AOJO*cc;
Rev.112,0{1
5.
2.
3.
.
FINANCIAL DISCLOSURE REPORT
Report Required by the Ethics
in Government Act of 1978
FOR CALENDAR YEAR 2010
(5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first, middle initial)
Camey, Cormac
J.
2. Court or Organization
District Court - Central District of California
3.
Date of Report04/21/2011
4. Title (Article III judges indicate active or senior status;
magistrate judges indicate full- or part-time)
U.S. District Judge - ActiveSa. Report Type (check appropriate type)
D
Nomination,
Date
D
Initial
[{]
Annual
D
Sb.D
Amended Report
Final
6.
Reporting Period01/01/2010
to12/31/2010
7. Chambers or Office Address
Ronald Reagan Federal Building
411
West Fourth StreetSanta Ana, California
92701-4516
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT NOTES:
The instructions accompanying this form must be followed. Complete all parts,
checking the
NONE
box for each part where you have no reportable information. Sign on last page.
I. POSITI 0 NS.
(Reporting individual only; see pp.
9-13
of filing instructions.)
D
NONE
(No reportable positions.)
POSITION
NAME OF ORGANIZATION/ENTITY
I.
Dean's Council Chapman Law School2.
3.
4.
II. AGREEMENTS.
(Reporting individual only; see pp.
14-16
of filing instructions.)
[{]
NONE
(No reportable agreements.)
PARTIES AND TERMS
I.
3.
Date of Report
Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
04/21/2011
Carney, Cormac J.
Page 2 of IO
III. NON-INVESTMENT IN CO ME.
(Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filer's Non-Investment Income
[{]
NONE
(No reportable non-investment income.)
SOURCE AND TYPE
INCOME
(yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income -
If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)
[{]
NONE
(No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
4.
IV. REIMBURSEMENTS
-transportation, lodging,food, entertainment.(Includes those to spouse and dependent children; see pp.
25-27
of filing instrnctions.)
D
NONE
(No reportable reimbursements.)
SOURCE
DATES
LOCATION
PURPOSE
ITEMS PAID OR PROVIDED
I.
American Bar Association April21-23, 2010
New York, New York Speaker Transportation, Meals, Hotel2.
American Bar Association August6-10, 2010
San Francisco, CA Speaker Transportation, Meals, Hotel3.
4.
5.
Date of Report Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 3 of IO
Carney, Cormac J. 04/21/201 IV. GIFTS.
(Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)[{]
NONE
(No reportable gifts.)
SOURCE
DESCRIPTION
VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES.
(Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)[{]
NONE
(No reportable liabilities.)
CREDITOR
DESCRIPTION
VALUE CODE
1.
2.
3.
4.
B.
2.
Code!
div,,
rent,FINANCIAL DISCLOSURE REPORT
Page 4of10
Name of Person Reporting
Carney, Cormac J.
Date of Report
04/21/2011
VII. INVESTMENTS and TRUSTS
-income, value, transactions <Includes those of spouse and dependent children; see
PP· 34-60of filing instructions.)
D
NONE
(No reportable income, assets, or transactions.)
A.
Description of Assets Income during (including trust assets) repo11ing period
(1)
(2)
Place"(X)" after each ass.et Amount Type{e.g,, exempt from prior disclosure(ACH)
or int.)I.
Wells Fargo Bank Accounts
A
Interest
K
T
Wells Fargo Bank Account (Y)
3.
Wells Fargo CD
(Y)
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
Home Savings CD
Home Savings Account
Vanguard Wellington Fund
Vanguard Health Fund
Janus Twenty Fund
Columbia Strategic Investor Fund
Janus Global Technology
American Century- Ultra
County Deferred Comp. Plan - Stable Value
Fund
IRA Brokerage
-Schwab Total Bond Fund - SWLBX
-Schwab Money Market Fund
-COST
-Clipper Fund CFIMX
A
Interest
A
Interest
A
Dividend
A
Dividend
A
Dividend
A
Dividend
None
A
Dividend
A
Dividend
D
Dividend
K
K
K
J
L
K
J
K
J
N
T
T
T
T
T
T
T
T
T
T
l. Income-Gain Codes: A =$I ,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns Bl and
D4)
F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5;000,000 H2 =More than $5,000,0002. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000
{Sec Columns CI and
D3)
N =$250,001 - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,IJOO P2 =$5,000,00 I - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3.
Value Method CodesQ
=Appraisal R =Cost {Real Estate Only) S =Assessment T =Cash Marketc.
(2)
(3)
33. 34. A. (4)Name of Person Reporting
Date of Report
FINANCIAL DISCLOSURE REPORT
Page 5of10
Carney, Cormac J.
04/21/2011VII. INVESTMENTS and TRUSTS
-income, value, transactions (Includes those of spouse and dependent children; see PP·34-60
of filing instructions.)D
NONE
(No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
D.
Gross value at end Transactions during·reporting period
(5)
Place ''(X)"aftereach asset Date Value Gain Identity Of
irilll/dd/yy
Code2 Code I buyer/sel ler{J-P)
(A-H)
(if private transaction) 18. -HD19.
-MRK 20. -BRKB 21. -TGT 22. -P&G23. -Meridian Growth Fund- MERDX
24. -Schwab
I
000 Index Fund - SNXSX25. -Schwab Intl Index Fund - SWINX
26. -Tweedy Browne Global Value Fund-TBG VX
27. -Vanguard Small Cap Index Fund - N AE SX
28. 40l(k) None
K
T
29. -Davis NY Venture -NYVRX
30. -JP Morgan Smart Retirement 2020 Select
31. Brokerage Account
32. -American Funds -Balanced A Dividend J
T
-Capital Income Bldr FD - CIB CX A Dividend J T
-American Funds Growth Fund A Dividend
K
Tl.Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 C =$2,501 • $5,000 D =$5.001. $15,000 E =$15,00 I • $50,000
(See Colwnns Bl and
04)
F =$50,001 • $100,000 G =$100,001. $1,000,000 HI =$1,000,001 . $5,000,000 H2 =More than $5,000,0002. Value Codes J =$15,000orless K=$15,001-$50,000 L =$50;001 • $100,000 M =$100,001 • $250,000
(Sec Columns CI and 03) N =$250,001 • $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes
Q =Appraisal
R
=Cost (Real Estate Only) S =Assessment T =Cash MarketA.
(1)(2)
(3)
B.
c.
(1)
(1)
(2)
(4)
(A-H)
35.
47.
49.
Name of Person Reporting
Date of Report
FINANCIAL DISCLOSURE REPORT
Page 6of10
Carney, Cormac J.
04/21/2011
VII. INVESTMENTS and TRUSTS
-income, value, transactions r1nc1udes those of spouse and dependent children; seePP· 34-60
of filing 1nstruc11ons.JD
NONE
(No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end
(i
nc
ludin
gtrust assets)
reporting period of reporting periodD.
Transactions during reporting
period
(2)
(5)
Place "(X)" after each ass.et.
Amount Type (e.g., Value ValueType
(e.g., Date Value Gain Identity of exempt fromprior
disclosureCode 1
div., rent, Code2 Method buy, sell, mm/dd/yy Code2
CodeI
buyer/seller(A-H)
orint.)
(J-P)
Code3 redemption)(J-P)
(if private
transaction)
(Q-W)
-(Investco) Van Kampen Equity Small Caps
A
Dividend
J
T
36.
-Washington Mutual Investors Fund-
A
Dividend
J
T
WSHCX
37.
-American Funds New Perspective Fund
A
Dividend
J
T
38.
--Putnam CA Tax Exempt Income FD -
B
Int./Div.
L
T
CLC
39.
IRA Rollover
A
Dividend
K
T
40.
-Growth FD Amer Inc - GF ACX
41.
-Franklin Rising Dividends - FRDTX
42.
-Allianz NFJ Small Cap - PCVCX
43.
-Capital World Growth
&
Income
-CWGCX
44.
-Pimco Total Return - PTTCX
45.
-Amer Balanced Fund - BALCX
46.
(Invesco) VK Global Franchise Fund
-VGFCX
529
Savings Plan
#2
A
Dividend
K
T
48.
-American Funds - Growth Fund
-American Funds - New Perspective Fund
Sold
09/10/10
J
A
(part)
50.
Sold
(part)
12/20/10
J
A
51.
-Washington Mutual Investors Fund
I. Income Gain Codes:
(See
Columns Bl and D4)2. Value Codes (Sec Columns CI and D3) 3.
Value Method Codes
(See Column C2) A =$1,000 or less F=$50,00l -$100,000 l =$15,000 or less N =$250,00 I -$500,000 P3 =$25,000,001 -$50,000,000
Q
=Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$1 5,001 - $50,000 0 =$500,00 I -$1,000,000R =Cost (Real Estate Only)
V
=Other C =$2,50 I -$5,000 HI =$1,000,001 -$5,000.000 L =$50,001 -$100.000 Pl =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated D =$5,00 I -$15,000 H2 =More than $5,000,000M
=$100,00 I -$250,000 P2 =$5,000,00 I -$25.000,000 T =Cash Market E =$15,001 -$50,000of filing
D.
(2)
(1)
(3)
(4)
(5)
"(X)" mm/dd/yy(A-H)
(2)
(Q-W)
Name of Person Reporting
Date of Report
FINANCIAL DISCLOSURE REPORT
Page 7of10
Carney, Cormac J.
04/21/2011
VII. INVESTMENTS and TR us TS
-income, value, transactions (Includes those of spouse and dependent children; see
PP· 34-60instructions.)
D
NONE (No reportable income, assets, or transactions.)
A.
B.
C.
Description of Assets Income during Gross value at end Transactions during reporting period
(including
trust assets)
reporting period of reporting period(I)
(I)
(2)Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code
I
div., rent,Code2
Method buy, sell, Code2 CodeI
buyer/seller(A-H)
or int.)(J-P)
Code 3 redemption)(J-P)
(if privatetransaction)
52.
-American Funds - Capital Income Builder
Sold
12/06/IO
J
A
(part)
53.
-American Funds - Balanced Fund
54.
-American Funds - Bond Fund
55. 529
Savings Plan
#3
B
Dividend
K
T
56.
-American Funds - Growth Fund
57.
-American Funds - New Perspective Fund
58.
-Washington Mutual Investors Fund
59.
-American Funds - Capital Income Bilder
60.
-American Funds - Balanced Fund
61.
-American Funds - Bond Fund
62.
Variable Life Insurance
c
Dividend
M
T
63.
-NW
Mutual - Mid Ca Grth Stock
64.
-NW Mutual Growth Stock Fund
65.
-NW
Mutual Index
400
Stock Fund
66.
-NW Mutual Small Cap Growth Stock Fund
67.
-Russell Non-US Fund
68.
-Russell Real Estate Securities Fund
l. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E=$15,001-$50,000
(See Columns
B 1 and 04)
F=$50,001 - $100,000
G =$
100
,001 - $1,000,000
HI=$1 ,000,001
-$5,000,000
H2
=M
ore than $5,000,000
2. Value Codes J =$15,000 or less K
=$15,00
I - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000(Sec Columns CI and 03) N =$250,001 - $500,000 0
=
$500
,0
0I-
$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R
=
Co
st (Real Est3le Only) S =Assessment T =Cash Marketc.
D.
(3)
(4)
Gain
(A-H)
Name of Person Reporting
Date of Report
FINANCIAL DISCLOSURE REPORT
Page 8of10
Carney, Cormac J.
04/21/2011
VII. INVESTMENTS and TRUSTS
- income, vatue, transactions (Inctudes those of spouse and dependent children; see
PP·34-60 of filing instructions.J
D
NONE
(No reportable income, assets, or transactions.)
A.
B.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(!)
(2)
(!)
(2)
(I)
(2)
(5)
Place "(X)" after each asset Amount Type (e.g., Value Vafoe Type(e.g., Date Value Identity of
exempt from prior disclosure Code
1
div., rent, Code2 Method buy; sell, mm/dd/yy Code2 Code1
buyer/seller(A-H)
or int.)(J-P)
Code3 redemption)
(J-P)
(if private(Q-W)
transaction)69. -Small Cap Value
70.
-Domestic Equity
71. Inherited
IRA
(X)
c
Distribution
M
T
72. -JPM
Buy
10/14/10
K
73.
-FDFFX
Buy
07/28/10
K
74.
-PRPFX
Buy
10/29/IO
L
75. -FDRXY
Buy
07/28/10
J
76. JP Morgan - Intrepid Mid Cap Fund
A
Dividend
Sold
01/21/10
J
l. lncontc Gain Codes: A =$1,000 or less B =$1.001 - $2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(Sec
Columns B l and04)
F=$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,0002. Value Codes J =$15,000 or less K =$15,00I -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000
(Sec Columns Cl and
03)
N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 -$50,000,000 P4=More than $50,000,000
3. Value Method Codes
Q
=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash MarketPage 9of10
Name of Person Reporting
Date of Report
FINANCIAL DISCLOSURE REPORT
Carney, Cormac J.
04/21/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
(Jndicate partofreport.)
I.
Part VII: Item30:
The Plan's trustees replaced Fidelity Advisor Freedom2020
with JP Morgan Smart Retirement2020
Select.2.
Part VII: Item76:
This fund was inherited and sold.Name of Person Reporting
Date of Report
FINANCIAL DISCLOSURE REPORT
Page 10of10
Carney, Corrnac J.0412112011
IX. CERTIFICATION.
I certify that all information given above (inclnding information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. § SOI et. seq., S U.S.C. §
7353,
and Judicial Conference regulations.Signature:
s/ Cormac J. Carney
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite
2-301
One Columbus Circle, N
.E.