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for Hysteresis Models of Magnetostrictive Actuators

James M. Nealis 1

and Ralph C. Smith 2

Department of Mathematics

Center for Research in Scientic Computation

North CarolinaState University

Raleigh,NC 27695

Abstract

Increased control demands in applications including high speedmilling and hybrid motor design have led

totheutilization ofmagnetostrictivetransducersoperatingin hystereticandnonlinearregimes. Toachievethe

high performance capabilities of these transducers, models and control laws must accommodate thenonlinear

dynamicsinamannerwhichisrobustandfacilitatesreal-timeimplementation. Thisnecessitatesthedevelopment

ofmodelsandcontrolalgorithmswhichutilizeknownphysicstothedegreepossible,areloworder,andareeasily

updatedtoaccommodatechangingoperatingconditionssuchastemperature. Weconsiderherethedevelopment

ofnonlinearadaptiveidenticationforloworder,energy-basedmodels. Weillustratethetechniquesinthecontext

ofmagnetostrictivetransducersbuttheyaresuÆcientlygeneraltobeemployedforanumberofcommonlyused

smartmaterials. Theperformanceoftheidenticationalgorithmis illustratedthroughnumericalexamples.

Keywords: Nonlinearparameterization,hysteresisandconstitutivenonlinearities,magnetostrictivematerials

1. Introduction

Piezoceramic and magnetostrictive transducers are nding increased use in high performance applications

duetotheirset pointaccuracyandhighbandwidthcapabilities. However,theyalsoexhibithysteresisand

con-stitutive nonlinearities which must be accommodatedto achievedesign specications. At low frequenciesand

moderatedrivelevels,these eectscanoftenbemitigatedthroughfeedbackloops. Athighdrivelevelsorhigh

frequencies,however,the hysteresisandnonlineardynamics mustbeincorporatedinto models andsubsequent

controldesigns. Inthispaper,weconsiderthedevelopmentofanonlinearadaptiveparameterestimation

algo-rithmforupdatingparametersin energy-basedhysteresismodels.

Toillustrate, consider the prototypicalmagnetostrictiveactuator depicted in Figure 1. Input stresses and

displacementsare provided bythe Terfenol-D rod in response to elds generated bythe surrounding solenoid.

Asdetailedin[1,2],suchactuatorshavethecapabilityofgeneratingbroadband,highforce,responses. However,

theyalsoexhibit varying degreesof hysteresisandnonlinearities in therelationbetweentheinputeld H,the

magnetizationMandstrainsintheTerfenol-Drod. Weemploythistransducerdesignasatemplatefor

devel-opingthenonlinearadaptiveestimationtechniques discussedherebutwenotethat themodelsand estimation

techniquesaresuÆcientlygeneraltopermitdirect extensiontoanalogouspiezoelectricandferroelectricmodels

ofthetypedevelopedin[7,9].

1

Email:[email protected],Telephone: (919)515-8968

2

(2)

000000

000000

111111

111111

End

Spring

Washer

Wound Wire Solenoid

Permanent Magnet

Direction of

Rod Motion

Terfenol-D Rod

Compression

Bolt

Mass

Figure 1. Prototypicalmagnetostrictivetransducer.

ThereexistanumberoftechniquesformodelinghysteresisinmagnetostrictivematerialsincludingPreisach

models[10,12]anddomainwallmodels[1,2]. Asillustratedin[11,12],Preisachmodelscan,under

approxima-tion,belinearlyparameterizedintermsofcoeÆcientstobeidentiedthuspermittingtheuseoflinearadaptive

algorithms. Thisadvantageisoftenoset,however,bythelargenumberofrequirednonphysicalparametersand

theextensionstothetheoryrequiredtoaccommodatetemperatureandfrequencydependence. Thedomainwall

modelsareloworderandhavephysicalparametersbutexhibitanonlineardependenceontheparameters. Inthis

paper,weextendthetechniquesof[3,4]toobtainnonlinearadaptiveestimationlawsforupdatingparameters

in thesedomainwallmodels.

AsignicantdiÆcultyin developinganonlinearparameteradaptationlawis thefact that gradientupdate

methods are not always suÆcient for estimating nonlinearly occurring parameters. To illustrate, consider an

errormodeloftheform

_

e= ke+f(;) f(; b

)

wheree istheerrorbetweenthedesiredandthemeasuredtrajectories. Wedenotethemeasurable statesas,

k >0 isascalar, is anonlinearlyoccurring parameter, b

is theparameterestimate and f is ascalarvalued

nonlinearfunction. Considerthegradientupdatelaw

_

b

=erf

b

:

With thestandardLyapunovfunction,V = 1

2 (e

2

+ ~

2

),where ~

= b

,weseethat

_

V = ke 2

+e h

f(;) f(; b

)+ ~

rf

b

i

:

Ife<0,itisnecessarythatrf

b

(

b

)f(;) f(; b

)whichimpliesthatf isconvex. Ife>0,thenf must

beconcaveto ensure _

V 0. We observethe gradient method does notensure stability for all b

. A gradient

method applied to a nonlinearparameterized systemmaynot onlybeinsuÆcientbut may leadto instability.

The method we discuss heredoes notstrictly rely ona gradientrule but diers depending on the signof the

error[3,4].

InSection2wesummarizethehysteresisandtransducermodel. InSection3wereviewthenonlinearadaptive

method for thescalar case. In Section 4wepresent anextension of themethod to thevectorcase. Section5

providesnumericalexamplesofboththescalarandvectorcases.

2. Transducer Model

Wesummarizeherethemodeldevelopedin[1,2]formagnetostrictivetransducersoperatinginnonlinearand

hystereticregimes. Thismodelisformulatedintwosteps: (i)quanticationofanhystereticmagnetization,M

an

and(ii)quanticationofthetotalmagnetization,M.

Onesource of hysteresis occurs in the relationship betweenan applied magnetic eld H and the resulting

(3)

−5

0

5

x 10

4

−8

−6

−4

−2

0

2

4

6

8

x 10

5

Applied Field

Anhysteretic Magnetization

−5

0

5

x 10

4

−8

−6

−4

−2

0

2

4

6

8

x 10

5

Applied Field

Magnetization

(a) (b)

Figure 2. (a)Anhysteretic magnetization;(b)Totalmagnetization.

in thematerialand pinnedat inclusions. Physically,theanhystereticmagnetization M

an

canbethoughtof as

themagnetization obtainedwhen domainwallsaretranslated acrosspinning sites withno lossofenergy. The

anhystereticmagnetizationdependsontheeectiveeld givenbyH

e

=H+M wherequantiestheeects

oftheinterdomaincoupling. Undertheassumptionofconstantstress,webalancethermalandmagnetostrictive

energyviaBoltzmann principles. TheanhystereticmagnetizationcanbegivenbyeithertheLangevinmodel

M

an =M

s

coth

H

e

a

a

H

e

(1)

ortheIsingmodel

M

an =M

s tanh

H

e

a

(2)

dependingontheassumptionswemakeontheorientationofdipoles. HereM

s

isthesaturationmagnetostriction

andaisatemperaturedependentcoeÆcient. Thetwoanhystereticmodelsareequivalenttothirdorder. Sincethe

parameteraiscloselyeectedbythetemperature,wewillchosetoupdateainthenonlinearadaptiveparameter

estimation. The ability to adapt a to varying conditions would be extremely useful since the temperature is

diÆcult to regulatein many industrial applications. Forexample, in the transducer depictedin Figure 1,the

currentin thesolenoidcancauseOhmicheatingandeect thevalueofa.

Toquantifythetotalmagnetization,weincorporate theirreversiblemagnetizationM

irr

dueto domainwall

translation. Magnetostaticprincipalsareusedtocomputetheenergyrequiredtoreorientdipoles,asdetailed in

[1,2]. Thisyieldsthedierentialequation

@M

irr

@H =

^

Æ M

an M

irr

kÆ (M

an M

irr )

: (3)

Here Æ = sign(dH) to ensure the pinning is opposite the change in magnetization and ^

Æ is 0 if dH > 0 and

M > M

an

or dH < 0 and M < M

an

and 1 otherwise. This indicator is necessary to model the physical

observationthat,afteraeldreversal,thechangesinmagnetizationarepurelyreversibleuntiltheanhysteretic

valueisreached. Theparameterkquantiestheaverageenergyrequiredto translateadomainwall.

The reversible magnetization M

rev

is due to domain wall bending. As detailed in [1, 2], the reversible

magnetismisgivenbythealgebraicrelationship

M

rev =c(M

an M

irr

) (4)

wherecisamaterialparameterwhich quantiesthereversibilityofthematerial. Thetotalmagnetismisthen

M =(1 c)M

irr +cM

an

(4)

zation,wereformulate(5)as

@M

@H

=F(H;M) (6)

M(H

0 )=M

0

where

F(H;M)=

1

1+c @

@H M

an

^

Æ M

an M

kÆ (M^

an M)

+c @

@H M

an

(7)

with^=

1 c

. Theanhystereticandtotalmagnetizationareillustratedin Figure2.

Themodel developedin (5) or (6) quanties thehysteretic relationshipbetween theimposed eldand the

resulting magnetization. Next, we need to quantify the strains, forces, and displacements generated by the

changesinmagnetization. Wedothisintwosteps: (i)quantifythefreestrainsinthematerialand(ii)quantify

the totalstrainswhich include elastic eects. Wepresent abrief overview of themodelof the full transducer

dynamics. Foramorecompletederivationsee[2].

Wecharacterizethefreestrain,ormagnetostriction,foraTerfenol-Dactuatorbythequadraticrelation

(t)= 3

s

2M 2

s M

2

(t) (8)

where

s

denotesthe saturationmagnetostriction. Toachievebidirectionalstrainsorforces, thetransducer is

biasedby asurrounding magnet orthe application ofaDC eld to thesolenoid. Forabias ofM

s

=2, thefree

strainismodeledby

(t)= 3

s

2M 2

s

M 2

(t)+2M

s M(t)

: (9)

Oncewehavequantiedthemagnetostrictionthatoccursinresponsetoanappliedeld,wemustincorporate

thematerialselasticproperties. Weassumeoneendoftherod(x=0)to bexed whiletheotherend(x=L)

is constrained by a damped oscillator and has a point mass attached (see Figure 3). The internal damping

coeÆcient,density,Young'sModulusandpointmassaregivenbyc

D

,,E,andM

`

,respectively. Thedamping

springisassumedtohavestinessk

`

andKelvin-VoigtdampingcoeÆcientc

` .

Ifweassumelinearelasticity,Kevin-Voigtdampingandsmalldisplacements,thenthestressatanypointx,

0xL,isgivenby

(t;x)=E @u

@x

(t;x)+c

D @

2

u

@x@t

(t;x) E(t) (10)

whereu(t;x)isthelongitudinaldisplacement. Weassumethatthemagnetostrictiongivenby(9)isindependent

of position. This independence is reasonable since ux shaping via the surrounding magnet can be used to

minimizeend eects in therodwhich resultsinuniform magnetostrictionalongthe rod. Forcebalancing then

yields

A @

2

u

@t 2

= @N

tot

@x

(11)

wheretheresultantisspeciedgivenby

N

tot

(t;x)=EA @u

@x

(t;x)+c

D A

@ 2

u

@x@t

(t;x) EA(t): (12)

M

k

Rod

N

C

L

d

u

d

t

L

u

L

tot

x=L

+u

(5)

N

tot

(t;L)= k

`

u(t;L) c

` @u

@t

(t;L) M

` @

2

u

@x@t (t;L):

Wetaketheinitial conditionsto beu(0;x)=0and @u

@x

(0;x)=0. WecannowuseaGalerkinniteelementto

numericallyapproximatethesolutionto thePDE(11).

Wespecied themagnetostriction (t) to be independent of spatial location due to the design of the

sur-roundingpermanentmagnet. Thisimpliesthatthedynamicsofthetransducerwhicharecurrentlymodeledby

aPDEcanbeaccuratelyapproximatedbyadampedspringmasssystem

b

G (s)=

1

ms 2

+ks+c =

w

s 2

+ ^

ks+^c

: (13)

WeexaminedthepolesandzerosofthetransferfunctionswhichresultedfromaGalerkinniteelement

approx-imationwithvaryingnumberofbasiselements. Wefoundthemodelcouldbeadequatelyapproximatedbyone

with twopoles and no zerosfor any number of basis elements. We used thepoles and gainof these transfer

functions to developed the damped spring mass model for the transducer dynamics. Theparameters for the

resultingmodel(13)weredeterminedtobew=1:372410 2

, ^

k=7:889910 3

andc^=6:425110 7

.

3. Nonlinear Adaptive Parameter Estimation

Wewishtoadaptivelyestimateandupdatethenonlinearlyoccurringparameterainthehystereticmodel(6)

tomodeltheeectsofchangingtemperatures. Toaccomplishthis,weconsiderthetheoryin[3,4]anddevelop

modicationsrequiredforthehysteresismodelemployedhere. Onecriterionforthealgorithmisthecapability

toobtainestimatesofawhicharesuÆcientlyaccuratetomaintaintolerancesspeciedforthetransducers(e.g.,

cuttingtolerancesof.001in). Furthermore,thealgorithmmustbestableandpersistentexcitationconditions

mustbeestablishedtoensureconvergence.

Thenonlinearparameterizationassumesallofthestatesareavailableandidentiesparametersforasystem

oftheform

_

y= ky+af(u(t);)

wherek>0isascalarand2R m

is anunknownparameter,2whereis theboundedregionin which

lies. Thefunction f istakento beascalarvaluednonlinearfunctionof theinputu(t). Asmotivatedby[3,4],

weconsidertheestimationalgorithm

_

b

y = kby sat( ~ y

)+af(u; b

) a

sat

~ y

_

b

= y~

~ y

= y~ sat

~ y

~

y = yb y

(14)

where>0,sat()isasaturationfunctiondened as

sat(x)= 8

>

>

<

>

>

:

1; x1

x; jxj<1

1; x1

anda

and

arethesolutionof

a

= min

2R m

max

2

g(;)

= arg min

2R m

max

2

g(;)

g(;) = asat( ~ y

)

h

f(u; b

) f(u;) T

( b

)

i

:

(6)

Themethodwillcontinuetoadapt theparametersuntilthemagnitudeoftheerrory~islessthanthegiven.

We consider the min/max algorithm (15) to handle the regions of nonconvexity of f where the gradient

method is insuÆcient. The use of a tuning error y~

rather than a tracking error y~ensures continuity of the

adaptation as does the use of a saturation function over that of a signum function [4]. We do not need the

assumptionthat theparametersand theparameterestimatesarebounded forstability, butrather tocompute

theclosedformsolutionof(15).

Ifwedene ~

= b

andx=[~y; ~

T

] T

,thenwecanshowthatthesystem(14)isstablewithx=0byproving

thatV =e 2

+a ~

2

isaLyapunovfunction. Followingtheoryoutlinedin[5],werstnotethat _

V =2~y

_ ~ y +2a ~ _ ~ .

Ifj~yjtheny~

=0whichimplies _

V =0. Wethenneedtoshowthat _

V 0ifj~yj>. Wecanexpress _

V as

_

V = 2~y

( kby sat

~ y

+af(u; b ) a sat ~ y

+ky af(u;)) 2a ~

y~

= 2ky~

~ y+2~y

(af(u;

b

) af(u;) a ~ sat ~ y a sat ~ y )

= 2ky~

~ y+2~y

h

a(f(u; b

) f(u;) ~

) sat ~ y a sat ~ y i :

Ify~>0,thensat

~ y

=1sowemusthave

a asat ~ y (f(u; b

) f(u;) ~

) sat

~ y

forall2:

Thisimpliesthatwecanlet

a

=a max

2 sat ~ y (f(u; b

) f(u;) ~

)forany

sobythedenitionof

anda

theinequalityissatisedandhence _

V 0. Ify~<0,thensat

~ y

= 1sowe

musthave a h a(f(u; b

) f(u;) ~

)+ i

forall2

or a asat ~ y h f(u; b

) f(u;) ~

i

+sat

~ y

forall2:

Wecanagainlet

a

=a max

2 sat ~ y h f(u; b

) f(u;) ~ i forany

sobythedenitionof

anda

theinequalityissatisedagainandhence _

V 0.

Toimplementthemethod proposed in thesystem(14),it isnecessaryto solvethemin/max problem(15).

Todothis,wemustconstructaconcavecoverF()andaconvexcoverF()wherethecoverssatisfy

F()f b

f F()f b

f

for b

f =f(u; b

). Thefollowingdenitions andconstructionaresummarizedfrom[4].

Denition 1: A point 0

2

c if

0

2and

rf

0

(

0

)f f 0 whererf 0 @f @ 0 andf 0

=f(; 0

(7)

i

i+1

θ

θ

F(

f(u,

F(

θ

)

)

θ

)

θ

Figure 4. Convexandconcavecoveroff(u;).

Denition 2: ~

c

c

\where

c

isthecomplementof

c

Iff is not concaveon , then ~

c

is given by ~

c =f

12

; 34

;:::; mn

gwhere ij

=[ i

; j

] arethe regions

wheref isnotconcave, j

j

. UsingDenitions1and2,theconcavecoveroff b

f oncanbeconstructed

as

F()= (

f b

f; forall2

c

ij

+c ij

; forall2 ij

2 ~

c

(16)

where

ij

= f

j

f i

j

i

; c

ij

=f i

^

f

ij

i

; f

i

=f(; i

).

Similarly,weconstructaconvexcoveroff b

f bydening

v

f

0

jrf

0(

0

)f f 0

g

~

v

v \

F()= (

f b

f; forall2

v

ij

+c ij

; forall2 ij

2 ~

v :

(17)

OncewehaveconstructedF()andF(),aclosedform solutionto themin/max problem(15)isgivenby

a

= F( b

)

= (

rf

b

; if

b

2

c

ij

; if b

2 ij

2 ~

c

ify~

>0

a

= F( b

)

= 8

<

: rf

b

; if

b

2

v

ij

; if b

2 ij

2 ~

v

ify~

<0:

(18)

Aproofthat (18)isthesolutionto(15)can befoundin[4].

Havingestablishedthestabilityof theadaptationmethodby theLyapunovfunction statedearlier, nowwe

seek suÆcient conditionswhich establish uniform asymptotic stability of the system(14). Wesummarize the

(8)

1 0 0 0 0 2 2 0 1 1 0

Z

t2+Æ0

t2 h

(t

2 )f(u;

b

(t

2

)) f(u;) i

d 2+

0 jj

~

(t

2

)jj; (19)

thentheoriginx=0isuniformasymptoticallystable.

In Theorem 1, = 1if f(u; b

) is convex and = 1 if f(u; b

) is concave. We notice several dierences

between thiscondition and thecondition fora linearparameterization. Thesign of theintegralis important.

Thesignisnotstrictlydeterminedbyf(u; b

) f(u;)butalsobytheconvexityorconcavityoff asindicated

by. This couplingarises from themin/max algorithm andis necessarybut notsuÆcient to ensurethat the

method will leave thedeadzone, jyj~ . Theintegralmust besuÆcientlylarge to leavethe deadzone,which

necessitatesthetermincorporatingontherighthandsideof(19).

Weplacedtheexcitationconditionsonf in Theorem1. Wewishto deriveconditionsonu(t)sincewehave

somefreedom when choosing u(t). Theorem 1does notgiveconditionson the inputu to satisfy the

inequal-ity(19) nor doesit guarantee that such an input exists. Inequality(19) includes two components. First,the

magnitudeoftheintegrandmustbesuÆcientlylarge. Foralargeparametererrortheinputmustbesuch that

thedierencebetweenthefunctionevaluatedattheactualparameterandtheparameterestimateisadequately

large. Wechoseaninputsignalwhich drivesthefunction f toalevelwhereachangein theparameterismost

noticeable. Secondly,theintegralmustbethesamesignas. Thiscouplingstatesthatiff isconvex,thenthe

integrandshouldbepositive. Iff isconcave,thentheintegrandshouldbenegative. Themin/maxfeatureofthe

algorithmgivesstabilitybutanacceptableinputmustbeusedtoguaranteeparameterconvergence. Parameter

convergenceisensuredbyupdatingusingthegradientinformationandwemustpickaninputsignalaccordingly.

Toensureparameterconvergence,wecansummarizetheconditionsonuaseither

(a)Forthegiven ~

, umustreversethesignoftheintegrandof(19)whilekeepingtheconvexity/concavity

off xed.

or

(b)Forthegiven ~

, umustreversetheconvexity/concavityoff,whilepreservingthesignoftheintegrand

of(19).

(see[4]).

4. Matrix Equation Case

Sincemanyphysicalsystemswithinherenthysteresisaremodeledbyhigherorderequations,weextendhere

the scalar method proposed in [3, 4] to systemsof equations. We stated previously that, due to transducers

design and eld shaping, the smart structure can be modeled to rst approximation as damped spring mass

system. Therefore,forourmagnetostrictivetransducerapplication, theidenticationmethod mustwork forat

least asecondorder system. Toutilizethe methodfor matrixequations, we mustredeneseveral variables in

thescalarcase. Wewish to usethesolutionto themin/max problem (15),so wemustensure that wedonot

alterthataspectof theformulation.

Weconsiderheretheparameteridenticationforthematrixsystem

_

y=Ay+Bf(u;):

HereweassumethatAisdiagonalwitheigenvalues

i

. Sinceoursmartsystemisstronglydamped,wehavethe

realpartoftheeigenvaluesinthelefthalfplane. Wedene

_

b

y = Aby+Bf(u; b

) C h

sat( ~ y

))+a

sat

~ y

i

~

y = Re N

X

i=1 (by y)

i

_

b

= y~

~ y

= y~ sat

~ y

(9)

whereC=[0;; 0; 1]2R ,N isthenumberofstates,anda and arethesolutionsof a = min 2R m max 2 g(;)

= arg min

2R m

max

2

g(;)

g(;) = bsat ~ y h f(u; b

) f(u;) T ( b ) i (21)

whereb= N

X

i=1 B

i

. Itisimportanttonote thatthesolutionto themin/max problem(21)isascalarmultipleof

thesolutionto (15).

Wemustprovethatthisadaptiveparameterestimationmethodisstable. WeconsidertheLyapunovcandidate

V =y~ 2 +b ~ 2 whichyields _

V =2~y

_ ~ y +2b ~ _ b with _ ~ y =Re " N X i=1

A(~y y)+B( ^

f f) C

sat( ~ y

)+a

sat ~ y # :

Thiscanbewrittenas

_ ~ y =Re " N X i=1 i (~y y)

#

+B( ^

f f) C

sat( ~ y

)+a

sat ~ y whichyields _

V = 2~y

Re " N X i=1 i (~y y)

#

+2~y

h b( ^ f f ~

) sat( ~ y ) a sat ~ y i _

V = 2~y

Re " N X i=1 i ~ y N X i=1 i y #

+2~y

h b( ^ f f ~

) sat( ~ y ) a sat ~ y i : SinceRe( i

)<0foralli,wehave

Re " N X i=1 i ~ y # " N X i=1 ~ y # ; Re " N X i=1 i y # " N X i=1 y # (22)

where=max

i Re(

i

). Usingtheseinequalitiesweobtain

_

V 2~yy~

+2~y

b( ^ f f ~

) sat( ~ y ) a sat ~ y :

Wecompletetheproofbyusingthedenitionsofa

and

asthesolutionsof(21)inamanneranalogoustothat

oftheproofinSection3. Oneitemintheproofwemustnoteisthattheinequalitiesin(22)aretrueonlyfor

spe-cicinputfunctionsu(t). Theinputsignalweuseisamonotonicallyincreasingfunction. Thereforethestatesy

(10)

Weprovideascalarandmatrixexampletodemonstratethecapabilitiesofthenonlinearadaptiveparameter

estimationmethod. Weconsiderrstthescalarmodel. Wespecifythedynamics ofthesystemby

_

y= ky+M(u;a) (23)

where M(u;a)is the solutionof thedomain wall model (5) or(6) forthe hysteretic material. Weassumethe

parameterestimatebatobeboundedsuchthat ba2 [6300; 7300]withba(0)=6800. Wetaketheactualvalueof

a tobe 7012A/m and theremainingconstantsare givenask =4000A/m, = :01, P

s

=7:6510 5

A/m,

c =:18 and

s

=1:00510 3

. One diÆculty ofthe adaptiveparameterestimation algorithm isconstructing

an input u(t) which will provide persistent excitation. Because of the condition imposed for excitation, we

use a signal that does not cause the function to change signs. Empirically, it has been established that a

monotonically increasing or saturation type input providesaccurate results and quick convergence. Wechose

theinputsignal,u(t),asanincreasinglinearfunctionwhichdrivesthehysteresistoalevelnearsaturation. This

signal provides persistent excitation aswell as evaluates the hysteresis model at levels which most noticeably

dieraccording to theparameter a. Figure 5a illustrates theintegrand of (19)for agivenvalue of ~

to show

that thesecond condition forpersistentexcitation is met. The integrandremains positivewhile switchingthe

convexity/concavityofthefunctionMasseeninFigure5b. Figure6illustratestheabilityofthescalarnonlinear

parameterestimation method to accuratelyidentify the unknownparametera. Figure 6ashowstheevolution

of the parameterestimates which converges quickly to theactual value of 7012. The speedof convergence of

the parameterestimation is a notable resultsince we canpotentiallycombine this identication method with

acontrol technique. The Figure 6bprovides agraphof thetrackingerrory.~ For agiven speciedin design

tolerances (e.g. cutting accuracy of = 0:001 in) the method is able to track within an error of given the

conditionsof persistent excitation aresatised. Wehaveempirically noticed thechoice of aects the rateof

convergence and the range of parameter estimate values which the method achieves. This givesus a design

considerationassociatedwiththetrackingaccuracyrequired.

Wenowconsider thematrixsystemparameterestimation algorithm. Thesystemis adamped springmass

systemwhichmodelsthetransducerdynamicsofthesmarttransducergivenby(13). Again,wetakethefunction

f asthehysteresismodel(6) andtheparameteraisupdatedto modelits temperaturedependence. Figure7a

illustratestheconvergenceoftheestimatetotheactualparametervalue. Figure7bdepictsthetrackingerrorof

theadaptivesystem. Wehavesuccessfullyextended the parameteridentication to matrixsystemsasseenby

theconvergenceof theparameterandthedecayofthetrackingerror.

Forthe matrixsystemthere exist avariety implementation issues. Themodel weconsider must besolved

numerically. Noimplicit method can be used because of theunknown forcing function at the nexttime step.

ThisuncertaintyrequiresthetimesteptobesuÆcientlysmalltoensureaccuratesolutionsofthemodelgivenin

(13). Anyinaccuracyofthesolutionof(13)cancausethevalueofy~tohaveadiscontinuousjumpfrompositive

tonegativevalues. This phenomenacausesthemin/maxsolutiontojump betweenutilizingtheconvexcover

0

1

2

3

4

5

6

7

8

0

2000

4000

6000

8000

10000

12000

14000

16000

18000

Time

Integrand

0

1

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3

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5

6

7

8

0

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2

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6

7

8

x 10

5

Time

P

(a) (b)

(11)

0

1

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6750

6800

6850

6900

6950

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Time

Parameter Value

0

1

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−5

0

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15

20

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Time

Tracking Error

(a) (b)

Figure6. (a)Parameterestimate;(b)Trackingerrorforscalarcase.

and concave cover. These jumps in turn cause highly oscillatory behavior in the parameter update. We also

observedtheconvergencetobemoderatelyslowerwiththematrixsystemthanthatofthescalarcase. However,

theconvergencerateisstillreasonableforalargenumberofindustrialapplications.

6. Concluding Remarks

We have formulated the nonlinear adaptive estimation technique of [3, 4] in the context of a nonlinear

hysteresismodelformagnetostrictivetransducersandhaveextendedthetheorytothevectorcasecommensurate

with these models. Numerical examplesillustrate the capability of the method for updating the temperature

dependent parameter a to simulate the eect of changing temperature in the transducer. While developed

in the context of a model for magnetostrictive materials, the unied nature of the models (see [8]) permits

direct extensionofthetechniquetohysteresismodels forpiezoelectric,relaxorferroelectric,andshapememory

compounds.

Onedirectionofcurrentresearchfocusesontheextensionofthealgorithmstosimultaneouslyidentifymultiple

parameters;e.g.=[a; k; ; P

s

; c]. Whilethemin/maxtheoryisthesame,issuesconcerningtheidentication

oftheconvexandconcaveregionsrequireresolution.

Aseconddirection ofcurrentresearchaddressesthedevelopmentofadaptiveand robustcontroltechniques

whichutilize these models andestimation algorithms. Whileadaptivecontrol techniqueshavebeen developed

formodelswithlinearparameterizations[11,12], analogousconvergencecriteriafornonlinearmodels,ofthe

0

5

10

15

6985

6990

6995

7000

7005

7010

7015

Time

Parameter Value

0

5

10

15

−5

0

5

10

15

20

x 10

−8

Time

Tracking Error

(a) (b)

(12)

implemented is basedon the useof partial of full inverse compensatorsbasedon approximate inverses to the

models[5,6]. Inthiscase,theadaptiveestimationalgorithmspresentedherewouldbeused toupdate

parame-tersinthemodelanditsinverse. Theinverseisthenemployedinahybridcontrollercomprisedoffeedbackand

feedforwardcomponents. Thispermitsanindirectadaptiveupdatingofthecontrollertoaccommodatechanging

operatingconditions.

Acknowledgments

Thisresearchwassupportedin partbytheAir ForceOÆceof ScienticResearch underthegrant

AFOSR-F49620-01-1-0107.

References

[1] F.T.Calkins,R.C.SmithandA.B.Flatau,\AnEnergy-basedHysteresisModelforMagnetostrictiveT

rans-ducers,"IEEE Transactionson Magnetics,36(2),pp.429-439,2000.

[2] M.J.Dapino, R.C. Smithand A.B.Flatau, \AStructuralStrain Model forMagnetostrictiveTransducers,"

IEEETransactions onMagnetics,36(3), pp.545-556,2000.

[3] A.Kojic,C.CaoandA.M.Annaswamy,\ParameterConvergenceinsystemswithConvex/Concave

Param-eterization,"Proceedings of the 2000American Control Conference,pp.2240-2244,2000.

[4] A-P Loh, A. M. Annaswamy and F. P. Skantze, \Adaptation in the Presenceof aGeneral Nonlinear

Pa-rameterization: AnErrorModelApproach,"IEEE TransactionsonAutomaticControl,44(9),pp.1634-1652,

1999.

[5] J. Nealis and R.C. Smith ,\Partial Inverse Compensation Techniques for Linear Control Design in

Mag-netostrictive Transducers," Proceedings of the SPIE, Smart Structures and Materials, 2001, Vol. 4326, pp.

462-473,2001.

[6] R.C. Smith, C. Bouton and R. Zrostlik, \Partial and Full Inverse Compensation for Hysteresis in Smart

MaterialSystems,"Proceedings of the 2000 AmericanControl Conference.

[7] R.C. Smith and C.L. Hom, \A Domain Wall Theory for Ferroelectic Hysteresis," Journal of Intelligent

MaterialSystems andStructures,10(3),pp.195-213,1999.

[8] R.C. Smith andJ.E. Massad, \AUnied Methodology forModelingHysteresis in Ferroic Materials,"

Pro-ceedings of the18th ASMEBiennialConference onMechanicalVibrationandNoise, toappear.

[9] R.C. Smith and Z. Ounaies, \A Domain Wall Model for Hysteresis in PiezoelectricMaterials," Journal of

Intelligent Material SystemsandStructures,11(1),pp.62-79,2000.

[10] X. Tan, R. Venkataramanand P.S.Krishnaprasad,\Controlof Hysteresis: Theoryand Experimental

Re-sults," SmartStructuresand Materials 2001, Modeling, Signal Processing and Control in Smart Structures,

SPIEVol.4326,pp.101-112,2001.

[11] G.TaoandP.V.Kokotovic,\AdaptiveControlofPlantswithUnknownHysteresis,"IEEETransactionson

AutomaticControl, 40(2),pp.200-212,1995.

[12] G. Tao and P.V. Kokotovic, Adaptive Control of Systems with Actuator and Sensor Nonlinearities, John

References

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