FORM NO. MGT-7
[Pursuant to sub-Section(1) of section 92 of the Companies Act, 2013 and sub-rule (1) of rule 11of the Companies (Management and Administration) Rules, 2014]
Annual Return
I. REGISTRATION AND OTHER DETAILS
(i) * Corporate Identification Number (CIN) of the company Hindi
English Form language
Refer the instruction kit for filing the form.
Global Location Number (GLN) of the company
(ii) (a) Name of the company (b) Registered office address
(c) *e-mail ID of the company
(d) *Telephone number with STD code (e) Website
(iii) Date of Incorporation
Type of the Company Category of the Company Sub-category of the Company (iv)
(v) Whether company is having share capital Yes No (vi) *Whether shares listed on recognized Stock Exchange(s) Yes No
Pre-fill
(a) Details of stock exchanges where shares are listed S. No.
Stock Exchange Name Code
1 2
Name of the Registrar and Transfer Agent (b) CIN of the Registrar and Transfer Agent
Registered office address of the Registrar and Transfer Agents
Pre-fill
(vii) *Financial year From date 01/04/2019 (DD/MM/YYYY) To date 31/03/2020 (DD/MM/YYYY) (viii) *Whether Annual general meeting (AGM) held Yes No
(a) If yes, date of AGM 13/08/2020 (b) Due date of AGM 30/09/2020
(c) Whether any extension for AGM granted Yes No
II. PRINCIPAL BUSINESS ACTIVITIES OF THE COMPANY
*Number of business activities 1
S.No Main Activity group code
Description of Main Activity group
Business Activity
Code
Description of Business Activity
% of turnover of the
company
G G2
III. PARTICULARS OF HOLDING, SUBSIDIARY AND ASSOCIATE COMPANIES
(INCLUDING JOINT VENTURES)
*No. of Companies for which information is to be given 5 Pre-fill All
S.No Name of the company CIN / FCRN Holding/ Subsidiary/Associate/
IV. SHARE CAPITAL, DEBENTURES AND OTHER SECURITIES OF THE COMPANY
(i)
*
SHARE CAPITAL
(a) Equity share capital Particulars
Authorised capital Issued capital Subscribed capital Paid up capital Total number of equity shares
200,000,000 87,989,928 87,989,928 87,989,928
Total amount of equity shares (in
Rupees) 1,000,000,000 439,949,640 439,949,640 439,949,640
Number of classes 1
Class of Shares Authorised
capital
Issued
capital Subscribed
capital Paid up capital Number of equity shares
200,000,000 87,989,928 87,989,928 87,989,928 Nominal value per share (in rupees)
5 5 5 5
Total amount of equity shares (in rupees) 1,000,000,000 439,949,640 439,949,640 439,949,640
(b) Preference share capital
Particulars
Authorised capital Issued capital Subscribed capital Paid-up capital Total number of preference shares
0 0 0 0
Total amount of preference shares
(in rupees) 0 0 0 0
Number of classes 0
Class of shares Authorised
capital
Issued
capital Subscribed
capital Paid up capital Number of preference shares
Nominal value per share (in rupees)
(c) Unclassified share capital
Particulars Authorised Capital
Total amount of unclassified shares
(d) Break-up of paid-up share capital
Class of shares
Number of
shares
Total nominal
amount
Total Paid-up amount Total premiumEquity shares
At the beginning of the year
87,989,928 439,949,640 439,949,640
Increase during the year
0 0 0 0
i. Pubic Issues
0 0 0 0
ii. Rights issue
0 0 0 0
iii. Bonus issue
0 0 0 0
iv. Private Placement/ Preferential allotment
0 0 0 0
v. ESOPs
0 0 0 0
vi. Sweat equity shares allotted
0 0 0 0
vii. Conversion of Preference share
0 0 0 0
viii. Conversion of Debentures
0 0 0 0
ix. GDRs/ADRs
0 0 0 0
x. Others, specify
Decrease during the year 0 0 0 0
i. Buy-back of shares
0 0 0 0
ii. Shares forfeited
0 0 0 0
iii. Reduction of share capital
0 0 0 0
iv. Others, specify
At the end of the year
87,989,928 439,949,640 439,949,640
Preference shares
At the beginning of the year
Increase during the year
0 0 0 0
i. Issues of shares
0 0 0 0
ii. Re-issue of forfeited shares
0 0 0 0
iii. Others, specify
Decrease during the year 0 0 0 0
i. Redemption of shares
0 0 0 0
ii. Shares forfeited 0 0 0 0
iii. Reduction of share capital
0 0 0 0
iv. Others, specify
At the end of the year 0 0 0
(ii) Details of stock split/consolidation during the year (for each class of shares) 0
Class of shares
(i)
(ii) (iii)
Before split /
Number of sharesConsolidation
Face value per share
After split /
Number of sharesConsolidation
Face value per share
Nil
(iii) Details of shares/Debentures Transfers since closure date of last financial year (or in the case
of the first return at any time since the incorporation of the company) *
[Details being provided in a CD/Digital Media] Yes No Not Applicable
Separate sheet attached for details of transfers Yes No
Note: In case list of transfer exceeds 10, option for submission as a separate sheet attachment or submission in a CD/Digital Media may be shown.
Number of Shares/ Debentures/ Units Transferred
Transferor's Name
Amount per Share/ Debenture/Unit (in Rs.)
Ledger Folio of Transferor
Date of registration of transfer (Date Month Year)
1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock
Type of transfer
Ledger Folio of Transferee
Transferee's Name
Number of Shares/ Debentures/ Units Transferred
Transferor's Name
Amount per Share/ Debenture/Unit (in Rs.)
Ledger Folio of Transferor
Date of registration of transfer (Date Month Year)
1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock
Type of transfer
Ledger Folio of Transferee
Transferee's Name
(iv)
*
Indebtedness including debentures (Outstanding as at the end of financial year)
Particulars
Number of units Nominal value per unit
Total value
Non-convertible debentures
Partly convertible debentures
Fully convertible debentures
Secured Loans (including interest outstanding/accrued but not due for payment) excluding deposits
Unsecured Loans (including interest outstanding/accrued but not due for payment) excluding deposits
Deposit
Total
Details of debentures
Class of debentures Outstanding as at
the beginning of the year
Increase during the year
Decrease during the year
Outstanding as at the end of the year Non-convertible debentures
Partly convertible debentures
Fully convertible debentures
0
(v) Securities (other than shares and debentures) 0
Type of Securities Number of Securities Nominal Value of each Unit Total Nominal Value Paid up Value of each Unit
Total Paid up Value
Total
V.
*
Turnover and net worth of the company (as defined in the Companies Act, 2013)
(ii) Net worth of the Company 1,366,371,354
(i) Turnover 35,077,900,000
VI. (a) *SHARE HOLDING PATTERN - Promoters
Number of shares Percentage Number of shares Percentage
1. Individual/Hindu Undivided Family
(i) Indian
0
(ii) Non-resident Indian (NRI)
0 0
(iii) Foreign national (other than NRI)
0 0
Government
(i) Central Government
(ii) State Government
(iii) Government companies
Insurance companies Banks
Financial institutions
0 Foreign institutional investors
0 0
Mutual funds Venture capital Body corporate (not mentioned above)
Total
Total number of shareholders (promoters) 11
(b) *SHARE HOLDING PATTERN -
Public/Other than promoters
S. No. Category
Equity
Preference
Number of shares Percentage Number of shares Percentage
1. Individual/Hindu Undivided Family
(i) Indian
0
(ii) Non-resident Indian (NRI)
447,947 0.51
(iii) Foreign national (other than NRI)
Government
(i) Central Government
(ii) State Government
(iii) Government companies
Insurance companies Banks
Financial institutions
0 Foreign institutional investors
6,125,803 6.96 Mutual funds
Venture capital Body corporate (not mentioned above)
Total
Total number of shareholders (other than promoters) 17,009
Total number of shareholders (Promoters+Public/
Other than promoters) 17,020
(c) *Details of Foreign institutional investors’ (FIIs) holding shares of the company 37
Name of the FII Address Date of
Name of the FII Address Date of
Incorporation Country of Incorporation Number of shares held % of shares held
VII. *NUMBER OF PROMOTERS, MEMBERS, DEBENTURE HOLDERS
(Details, Promoters, Members (other than promoters), Debenture holders)
Details
At the beginning of the year At the end of the year
Promoters
14 14
Members
(other than promoters) 13,015 17,009
Debenture holders 0 0
(A) *Composition of Board of Directors
Category Number of directors at the
beginning of the year Number of directors at the end of the year directors as at the end of year Percentage of shares held by
Executive Non-executive Executive Non-executive Executive Non-executive
A. Promoter 0 2 0 2 0 2.8 B. Non-Promoter 1 7 1 7 0 0.67 (i) Non-Independent 1 1 1 1 0 0.66 (ii) Independent 0 6 0 6 0 0.01 C. Nominee Directors representing 0 0 0 0 0 0
(i) Banks & FIs
0 0 0 0 0 0
(ii) Investing institutions
0 0 0 0 0 0
(iii) Government
0 0 0 0 0 0
(iv) Small share holders
0 0 0 0 0 0
(v) Others
0 0 0 0 0 0
Total
1 9 1 9 0 3.47
Number of Directors and Key managerial personnel (who is not director) as on the financial year end date 13
(B) (i) *Details of directors and Key managerial personnel as on the closure of financial year
Name DIN/PAN Designation Number of equity
share(s) held
Date of cessation (after closure of financial year : If any) RAVI CHANDRU RAHE 00028044 Director 1,230,000
NEEL CHANDRU RAHE 00029010 Director 1,230,000
NAGESH SATYANARA 00027595 Director 582,685
DEEPAK KESHAV GHA 00001811 Director 7,750
NIRVIK SINGH 01570572 Director 0
NITIN JAGUBHAI SANG 00863107 Director 0 31/07/2020
MANISH BALKISHAN C 00204011 Director 0
Name DIN/PAN Designation Number of equity
share(s) held
Date of cessation (after closure of financial year : If any)
ROBERT BREADY 06842835 Director 0
RAJIV SURI 08124971 Managing Director 0
RAJIV SURI ATZPS0335C CEO 0
KARUNAKARAN MOHA AFXPM3832Q CFO 0
BHARAT KANAKLAL SA APRPS4260C Company Secretar 4,906
(ii) Particulars of change in director(s) and Key managerial personnel during the year 5
Name DIN/PAN Designation at the
beginning / during the financial year
Date of appointment/ change in designation/ cessation
Nature of change (Appointment/ Change in designation/ Cessation)
Nirvik Singh 01570572 Director 30/07/2019 Re-Appointment
Deepak Ghaisas 00001811 Director 30/07/2019 Re-Appointment
Nitin Sanghavi 00863107 Director 30/07/2019 Re-Appointment Manish Chokhani 00204011 Director 30/07/2019 Re-Appointment
Robert Bready 06842835 Director 30/07/2019 Appointment
IX. MEETINGS OF MEMBERS/CLASS OF MEMBERS/BOARD/COMMITTEES OF THE BOARD OF DIRECTORS
A. MEMBERS/CLASS /REQUISITIONED/NCLT/COURT CONVENED MEETINGS
Number of meetings held 1
Type of meeting Date of meeting Total Number of Members entitled to attend meeting Attendance Number of members attended % of total shareholding
Annual General Meeting 30/07/2019 11,954 43 66.7
B. BOARD MEETINGS
*Number of meetings held 4
S. No.
Date of meeting
Total Number of directors associated as on the date
of meeting Attendance Number of directors attended % of attendance 1 30/04/2019 10 9 90
S. No.
Date of meeting
Total Number of directors associated as on the date
of meeting Attendance Number of directors attended % of attendance 2 30/07/2019 10 10 100 3 23/10/2019 10 9 90 4 31/01/2020 10 8 80 C. COMMITTEE MEETINGS
Number of meetings held 16
S. No. Type of meeting Date of meeting Total Number of Members as on the date of the meeting Attendance Number of members attended % of attendance
1 Audit & Risk M 30/04/2019 4 3 75
2 Audit & Risk M 30/07/2019 5 5 100
3 Audit & Risk M 23/10/2019 5 4 80
4 Audit & Risk M 30/01/2020 5 3 60
5 Nomination, Re30/04/2019 3 3 100 6 Nomination, Re30/07/2019 4 4 100 7 Nomination, Re23/10/2019 4 3 75 8 Nomination, Re31/01/2020 4 3 75 9 Corporate Soc 30/04/2019 4 4 100 10 Corporate Soc 30/07/2019 3 3 100 D. *ATTENDANCE OF DIRECTORS S. No. Name of the director Board Meetings Number of Meetings which director was entitled to attend Number of Meetings attended % of attendance Committee Meetings Number of Meetings which director was entitled to attend Number of Meetings attended % of attendance Whether attended AGM held on 13/08/2020 (Y/N/NA)
1 RAVI CHANDR 4 4 100 12 12 100 Yes
2 NEEL CHAND 4 3 75 8 6 75 Yes
4 DEEPAK KES 4 4 100 5 5 100 Yes
5 NIRVIK SINGH 4 4 100 4 4 100 Yes
6 NITIN JAGUB 4 4 100 8 8 100 Not Applicable
7 MANISH BALK 4 3 75 4 2 50 Yes
8 AMEERA SUS 4 3 75 7 4 57.14 No
9 ROBERT BRE 4 3 75 4 3 75 No
10 RAJIV SURI 4 4 100 7 6 85.71 Yes
X. *REMUNERATION OF DIRECTORS AND KEY MANAGERIAL PERSONNEL
Nil
Number of Managing Director, Whole-time Directors and/or Manager whose remuneration details to be entered 1 S. No. Name Designation Gross Salary Commission Stock Option/ Sweat equity Others Total Amount
1 Rajiv Suri Managing Direct 66,875,706 0 0 1,341,050 68,216,756
Total 66,875,706 0 0 1,341,050 68,216,756
Number of CEO, CFO and Company secretary whose remuneration details to be entered 3 S. No.
Name Designation Gross Salary Commission
Stock Option/ Sweat equity Others Total Amount
1 Rajiv Suri Managing Direct 66,875,706 0 0 1,341,050 68,216,756
2 Karunakaran M CFO 14,726,394 0 0 642,861 15,369,255
3 Bharat Sanghavi CS 5,265,123 0 0 153,284 5,418,407
Total 86,867,223 0 0 2,137,195 89,004,418
Number of other directors whose remuneration details to be entered 9 S. No.
Name Designation Gross Salary Commission
Stock Option/ Sweat equity Others Total Amount
1 RAVI CHANDRU RANon-Executive D 0 300,000 0 700,000 1,000,000
2 NEEL CHANDRU RNon-Executive D 0 300,000 0 450,000 750,000
3 NAGESH SATYANANon-Executive D 0 300,000 0 400,000 700,000
4 DEEPAK KESHAV Independent Dir 0 600,000 0 600,000 1,200,000
S. No.
Name Designation Gross Salary Commission
Stock Option/ Sweat equity Others Total Amount
6 NITIN JAGUBHAI S Independent Dir 0 300,000 0 800,000 1,100,000
7 MANISH BALKISHAIndependent Dir 0 300,000 0 400,000 700,000
8 AMEERA SUSHIL SIndependent Dir 0 300,000 0 475,000 775,000
9 ROBERT BREADY Independent Dir 0 300,000 0 375,000 675,000
Total 0 3,300,000 0 4,800,000 8,100,000
XI. MATTERS RELATED TO CERTIFICATION OF COMPLIANCES AND DISCLOSURES Whether the company has made compliances and disclosures in respect of applicable
provisions of the Companies Act, 2013 during the year Yes No If No, give reasons/observations
A. B.
*
XII. PENALTY AND PUNISHMENT - DETAILS THEREOF
(A) DETAILS OF PENALTIES / PUNISHMENT IMPOSED ON COMPANY/DIRECTORS /OFFICERS Nil
Name of the company/ directors/ officers
Name of the court/ concerned Authority
Date of Order
Name of the Act and section under which penalised / punished
Details of penalty/ punishment
Details of appeal (if any) including present status
(B) DETAILS OF COMPOUNDING OF OFFENCES Nil
Name of the company/ directors/ officers
Name of the court/ concerned Authority
Date of Order
Name of the Act and section under which offence committed
Particulars of
offence Amount of compounding (in Rupees)
XIII. Whether complete list of shareholders, debenture holders has been enclosed as an attachment
Yes No
(In case of 'No', submit the details separately through the method specified in instruction kit)
In case of a listed company or a company having paid up share capital of Ten Crore rupees or more or turnover of Fifty Crore rupees or more, details of company secretary in whole time practice certifying the annual return in Form MGT-8.
Name KAUSHAL DALAL
Whether associate or fellow
XIV. COMPLIANCE OF SUB-SECTION (2) OF SECTION 92, IN CASE OF LISTED COMPANIES
Certificate of practice number 7512
I/We certify that:
(a) The return states the facts, as they stood on the date of the closure of the financial year aforesaid correctly and adequately. (b) Unless otherwise expressly stated to the contrary elsewhere in this Return, the Company has complied with all the provisions of the Act during the financial year.
27/07/2018 17
I am Authorised by the Board of Directors of the company vide resolution no. ..
(DD/MM/YYYY) to sign this form and declare that all the requirements of the Companies Act, 2013 and the rules made thereunder in respect of the subject matter of this form and matters incidental thereto have been compiled with. I further declare that:
1. Whatever is stated in this form and in the attachments thereto is true, correct and complete and no information material to the subject matter of this form has been suppressed or concealed and is as per the original records maintained by the company. 2. All the required attachments have been completely and legibly attached to this form.
dated
Note: Attention is also drawn to the provisions of Section 447, section 448 and 449 of the Companies Act, 2013 which provide for punishment for fraud, punishment for false statement and punishment for false evidence respectively.
To be digitally signed by
Director
DIN of the director 00027595 To be digitally signed by
13157 Membership number
Company Secretary
Company secretary in practice
Certificate of practice number Declaration Nagesh Satyanarayan Basavanhalli Digitally signed by Nagesh Satyanarayan Basavanhalli Date: 2020.10.10 14:50:16 +05'30' Bharat Kanaklal Sanghavi Digitally signed by Bharat Kanaklal Sanghavi Date: 2020.10.10 14:28:46 +05'30'
Attachments
Attach 1. List of share holders, debenture holders
Attach 2. Approval letter for extension of AGM;
3. Copy of MGT-8; Attach
Attach
Form No 8-2019-2020.pdf List of FIIs.pdf
List of committee Meetings_FY20.pdf SSL PPG_FY20.pdf
Remove attachment List of attachments
4. Optional Attachement(s), if any
Submit Prescrutiny
Check Form Modify
This eForm has been taken on file maintained by the Registrar of Companies through electronic mode and on the basis of statement of correctness given by the company
Form No. MGT-8
[Pursuant to section 92(2) of the Companies Act, 2013 and rule 11(2) of Companies (Management and Administration) Rules, 2014]
CERTIFICATE BY A COMPANY SECRETARY IN PRACTICE
I have examined the registers, records and books and papers of SHOPPERS STOP LIMITED (“the Company”) incorporated on June 16, 1997 having CIN: L51900MH1997PLC108798 and Registered Office at Umang Tower, 5th Floor, Mindspace, Off. Link Road, Malad (West), Mumbai – 400064 as required to be
maintained under the Companies Act, 2013 (“the Act”) and the rules made thereunder; for the financial year ended on March 31, 2020. In my opinion and to the best of my information and according to the examinations carried out by me and explanations furnished to me by the Company, its officers and agents, I certify that:
$ The Annual Return states the facts as at the close of the aforesaid financial year correctly and adequately.
% During the aforesaid financial year the Company has complied with provisions of the Act & Rules made there under in respect of:
1. Its status under the Act i.e. Indian Non-Government Public Company Limited by shares;
2. Maintenance of registers/records & making entries therein within the time prescribed therefore; 3. Filing of forms and returns as stated in the Annual Return with the Registrar of Companies,
Maharashtra, Mumbai. However, the Company was not required to file any Forms and Returns with Regional Director, Central Government, the Tribunal, Court or any other authorities; 4. Calling, convening, holding meetings of Board of Directors and its Committees and the meetings
of the members of the Company on due dates as stated in the Annual Return in respect of which meetings, proper notices were given and the proceedings conducted therein including Circular Resolution passed have been properly recorded in the Minute Book and the registers maintained for the purpose and the same have been signed. Further the Company had not passed any resolution by way of Postal Ballot;
5. The Company had closed its Register of Members and the Share Transfer Books on July 24, 2019 to July 30, 2019, both days inclusive;
6. The Company had not given any advances or loans to its directors and/or the persons falling under the provisions of the Section 185 of the Act and the rules made thereunder;
7. The Company had entered into contracts or arrangements with the related parties which were in the ordinary course of business and on Arm’s length basis as specified in the provisions of the Section 188 of the Act and the rules made thereunder;
8. During the year under review, there were no issue or allotment of securities. Further, there were no transfer of Equity Shares in physical form, transmission or buyback of securities in the Company. There were no preference shares or debentures in the Company and there was no alteration or reduction of share capital or conversion of shares/securities;
9. There were no transactions necessitating the Company to keep in abeyance the right to Dividend pending registration of transfer of shares in compliance with the provisions of the Act. The Company had not issued any Bonus or Rights shares;
10.The Company had declared dividend of Rs. 0.75 (Paisa Seventy Five only) per Equity Share of Rs. 5/- (Rupees Five only) in the Annual General Meeting held on July 30, 2019. Further, the Company had transferred unpaid/unclaimed dividend and Equity Shares to the Investor Education and Protection Fund for the financial year 2011-2012 in accordance with the provisions of Section 125 of the Act and rules made thereunder;
11.The Audited Financial Statements of the Company for the year ended March 31, 2020 had been signed as per the provisions of Section 134 of the Act and Report of the Board of Directors’ was prepared as per sub - sections (3), (4) and (5) of the Section 134 of the Act thereof;
12.The Board of Directors is duly constituted. All the appointments and re-appointment of Director during the year were in compliance with the provisions of the Act. Further, there were no resignations of the Directors or Key managerial Personnel during the period under review and remuneration paid to the Directors was as per the provisions of the Act;
13.The Company had appointed S R B C & Co LLP, Chartered Accountants, (Registration No: 324982E/E300003) as the Statutory Auditors of the Company in its Annual General Meeting held on July 28, 2017 for a period of five years i.e. from the conclusion of the Twentieth Annual General Meeting till the conclusion of the Twenty Fifth Annual General Meeting as per the provisions of Section 139 of the Act and the rules made thereunder;
14.There were no instances that required the Company to take approvals from the Central Government, Tribunal, Registrar of Companies, Court or such other authorities under the various provisions of the Act;
15.The Company had not accepted deposits from the public hence the provisions of Section 73 of the Act and the rules made thereunder do not apply;
16.During the year under review, the Company had borrowed money from banks and have filed necessary E-form for modification of existing Charge(s) with the Registrar of Companies. Further, Company had not borrowed any money from its directors, members, public financial institutions and there was no requirement for creation or satisfaction of any charge;
17.During the year under review, the Company had made loans, investments and provided guarantees and have complied with the provisions of Section 186 of the Act;
18.During the year under review, the Company had not altered its Memorandum of Association and Articles of Association;
For Kaushal Dalal& Associates
Company Secretaries
Kaushal Dalal
Date: 02nd October, 2020 Proprietor
Place: Mumbai Membership No.:- 7141
CoP No.:- 7512 UDIN:
F007141B00084602
Kaushal Madhusu dan Dalal
Digitally signed by Kaushal Madhusudan Dalal DN: c=IN, o=Personal, 2.5.4.20=0244e9de437cb8e4034c938 ff8585787283d3c20763e9aef789e67 70c31a14de, postalCode=400052, st=MAHARASHTRA, serialNumber=180f5a60d7b7785820 7b0797cf73a575f22003fc587f6a5c47 af37123f7eb0e4, cn=Kaushal Madhusudan Dalal Date: 2020.10.02 20:09:05 +05'30'
Shoppers Stop Ltd.
Registered & Service Office : Umang Tower, 5th Floor, Mindspace, Off. Link Road, Malad (W), Mumbai 400 064.
IX. MEETINGS OF MEMBERS/CLASS OF MEMBERS/BOARD/COMMITTEES OF THE BOARD OF DIRECTORS
C. COMMITTEE MEETINGS: Not covered in e-form MGT 7 are attached herewith.
S. No.
Type of meeting Date of
meeting Total Number of Members as on the date of the meeting Attendance Number of members attended % of attendance 1 CORPORATE SOCIAL RESPONSIBILITY
COMMITTEE
23.10.2019 3 3 100
31.01.2020 3 2 75
2 STAKEHOLDERS RELATIONSHIP COMMITTEE 31.01.2020 4 3 75
3 FINANCE COMMITTEE 30.04.2019 4 4 100
23.10.2019 4 4 100
17.03.2020 4 2 50
For Shoppers Stop Limited
Bharat Sanghavi Company Secretary Membership No. A13157 Add:
Umang Tower, 5th Floor, Mindspace,
Off. Link Road, Malad (West), Mumbai – 400 064. Date: October 2, 2020 Bharat Kanaklal Sanghavi Digitally signed by Bharat Kanaklal Sanghavi Date: 2020.10.02 20:13:23 +05'30'
Sr. No.
Name of the FII Address Date & Country of Incorporation
Number of shares held
% of shares held 1 AMAZON.COM NV INVESTMENT HOLDINGS
LLC
2215 B RENAISSANCE DRIVE LAS VEGAS NEVADA
Not available 4,395,925 5.00 2 GOVERNMENT PENSION FUND GLOBAL Bankplassen 2 P O Box 1179 Sentrum
Oslo 0107
Not available 814,482 0.93 3 DSP INDIA FUND UNIT 2 4C 4TH FLOOR 19 BANK
STREET CYBERCITY EBENE
Not available 269,000 0.31 4 EMERGING MARKETS CORE EQUITY
PORTFOLIO (THE PORTFO LIO) OF DFA INVESTMENT DIMENSIONS GROUP INC. (DFAI DG)
6300 Bee Cave Road Building One Austin Texas 78746 USA
Not available 89,085 0.10 5 INDIA CONSUMPTION FUND C/O GLOBAL FUNDS TRUST
COMPANY PO BOX 309 UGLAND HOUSE GRAND CAYMAN
Not available 87,074 0.10 6 THE EMERGING MARKETS SMALL CAP
SERIES OF THE DFA I NVESTMENT TRUST COMPANY
6300 Bee Cave Road Building One Austin Texas 78746 USA
Not available 76,321 0.09 7 ISHARES INDIA SC MAURITIUS COMPANY IFS COURT TWENTYEIGHT CYBERCITY
EBENE MAURITIUS
Not available 58,855 0.07 8 EMERGING MARKETS SMALL
CAPITALIZATION EQUITY INDEX NON-LENDABLE FUND
400 HOWARD STREET SAN FRANCISCO CA 94105
Not available 51,524 0.06 9 EMERGING MARKETS SMALL
CAPITALIZATION EQUITY INDEX FUND
400 HOWARD STREET SAN FRANCISCO CA 94105
Not available 41,761 0.05 10 INDIA OPPORTUNITIES GROWTH FUND LTD
- PINEWOOD STR ATEGY
4TH FLOOR 19 BANK STREET CYBERCITY EBENE
Not available 31,340 0.04 11 NORTHERN TRUST COLLECTIVE EMERGING
MARKETS SMALL C AP INDEX FUND- NON LENDING
50 S LaSalle Street Chicago Illinois Not available 29,235 0.03 12 STATE STREET GLOBAL SMALL CAP EQUITY
EX-U.S. INDEX NON-LENDING SERIES FUND
ONE LINCOLN STREET BOSTON MA Not available 20,635 0.02 13 SPDR S AND P EMERGING ASIA PACIFIC ETF STATE STREET FINANCIAL CENTER
ONE LINCOLN STREET BOSTON MA
Not available 19,725 0.02 14 ELARA INDIA OPPORTUNITIES FUND
LIMITED
4th Floor 19 Bank Street Cybercity Ebene
Not available 18,278 0.02 15 WORLD INVESTMENT OPPORTUNITIES
FUNDS
42 RUE DE LA VALLEE LUXEMBOURGH
Not available 18,000 0.02 16 EMERGING MARKETS CORE EQUITY FUND
OF DIMENSIONAL F UNDS ICVC
20 Triton Street Regents Place London NW1 3BF U K
Not available 15,563 0.02 17 STATE STREET MSCI EMERGING MARKETS
SMALL CAP INDEX SECURITIES LENDING FUND
ONE LINCOLN STREET BOSTON MA Not available 13,994 0.02 18 STATE STREET MSCI EMERGING MARKETS
SMALL CAP INDEX NON-LENDING COMMON TRUST FUND
ONE LINCOLN STREET BOSTON MA Not available 8,010 0.01 19 ISHARES MSCI EM SMALL CAP UCITS ETF JP MORGAN HOUSE IFSC DUBLIN 1 Not available 7,765 0.01 20 PUB EQUITIES EMERGING MARKETS 2 UETLIBERGSTRASSE 231 ZURICH Not available 7,320 0.01 21 PUBLIC EMPLOYEES RETIREMENT SYSTEM
OF OHIO
277 EAST TOWN STREET COLUMBUS OH 43215 USA
Not available 7,150 0.01 22 EMERGING MARKETS SMALL
CAPITALIZATION EQUITY INDEX NON-LENDABLE FUND B
400 HOWARD STREET SAN FRANCISCO CA 94105
Not available 6,755 0.01 23 EMERGING MARKETS SOCIAL CORE EQUITY
PORTFOLIO OF D FA INVESTMENT DIMENSIONS GROUP INC.
6300 Bee Cave Road Building One Austin Texas 78746 USA
Not available 5,605 0.01 24 SPDR S AND P EMERGING MARKETS SMALL
CAP ETF
ONE LINCOLN STREET BOSTON MA Not available 5,077 0.01 25 COLLEGE RETIREMENT EQUITIES FUND -
STOCK ACCOUNT
730 THIRD AVENUE NEW YORK NEW YORK
Not available 4,889 0.01 26 T.A. WORLD EX U.S. CORE EQUITY
PORTFOLIO OF DFA IN VESTMENT DIMENSIONS GROUP INC.
6300 Bee Cave Road Building One Austin Texas 78746 USA
Not available 3,960 0.00 27 EMERGING MARKETS SUSTAINABILITY
CORE 1 PORTFOLIO
CITIBANK N.A. CUSTODY SERVICES FIFC- 11TH FLR, G BLOCK PLOT C-54 AND C-55, BKC BANDRA - EAST, MUMBAI
Not available 3,499 0.00 28 BNP PARIBAS ARBITRAGE - ODI BNP PARIBAS HOUSE 1 NORTH
AVENUE, MAKER MAXITY BANDRA KURLA COMPLEX, BANDRA EAST MUMBAI
Not available 2,957 0.00 29 SUNSUPER SUPERANNUATION FUND 30 LITTLE CRIBB STREET MILTON
QLD
Not available 2,773 0.00 30 VIRGINIA RETIREMENT SYSTEM 1200 EAST MAIN STREET RICHMOND
VIRGINIA
Not available 2,371 0.00 31 WORLD EX U.S. CORE EQUITY PORTFOLIO
OF DFA INVESTM ENT DIMENSIONS GROUP INC.
6300 Bee Cave Road Building One Austin Texas 78746 USA
Not available 2,038 0.00 32 ISHARES EMERGING MARKETS IMI EQUITY
INDEX FUND
LEVEL 26 101 COLLINS STREET MELBOURNE VIC
Not available 1,642 0.00 33 CITY OF LOS ANGELES FIRE AND POLICE
PENSION PLAN
360 E Second Street Suite 600 Los Angeles CA
Not available 1,263 0.00 34 MERCER QIF FUND PLC- MERCER
INVESTMENT FUND 1
70 SIR JOHN ROGERSON'S QUAY DUBLIN 2
Not available 929 0.00 35 THE REGENTS OF THE UNIVERSITY OF
CALIFORNIA - STAT E STREET GLOBAL ADVISORS
1111 BROADWAY SUITE 2100 OAKLAND CA
Not available 475 0.00 36 NORTHERN TRUST COMMON ALL
COUNTRY WORLD EX-US INVE STABLE MARKET INDEX FUND-NON LENDING
50 South LaSalle Street Chicago Illinois
Not available 368 0.00 37 MORGAN STANLEY ASIA (SINGAPORE) PTE.
- ODI
CITIBANK N.A. CUSTODY SERVICES FIFC- 11TH FLR, G BLOCK PLOT C-54 AND C-55, BKC BANDRA - EAST, MUMBAI
Not available 160 0.00 TOTAL: 6,125,803 6.96 For Shoppers Stop Limited October 2, 2020
Bharat Sanghavi
Company Secretary Membership No. A13157
(c) Details of Foreign institutional investors’ (FIIs) holding shares of the company
Bharat Kanaklal Sanghavi Digitally signed by Bharat Kanaklal Sanghavi Date: 2020.10.02 20:08:18 +05'30'
Shoppers Stop Ltd.
Registered & Service Office : Umang Tower, 5th Floor, Mindspace, Off. Link Road, Malad (W), Mumbai 400 064.
T 022- 42497000 CIN : L51900MH1997PLC108798. Email : customercare@shoppersstop.com Website www.shoppersstop.com List of Promoters / Promoter Group of Shoppers Stop Limited as on March 31, 2020
Sr. no. Promoter / Promoter Group No. of shares held % of shares
held
1 Palm Shelter Estate Development LLP 8,471,534 9.63
2 Raghukool Estate Development LLP 5,593,300 6.36
3 Capstan Trading LLP 7,032,417 7.99
4 Casa Maria Properties LLP 7,032,417 7.99
5 Anbee Constructions LLP 10,386,401 11.80
6 Cape Trading LLP 10,386,401 11.80
7 K Raheja Corp Private Limited 3,382,204 3.84
8 Neel C. Raheja 1,230,000 1.40
9 Ravi C. Raheja 1,230,000 1.40
10 Jyoti C. Raheja 747,500 0.85
11 Chandru L. Raheja 697,500 0.79
12 Inorbit Malls (India) Private Limited 0 0.00
13 Ivory Properties and Hotels Private Limited 0 0.00
14 K.Raheja Private Limited 0 0.00
Total 56,189,674 63.86
For Shoppers Stop Limited
Bharat Sanghavi Company Secretary October 10, 2020 Bharat Kanaklal Sanghavi Digitally signed by Bharat Kanaklal Sanghavi Date: 2020.10.10 14:21:32 +05'30'
