Automatic Exemption List

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www.kaplanprofessional.edu.au

Automatic Exemption List

This document provides a list of pre-approved exemptions for Kaplan Higher Education (KHE) courses. To qualify for these exemptions students must provide a certified copy or original copies of their transcript, certificate or other credentials (e.g. evidence of successful completion of the ICAA or CA program) to verify they have met the exemption requirements for the subject. Any study cited in an exemption application must have been completed within the specified time prior to the date of application.

• A maximum of 30% can be exempted into any course based on undergraduate study.

• A maximum of 50% can be exempted into any course based on postgraduate or equivalent study.

FEES

There is no fee for automatic exemptions listed below.

OTHER METHOD OF OBTAINING EXEMPTIONS

If a subject/course you have studied and successfully completed is not on the list below you may apply for an exemption using the Higher Education exemption application form. More details on this process can be found on the website.

AUTOMATIC EXEMPTION LIST

The following list provides a guide to approved automatic exemptions into higher education subjects and courses delivered by Kaplan Higher Education.

Completed subject or course with other provider Automatic subject exemption Unit/course

Asian Securities Analysts Federation (ASAF)

Certified International Investment Analyst (CIIA) FIN103 Financial Analysis and Valuation Grad Cert in Applied Finance New Zealand Exchange Diploma Grad Cert in Corporate Finance FIN103 Financial Analysis and Valuation plus

FIN206 Investment Management

Master of Applied Finance Grad Dip of Applied Finance FIN206 Investment Management Grad Cert in Mining Finance FPC008 Investment Management:

Fund Manager Perspective Master of Financial PlanningGrad Dip of Financial Planning

Association of Chartered Certified Accountants (ACCA)

ACCA Qualification — Fundamentals level

(must include F7 Financial Reporting) FIN103 Financial Analysis and Valuation Master of Applied FinanceGrad Dip of Applied Finance Grad Cert in Applied Finance Grad Cert in Corporate Finance New Zealand Exchange Diploma FPE014 Accounting Principles Master of Financial Planning

CFA Institute (CFA)

CFA Level I or CFA Level II

Student can send confirmation via email from the CFA as evidence of completion.

FIN101 Financial Markets and Economic Principles plus

FIN103 Financial Analysis and Valuation

Master of Applied Finance Grad Dip of Applied Finance Grad Cert in Applied Finance Grad Cert in Corporate Finance New Zealand Exchange Diploma FIN101 Financial Markets and Economic

Principles plus FIN205 Business Valuation

Grad Cert in Mining Finance

FPC008 Investment Management:

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Completed subject or course with other provider Automatic subject exemption Unit/course CFA Level III

Documentation required is the certification of the designation.

Three (3) core subjects plus

FIN201 Quantitative Applications in Finance plus FIN205 Business Valuation plus

one (1) general elective

Master of Applied Finance

Three (3) core subjects plus

FIN205 Business Valuation Grad Dip of Applied Finance FIN101 Financial Markets and Economic

Principles plus

Grad Cert in Corporate Finance

FIN205 Business Valuation

Grad Cert in Mining Finance

FIN103 Financial Analysis and Valuation plus one (1) elective

New Zealand Exchange Diploma

FPC008 Investment Management: Fund Manager Perspective plus Two (2) general electives

Master of Financial Planning

FPC008 Investment Management:

Fund Manager Perspective Grad Dip of Financial Planning

Chartered Institute of Management Accountants (CIMA)

Successful completion of the CIMA professional qualification

and

CIMA current membership

Documentation is required for both membership and the qualification.

FIN103 Financial Analysis and Valuation Grad Cert in Applied Finance New Zealand Exchange Diploma FIN103 Financial Analysis and Valuation plus

FIN234 Strategic Management plus FIN342 Applied Corporate Finance

Master of Applied Finance Grad Dip of Applied Finance FIN103 Financial Analysis and Valuation plus

FIN342 Applied Corporate Finance

Grad Cert in Corporate Finance FPE014 Accounting Principles plus

one (1) general elective

CPA Australia

CPA Australia membership.

Requires completion of the CPA Program (or the CPA Australia conversion course). Documentation is required for both membership and program completion.

FIN102 Regulation, Ethics and Risk Management plus

FIN103 Financial Analysis and Valuation plus FIN204 Fundamentals of Risk

Master of Applied Finance Grad Dip of Applied Finance

Grad Cert in Corporate Finance New Zealand Exchange Diploma FIN101 Financial Markets and Economic

Principles Grad Cert in Mining Finance

FPC001 Economic, Legal and Ethical Context for Financial Planning plus

FPC006 Tax Considerations in Financial Advice plus

FPE014 Accounting Principles plus one (1) general elective

FPC006 Tax Considerations in Financial Advice

Grad Dip of Financial Planning

FPC001 Economic, Legal and Ethical Context for

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Financial Planning Association (FPA)

Completion of a degree (Bachelors, Masters or Doctorate) as well as the technical education requirements of the CFP®_{i.e. CFP1, CFP2, CFP3,}

CFP4 and Certification Assessment (previously CFP5).

FIN101 Financial Markets and Economic Principles

FIN102 Regulation, Ethics and Risk Management FIN206 Investment Management

plus

Three (3) Financial Planning exemptions (i.e. a choice of three (3) from FPC002–FPC007)

FIN102 Regulation, Ethics and Risk Management FIN206 Investment Management

plus

One (1) Financial Planning exemption (i.e. a choice of one (1) from FPC002–FPC007)

Grad Dip of Applied Finance

FIN102 Regulation, Ethics and Risk Management

Grad Cert in Applied Finance

FPC001 Economic, Legal and Ethical Context for Financial Planning

FPC002 Applied Financial Planning

FPC003 Superannuation and Retirement Advice FPC004 Insurance Advice

FPC005 Estate and Succession Planning FPC008 Investment Management:

Fund Manager Perspective

FPC002 Applied Financial Planning

FPC003 Superannuation and Retirement Advice FPC004 Insurance Advice

FPC005 Estate and Succession Planning

FPC002 Applied Financial Planning plus one (1) of

FPC003 Superannuation and Retirement Advice or

FPC004 Insurance Advice

Grad Cert in Financial Planning

Global Accounting Alliance (GAA)

Successful completion of a Chartered Accountant or Certified Public Accountant qualification awarded by one of the following GAA member organisations: The Institute of Chartered Accountants in

England & Wales (ICAEW)

The Institute of Chartered Accountants of Scotland (ICAS)

The Institute of Chartered Accountants in Ireland (ICAI)

Hong Kong Institute of Certified Public Accountants (HKICPA)

Chartered Accountants of Canada (CICA) The South African Institute of Chartered Accountants (SAICA)

The American Institute of Certified Public Accountants (AICPA)

The Japanese Institute of Certified Public Accountants (JICPA)

Documentation is required for completion of the accounting program and for membership of the GAA organisation.

FPE014 Accounting Principles plus two (2) general electives

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Completed subject or course with other provider Automatic subject exemption Unit/course

Global Association of Risk Professionals (GARP)

Financial Risk Manager (FRM) certification FIN204 Fundamentals of Risk Master of Applied Finance Grad Dip of Applied Finance Grad Cert in Applied Finance

Chartered Accountants Australia and New Zealand (CAANZ)

CAANZ membership* (except for affiliate members).

* Requires completion of the Chartered Accountants Program.

Documentation is required for both membership and program completion.

FIN102 Regulation, Ethics and Risk Management plus

FPC006 Tax Considerations in Financial Advice plus

FPE014 Accounting Principles plus one (1) general elective

FPC006 Tax Considerations in Financial Advice

FPC001 Economic, Legal and Ethical Context for

Financial Planning Grad Cert in Financial Planning

Macquarie University (5 year currency)

ECFS868 Financial Risk Management plus ECFS874 Legal Risk in Finance or ECFS901 Managing Operational Risk

FIN204 Fundamentals of Risk Master of Applied Finance Grad Dip of Applied Finance Grad Cert in Applied Finance Grad Cert in Corporate Finance Grad Cert in Mining Finance ECFS901 Managing Operational Risk FIN219 Operational Risk Management

ECFS866 Corporate Finance plus ECFS900 Project Analysis and Evaluation

FIN205 Applied Valuation

ECFS865 Investments FIN206 Investment Management

ECFS881 Derivatives Valuation plus

ECFS867 Financial Instruments FIN329 Futures and Options Markets and Trading ECFS842 Mergers and Acquisitions FIN330 Mergers and Acquistions

ECFS866 Corporate Finance FIN342 Applied Corporate Finance ECFS865 Investments plus

ECFS868 Financial Risk Management plus ECFS871 Risk & Portfolio Construction

FIN201 Quantitative Applications in Finance

ECFS877 Project Finance FIN338 Project Finance ECFS865 Investments plus

ECFS867 Financial Instruments plus

ECFS908 Interest Rate Portfolio Management

FIN240 Interest Rate Markets

ECFS865 Investments FPC008 Investment Management:

Fund Manager Perspective Master of Financial PlanningGrad Dip of Financial Planning

Monash University (5 year currency)

ETF9300 Financial Econometrics plus AFF5280 Institutional Asset and Liability

Management

FIN204 Fundamentals of Risk Master of Applied Finance Grad Dip of Applied Finance Grad Cert in Applied Finance Grad Cert in Mining Finance AFF9150 Options, Futures and Risk Management FIN329 Futures and Options Markets and Trading

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www.kaplanprofessional.edu.au

Automatic Exemption Form

USE BLOCK LETTERS WHEN COMPLETING THIS FORM AND PLEASE KEEP A COPY

PERSONAL DETAILS

Title: Dr/Mr/Mrs/Ms/Miss/Other Personal ID:

First Name(s): Last Name:

Email:

Phone (H): (W): (M):

COURSE AND SUBJECT

Please indicate the postgraduate course into which you are seeking exemption:



Graduate Diploma of Finance Planning

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Graduate Diploma of Applied Finance

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New Zealand Exchange Diploma

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Graduate Certificate in Applied Finance

Part A: Information on previous studies that forms basis of application

Subject code Subject name Institution Date completed

Part B: Kaplan subject for which credit is sought

Subject code Subject name Approve/Decline (subject & course manager)

• Copies of documents such as certificates, transcripts and supporting letters must be certified as a true copy or original copies be considered in the application.

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STUDENT DECLARATION

I hereby declare:

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I have read the instructions provided on this document and supplied all information required.

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I acknowledge that the decision of Kaplan is final in awarding my exemption.

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I understand that if I have not submitted the required material, my application won’t be processed and will be contacted.

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I agree to abide by Kaplan policies.

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I have accurately and truthfully represented my own study and/or work experience in this application. The documentation I have submitted represents my own work and experience.

Signature: Date:

Please ensure that your application is complete and that you have attached all supporting documentary evidence.

PRIVACY

We recommend that you read Kaplan’s Privacy Policy published on our website. Return this form to the Kaplan office via:

MAIL

Kaplan Higher Education

Automatic Exemption Application GPO Box 9995, Sydney NSW 2001

FAX

+612 9908 0250

EMAIL

[email protected]

Automatic Exemption List

www.kaplanprofessional.edu.au

Automatic Exemption List

FEES

OTHER METHOD OF OBTAINING EXEMPTIONS

AUTOMATIC EXEMPTION LIST

www.kaplanprofessional.edu.au

Automatic Exemption Form

PERSONAL DETAILS

COURSE AND SUBJECT

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





STUDENT DECLARATION

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PRIVACY

MAIL

FAX

EMAIL

APPLICATION ASSISTANCE: