UCITS. Where we are now

*Until 5 June 2019, the Ecofin Energy Transition UCITS Fund (the "Fund"), a sub-fund of the Gateway UCITS Fund PLC, was managed by GCA Investment Management LLC, with Ecofin

The investment manager (in circumstances where in the investment manager is a different entity to (a) the UCITS management company, in the case of a UCITS fund and (b)

In accordance with Article 16(3) of the Regulation, competent authorities and financial market participants must make every effort to comply with the

Entities engaging in securities financing transactions and total return swaps, including UCITS management companies, UCITS investment companies and Alternative Investment

OTHER COMPANY TYPES Aside from the private company limited by shares, all other company types - for example, public limited companies (PLCs), guarantee companies (CLGs) and

SYSC 4.4.1 R Provision SYSC 5 COLUMN A Application to a common platform firm COLUMN A+ Application to a management company COLUMN B. Application to all other firms apart from

A feeder fund must have as its principal objective the investment of the fund's assets in a single collective investment scheme (the “underlying scheme”) which is authorised

(v) Financial Regulator’s consideration of “equivalence”for Non-UCITS CIS As indicated above, in order for a non- UCITS to be an acceptable investment of a UCITS,