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ASSOICIATION BETWEEN PEAK VERTICAL GROUND REACTION FORCE, STEPS PER DAY, CUMULATIVE LOADING AND FEMORAL CARTILAGE DEFORMATION AFTER A

STANDARDIZED WALKING PROTOCOL IN HEALTHY INDIVIDUALS

Emma Leigh Young

A thesis submitted to the faculty at the University of North Carolina at Chapel Hill in partial fulfillment of the requirements for the degree of Master of Arts in the Department of Exercise

and Sport Science at The University of North Carolina at Chapel Hill. (Athletic Training)

Chapel Hill 2019

Approved by:

Brian Pietrosimone

J. Troy Blackburn

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ABSTRACT

Emma Leigh Young: Association between peak vertical ground reaction force, steps per day, cumulative load and femoral cartilage deformation after a standardized walking protocol in

healthy

(Under the direction of Brian Pietrosimone)

The purpose of this study was to determine the association between walking gait loading

variables (peak vertical ground reaction force, steps per day, and cumulative load) and resting

femoral cartilage cross sectional area and femoral cartilage deformation immediately following a

standardized walking protocol in healthy individuals. Data was obtained to assess gait

biomechanics, femoral cartilage measures, and daily steps counts for each participant.

Separate univariate multiple linear regression models were conducted to determine the

individual associations between knee cartilage baseline cross sectional area and deformation

and loading variables. There was an association between greater peak vGRF and lesser

resting cartilage total cross sectional area. There were no statistically significant associations

between steps per day, cumulative load, and femoral cartilage measures. Clinically, the

findings from this study support that moderate levels of activity do not associate with acute

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TABLE OF CONTENTS

TABLE OF CONTENTS

... iv

CHAPTER I

... 1

Introduction

... 1

CHAPTER II

... 5

Review of Literature

... 5

Introduction

... 5

Osteoarthritis

... 6

Epidemiology

... 6

Definition

... 7

Treatment Methods

... 8

Articular Cartilage of the Knee Joint

... 8

Physical Activity

... 10

Ultrasound Imaging to Monitor Cartilage Health

... 12

CHAPTER III

... 13

Experimental Design and Methods

... 13

Overview

... 13

Participants

... 14

Treadmill Protocol

... 15

Outcome Measures

... 15

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Motion analysis

... 16

Accelerometer Measures

... 17

Statistical Analysis

... 18

CHAPTER IV

... 19

Results

... 19

CHAPTER V

... 22

Discussion

... 22

Summary

... 22

Femoral Cartilage Thickness and Peak vGRF

... 22

Steps per day

... 24

Cumulative load

... 24

Limitations

... 25

Conclusion

... 27

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CHAPTER I Introduction

The knee is the most common joint to develop osteoarthritis (OA), and knee OA is the

11th leading cause of disability worldwide.1,2 OA is a complex condition that affects multiple

structures within a joint, and alters the functional capacity of the joint.3 Articular cartilage is the

hallmark structure associated with the onset of this condition.4 Articular cartilage is located on

the ends of bones and allows for low friction movements of the joint, as well as load

transmission.3 In individuals with advanced OA, articular cartilage breakdown is associated with

pain, stiffness, and loss of function.3 Articular cartilage is avascular, aneural, and alymphatic,

leading to a decreased capacity to self-repair.3 Articular cartilage is made up of chondrocytes

and a dense extra cellular matrix that is composed of water, type-II collagen, and

proteoglycans.5 Chondrocytes are the cells responsible for controlling the metabolic activity of

articular cartilage; therefore, they are responsible for maintaining joint homeostasis. These cells

are mechanosensitive,2 and therefore respond to the loads placed upon the tissue. Their

sensitivity to the magnitude, duration, and nature of mechanical stimuli allow them to react in a

catabolic or anabolic response.2

An optimal degree of loading is required for chondrocytes to produce an anabolic

response that maintains the integrity of articular cartilage within a joint.2 Both underloading and

overloading, when applied to joints, result in catabolic effects that can lead to cartilage thinning,

tissue softening, and reduced proteoglycan content.2 Responses of chondrocytes to

mechanical loading are highly dependent on loading amplitude, strain-rate, frequency, and

loading history.6 Under normal physiologic conditions chondrocytes synthesize and maintain

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Depending on the mode, magnitude, duration of applications, and the combination with growth

factors, mechanical loading can have either beneficial or detrimental effects.6

Mechanosensation of articular cartilage is important for cartilage homeostasis because tissue

loading is directly related to the loss of proteoglycan concentration and composition.5

Proteoglycans are responsible for the compressive stiffness of articular cartilage; therefore, a

decrease in their concentration reduces compressive stiffness and causes more femoral

cartilage deformation when forces are applied, especially with physical activities such as

walking.8

Multiple previous studies have examined the effects of peak magnitudes of load on

articular cartilage, but not the frequency of load. 9,10 Both animal studies and human studies

have been performed to assess the responses of femoral articular cartilage to load. Animal

studies have suggested that greater magnitudes of loading result in a worsening response to

cartilage health.11,12 Human studies have suggested that lesser magnitudes of load may lead to

a deleterious change in biochemical markers and a greater prevalence of radiographic knee

osteoarthritis five years following injury.13

Femoral articular cartilage can adapt to chronic loading patterns during walking, and the

thickest areas of the cartilage occur where the tibia and the femur contact at full extension,

which is also the contact point at heel strike during walking.14 This chronic, functional loading

that occurs during walking can result in chondrocyte proliferation, an increase in proteoglycans,

and an increase in type II collagen.15–17 Maly et al. investigated whether cumulative knee

adduction load could distinguish adults with and without medial knee OA.18 This study

concluded that both cumulative knee adduction load and knee adduction moment were greater

in the OA group, and cumulative load was better than peak knee adduction moment at

discrimination the two groups.18 Moderate mechanical loading achieved with regular physical

activity is essential to preserve healthy femoral articular cartilage.3 The magnitude and

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be important for knee joint health. In this study, we are defining cumulative load as the number

of steps per day divided by two, then multiplied by the normalized peak vertical ground reaction

force (vGRF) in the first 50% of stance phase of the gait cycle.19 Physical activity can be

monitored using accelerometers to objectively identify activity counts, steps per day, and

physical activity intensity.20–22 There is conflicting evidence regarding the effects of physical

activity on joint health. One study reported individuals with knee pain had a higher incidence of

cartilage lesions, meniscus, and subchondral bone in individuals who were the most physically

active, suggesting higher levels of physical activity may be associated with increased joint

degradation.23 In contrast, another review emphasized the necessity of moderate physical

activity to maintain healthy joints and prevent joint degradation.3

Ultrasonography is a useful tool for the evaluation of femoral articular cartilage. Schmitz

et al. found moderate to strong correlations between ultrasound and MRI for evaluating medial

femoral condyle cartilage thickness.24 The use of ultrasound as a method to measure knee

cartilage morphology has many benefits as an evaluation tool, some which include low cost,

ease of use, and lack of patient exposure to radiation.25 Ultrasound can produce immediate,

real-time imaging of changes in knee cartilage morphology immediately following an activity to

observe the initial response to loading of articular cartilage.26

To date, there have not been any studies to determine if the magnitude and frequency of

knee loading associates with how resilient femoral articular cartilage is in individuals with low,

moderate, and vigorous activity levels. In this study we estimated physical activity level from the

number of steps taken per day as determined by an accelerometer. It is important to

understand the influence of an individual’s physical activity on the response of articular cartilage

to a standardized loading protocol in order to develop preventative protocols for individuals who

are at risk for developing OA. Therefore, the primary purpose of this study is to determine the

association between loading variables (peak vGRF, steps per day, and cumulative load) and

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by a change in cartilage cross sectional area, immediately following a standardized walking

protocol in healthy individuals. Our hypotheses for this study are: 1) healthy individuals who

produce greater peak vGRF in the first 50% of stance will demonstrate greater femoral cartilage

cross sectional area and lesser femoral cartilage deformation after 3,000 steps of walking, 2)

individuals who have a greater number of steps per day, will demonstrate greater femoral

cartilage cross sectional area and lesser femoral cartilage deformation after 3,000 steps of

walking, and 3) individuals who achieve greater cumulative load will also demonstrate greater

femoral cartilage cross sectional area and lesser femoral cartilage deformation after 3,000 steps

of walking.

Clinical Significance

The results of this study may improve the rationale for developing future studies aimed

at prescribing the appropriate amounts of physical activity to optimize cartilage health. If we find

an association between any of these variables and femoral cartilage deformation, the

information obtained from this study will provide fundamental knowledge about how femoral

articular cartilage in healthy individuals responds to load. These data may be clinically relevant

as the proposed information could improve monitoring of cartilage health during rehabilitation.

This study will allow us to better understand the effects repeated forces have on the integrity

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CHAPTER II Review of Literature Introduction

Knee osteoarthritis (OA) is a prevalent, chronic condition that imposes a significant

burden on patients and healthcare systems. Among the medical community there has been a

great deal of debate concerning the risk factors of the condition and the potential relationship

between OA and the effects of exercise. Typically, knee OA is not diagnosed until the articular

cartilage is already irreparably damaged. Traditionally OA is diagnosed with the presence of

joint space narrowing identified by radiographic evidence and reported pain. There are currently

no objective diagnostic and prognostic markers to identify the early stages of the condition.

There have been recent advancements in research which suggest that it is possible to identify

decreases in proteoglycan concentration in articular cartilage which associates with the

development of osteoarthritis.27 This information could be used to gain a better understanding

of the early onset of the condition; however, it is time consuming and costly to identify these

biochemical and imaging markers. Ultrasonography has been used to evaluate the mechanical

properties of articular cartilage to better understand it’s behavior, and this may lead to

developments in the prevention and management of patients with OA.26

In order to continue making advancements in OA research, it is vital that we first gain a

better understanding of the characteristics of healthy cartilage. This leads us to the question:

how does femoral articular cartilage in healthy, active individuals respond to the forces placed

on the knee joints during exercise, and how does that relate to the development of

osteoarthritis? Finding the answers to these questions may help to further identify what is it

about uninjured knee cartilage that has made it successful in preventing the structures from

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thickness in areas of its greatest loading.28 This suggests that cartilage can adapt to changing

demands placed on the joint. Gaining a better understanding of the characteristics of femoral

articular cartilage in an important topic because it will help to better prevent and treat this

disabling condition.

Osteoarthritis

Epidemiology

Knee osteoarthritis is the 11th leading cause of mobility-related disability globally.1 As a

result, it expends a substantial amount of health care resources and impairs the quality of life to

many individuals.29 In 2008, the reported cost of OA in the US averaged to $33.3 billion for

women, and $23.0 billion for men, making OA one of the most costly conditions in the US.29

Knee OA can have an idiopathic onset or can be elicited by traumatic injury to the knee,

otherwise known as posttraumatic osteoarthritis (PTOA). Idiopathic OA typically affects people

who are older than 60 years; in contrast, PTOA is more likely to affect young and middle-aged

adults.30 This poses a problem for health care providers to find a valid and reliable method to

identify the beginning stages of disease onset, as well as prevention and management

strategies for patients who suffer from PTOA. Since the majority of patients with PTOA are

young and middle aged adults, they are not suitable candidates for total joint replacement.

Individuals with PTOA may experience joint pain and disfunction at a younger age than patients

with idiopathic OA.31 Experiencing symptoms of OA at a younger age could cause individuals

with PTOA to be more susceptible to a premature decrease in physical activity levels.

Decreased physical activity, as a result of PTOA, could have implications of higher risk of

diseases such as high blood pressure, heart disease, and obesity, resulting in higher medical

costs throughout the patient’s lifetime. It is essential that we find a way to identify effective

treatment methods for patients who acquire OA as well as strategies to prevent disease

development in order to improve the quality of life to countless individuals in addition to

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Definition

Osteoarthritis is a complex condition that affects all the structures within a joint.26 It is

characterized by the degeneration of the articular cartilage, a viscoelastic tissue located on the

ends of bones that affects joint articulations. The degeneration of the articular cartilage can

often lead to pain, joint stiffness, and disability. The anatomical abnormalities associated with

OA include cartilage fibrillation, fissuring and the removal of the surface layer of bone, loss of

proteoglycan, chondrocyte death or proliferation, and osteophyte formation.32

OA can be defined radiographically as well as symptomatically. The Kellgren-Lawrence

(K-L scale) is a radiographic method that has been used since the 1950s to determine the

presence and severity of osteoarthritis. The K-L scale is based on five features including the

formation of osteophytes, periarticular ossicles, narrowing of joint space, psedocystic areas, and

altered shape of bone ends.33 Symptomatic OA is defined as joint space narrowing in addition

to symptoms including pain, stiffness, and disability within the affected joint.32

The predisposition and susceptibility for developing idiopathic OA depends on many risk

factors. Predispositions for the condition include non-modifiable features including age, gender,

genetics, and ethnicity.34 Susceptibility risk factors are influenced by behaviors. These include

physical activity, poor biomechanics, occupation, joint injury, and diet.34 There has also been an

influx in recent years in research of the impact of obesity and body mass index (BMI) as a major

risk factor for developing OA.35

Posttraumatic osteoarthritis, a phenotype of OA, develops as a result of the occurrence

of injury to a joint. Nearly 50% of patients who sustain a significant joint injury develop OA.36

This can include joint injuries such direct and indirect joint impact loading, meniscal injury,

ligament and joint capsule tears, joint dislocations, and intraarticular fracturs.1,3,5,6 Following

injury to a joint, subtle metabolic changes occur in the articular cartilage and other joint

structures. Initially the joint will endure an asymptomatic phase then transition to a symptomatic

(13)

Treatment Methods

Elderly patients who suffer from debilitating OA can often be successfully treated with a

joint replacement or a restriction in activity. However, since patients who suffer from PTOA are

younger and more active, these are not practical treatment options and pose a new area of

interest for research. One study suggested physical therapy could be a potential treatment to

mild OA.37 There is limited evidence to support one specific physical therapy protocol, however,

it has been suggested that an exercise program that combines strengthening exercises with

exercises that increase flexibility and aerobic capacity seem to be the “best” option to offer to

patients with mild OA, taking into account their preferences and tolerance.37

Articular Cartilage of the Knee Joint

The articular cartilage of the knee is thin layer of viscoelastic tissue that covers the

gliding portions of tibiofemoral joint. This allows for ease of motion and additional cushion for

load transmission. Femoral articular cartilage has an average thickness of about 3-4mm,

however, some portions can be up to 7mm thick.38 Cartilage thickness is one of the key

measurements when identifying and monitoring joint health. Since the articular cartilage is an

elastic tissue, it contributes to functioning of load transmission.38 Articular cartilage is mainly

comprised of water, type II collagen, and proteoglycans. These are important components of

articular cartilage when discussing its mechanical behavior. The solid components of the extra

cellular matrix, collagen and proteoglycans, have a high frictional resistance to fluid flow, which

causes a high interstitial fluid pressurization. This results in the stiffness and viscoelasticity

characteristics of articular cartilage.5 When cartilage experiences proteoglycan degeneration, it

allows for the membrane of the extra cellular matrix to become more permeable, have a lower

pressurization, and a reduction in its compressive stiffness.5 It is vital that articular cartilage

maintains its proteoglycan and collagen concentration since it is a tissue that is avascular,

aneural, and alymphatic, which makes it difficult for self-repair.3 The compression and swelling

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are responsible for the tensile strength of cartilage.38 Since cartilage is not a vascularized

tissue, the pain that is associated with degeneration could be caused from the various tissues

which surround the joint, such as the joint capsule, synovium, periosteum, bone, tendons,

bursae, ligaments, or menisci 25.

Articular cartilage is a tissue that is mechanosensitive, meaning that is responds to the

loads placed upon it.2,3,39 It has the has the ability to have a catabolic or anabolic response

depending on the magnitude, duration, and nature of the mechanical stimuli.2,39 The optimal

level of loading in order to maintain homeostasis and prevent breakdown of joint tissue is still

unknown. One study that looked at paraplegic patients found a diminish in knee articular

cartilage thickness between 9-13% after one year of reduced loads.40 This supports the idea

that a lack of mechanical load, or reduced loads to the lower extremity result in thinner and

softer cartilage.39 Another study concluded that moderate use leads to hypertrophy and

maintenance of AC, similar to the same processes of muscle.39 The same study reported

immobilization causes atrophy, both primarily because of changes in the content of

proteoglycans.39 Since aging is inevitable, moderate mechanical loading is the best tool to

maintain cartilage integrity and heath.39

Increased physical activity and increased mechanical loading could affect the loading

response of cartilage due to the mechanosensitiy characteristics. Steps per day is a commonly

used measure to assess physical activity level.22,41–43 A greater number of steps taken per day

will result in increased cumulative mechanical loading of the cartilage. Peak vGRF is a simple

overall measurement of load that can be used to evaluate mechanical loading of the lower

extremity. Motion analysis is a technique that is used to assess movement quality by

quantifying forces, joint angles, and movement patterns. Since cartilage is a type of tissue that

adapts to mechanical stimuli,44 it has been shown useful to conduct motion analyses to better

understand the effects of load at the knee joint.9,45 Motion capture systems can be used to

(15)

embedded in a walkway can make it easy to have a such who is able to ambulate, to walk

across the force plate and evaluate the vertical ground reaction force that is produced.

Physical Activity

Physical inactivity is a major risk factor for developing various diseases, including OA. One

cause of increased physical inactivity is traumatic musculoskeletal injury. Bell et al reported that

patients who received anterior cruciate ligament reconstruction (ACLR) after injury were less

physically active as determined by an accelerometer and self-reported physical activity

questionnaires.41 Luc et al found that 1 in 3 patients who underwent ACLR developed

symptomatic osteoarthritis within the first 10 years after injury.46

There has been contrasting evidence concerning the role of mechanical loading caused by

physical activity on joint health. Some studies suggest that physical activity has a damaging

effect to femoral articular cartilage, while others determined no or beneficial effects to joint

health.47 One study found an increase in incidence of lesions in cartilage, menisci, and

subchondral bone in individuals who did not have radiographic evidence of OA and no knee

pain, suggesting that higher levels of physical activity are associated with joint degradation.23 In

contrast, one review suggested that moderate levels of physical activity where critical for the

maintenance of joint health.3 These discrepancies found in the literature could be contributed to

several different factors such as the method used to observe cartilage (radiograph, MRI, and

ultrasound), the unknown effect of previous injury history, and the subject population.

Another critical element that could be affecting the conflicting discussion on the effects of

physical activity on cartilage health is the method used to measure physical activity. A majority

of studies utilize self-reported surveys or accelerometers to determine physical activity. Cerin et

al. performed a study that suggested self-reported physical activity estimates were significantly

higher than accelerometer determined physical activity.48 The use of physical activity

questionnaires can result in over-estimates of the amount and intensity of physical activity.

(16)

use of self-reported physical activity questionnaires can lead to an underestimate of the

associated risk of physical activity to cartilage health. One study found that physical activity

estimates based on IPAQ-LF were substantially higher than their conceptually matched

accelerometry-based counterparts. 49

Accelerometers have been shown to be a reliable and objective measurement of physical

activity.22 In order to obtain an estimate of physical activity when using an accelerometer, it is

suggested between 3 to 5 days of monitoring is required including at least one week day and

one weekend day.22 Hip and low back placement for the accelerometer have been

demonstrated to be the most reliable for assessment.22 The AticGraph GT1M is an

accelerometer that registers vertical acceleration in units called counts to measure physical

activity.21 This allows for the ability to categorized level of activity based on counts per minute.

Hansen et al. classified sedentary activity as activities below 100 counts per minute, low activity

was 100-759 counts per minute, life style activity as 760- 2019 counts per minute, and moderate

to vigorous activity as >2019 counts per minute.21 While, accelerometers are currently the best

way to objectively measure physical activity, one limitation is their inability to differentiate

between walking intensities.47 Doré et al. performed a study to evaluate the association

between objectively measured physical activity and knee structural changes.47 They found that

for participants in the lowest and middle third of baseline cartilage volume, doing ≥10,000

steps/day resulted in greater cartilage volume loss over time, whereas, subjects in the highest

third of cartilage volume has a smaller loss when compared with subjects doing <10,000 steps

per day.47

Cumulative load to the knee joint may also be associated with the development and

progression of OA. For this study, cumulative load is defined as the number of steps per day

multiplied by the peak vertical ground reaction force during the first 50% of stance phase

produced during walking. Ratzlaff et al. conducted a study looked the association between

(17)

calculated cumulative load as a product of time spent in a specific activity, body weight, and

average peak joint force for that activity.50 They found that while lifelong activity for the knee

joint is usually not harmful, high forces from occupation and housework are a potential risk

factor for knee osteoarthritis.50

Ultrasound Imaging to Monitor Cartilage Health

Ultrasonography has shown to be a useful assessment tool in the evaluation of knee

articular cartilage26,25,24. Ultrasound has the ability to evaluate articular cartilage, synovial

recesses, tendons, ligaments, bursae, and the peripheral aspect of the menisci25. Ultrasound is

an easily accessible and relatively inexpensive tool that may be used for routine checks without

harm to the patient, and does not expose the patient to radiation.26 It is important to monitor

changes in cartilage health and to gain a better understanding of how healthy cartilage

responds to the demands place on it, which can lead to advancements in the knowledge of

pathologic cartilage function. A typical, healthy joint has a uniform bone profile, homogeneous

echogenicity of the periarticular soft tissues and may have the presence of small amount of fluid

within in the joint when viewed with ultrasound25. During observation of the articular cartilage of

the tibiofemoral joint, ultrasound is limited to examination of the femoral cartilage only24. One

study found that transverse, mid-longitudinal, and posterior longitudinal ultrasound measures

were strongly associated with MRI findings in the same regions24. In the same study, they also

suggested the anterior longitudinal measure of ultrasound was not highly associated with MRI

measurements, likely due to the positioning of the of the transducer24. Research has been done

to evaluate knee cartilage deformation following walking and running. Their primary finding was

that a larger peak internal knee extensor moment was associated with medial femoral cartilage

thickness, suggesting that a greater force produce by the quadriceps during walking can lead to

healthy, thicker articular cartilage24. This information should be used to aid in the establishment

of clinical factors associated with thicker knee cartilage, which could lead to protocols that could

(18)

CHAPTER III

Experimental Design and Methods Overview

The purpose of this study was to determine the association between walking gait loading

variables and resting femoral cartilage cross sectional area and femoral cartilage deformation

immediately following a standardized walking protocol in healthy individuals. The walking gait

loading variables under investigation were peak vertical ground reaction force (vGRF) during the

first 50% of stance phase, steps per day, and cumulative load. Peak vGRF was measured

during gait biomechanics assessment while walking at a self-selected pace. Steps per day

were recorded to determine cumulative load. Cumulative load was investigated to determine

the resiliency of femoral articular cartilage associated with the frequency and magnitude of load

that is produced during walking.

This was a cross-sectional descriptive laboratory study. Testing was completed after the

Institutional Review Board approved all study procedures. All participants provided informed

consent prior to their participation in the study. Participants completed two laboratory sessions

and seven consecutive days wearing an ActiGraph GT9X Link SDK. During the first laboratory

session, participants completed baseline measurements to determine peak vGRF during

walking gait. Participants were provided with an accelerometer after the first laboratory session.

The accelerometer was worn for seven days and returned to the investigators so steps per day

and cumulative load could be calculated. During the second laboratory session, ultrasound

images of femoral cartilage were obtained before and after a standardized walking protocol.

The outcome variables were resting femoral cartilage cross sectional area and femoral cartilage

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Table 1: Outline of Study Procedure Interaction 1

1. Screen and sign consent form 2. Complete IPAQ

3. Assess height and weight

4. Walk across force plate to determine peak vertical ground reaction force during the first 50% of stance phase

5. Participant was given ActiGraph GT9X Link SDK and instructed to wear for seven consecutive days for a total of eight hours each day

Interaction 2

1. Sit with knees extended for 45 minutes to allow cartilage to return to baseline 2. Complete Tegner survery

3. Measure femoral cartilage via ultrasound to determine total cross sectional area 4. Perform standardized walking protocol

5. Measure femoral cartilage via ultrasound to determine femoral cartilage deformation 6. Participant returned ActiGraph GT9X Link SDK after seven days of wear

Participants

33 healthy individuals were recruited to participate in this study. All participants were

between the ages of 18 and 34 years and had a BMI within the range of 19-32 kgm2.

Individuals were excluded if they reported a history of a major ligamentous injury to the knee or

hip joints, previous surgery to the back or lower extremity, lower extremity fracture, diagnosed

knee osteoarthritis, or experience chronic ankle instability or a balance disorder. Additional

exclusion criteria included inability to ambulate normally without external device, reported

neurological symptoms (including amyotrophic lateral sclerosis, muscle dystrophy, epilepsy,

multiple sclerosis, and Parkinson’s disease), congenital or degenerative joint condition,

orthopedic implants, current lower extremity joint pain, and pregnancy. Confirmation of

exclusion criteria was performed at the screening session prior to data collection.

Sample size was estimated from a previous study which assessed the magnitude of

medial femoral cartilage deformation using ultrasonography following walking and running in

twenty-five healthy individuals.26 Preliminary data determined there was a weak correlation

(r=0.31) between femoral cartilage deformation during walking and the International Physical

(20)

(r=0.50) as we used an objective measurement of physical activity, rather than a subjective

measure such as the IPAQ.22,51 Therefore, we estimated needing 29 healthy individuals to

detect a statistically significant moderate association with a power of 80% and α = 0.05 in the

current study (G*Power 3.1.9.3).52 We recruited 33 participants to account for a possible 15%

attrition rate.

Treadmill Protocol

Participants walked on treadmill at an average self-selected speed for 3,000 steps.26

Average walking speed was determined using infrared timing gates during gait biomechanics

assessment. Participants were instructed to walk at a self-selected speed described as

“walking comfortably on the sidewalk.” The average of five trials were calculated and used to

determine the walking on the treadmill. Participants took a minimal number of steps when

transitioning from treatment table to treadmill after their ultrasound images were taken. To

determine how long the participants walked on the treadmill, the participants wore a pedometer

on right anterior-superior iliac spine. Once 3,000 steps were achieved, the treadmill was

stopped and the participant took a minimal number of steps to return to the treatment table to

begin post-test cartilage imaging. The total number of steps as well as distance walked on the

treadmill were recorded.

Outcome Measures

Ultrasound

Ultrasound was used to determine femoral cartilage measures. Prior to baseline

assessments, participants sat on a treatment table in a long sit position with both knees in full

extension and the back and pelvis against a wall. Participants remained in this position for 45

minutes to unload the cartilage and minimize the effects of prior loading. Immediately following

the 45-minute unloading period, the participant’s test knee was positioned in 140° of flexion as

determined by a manual goniometer. A tape measure was secured to the table, and the

(21)

subject at post-test. An ultrasound imaging system with a 12.0 MHz linear probe was used to

capture cartilage images. The probe was positioned transversely in line with the medial and

lateral femoral condyles above the superior edge of the patella and rotated in the sagittal plane

to maximize reflection of the articular cartilage surface. A transparency grid was placed over

the ultrasound screen to aid in reproducibility of the ultrasound assessment. Reproducibly was

accomplished by aligning the inferior border of the medial and lateral femoral cartilage of the

initial image to a number on the transparent grid. Sequential images of the same knee were

aligned to the same numbers on the grid. Three images were collected from the left and right

limbs immediately prior to and following the walking protocol. Images were blinded prior to

assessment for each participant to reduce bias between pre and post walking images. From the

images captured, total cross sectional area was calculated using ImageJ software (National

Institutes of Health, Bethesda, MD).53 To determine cross sectional area, the investigator used

ImageJ software to outline the borders of the ultrasound image of the femoral cartilage.

Femoral cartilage deformation was calculated by determining percent change.

Equation 1: 𝑃𝑒𝑟𝑐𝑒𝑛𝑡 𝑐ℎ𝑎𝑛𝑔𝑒 = 𝑃𝑜𝑠𝑡 𝑓𝑒𝑚𝑜𝑟𝑎𝑙 𝑐𝑎𝑟𝑡𝑖𝑙𝑎𝑔𝑒 𝑎𝑟𝑒𝑎−𝑃𝑟𝑒 𝑓𝑒𝑚𝑜𝑟𝑎𝑙 𝑐𝑎𝑟𝑡𝑖𝑙𝑎𝑔𝑒 𝑎𝑟𝑒𝑎

| 𝑃𝑟𝑒 𝑓𝑒𝑚𝑜𝑟𝑎𝑙 𝑐𝑎𝑟𝑡𝑖𝑙𝑎𝑔𝑒 𝑎𝑟𝑒𝑎 | × 100%

Motion analysis

A motion analysis was conducted to assess peak vGRF during the first 50% of stance

phase of walking gait. Motion analysis was performed barefoot. To complete the motion

analysis, participants were instructed to look straight ahead and maintain a constant speed

through timing gates while they walked forward along a 6m walkway at a self-selected speed

while biomechanical data were collected. Two embedded force plates (40 x 60 cm, FP406010,

Bertec Corporation, Columbus, Ohio, United States) were staggered along the walkway so that

vGRF could be collected from both limbs during one gait analysis trial. Participants began by

completing at least 5 practice trials to determine the average preferred speed and ensure they

(22)

practice trials, participants completed 5 walking trials during which data for analysis was

collected. Data was considered acceptable if 1) each foot individually struck a single force

plate, 2) participants were able to maintain a forward eye gaze and did not aim for the force

plates 3) gait speed was within ±5% of the average speed determined during the practice trials,

and 4) gait kinematics were not be visibly altered during the trial (e.g. trip or stutter step).54

Kinetics (i.e. ground reaction force) were sampled during each trial. Participants performed five

valid trials from which the peak vGRF was averaged for statistical analysis. Ground reaction

forces was sampled at 1200 Hz and lowpass filtered at 75 Hz. Peak vGRF were identified

during the first 50% of the stance phase during gait and normalized to body weight (xBW).

Accelerometer Measures

Immediately after the first laboratory session was complete, participants were given an

ActiGraph GT9X Link SDK to wear for 7 consecutive days. Wear time validation was chosen

based from algorithms suggested by Choi et al. (2011) consisting of minimum wear time per day

of 480 minutes, minimum weekdays of valid wear time of 3 days, and minimum weekend days

of valid wear time of 1 day.51 The device was worn on a belt located at the right anterior superior

iliac spine, and was removed for bathing and sleeping. After the 7-day collection period, the

participants returned the accelerometer to the investigator and data was assessed for fidelity

and consistency with wear guidelines. Data was collected for steps per day, time spent in

moderate-to-vigorous physical activity, time spent in light physical activity, and time spent

wearing the device. Cumulative load was calculated as the product of steps per day divided by

2 and normalized peak vGRF during the first 50% of stance phase determined during the first

laboratory session.

The primary variable assessed by the accelerometer was daily step count. The total

number of steps was divided by 2 to account for steps on the dominant limb only. The

Actigraph monitored the collected data in raw acquisition mode, and ActiLife software was used

(23)

accelerations over a specified epoch.51 ActiGraph data was collected in 1-s epochs and

summed as counts per minute. Count and frequency of triaxial accelerations were used to

determine periods of wear and non-wear, and therefore, determine the participant’s compliance

with wear guidelines. Number of steps were assessed using the vertical acceleration data

collected by the monitor. Physical activity was determined based on the number of activity

counts that occurred per minute during period of wear-time. Freedson Adult VM3 cut points for

moderate and hard physical activity are 2690-6166 and 6167-9642 VM3 counts per minute,

respectively.20 Variables associated with the accelerometer were normalized to the number of

wear days (total number of steps per day in which the accelerometer is worn).

Statistical Analysis

To examine the associations between resting femoral cartilage cross sectional area and

femoral cartilage deformation and walking gait loading variables, separate univariate multiple

linear regression models were conducted. Resting femoral cartilage cross sectional area was

the criterion variable for each equation, and each loading variable (peak vGRF, steps per day,

and cumulative load) was placed into a separate equation as individual predictor variables. First,

we accounted for self-selected walking speed by placing the outcome into the regression

equation prior to the walking gait loading variable. Next, the change in R-squared (∆R2) for

each of the loading variables of interest was determined, as well as the corresponding p-value.

Then, the regressions were completed again with femoral cartilage deformation as the criterion

variable and the same previously stated predictor variables. By first removing the covariate

from the equation, we were able to gain better understanding of the amount of variance in

resting cartilage cross sectional area and cartilage deformation that is explained by each of the

loading variables independently. All calculations and analyses were completed using the

Statistical Package for the Social Sciences software at α = 0.05 (SPSS, Version 25, IBM Corp.,

(24)

CHAPTER IV Results

Thirty-three healthy individuals participated in this study (Table 1). Data was analyzed

for all thirty-three participates, however, three participants were lacking one day of validated

wear time for the activity monitor. Those three participants’ data were in included in analysis

because their exclusion did not significantly alter the results. Fourteen males and nineteen

females participated in this study. Twenty-nine participants identified their dominant limb as

their right leg and four participants identified their left limb as dominant. Walking speed was

included in each regression as a covariate and accounted for <0.001% to 5.5% of the

associations (R2 < 0.001 to R2 = 0.055).

Table 2: Subject Demographics

n Mean Std.

Deviation

Age (years) 33 21.91 3.677

BMI 33 24.21 2.94

IPAQ vigorous hours 33 4.97 4.50

IPAQ moderate hours 33 2.96 2.81

IPAQ light hours 33 8.5333 4.31811

Tenger 33 6 1.785

Steps dominant 33 3996.94 1181.77

Number of wear days 33 6.15 0.972

Wear time average (min) 33 869.59 218.56

Wear time total (min) 33 5218.42 1378.102

Walking speed (m/s) 33 1.30 0.13

Normalized peak vGRF dominant (N/(kgm/s2))

33 1.10 0.08

US change dominant (%) 33 -0.54 3.99

Cumulative load dominant (N/(kgm/s2))

(25)

Table 3: Association between knee loading variables and femoral cartilage measures Pre-walking femoral cartilage cross sectional area

R2 P-value Standardized Beta

Steps 0.008 0.617 -0.92

Peak vGRF 0.124 0.048* -0.491

Cumulative load 0.025 0.388 -0.164

Change in femoral cartilage cross sectional area post walking

R2 P-value Standardized Beta

Steps 0.000 0.993 0.002

Peak vGRF 0.004 0.712 0.092

Cumulative load 0.000 0.947 0.012

Table 2: *The correlation between pre-walking femoral cartilage cross sectional area and peak vGRF is statistically significant.

Association between steps per day and femoral cartilage measures

There was not a significant association between average steps per day and pre-walking

femoral cartilage cross sectional area (R2 = 0.008, P = 0.617). There was not a significant

association between average steps per day and change in femoral cartilage cross sectional

area post walking (R2 < 0.001, P = 0.993).

Association between peak vGRF and femoral cartilage measures

There was a significant association between peak vGRF and pre-walking femoral

cartilage cross sectional area, indicating that the individuals who had a greater peak vGRF

during walking had lesser cartilage cross sectional area (R2 = 0.124, P = 0.048; see Figure 1).

There was no significant association between steps per day and change in femoral cartilage

(26)

Figure 1 illustrates that as normalized peak vGRF during walking gait increases, pre-walking femoral cartilage cross sectional area decreases.

Association between cumulative load and femoral cartilage measures

There was not a significant association between cumulative load and pre walking

femoral cartilage cross sectional area (R2 = 0.025, P = 0.388). There was not a significant

association between cumulative load and change in femoral cross sectional area post walking

(R2 < 0.001, P = 0.947). 0

20 40 60 80 100 120

0.9 0.95 1 1.05 1.1 1.15 1.2 1.25 1.3 1.35

Pre

-w

al

ki

ng

femoral

ca

rt

ila

ge

cros

s s

ec

tiona

l a

re

a

mm

3

Normalized peak vGRF (N/(kgm/s2))

(27)

CHAPTER V Discussion Summary

The purpose of this study was to determine the association between peak vGRF, steps

per day, and cumulative load and resting femoral cartilage cross sectional area and femoral

cartilage deformation in healthy individuals. The main findings from this study were 1) a greater

peak vGRF during walking gait was associated with lesser femoral cartilage cross sectional

area, 2) there was not an association between steps per day and resting femoral cartilage cross

sectional area and deformation, 3) there was not an association between cumulative load and

resting femoral cartilage cross sectional area and deformation. The results of this study were

contrary to our hypotheses. We expected a greater peak vGRF would associate with lesser

femoral cartilage deformation during walking and that individuals who achieved a greater

number of steps per day would associate with lesser femoral cartilage deformation. We also

hypothesized a greater cumulative load would associate with lesser femoral cartilage

deformation. Our findings suggest that the loading variables measured do not have acute

effects on femoral cartilage cross sectional area and deformation during walking in healthy

young adults; however, greater peak vGRF associates with lesser baseline femoral cartilage

cross sectional area.

Femoral Cartilage and Peak vGRF

Previous research has shown that individuals who regularly apply functional load to their

knee cartilage through moderate physical activity have greater cartilage thickness and

mechanical stiffness.55 Therefore, we hypothesized that a greater peak vGRF would associate

with lesser femoral cartilage deformation during walking. To the authors’ knowledge, there have

(28)

gait and femoral cartilage deformation in healthy individuals. This study found that there was a

significant association between greater peak vGRF and lesser femoral cartilage cross sectional

area at baseline. Our data suggest that greater force during walking associates with lesser

cross-sectional area of the cartilage at baseline. Similar findings were reported by Lynn et al.56

who reported an individual with a greater peak knee adduction moment (KAM) had thinner

medial femoral cartilage compared to 26 other participants, and this participant later developed

OA.56

Significant, acute changes in the cartilage cross sectional area were not identified during

this study. A similar study that was performed by Harkey et al. analyzed femoral cartilage

deformation in healthy individuals after acute loading and found a 6.72 % decrease in medial

femoral cartilage thickness after walking for 30 minutes on a treadmill.26 This differs from the

results of the current study in that we found a 0.54 % decrease in femoral cross sectional area

after 3,000 steps of walking on a treadmill (approximately 30 minutes). Another difference in

Harkey et al.’s study when compared to the current study, is that they used a different measure

of femoral cartilage; they measured femoral cartilage thickness at the midpoint of the medial

femoral condyle as the length (in mm) using a straight line drawn from the cartilage-bone

interface to the synovial space-cartilage interface, as well as medial and lateral compartment

cross sectional area.26 This differs from our study in that we assessed the total cross sectional

area of the cartilage (mm3). Harkey et al. also did not blind the ultrasound images during image

processing.26 Another study performed by Pamukoff et al. examined resting femoral cartilage

thickness and walking biomechanics in ACL-R participants and reported that a larger vGRF was

associated with greater medial compartment thickness.57 This is contrary to what our study

found; however, Pamukoff et al. studied a sample of patient’s with ACL-R. Pamukoff’s study

also reported that a larger knee adduction angle and knee adduction moment were associated

(29)

Steps per day

In the current study, the average number of steps per day did not associate with femoral

cartilage cross sectional area and deformation. On average, the participants in this study

achieved approximately 8,000 steps per day. According to Tudor-Locke and Basset, this would

categorize our healthy participants as moderately active.58 On Tudor-Locke and Basset’s scale,

physically active individuals achieve > 10,000 steps per day.58 To the authors’ knowledge,

there have not been any studies that directly examined the number of steps per day in relation

to femoral cartilage cross sectional area and deformation. Sliepen et al. assessed the number

of steps taken by 61 individuals with diagnosed knee OA to assess their levels of physical

activity.59 Their study found the average daily step count to be approximately 8,000 steps per

day, which is very similar to the average number of steps per day of our healthy participants.59

Another study compared the acute effects of walking on femoral cartilage deformation in healthy

adults and adults with OA and found there was not a difference in the amount of femoral

cartilage deformation between the two groups after a 30 minute bout of standardized walking.60

This would suggest that moderate levels of walking are not harmful for individuals with OA.

Other factors that could contribute to cartilage strain during walking instead of number of steps

per day could be walking speed, peak knee adduction moment, knee adduction moment

impulse, and peak knee flexion moment.61–63 Future studies need to evaluate different types of

physical activity in addition to walking to gain a better understanding the specific forms of

exercise on cartilage deformation.

Cumulative load

Cumulative load did not associate with femoral cartilage cross sectional area or

deformation. There have been a few studies that have examined the response of knee cartilage

to cumulative loading, however, these studies used cumulative KAM instead of peak vGRF.18,64

Previously, KAM has been used to examine the distribution of load between medial and lateral

(30)

examines the total magnitude of load that is applied to the entirety of the lower extremity instead

of KAM, which applies specifically to the medial compartment. Studies that have examined

KAM on knee cartilage have concluded that exposure to larger KAM over periods of time may

be detrimental to cartilage.18,61 Brission et al. assessed KAM during walking over 2.5 years to

examine the extent to which cumulative load affects medial knee cartilage thickness and volume

in individuals with clinical knee OA.61 This study found that greater KAM peak and impulse

during gait were each associated with reductions in cartilage volume of the medial tibia in obese

individuals with clinical OA.61 This study also reported that these measures may be important in

predicting medial tibial cartilage changes in normal and overweight individuals; therefore, they

suggest that reducing body mass for obese individuals may modulate the deleterious effects of

knee mechanics on knee OA progression.61 We may not have found an association in

cumulative load and femoral cartilage cross sectional area and deformation because we only

examined the cumulative load for one week and we may need to examine load for a longer

period of time to see changes in cartilage behavior and thickness. Longitudinal changes in

cartilage cross sectional area and deformation patterns during walking in healthy individuals

have not been assessed. There have been studies that have evaluated longitudinal changes in

cartilage thickness measures in individuals with OA; however, they did not measure acute

deformation.65,66 Moyer et al. found decreases in femoral cartilage thickness in individuals with

knee OA over a two year time span.65 Miller proposes that knee cartilage can be conditioned

with repetitive loads; therefore, changes in cartilage may not be able to be observed acutely.67

Miller’s study reported that the cumulative load with running does not cause damage to the joint

is because the cumulative load and peak stress in running are not particularly high, and that the

repetitive joint loads in running condition the cartilage to withstand these stresses without joint

deterioration.67

(31)

Medial and lateral compartment measures in addition to lower extremity kinetics (peak

KAM, KAM impulse, and knee flexion moment) were not examined in this study. These

variables have shown significant differences in other studies that examined load and changes in

femoral cartilage thickness. Another limitation was that there was not a large variance in step

counts between subjects. A majority of the study participants achieved an average daily step

count of 6,000 to 8,000 steps. Perhaps, if there was more variation in the step count ranges, we

would be able to better identify if there are changes in femoral cartilage cross sectional area and

deformation using a longitudinal study design. The type of physical activity could not directly be

examined, and therefore, the specific load associated with certain types of exercise could not be

assessed. For example, the load to the lower extremity during weight lifting was not objectively

measured; therefore, for those participants the overall femoral cartilage load was not able to be

fully assessed. Only the load associated with walking was monitored. In addition, patient

compliance with activity monitors was challenging. All participants were included in analysis,

however, only thirty individuals met the 3 weekday, 1 weekend day, and 8 hours per day

requirements. There were 2 subjects who did not obtain data for 1 weekend day and there was

1 subject who did not obtain a third week day. However, their inclusion in the analyses did not

change the results. It is possible that activity monitored over a week long span may not be a

good representation of typical physical activity patterns.

Future research can expand on the current study by assessing cumulative load over a

longer period of time as well as assessing daily step counts in sedentary and highly actively

individuals. Additionally, studies should assess the same measures, however, address sex and

anthropometrics as covariates. The current study was only able to assess cumulative load over

a period of 5 to 7 days. Perhaps evaluating changes in cartilage over a longer period of time

may give insight to cartilage conditioning or patterns in cartilage cross sectional area and

deformation patterns. Future studies should also evaluate different types of physical activity

(32)

of developing knee OA. In addition, this research can be expanded upon by assessing the

same variables in individuals who are at higher risk for developing knee OA, and in individuals

who have diagnosed OA in order to determine changes between groups. This could potentially

give more information about the onset of joint disease and could be expanded to develop joint

conditioning protocols.

Conclusion

This study found that there is an association between greater peak vGRF during walking

and lesser resting femoral cartilage cross sectional area. There is not an association between

daily step counts or cumulative load and resting femoral cartilage cross sectional area and

deformation. Therefore, external loads to the lower extremities may not be as important in

preventing harm to the joint tissues and monitoring femoral cartilage health as internal loads,

such as co-contractions and muscle imbalances, lower extremity kinetics, or other predisposing

factors, such as genetics. Clinically, the findings from this study support the notion that

moderate levels of physical activity do not associate with acute changes to resting femoral

(33)

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doi:10.1249/MSS.0b013e3181ed61a3.

Figure

Table 1: Outline of Study Procedure  Interaction 1
Table 2: Subject Demographics
Table 3: Association between knee loading variables and femoral cartilage measures  Pre-walking femoral cartilage cross sectional area
Figure 1 illustrates that as normalized peak vGRF during walking gait increases, pre- pre-walking femoral cartilage cross sectional area decreases

References

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