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(1)

Has the Business Applicant ever declared bankruptcy? Yes No If yes, Date of occurrence: Has any Principal, Guarantor or Co-­applicant ever declared bankruptcy? Yes No If yes, Date of occurrence: Is the Business Applicant liable as guarantor or endorser on an existing or outstanding loan? Yes No If yes, Date of occurrence: Is any Principal, Guarantor or Co-­applicant liable as guarantor or endorser on an existing or outstanding loan? Yes No If yes, Date of occurrence: Is the Business Applicant or any Principal, Guarantor or Co-­Applicant a party to any legal claim or lawsuit? Yes No If yes, Date of occurrence:

Is the Business already pledging any assets for a loan or lease? Yes No If yes, Date of occurrence:

Is the Business Applicant or any Principal, Guarantor or Co-­applicant currently past due on any taxes? Yes No If yes, Date of occurrence: Are there any tax liens filed against the Business Applicant, or any Principal, Guarantor or Co-­applicant? Yes No If yes, Date of occurrence: Does Business Applicant own or lease occupied building? Own Lease

If leased, name of lessor: Mailing address of lessor:

Years remaining on lease:

Monthly lease payments, if applcable: $

Business Loan Application, Page 1, Rev. 0 /

BUSINESS INFORMATION

Taxpayer ID Number Year Business Began Operation Years Of Current Ownership   Years owners have been in Annual Sales

this line of business $

Business Type:

Sole Proprietorship General Partnership Sub-­S Corporation Nonprofit Organization

Individual Limited Partnership C-­Corporation Professional Association

Limited Liability Partnership Limited Liability Company Other

Business Legal Name (exact legal name) DBA (if applicable)

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LOAN REQUEST

What are loan proceeds going to be used for: Collateral Available*:

*Loans will be secured by all business assets unless specific assets, acceptable to the Credit Union, are pledged. Please describe fully any such specific assets that you wish to use as collateral. Please note which assets, if any are pledged as collateral for other loans. Please note location of collateral if different than your business location.

Amount Requested: $ Term Loan

Term: Months Years Business Line of Credit (CreditLine)

Purchase Price: $ Commercial - Real Estate

(please include a copy of purchase order for equipment/vehicle purchases) Construction - Real Estate

Additional Information:

This request is to:

Refinance existing debt Purchase new equipment Manage seasonal cash flow shortages Purchase existing business

Buy-­out partner(s) Purchase Vehicle(s) Acquire Real Estate Refinance commercial real estate

Other (describe):

(If Yes ,  please explain  on   separate sheet)

) )

Zip

State Zip

RELATED BUSINESS ISSUES

Description of Business or Service

Primary Contact Name

BUSINESS PHYSICAL LOCATION

(cannot be a P.O. box): Street Address

BUSINESS MAILING ADDRESS

(if different from above): Street Address

Business Phone

(

City

Business Fax

(

State

$

$

$

Yes Yes Yes

Payment per per per per

$

$

$

Average Balance Would you like to move the account to ?

$

$

$ City

FINANCIAL INFORMATION

Account Type Current Balance

Business Debts

(List all business debts, including accounts and payables. Include any existing outstanding debt. Use a separate sheet if necessary.) Payable to: Type of Account (Revolving, Term, etc.) Balance Owing Pay off with proceeds?

Y es Y es Y es Yes

Business Deposit Accounts

Financial Institution

BUSINESS LOAN APPLICATION

Each owner, shareholder, partner or member owning 20 percent or more interest in the business must sign a personal

guaranty. A minimum of 1 guarantor is required regardless of percent of ownership. Additional guarantees may be required.

$

$

$

$

$ asdf

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BUSINESS LOAN APPLICATION - Continued

08/&34)*1."/"(&.&/5*/'03."5*0/

The Federal Equal Credit Opportunity Act prohibits creditors from discriminating against applicants on the basis of race, color, religion, national origin, sex, marital status, age (providing the applicant has the capacity to enter into a binding contract); because all or part of the applicants income is derived from any public assistance program; or because the applicant has in good faith exercised any right under the Consumer Credit Protection Act. The Federal Agency that administers compliance with this law concerning this creditor is the National Credit Union Administration, Region V (Austin), 4807 Spicewood Springs Rd., Suite 5200, Austin, Texas 78759.

If your application for business credit is denied, you have the right to a written statement of the specific reasons for denial. To obtain the statement, please send your written request within 60 days

of the date of the Creditor’s decision to , Attention: Business Lending, . The Creditor will send you a written statement of

the reasons within 30 days of receiving your request for the statement.

Please provide a copy of the company’s financial statements or tax returns for the last three years and interim financial statements for the current year. Please also provide guarantors’ tax returns for the last three years and updated personal financial statements.

Each Business Applicant and each person or entity signing this application (”Signer”) certifies that all information provided by the Business Applicant and the Signer is true and complete and authorizes ( ) and its agents to: obtain credit and employment information about the Business Applicant and Signer; obtain credit reports and make any inquiries and its agents consider appropriate in connection with this application or review of this loan account from time to time; make ’s experience with this loan account and information about this application available to credit bureaus, other Signers or other persons who have or expect to have financial dealings with the Business Applicant and the Signer; share collection information with the Signer’s other creditors; and disclose account information as required by law. Each Signer acknowledges that additional information may be required in order to make a final credit decision. Business Applicant also acknowledges receipt of the Equal Credit Opportunity Notice disclosure provided with this application.

All signers must also be duly authorized to sign on behalf of applicant.

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Submitted to: Date:

If you are applying for individual credit in your own name and are relying on your own income, or assets and not the income or assets of another person as the basis for repayment of the credit requested, or if this statement relates to your guaranty of the indebtedness of other person(s), firm(s), or corporation(s), complete only Sections 1, 3, and 4.

If you are applying for individual credit but are relying on income from alimony, child support, or separate maintenance or on the income or assets of another person as a basis for repayment of the credit requested, complete all Sections. Provide information in Section 2 about the person whose alimony, support, or maintenance payments or income or assets you are relying on. Alimony, child support, or separate maintenance income, need not be revealed if you do not wish to have it considered as a basis for repaying this obligation.

Name Name

Address Address

City, St & Zip City, St & Zip

Social Security # Social Security #

Date of Birth Date of Birth

Position or Occupation Position or Occupation

Business Name Business Name

Business address Business address

City, St & Zip City, St & Zip

Length at present residence Length at present residence

Length of employment Length of employment

Residence Phone Business Phone Residence Phone Business Phone

Have (either of) you or any firm in which you were a major owner ever declared bankruptcy, or settled any debts for less than the amounts owed?

If yes, please provide details on a separate sheet. Yes No

Are (either of) you a defendant in any suit or legal action? Yes No

Are (either of) you presently subject to any unsatisfied judgments or tax liens? Yes No

When, if ever, have (either of) you been audited by IRS? Yes No

Are (either of) your assets held in a Trust? Yes No If so, what type? Living Revocable Non-Revocable Other

(Do not include assets of doubtful value)

(omit cents) (omit cents) (omit cents) (omit cents)

Cash, Checking & Savings,

CD’s – see Schedule A $ $ Notes payable to banks & others

– see Schedule H $ $

U.S. Gov’t & Marketable

Securities – see Schedule B $ $ Due to Brokers $ $

Non-marketable securities –

see Schedule B $ $ Amounts payable to others –

secured $ $

Securities held by broker in

margin accounts $ $ Amounts payable to others –

unsecured $ $

Restricted, control or margin

account stocks $ $ Accounts & bills due $ $

Real estate owned – see

Schedule D $ $ Unpaid income tax $ $

Accounts, loans, & notes

receivable $ $ Other unpaid taxes & interest $ $

Automobiles $ $ Real estate mortgages payable –

see Schedules D & H $ $

Cash surrender value-life

insurance – see Schedule E $ $

Vested interest in deferred compensation/profit-sharing plans – see Schedule F

$ $

Business ventures – see

Schedule G $ $

$ $

Other assets/personal property itemize – see

Schedule G if applicable $ $

$ $

$ $ $ $

Personal Financial Statement, Page 1, Rev. 0 /

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Annual Income Individual Joint Annual Expenditure Individual Joint Contingent Liabilities

Estimated Amounts Individual Joint

Salary, bonuses &

commissions $ $ Mortgage / rental

payments $ $ Do you have any: (if ‘Yes’,

describe on separate page) $ $

Dividends & interest $ $ Real-estate taxes &

assessments $ $

Contingent liabilities (as endorser, Co-maker or Guarantor?) 

Yes No

$ $

Real estate income $ $ Taxes - federal, state &

local $ $ (On leases or contracts)

Yes No $ $

Insurance Payments $ $ Involvement in pending legal

actions? $ $

Yes No Other contract

payments (car payments, charge cards, etc.)

$ $ Contested income tax liens? 

Yes No $ $

Alimony, child support,

maintenance $ $

Any estimated capital gains tax on the unrealized asset appreciation? 

Yes No

$ $

Other income (alimony, child support, or separate maintenance income need not be revealed if you do not wish to have it considered as a basis for

repaying this obligation.) $ $

Other expenses $ $ Other special debt or

circumstances? $ $

 Yes No

$ $ $ $ $ $

Name of Financial Institution Type of Account Owner Joint Y/N If Pledged, to Whom? Balance

Number of Shares or Face

Value of Bonds Description In Name of Are these Registered, Pledged, or

Held by Others? Market Value Exchanges Where Traded

Number of Shares Description In Name of Are these Registered, Pledged, or

Held by Others? Value Method of Valuation

Description/Location of Real

Estate Investment Joint Y/N Date of Original Investment/Amount

% Owned By You

Market Value of Your % of

Investment Present Balance Monthly Payment

Mortgage Maturity

Date Mortgaged Owed To

Name of Insurance

Company Owner of Policy Beneficiary and Relationship Face Amount Policy Loans Cash Surrender Value

%

Vested Company Name Account Number Manner of Payout (Annuity,

Lump Sum, etc.) Distribution

Date Beneficiary Amount

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List Name and Address of Any Business Venture In Which You Are a

Principal Partner

Your Position/Title in

Business Line of Business Business Years in Total Assets Listed in Section

3

Your % of Ownership

Net Worth of Business

Present Net Value of

Your Investment

Owing to (Acct. No.) Joint Y/N Date of Original

Borrowing/Amount Present Balance Due Monthly Payment Date of Final

Payment Secured by

The information contained in this statement is provided to induce you to extend or to continue the extension of credit to the

undersigned or to others upon the guaranty of the undersigned. The undersigned acknowledges and understands that you are

relying on the information provided herein in deciding to grant or continue credit or to accept a guaranty thereof. Each of the

undersigned represents, warrants, and certifies that (1) the information provided herein is true, correct and complete and gives

a correct and complete showing of the financial condition of the undersigned, (2) the undersigned has no liabilities direct,

indirect or contingent except as set forth in this statement, and (3) legal and equitable title to all assets listed herein is in the

undersigned’s sole name, except as may be herein otherwise noted. Each of the undersigned agrees to notify you

immediately and in writing of any change in name, address, or employment and of any material adverse change (1) in any of

the information contained in this statement or (2) in the financial condition of any of the undersigned or (3) in the ability of any

of the undersigned to perform its (or their) obligations to you. In the absence of such notice or a new and full written statement,

this should be considered as a continuing statement and substantially correct. You are authorized to make all inquires you

deem necessary to verify the accuracy of the information contained herein, and to determine the credit-worthiness of the

undersigned and the undersigned hereby authorizes all persons of whom you make such inquiries to respond thereto in full.

Each of the undersigned authorizes you to answer questions about your credit experience with the undersigned.

_______________________________________ _______________________________________

Signature (individual) Date Signature (joint) Date

Personal Financial Statement, Page 3, Rev. 0 /

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The Federal Equal Credit Opportunity Act prohibits creditors from discriminating against applicants on the

basis of race, color, religion, national origin, sex, marital status, age (providing the applicant has the

capacity to enter into a binding contract); because all or part of the applicants income is derived from any

public assistance program; or because the applicant has in good faith exercised any right under the

Consumer Credit Protection Act. The Federal Agency that administers compliance with this law concerning

this creditor is the National Credit Union Administration, Region V (Austin), 4807 Spicewood Springs Rd.,

Suite 5200, Austin, Texas 78759.

If your application for business credit is denied, you have the right to a written statement of the specific

reasons for denial. To obtain the statement, please send your written request within 60 days of the date

of the Creditor’s decision to , Attention: Business Lending,

. The Creditor will send you a written statement of reasons within 30

days of receiving your request for the statement.

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BUSINESS LOAN CHECKLIST

CHECK YOUR DOCUMENTATION FOR FASTER PROCESSING

☐ A completed and signed application

Complete all information. Please ensure that each principal completes his/her

section, and signs and dates the application

☐ A Personal Financial Statement for each principal

Complete all information. Schedules should be completed and each schedule-total

should be carried over to the appropriate line on the Asset and Liability statement.

☐ Three Years Personal Tax Returns for each principal

Complete with all supporting schedules

☐ Three Years of Complete Business Financial Statements

Profit and Loss (P&L) Statement – This must be current within 90 days of your

application. Also include supplementary schedules from the last three fiscal years.

Projected Financial Statements – Include a detailed, one-year projection of income

and finances and attach a written explanation as to how you expect to achieve this

projection.

☐ Accounts Receivable and Accounts Payable Aging Schedules

☐ Three Years Business Tax Returns

☐ Business Certificates/License

☐ Resume’ – personal resume’ for each principal

☐ Name and Address of Insurance Company (Not required if loan is unsecured)

☐ Business Overview, History and website address

☐ Business Lease

Include a copy of your business lease, or note from your landlord, giving terms of

proposed lease.

☐ Business Plan

FOR EQUIPMENT LOANS ONLY:

☐ Purchase order or invoice: Include a copy of purchase order or invoice when requesting

financing for vehicles, machinery, or other equipment

FOR REAL ESTATE LOAN ONLY:

☐ Copy of Purchase Contract

☐ Copy of Deed

☐ Copy of Survey of Mortgage and/or Physical Damage Insurance

☐ If income producing property: Copies of all leases, projected rental income/expense and, if

held in a separate corporation or partnership, three years tax returns.

☐ Name and Address of existing mortgage holder, including account number

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BUSINESS ACQUISITIONS

☐ Current balance sheet and P & L statement of business to be purchased

☐ Previous two years federal tax returns of the business

☐ Proposed Bill of Sale including terms of the sale.

☐ Asking price with schedule of inventory, machinery and equipment, furniture and fixtures

References

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