysis of what worked well assisted participants to
learn in 50 responses (undertaken by the researcher)... 304
Appendix 9: Draft set of Guidelines for Instructors tabled at the
2nd National Reference Group Workshop ... 305
Appendix 10: Results from the post project questionnaire distributed
to NRG members ... 313
Appendix 11: Jurisdictional workshop evaluations ... 317
Appendix 12: Consultancy team perception of congruence between project deliverables and the National Framework (Numbers indicate element of