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(1)

Understanding copyright:

the theory

Andrew Braid

Licensing and Copyright Compliance The British Library

(2)

OUTLINE

ƒBrief introduction to copyright

ƒHow copies can be made

ƒRecent changes

ƒHow The British Library coped with the changes

ƒElectronic signatures

ƒFuture

ƒQuestions

(3)

PURPOSE OF COPYRIGHT

ƒ

Protection of material encourages dissemination which benefits the public at large

(Statute of Anne 1709)

ƒ To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the

exclusive Right to their respective Writings and Discoveries;

(US Constitution 1787)

(4)

THE LEGISLATION

The Copyright, Design and Patents Act, 1988

ƒ SI 89/1212. Copyright (Librarians and Archivists) (Copying of Copyright Materials) Order

ƒ SI 89/1068 Copyright (Educational Establishments) (No.2) Order.

ƒ SI 92/3233 Copyright (Computer Programs) Regulations 1992

ƒ SI 95/3297 Copyright Rights in Performances: the Duration of Copyright and Rights in Performances Regulations 1995

ƒ SI 96/2967 Copyright and Related Rights Regulations 1996

ƒ SI 97/3032 Copyright and Rights in Databases Regulations, 1997

ƒ

(5)

WHAT IS PROTECTED?

„ Must have fixed format

„ Literary works

„ Dramatic works

„ Musical works

„ Artistic works

„ Films, videos

„ Sound recordings

„ Radio and TV broadcasts

„ Typographical arrangement of published editions

(6)

OWNERSHIP

ƒThe author

ƒThe employer

ƒThe commissioner (since 1989)

ƒThe Crown

ƒCan be overruled by contract

(7)

HOW CAN A LIBRARIAN MAKE COPIES FOR PATRONS?

ƒTake out a licence from the copyright owner, or from someone who acts on its behalf (e.g., RRO, an online host, a content aggregator…)

ƒMake use of one of the exceptions to copyright

(8)

LICENCES

ƒCopyright owner (licensor) grants licensee rights to do certain restricted acts

ƒIn return, fees are paid

ƒTrend towards standardised terms

ƒHowever, a plethora of licensing initiatives around

„ CLA

„ JISC/PA guidelines

(9)

EXCEPTIONS TO COPYRIGHT

ƒBest known of these is “fair dealing” in UK, “fair use” in USA, “private copying” in continental Europe

ƒIndividual may make a single copy - or in some cases, multiple copies, of all, or less than a

“substantial” part of a work, without having to ask permission or pay fees

ƒCan be done only under certain conditions

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EXCEPTIONS - LIMITATIONS

Three major limitations:

ƒ Quantity

ƒ Duration

ƒ Purpose

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QUANTITY

„ Unless a substantial part of a work has been copied, no infringement of copyright can be claimed.

„ Substantial relates to both quantity and quality

„ Amount which may be copied without permission is also linked to Purpose

(12)

DURATION

ƒ70 years after death of author

ƒExceptions

„ Official publications

„ Unpublished works

„ Anonymous works

„ Sound recordings

„ Films

„ Photographs

„ Maps

„ Others

(13)

PURPOSE

Various uses are allowed without the owner’s permission

ƒ Fair dealing

ƒ Educational copying

ƒ Public administration

ƒ Library Privilege

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PURPOSE - FAIR DEALING

Allows individual users to copy for:

ƒ Non-commercial research or private study

ƒ Criticism or review

ƒ Reporting current events

(15)

PURPOSE - EDUCATIONAL COPYING

ƒ Multiple copying is permitted under the following circumstances:

„ Non-mechanical copying by teachers or students: no limits

„ Setting or answering examination questions: no limits, except examinee cannot use music for performance

ƒ Published anthologies (single excerpt of a work)

ƒ Performing plays (parents may not be present)

(16)

PURPOSE - PUBLIC ADMINISTRATION

No limits when copies are required for:

ƒ Judicial proceedings

ƒ Parliamentary proceedings

ƒ Statutory inquiries

ƒ Royal Commission

(17)

PURPOSE - LIBRARY PRIVILEGE

ƒ Permits librarians to make copies on behalf of users

„ Strictly controlled

„ Does not apply to artistic works

„ Preservation and replacement copies

(18)

LIBRARY PRIVILEGE - CONDITIONS

ƒSingle article or not more than a reasonable part of a book

ƒMust be for the purpose of non-commercial research or private study

ƒSubstantially the same article cannot be requested by anybody else at the same time

ƒRequires signed declaration

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EXCEPTIONS ARE A DEFENCE

ƒThey do NOT provide guaranteed immunity against an infringement action

ƒYou would have to prove you passed the three step test

ƒCan be risky

(20)

THREE-STEP TEST

ƒ Exception to copyright only:

„ in certain special cases which neither:

„ conflict with the normal exploitation of the work; nor

„ unreasonably prejudice the legitimate rights of the author

ƒ Article 9(2) of Berne Copyright Convention

(21)

ELECTRONIC COPYRIGHT

ƒEverything in machine readable form is in copyright

ƒIncludes digitised images, e mail, Web sites, e- journals, databases, pre-print archives, etc.

ƒJust because it is available and free of charge does not mean it’s not in copyright.

ƒThere is not necessarily an implied licence to copy

(22)

CHANGES IN COPYRIGHT LAW

ƒResult of pressure from music, software and media industries

ƒOther than in USA, changes occur at regional (e.g., EU) or international (e.g., WIPO, WTO) level

ƒFive major changes since 1988 legislation – length of term; databases; communication right; protection for copyright management information; protection for technical measures

(23)

MAJOR FEATURES OF THE INFORMATION SOCIETY DIRECTIVE

ƒAll exceptions are limited to non-commercial purposes

ƒNew civil/criminal offences to by-pass or de-activate copyright management information or to by-pass or deactivate TPS, with the intention of infringing, or concealing infringement

ƒNew restricted act of “communicating information”

(e.g., placing on Intranets, Internet)

(24)

EXCEPTIONS

ƒ One mandatory exception (i.e., Member States MUST implement)

„ certain temporary acts of reproduction

ƒ incidental and part of a technical process; for intermediate or lawful purpose; no

independent economic value at all

ƒA long list of optional exceptions (i.e., Member States can pick and choose which, if any, they want to include)

„ Each Member State has implemented a completely different set of optional exceptions, so the ultimate

purpose of the Directive – harmonisation of copyright law – has totally failed to occur

ƒUK implementation

„ Must comply with European Communities Act

(25)

TECHNOLOGICAL PROTECTION MEASURES

ƒTPMs used to protect copyright, related rights and database right are themselves protected

ƒSpecifically, protection against acts designed to circumvent TPMs where a person does so with the intention to infringe or conceal infringement

ƒAlso, protection against the manufacture, import,

distribution, sale, rental, advertisement for sale or rental, or possession for commercial purposes of devices, products or components or the provision of services, where the

(26)

WHY IS THERE CONTROVERSY OVER TPMs?

ƒDirective requires that people should be able to enjoy exceptions to copyright

ƒIn practice, difficult to see how a TPM can be

intelligent enough to do this; therefore rights-holder should be forced to drop TPM on demand – but

how?

(27)

RIGHTS MANAGEMENT INFORMATION

ƒLegal protection for rights management information:

„ prohibiting removal or alteration of rights management information

„ acting against persons knowingly involved in distribution, importation for distribution, broadcasting, communication or making available to the public of protected works from which electronic rights-management information has been removed or altered without authority

ƒRights management information is:

„ “any information provided by rightholders which identifies the

(28)

COMMERCIAL COPYING

ƒRemoves fair dealing and library privilege exceptions to copyright for copies made for commercial purposes

ƒPrimary impact is on photocopying; electronic licences cover most use of digital materials

ƒSelf-service photocopying is not allowed if it is for a commercial purpose

ƒPermission will cost, whether from an RRO, aggregator or individual publisher

(29)

WHAT IS COMMERCIAL COPYING?

ƒHas to do with making money – either for you personally or for your employer

ƒMakes no difference who your employer is – commercial companies may need copies for non-commercial purposes, and non-commercial organisations may need copies for

commercial purposes

ƒNo need to apply foresight - What was the reason that you wanted the copy at the time you asked for it?

(30)

PRACTICAL IMPLEMENTATION OF COPYRIGHT IN LIBRARIES

ƒRead and understand the law

ƒExchange views with colleagues on points of difficulty

ƒObtain legal advice if need be

ƒPublicise legal position to your patrons

ƒEnsure your procedures, documents and guides comply

ƒTake reasonable steps to prevent infringement

ƒRecognise your own limitations

ƒDevelop a policy!

(31)

WHAT THE BRITISH LIBRARY HAS DONE TO IMPLEMENT THE REVISED LEGISLATION

ƒDocument supply services

ƒReading room services

ƒRaising awareness

(32)

DOCUMENT SUPPLY SERVICES – COPYRIGHT FEE PAID

ƒ No changes required

ƒ Transactional scheme

ƒ Charges publisher set fees Copyright fee paid

(33)

DOCUMENT SUPPLY SERVICES – LIBRARY PRIVILEGE

ƒ Cannot now be used for commercial purposes

ƒ Re-registration process required

„ Old registration quoted

wording of 1989 Regulations

„ New wording generic so will not need to repeat the process

„ Revised copyright declaration form

Library privilege

(34)

READING ROOMS

CLA Sticker Scheme

„ Implemented November 2003

„ Staff training

„ Reader awareness

(35)

SPECIALIST MATERIAL

Newspapers

ƒ Discussions with NLA

ƒ Sticker scheme from August 2004

Maps

(36)

GUIDING OUR CUSTOMERS

The British Library, in co-operation with the CLA, has developed a series of FAQs

covering

„ General queries

„ Example scenarios

„ Document supply

„ Reading rooms

„ Where to go for further advice

(37)

ELECTRONIC SIGNATURES

Advice from the Copyright Directorate is that electronic

signatures are legal for copyright declaration forms provided the signature complies with an “Advanced Electronic

Signature” as defined in Electronic Signature Regulations 2001. That is:

„ uniquely linked to the signatory

„ capable of identifying the signatory

„ created using means that the signatory can maintain

(38)

GOWERS REVIEW

ƒ April 2005: Labour Party Manifesto

ƒ “ We will modernise copyright and other forms of

intellectual property rights so they are appropriate for the digital age.”

„ December 2005: Chancellor announced an “independent review of IPR in the UK” to be headed by Andrew Gowers

„ February 2006: Gowers issues call for evidence and lists specific areas of issues

ƒ Fair dealing, orphan works and use of DRM technology

„ April 2006: Closing date for evidence

„ Autumn 2006: Report of Review

To report to the Chancellor, DTI and DCMS

(39)

BACKGROUND TO GOWERS

ƒManifesto commitment

ƒDTI

ƒDCMS

ƒGrowing recognition of Public Value

(40)

CONTACT

Andrew Braid

Licensing and Copyright Compliance The British Library

01937 546030

[email protected]

References

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