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Form 605. Notice of ceasing to be a substantial holder

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(1)

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Regis Resources Ltd

ACN/ARSN 009 174 761

1. Details of substantial holder (1)

Name AXA Equitable Holdings Inc (”EQH”), AllianceBernstein Australia Limited (”ABAL”) ACN/ARSN (if applicable) 095 022 718

The holder ceased to be a substantial holder on 14-Oct-2021 The previous notice was given to the company on 30 November 2020

The previous notice was dated 26 November 2020

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest changed

Nature of change

(4) Consideration

given in relation to change (5)

Class (6) and number

of securities affected Person’s votes affected See Schedule 2 See Schedule 2 See Schedule 2 See Schedule 2 See Schedule 2 See Schedule 2

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address

See Schedule 1 See Schedule 1

AllianceBernstein Australia Limited Level 32, Aurora Place, 88 Phillip Street, Sydney, NSW 2000

Signature

print name Kristine Mitchell capacity AllianceBernstein Australia Limited

sign here

date 18-Oct-2021

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Schedule 1

Entity Locale

AB (Shanghai) Investment Consulting Co., Ltd. China AB (Shanghai) Overseas Investment Fund Management Co., Ltd. China

AB Bernstein Israel Ltd Israel

AB Custom Alternative Solutions LLC USA

AB Europe GmbH Germany

AB Private Credit Investors LLC USA

AB Trust Company, LLC USA

Alliance Capital (Mauritius) Private Limited Mauritius

Alliance Capital Management LLC USA

AllianceBernstein (Argentina) S.R.L. Argentina

AllianceBernstein (Chile) SpA Chile

AllianceBernstein (France) SAS France

AllianceBernstein (Luxembourg) S.à r.l Luxembourg

AllianceBernstein (Mexico), S. de R. L. de C. V. Mexico

AllianceBernstein (Singapore) Limited Singapore

AllianceBernstein Administradora de Carteiras (Brasil) Ltda. Brazil AllianceBernstein Asset Management (Korea) Ltd. Korea

AllianceBernstein Australia Limited Australia

AllianceBernstein Canada, Inc Canada

AllianceBernstein Corporation of Delaware USA

AllianceBernstein Global Derivatives Corporation USA

AllianceBernstein Holding L.P USA

AllianceBernstein Holdings (Cayman) Ltd. Cayman Islands

AllianceBernstein Holdings Limited UK

AllianceBernstein Hong Kong Limited Hong Kong

AllianceBernstein International LLC USA

AllianceBernstein Investment Management Australia Limited Australia AllianceBernstein Investment Research and Management (India) Private

Ltd. India

AllianceBernstein Investments Taiwan Limited Taiwan

AllianceBernstein Investments, Inc USA

AllianceBernstein Investor Services, Inc. USA

AllianceBernstein Japan Ltd. Japan

AllianceBernstein L.P. USA

AllianceBernstein Limited UK

AllianceBernstein Oceanic Corporation USA

AllianceBernstein Preferred Limited UK

AllianceBernstein Real Estate Investments LLC USA

AllianceBernstein Schweiz AG Switzerland

AllianceBernstein Services Limited UK

AllianceBernstein Solutions (India) Private Limited India

Alpha Units Holdings, Inc USA

Autonomous Research Asia Limited† (Hong Kong) Hong Kong

Autonomous Research LLP UK

(3)

Autonomous Research LLP USA

AXA Equitable Financial Services, LLC USA

AXA Equitable Holdings, Inc. USA

AXA Equitable Life Insurance Company USA

CPH Capital Fondsmæglerselskab A/S Denmark

MONY Life Insurance Company of the US USA

Sanford C. Bernstein & Co., LLC USA

Sanford C. Bernstein (Canada) Limited Canada

Sanford C. Bernstein (Hong Kong) Limited Hong Kong

Sanford C. Bernstein (India) Pte Limited (India) India

Sanford C. Bernstein (Schweiz) GmbH Switzerland

Sanford C. Bernstein “Australia” Pty Ltd Australia

Sanford C. Bernstein Ireland Limited Ireland

Sanford C. Bernstein Limited UK

W.P. Stewart & Co., LLC USA

W.P. Stewart Asset Management (NA), LLC USA

W.P. Stewart Asset Management LLC USA

W.P. Stewart Fund Management S.A. USA

W.P. Stewart Securities LLC USA

WPS Advisors, LLC USA

(4)

Schedule of Transactions - Schedule 2 27 Nov 2020 to 14-Oct-2021

Legal Entity Trade Date Transaction Type Quantity Consideration

AllianceBernstein L.P. 27-Nov-2020 ACQUISITION 15,080 58,125.86 AUD

AllianceBernstein L.P. 14-Dec-2020 ACQUISITION 370,090 1,392,056.53 AUD

AllianceBernstein L.P. 14-Dec-2020 DISPOSAL -42,519 156,267.27 AUD

AllianceBernstein L.P. 22-Dec-2020 DISPOSAL -1,758 6,803.46 AUD

AllianceBernstein L.P. 08-Jan-2021 ACQUISITION 41,190 159,944.89 AUD

AllianceBernstein L.P. 14-Jan-2021 DISPOSAL -49,240 184,462.89 AUD

AllianceBernstein L.P. 10-Feb-2021 DISPOSAL -3,630 13,031.70 AUD

AllianceBernstein L.P. 09-Mar-2021 DISPOSAL -5,920 17,760.00 AUD

AllianceBernstein L.P. 29-Mar-2021 DISPOSAL -2,121 6,437.66 AUD

AllianceBernstein L.P. 21-Apr-2021 ACQUISITION 1,618,610 4,370,247.00 AUD

AllianceBernstein L.P. 22-Apr-2021 ACQUISITION 1,263,935 AUD

AllianceBernstein Investment

Management Australia Limited 27-Nov-2020 ACQUISITION 102,033 393,286.20 AUD AllianceBernstein Investment

Management Australia Limited 07-Dec-2020 ACQUISITION 197,180 759,359.90 AUD AllianceBernstein Investment

Management Australia Limited 08-Dec-2020 ACQUISITION 61,200 234,396.00 AUD AllianceBernstein Investment

Management Australia Limited 11-Dec-2020 ACQUISITION 436,715 1,623,313.33 AUD AllianceBernstein Investment

Management Australia Limited 11-Dec-2020 DISPOSAL -15,550 58,934.50 AUD

AllianceBernstein Investment

Management Australia Limited 11-Dec-2020 ACQUISITION 1,312,066 4,867,764.86 AUD AllianceBernstein Investment

Management Australia Limited 14-Dec-2020 ACQUISITION 347,375 1,306,616.33 AUD AllianceBernstein Investment

Management Australia Limited 15-Dec-2020 DISPOSAL -73,690 273,389.90 AUD

AllianceBernstein Investment

Management Australia Limited 16-Dec-2020 DISPOSAL -97,980 365,465.40 AUD

AllianceBernstein Investment

Management Australia Limited 17-Dec-2020 DISPOSAL -34,630 127,784.70 AUD

AllianceBernstein Investment

Management Australia Limited 18-Dec-2020 ACQUISITION 62,710 242,687.70 AUD AllianceBernstein Investment

Management Australia Limited 06-Jan-2021 ACQUISITION 182,610 708,435.50 AUD AllianceBernstein Investment

Management Australia Limited 15-Feb-2021 ACQUISITION 55,120 192,920.00 AUD AllianceBernstein Investment

Management Australia Limited 24-Feb-2021 ACQUISITION 283,060 936,277.56 AUD AllianceBernstein Investment

Management Australia Limited 22-Apr-2021 ACQUISITION 7,928,531 AUD

AllianceBernstein L.P. 12-May-2021 ACQUISITION 10,925 28,842.00 AUD

AllianceBernstein L.P. 27-May-2021 DISPOSAL -7,660 19,533.00 AUD

AllianceBernstein L.P. 01-Jun-2021 DISPOSAL -18,192 47,841.32 AUD

AllianceBernstein L.P. 09-Jun-2021 ACQUISITION 96,150 250,768.82 AUD

AllianceBernstein L.P. 23-Jun-2021 DISPOSAL -9,253 23,103.82 AUD

AllianceBernstein L.P. 01-Jul-2021 DISPOSAL -17,280 41,774.40 AUD

AllianceBernstein L.P. 12-Aug-2021 DISPOSAL -39,030 94,382.35 AUD

AllianceBernstein L.P. 19-Aug-2021 DISPOSAL -9,640 23,618.00 AUD

AllianceBernstein L.P. 24-Aug-2021 ACQUISITION 160,730 411,677.75 AUD

(5)

Legal Entity Trade Date Transaction Type Quantity Consideration

AllianceBernstein L.P. 25-Aug-2021 ACQUISITION 277,350 702,860.37 AUD

AllianceBernstein L.P. 31-Aug-2021 ACQUISITION 100,966 249,386.02 AUD

AllianceBernstein L.P. 24-Sep-2021 DISPOSAL -5,080 10,515.60 AUD

AllianceBernstein L.P. 01-Oct-2021 ACQUISITION 937 1,911.48 AUD

AllianceBernstein L.P. 12-Oct-2021 DISPOSAL -1,416,290 3,029,302.68 AUD

AllianceBernstein Investment

Management Australia Limited 13-May-2021 ACQUISITION 113,470 297,291.40 AUD AllianceBernstein Investment

Management Australia Limited 10-Jun-2021 DISPOSAL -15,810 41,580.30 AUD

AllianceBernstein Investment

Management Australia Limited 05-Jul-2021 DISPOSAL -46,290 118,039.50 AUD

AllianceBernstein Investment

Management Australia Limited 12-Jul-2021 DISPOSAL -472,500 1,208,513.25 AUD AllianceBernstein Investment

Management Australia Limited 22-Jul-2021 DISPOSAL -100,030 258,077.40 AUD

AllianceBernstein Investment

Management Australia Limited 04-Aug-2021 ACQUISITION 26,010 67,626.00 AUD

AllianceBernstein Investment

Management Australia Limited 11-Aug-2021 ACQUISITION 204,340 484,285.80 AUD AllianceBernstein Investment

Management Australia Limited 12-Aug-2021 DISPOSAL -1,242,383 2,944,447.71 AUD AllianceBernstein Investment

Management Australia Limited 17-Aug-2021 DISPOSAL -14,850 35,788.50 AUD

AllianceBernstein Investment

Management Australia Limited 31-Aug-2021 ACQUISITION 117,240 302,408.86 AUD AllianceBernstein Investment

Management Australia Limited 22-Sep-2021 ACQUISITION 1,046,930 2,194,993.44 AUD AllianceBernstein Investment

Management Australia Limited 01-Oct-2021 DISPOSAL -14,610 29,512.20 AUD

AllianceBernstein L.P. 13-Oct-2021 DISPOSAL -1,600,000 3,428,640.00 AUD

AllianceBernstein L.P. 14-Oct-2021 DISPOSAL -1,170,850 2,581,607.17 AUD

References

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