Bare Trustee Agreements

(1)

Approved Fund Managers as of

July 31, 2015

Fund Manager

Region

Type of Products

Funds covered by agreement

Mutual Fund Overseas

Aberdeen Global Services S.A. 1

Aberdeen Global II Funds Aberdeen Global Funds

Unit Trust Canada

Acernis Capital Management Inc. 2

Acernis Funds (Class A Units & Class F Units)

Mutual Fund Canada

Acker Finley Asset Management Inc. 3

QSATM Funds

Mortgage Investment Fund Canada

ACM Advisors Ltd. 4

ACM Commercial Mortgage Fund

Hedge Fund Canada

Acorn Global Investments Inc. 5

Acorn Global Investments Inc.

Pooled Fund Canada

Addenda Capital Inc. 6

Addenda Pooled Funds

Mutual Fund Canada

AEGON Fund Management Inc. 7

Mutual Fund / Pooled Fund Canada

AGF Investments Inc. 8

Acuity Pooled funds Acuity family of mutual funds AGF family of mutual funds Harmony family of mutual funds AGF Elements family of mutual funds AGF Pooled funds

Mutual Fund/Hedge Fund/Pooled Fund Canada

AHF Capital Partners Inc. 9

AHF Credit Opportunities Fund - Series A, F and I

GIC's Canada

Aldergrove Credit Union 10

Hedge Fund Canada

Alignvest Capital Management Inc. 11

Alignvest Opportunities Fund Trust Alignvest Income Fund Trust

Mutual Fund Canada

AlphaNorth Asset Management 12

Mutual Fund Canada

AMI Partners Inc. 13

Pooled Fund Canada

Antares Investment Management, Inc. 14

Hedge Fund Canada

Arrow Capital Management Inc. 15

Mutual Fund / Limited Partnership Canada

Artemis Investment Management Limited 16

(2)

Funds covered by agreement

Robson Alpha Scout Fund

Mutual Funds / Hedge Funds / LSF's Canada

Aston Hill Asset Management Inc. 17

Mutual Fund Canada

ATB Investment Management Inc. 18

Pooled Fund Canada

Aurion Capital Management Inc. 19

Mutual Fund Trust Canada

Auspice Capital Advisors Ltd. 20

Auspice Diversified Trust

Mutual Fund Canada

Aventine Management Group Inc. 21

BTH Tactical Growth Fund Aventine Canadian Equity Fund

Mutual Fund Canada

B.E.S.T Investment Counsel Limited 22

B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP

The Business, Engineering, Science & Technology Discoveries Fund Inc.

GIC's / Investment Savings Accounts Canada

B2B Bank 23

GIC's Canada

Bank of America, National Association (Canada Branch) 24 Other Canada Bank of Canada 25 GIC's Canada Bank of Montreal 26 GIC's Canada

Bank of Montreal Mortgage Corp. 27

GIC's Canada

Bank of Nova Scotia 28

Montreal Trust Company of Canada Bank of Nova Scotia

Scotia Mortgage Corporation

National Trust Company / Victoria&Grey MortgageCorp.

Barometer Capital Management Inc. 29

Mutual Fund / Hedge Fund / GIC's Canada

Barrage Capital Inc. 30

Pooled Fund Canada

Bellwether Investment Management Inc. 31

Bellwether US Stock Fund

Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund

Mutual Fund/Pooled Fund/Seg Fund Canada

Beutel Goodman & Company Ltd 32

Pooled Fund Canada

BirchLeaf Investments Inc. 33

BirchLeaf Growth Fund

Mutual Fund Canada

BlackBridge Capital Management Corp. 34

Mutual Fund Canada

Blackheath Fund Management Inc. 35

Blackheath

BlackRock (Channel Islands) Limited 36

(3)

Funds covered by agreement

BlackRock International Gold and General Fund

BlackRock (Luxembourg) SA 37

BlackRock Global Funds

Mutual Fund Canada

BlackRock Asset Management Canada Limited 38

BlackRock Asset Management Canada Limited

Mutual Fund Canada

BloombergSen Inc. 39

BloombergSen Partners RSP Fund

Blumont Capital Corp. 40

Blumont family of funds

Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd.

Mutual Fund Canada

BMO Harris Investment Management Inc. 41

BMO Investments Inc. / BMO Investissements Inc. 42

BMO Mutual Funds BMO Guardian Funds BMO China A-Share Fund

Segregated Fund Canada

BMO Life Assurance Company 43

BMO Guaranteed Investment Funds

Mutual Fund / Linked Notes Canada

BMO Nesbitt Burns Inc. 44

BMO Nesbitt Burns Group of Funds

GIC's Canada

BMO Trust Company 45

Advisor's Advantage Trust

Linked Notes Canada BNP Paribas (Canada) 46 Mutual Fund Canada

BNP Paribas Investment Partners Canada Ltd. 47

BNY Mellon Global Management Ltd. 48

Universal Liquidity Funds PLC

BNY Mellon Global Management Ltd. family of funds

Mutual Fund Canada

Brandes Investment Partners & Co. 49

Pooled Fund Canada

Brandywine Global Investment Management (Canada), ULC 50

Mutual Fund Canada

Brickburn Asset Management Inc. 51

Brickburn family of mutual funds Dominion Equity Resource Growth Fund

Pooled Fund Canada

BridgingFinance Inc. 52

Bristol Gate Capital Partners Inc. 53

Bristol Gate U.S. Equity Fund LP

Limited Partnership Canada

Broadview Capital Management Inc. 54

Broadview Dark Horse LP

Mutual Fund Canada

Brompton Funds Limited 55

Pooled Fund Canada

Brookfield Investment Management (Canada) Inc. 56

Pooled Fund Canada

Brookfield Soundvest Capital Management Ltd. 57

(4)

Funds covered by agreement

Soundvest North American Opportunity Pool

Hedge Fund Canada

BT Global Growth Inc. 58

BT Global Growth Fund L.P.

Pooled Fund Canada

Bull Capital Management Inc. 59

Balanced Class Shares Canadian Equity Class Shares Global Equity Class Shares EFG Private Portfolio Series ING

Mutual Fund Canada

Bullion Management Services Inc. 60

Mutual Fund Canada

Burgundy Asset Management Ltd. 61

Mutual Fund / Segregated Fund Canada

C.I. Investments Inc. 62

KBSH Capital Management Inc. family of funds Includes Synergy Asset Management

Artisan Portfolios

United Financial Management Ltd. family of funds Lakeview Asset Management family of funds Castlerock Investments Corp. family of funds Optima Strategy Pools

Mutual Fund Canada

CADO Investment Fund Management Inc. 63

Maple Leaf Income Class Maple Leaf Resources Class

Mutual Fund Canada

Caldwell Investment Management Ltd. 64

Canada Life Assurance Company (The) 65

GIC's Canada

Canadian Tire Bank 66

Canadian Tire Bank

GIC's Canada

Canadian Western Bank 67

Mutual Fund / GIC's Canada

Canadian Western Trust 68

Mutual Fund Canada

Canoe Financial LP 69

Enervest Diversified Income Trust Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust

Mutual Fund Canada

Canso Fund Management Ltd. 70

Mutual Fund Canada

Capital International Asset Management Inc. (Canada) Inc. 71

Hedge Fund Canada

Celernus Investment Partners Inc. 72

Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund

REIT Canada

Centurion Asset Management Inc. 73 GIC's Canada CFF Bank 74 Pooled Fund Canada

CGOV Asset Management 75

(5)

Funds covered by agreement

Mutual Fund Canada CGS Asset Management Ltd. 76 CGS Resource Fund Ltd. Mutual Fund Canada

Chou Associates Management Inc. 77

Mutual Fund / GIC's / Linked Notes Canada

CIBC 78

CIBC Asset Management Inc. 79

GIC's Canada

CIBC Investor Network 80

CIBC

CIBC Mortgages Inc. (FLT) CIBC Mortgages Inc. CIBC Trust Corporation

Services Hypothecaires CIBC Inc.

GIC's Canada

Coast Capital Savings Credit Union 81

Surrey Metro Savings Union

GIC's Canada

Coastal Community Credit Union 82

GIC's Canada

Community Trust Company Ltd. 83

GIC's Canada

Concentra Financial Services Association 84

Mutual Fund Canada

Connor, Clark & Lunn Capital Markets Inc. 85

Mutual Fund Canada

Connor, Clark & Lunn Funds Inc. 86

CC&L fund family

Mutual Fund Canada

Connor, Clark & Lunn Private Capital Ltd. 87

Pooled Fund Canada

Cornerstone Investment Counsel Ltd. 88

Blueprint Global Strategies Pool

Cortland Credit Group Inc. 89

Cortland Credit Strategies L.P.

Mutual Fund Canada Cote 100 Inc. 90 Mutual Fund Canada

Counsel Portfolio Services Inc. 91

Pooled Fund Canada

Covenant Capital Management Inc. 92

Labor Sponsored Fund Canada

Covington Capital Corporation 93

Covington Funds

Mutual Fund Canada

CQI Capital Management L.P. 94

Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I

Linked Notes Overseas

Credit Suisse AG 95

(6)

Funds covered by agreement

Mutual Fund Canada

Credit Suisse Inc. 96

GAF International Fund

Mutual Fund Canada

Crystal Wealth Management System Ltd. 97

Hedge Fund Canada

Crystalline Mgt Inc. / Gestion Cristallin Inc. 98

Pooled Fund Canada

Cypress Capital Management Ltd. 99

Davis-Rea Ltd. / Davis-Rea Ltee. 100

Pooled Fund / Segregated Funds Canada

Deans Knight Capital Management Ltd. 101

Deans Knight Income Fund Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund II Deans Knight Equity Growth Fund

Mutual Fund Canada

Delbrook Capital Advisors Inc. 102

Delbrook Resource Opportunities Fund

GIC's Canada

Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 103

Segregated Funds / GIC's / Other Canada

Desjardins Financial Security Life Assurance Co. 104

Mutual Fund / Segregated Fund / GIC's Canada

Desjardins Global Asset Management Inc. 105

Mutual Fund Canada

Desjardins Trust Inc. 106

Maestral Funds

Pooled Fund Canada

Di Tomasso Group Inc. 107

The Di-Tomasso Equilibrium Fund

Hedge Fund Canada

Difference Capital Management Inc. 108

Mutual Fund Canada

Dimensional Fund Advisors Canada ULC. 109

Mutual Fund Canada

Discovery Capital Management Corp. 110

Mutual Fund Canada

Dixon Mitchell Investment Counsel Inc. 111

Dixon Mitchell Small Cap Fund

Donville Kent Asset Management Inc. 112

Donville Kent Asset Management

Mutual Fund Canada

Duncan Ross Associates Ltd. 113

Investment Savings Account / GIC's Canada

Dundee Bank of Canada 114

East West Investment Management Corporation 115

East West Canada Fund LP

Hedge Fund Canada

EdgeHill Partners 116

EdgeHill Quantitative Proprietary Strategies Fund (Canada)

Mutual Fund Canada

EdgePoint Wealth Management Inc. 117

Edgepoint family of mutual funds

Mutual Fund Canada

Educators Financial Group Inc. 118

(7)

Funds covered by agreement

GIC's Canada

Effort Trust Company (The) 119

Empire Life Insurance Company 120

Interest investment options provided within an insurance contract Segregated Funds

Mutual Fund Canada

Empire Life Investments Inc. 121

Empire Life

Unit Trust Canada

EnTrust Focus Partners LP 122

EnTrust 49 Focus Fund

Pooled Fund Canada

Epic Capital Management Inc. 123

Mutual Fund Canada

Equilibrium Capital Management Inc. 124

Equitable Bank 125

GIC's Canada

Equity Financial Trust Company 126

Hedge Fund / Limited Partnership Canada

Excalibur Capital Management Inc. 127

Excalibur Limited Partnership Excalibur Small Cap Opportunities LP

Mutual Fund Canada

Excel Funds Management Inc. 128

Faircourt Asset Management Inc. 129

Faircourt Pooled Monthly Income Fund (Pooled Fund) Faircourt Dividend Fund (Mutual Fund)

Mutual Fund Canada

Fidelity Investments Canada ULC 130

Mutual Fund Canada

Fiducie Desjardins Inc. 131

Mutual Fund / Hedge Fund Canada

Fiera Capital Corporation 132

Pooled Fund / Hedge Funds Canada

Fiera Quantum Limited Partnership 133 Mutual Fund Overseas FIL Limited 134 Mutual Fund Canada

Financière des professionnels - Fonds d’investissement inc. 135

Mutual Fund Canada

First Asset Investment Management Inc. 136

REIT Canada

First Reliance Asset Management 137

First Reliance Real Estate Investment Trust

Mutual Fund Canada

Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 138

Mutual Fund Canada

Fonds Desjardins (Fiducie Desjardins) 139

Unit Trust Canada

Forge First Asset Management Inc. 140

(8)

Funds covered by agreement

Forge First Long Short Trust

Formula Growth Limited 141

Formula Growth Hedge Funds Class A Formula Growth Hedge Funds Class F Formula Growth Fund

Pooled Fund Canada

Foyston, Gordon & Payne Inc. 142

FGP Funds

Family of Pooled Funds

Franklin Templeton Investments Corp. 143

Franklin Templeton Mutual Funds Bissett Mutual Funds

Mutual Fund U.S.

Franklin Templeton Investor Services 144

Franklin California, Tax Free Income Fund

Mutual Fund Canada

Front Street Capital 2004 145

Mutual Fund Canada

FrontFour Capital Corp. 146

FrontFour Opportunity Fund

Mutual Fund Canada

FT Portfolios Canada Co. 147

Mutual Fund Canada

Fulcra Asset Management Inc. 148

Fulcra Focused Yield Fund

Mutual Fund U.S.

Gabelli Funds (The) 149

Pooled Fund Canada

Galileo Global Equity Advisors Inc. 150

Investment Funds Canada

Galliant Advisors LP 151

Galliant Equity Long/Short Fund LP

Mutual Fund Canada

GCIC Ltd. 152

Includes mutual funds, hedge funds,labored sponsored funds, GIC's, Linked Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes Dynamic Mutual Funds

GIC's Canada

General Bank of Canada 153

Mutual Fund Canada

GenFund Management Inc. 154

Pooled Fund Canada

Genus Capital Management 155 Mutual Fund Canada Gestion Ferique 156 Hedge Fund Canada

GFI Investment Counsel Ltd. 157

Good Funds

Mutual Fund Canada

Global Growth Assets Inc. 158

Globevest Capital Ltee. 159

Hedge Fund Canada

Gold Investment Management Ltd. 160

FC Fund

Pooled Fund Canada

Goodman & Company, Investment Counsel, Inc. 161

(9)

Funds covered by agreement

Goodman Bluespring Fund

Mutual Fund Canada Goodwood Inc. 162 Goodwood Funds Other Canada

Government of Quebec (for Placements Quebec) 163

Unit Trust Canada

Grafton Asset Management Inc. 164

Global Energy Growth Fund

Pooled Fund Canada

Greenchip Financial Corp. 165

Pooled Fund Canada

Greystone Managed Investments Inc. 166

Greystone Pooled Fund Trusts

Groundlayer Capital Inc. 167

The Alpha II Fund

Growth Works Atlantic Ltd. 168

GrowthWorks Atlantic Venture Fund Ltd.

Growth Works Capital Ltd. 169

Working Opportunity Fund (EVCC) Ltd.

Growth Works WV Management Ltd. 170

GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd.

Pooled Fund Canada Guardian Capital LP 171 Vega Funds Guardian Funds Vector Funds Limited Partnership Canada

Hamilton Capital Partners Inc. 172

Mutual Fund Canada

Harvest Portfolios Group Inc. 173

Pooled Fund Canada

Hemisphere Capital Management Inc. 174

Mutual Fund Canada

Hesperian Capital Management Ltd. 175

Norrep Group of Funds

Pooled Fund Canada

Heward Investment Management Inc. 176

HGC Investment Management Inc. 177

HGC Arbitrage Fund LP

Mutual Fund Canada

Highstreet Asset Management Inc. 178

Highwater Capital Management Corp. 179

Highwater Diversified Opportunities Fund

Mutual Fund Canada

Hillsdale Investment Management Inc. 180

Home Trust Company 181 GIC's Canada HomEquity Bank 182 Unit Trust Canada

Horizons ETFs Management (Canada) Inc. 183

(10)

Funds covered by agreement

Pooled Fund Canada HR Strategies Inc. 184 Mutual Fund Canada HSBC Bank Canada 185

Structured Alternative Investment Return Securities

Mutual Fund Canada

HSBC Investment Funds (Canada) Inc. 186

Hymas Investment Management Inc. 187

Malachite Aggressive Preferred Fund

Mutual Fund Canada

I.A. Michael Investment Counsel Ltd. 188

ABC Funds

Mutual Fund Canada

I.G. Investment Management Ltd. 189

Mutual Fund Canada

IA Clarington Investments Inc. 190

Investment Savings Account / GIC's Canada

ICICI Bank Canada 191

Industrial Alliance Pacific Insurance and Financial Services Inc. 192

GIC's Canada

Industrial Alliance Trust Inc. 193

GIC's Canada

Industrial and Commercial Bank of China (Canada) 194

Industrielle Alliance, Assurance et services financiers inc. 195

Unit Trust Canada

Inflection Management Inc. 196

Inflection Strategic Opportunity Fund

Mutual Fund Canada

Integra Capital Management Corp. 197

Invesco Canada Ltd. 198

Investec Asset Management Guernsey Ltd. 199

Investec Asset Management Limited 200

Invico Capital Corporation 201

GIC's Canada

Island Savings Credit Union 202

Pooled Fund Canada

J. Zechner Associates Inc. 203

Special Equity Fund Pooled Balanced Fund Canadian Equity Pooled Fund Pooled Bond Fund

Pooled Income Fund

Pooled Fund Canada J.C. Clark Ltd. 204 Mutual Fund Canada

Jarislowsky Fraser Co. Ltd. 205

(11)

Funds covered by agreement

Pooled Fund Canada

JDM Investments Partners Ltd. 206

Investment Partners Fund

Hedge Fund Canada

JM Fund Management Inc. 207

JM Catalyst Fund

Mutual Fund Canada

JovFinancial Solutions Inc. 208

Pooled Fund Canada

K J Harrison & Partners Inc. 209

K2 & Associates Investment Management Inc. 210

The K2 Principal Trust

Hedge Fund Canada

KCS Fund Strategies Inc. 211

KCS Great White North Fund Absolute Core Return Fund KCS Fund Strategies Inc.

Private Equity Fund Canada

Kensington Capital Advisors Inc. 212 Limited Partnership Canada KFL Capital Management Ltd. 213 KFL Partners' Fund LP

Kingwest & Company 214

Kootenay Capital Management Corp. 215

Kootney Energy RSP Fund

Kooteny Global Energy Absolute Return Fund Ltd. Partnership

GIC's Canada

Korea Exchange Bank of Canada 216

Mutual Fund Canada

Landry Investment Management Inc. 217

GIC's Canada

Laurentian Bank of Canada 218

Includes B2B Trust term deposits

GIC's Canada

Laurentian Trust of Canada Inc. 219

Pooled Fund Canada

Laurus Investment Counsel 220

Hedge Fund Canada

Lawrence Park Capital Partners Ltd. 221

Lawrence Park Capital Partners

GIC's Canada

LBC Trust 222

LDIC Inc. 223

Mutual Fund Canada

Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 224

Legg Mason Global Funds PLC 225

Mutual Fund Canada

Leith Wheeler Investment Funds 226

Mutual Fund Canada

Leon Frazer & Associates Inc. 227

(12)

Funds covered by agreement

Mutual Fund Canada

Lester Asset Management Inc. 228

Hedge Fund Canada

Lightwater Partners Ltd. 229

Lightwater Long/Short Funds

Lincluden Investment Management Limited 230

Mutual Fund Canada

Longbow Capital Inc. 231

Pooled Fund Canada

Lorne Steinberg Wealth Management Inc. 232

Steinberg High Yield Fund Steinberg Global Value Equity Fund

Mutual Fund Canada

Lysander Funds Limited 233

Pooled Fund Canada

MacDougall Investment Counsel Inc. 234

Mackenzie Financial Corp. 235

Mutual Fund Canada

Mackie Research Capital Corporation 236

The Absolute Resource Company L.P. Grafton Energy Growth Fund

Pooled Fund Canada

MacNicol & Associates Asset Management Inc. 237

The Absolute Return Fund (LP) 360 Degree U.S. Reality Income Fund The Conservative Income Fund (LP) The Emergence Fund (LP)

The Global Opportunities Fund (LP)

Majestic Asset Management LLC 238

Majestic Global Diversified Fund - Series A, F and I Altervest Absolute Reit Fund - Series A, F and I

Hedge Fund Canada

Man Investments Canada Corp. 239

GIC's / Segregated Fund Canada

Manufacturers Life Insurance Co. (The) 240

Deferred Annuities

Manulife Asset Management Limited 241

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn Manulife Financial Corp family of funds

Manulife Bank of Canada 242

Manulife Trust Company 243

GIC's Canada

Maple Trust Company 244

Marquest Asset Management Inc. 245

Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest-MineralFields 2012 Super Flow-Through Limited Partnership Marquest Mutual Funds Inc. - Various

Marquest Bridge Fund

(13)

Funds covered by agreement

MineralFields 2011 Super Flow - Through Limited Partnership Marquest Mining 2013-II Super Flow-Through Limited Partnership MineralFields 2011-V Super Flow - Through Limited Partnership

Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Investment Fund

Matrix Fund Management family of mutual funds

Marquest Mining 2013-I Super Flow-Through Limited Partnership Marquest Mining B.C. 2013-I Super Flow-Through Limited Partnership Marquest Mining Quebec 2014-I Super Flow-Through LP

Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining 2014-I Super Flow_through LP

Hedge Fund Canada

Marret Asset Management Inc. 246

Marret

Mutual Fund Canada

Matco Financial Inc. 247

MFI series of funds

Mutual Fund Canada

Mawer Investment Management Ltd. 248

Mutual Fund Canada

Maxam Capital Management Ltd. 249

GIC's Canada

MCAN Mortgage Corporation 250

Mutual Fund Canada

McElvaine Investment Management Ltd. 251

The McElvaine Investment Trust

Mutual Fund Canada

McLean Budden Limited (Royal Trust) 252

Mutual Fund Canada

MD Financial Management Inc. 253

Meckelborg Financial Group Ltd. 254

MFG Diversified Strategy Fund

Linked Notes Canada

Merrill Lynch Canada Inc. 255 Mutual Fund Canada Middlefield Limited 256 Mutual Fund Canada

Montrusco Bolton Investment Inc. 257

Bolton Tremblay Funds inc.

Pooled Fund Canada

Morgan Meighen & Associates Limited 258

Smedley Fund Family

Unit Trust Canada

Morguard Financial Corp. 259

Morguard Real Estate Equity Fund

Natcan Investment Management Inc. 260

Mutual Fund Canada

Natcan Trust Company 261

Natcan Trust

GIC's / Principal Protected Notes Canada

National Bank of Canada 262

National Bank Trust Natcan Trust

Mutual Funds / GIC's / Inv. Savings Acct Canada

National Bank Securities Inc. 263

First Marathon Inc. Altamira Mutual Funds

(14)

Funds covered by agreement

National Bank Mutual Funds Includes PPN's

Mutual Fund Canada

National Bank Trust Inc. 264

National Bank Trust

Mutual Fund Canada

National Trust Company 265

Tourism & Entertainment Growth Fund Inc. Family of Funds

Unit Trust Canada

NewGen Asset Management Limited 266

Mutual Fund Canada

Newport Private Wealth Inc. 267

Mutual Fund Canada

NexGen Financial Limited Partnership 268

Mutual Fund Canada

Niagara Capital Partners Ltd. 269

Niagara Access Alpha Fund

Nicola Wealth Management Ltd. 270

SPIRE US Limited Partnership NWM Core Portfolio Fund NWM Global Bond Fund NWM Global Equity Fund NWM Primary Mortgage Fund NWM High Yield Bond Fund

SPIRE Real Estate Limited Partnership NWM Real Estate Fund

NWM Private Equity Limited Partnership NWM Canadian Tactical High Income Fund NWM U.S. Equity Income Fund

NWM Strategic Income Fund NWM Balanced Mortgage Fund NWM Alternative Strategies Fund NWM U.S. Tactical High Income Fund NWM Preferred Share Fund

NWM Bond Fund

NWM Precious Metals Fund

Mutual Fund Canada

North Growth Management Ltd. 271

GIC's Canada

Northern Savings Credit Union 272

Terrace & District Credit Union

Mutual Fund Canada

Northwest & Ethical Investments L.P. 273

Mutual Fund Canada

Ocean Rock Investments Inc. 274

Mutual Fund Canada

O'Leary Funds Management LP 275

GIC's Canada

Omista Credit Union Limited 276

Mutual Fund / Hedge Fund / GIC's Canada

One Financial Corporation 277

Pooled Fund Canada

Onex Credit Partners, LLC 278

(15)

Funds covered by agreement

OCP Debt Opportunity Class

Pooled Fund Canada

Orientation Finance inc. 279

GIC's / Other Canada

Pacific & Western Bank of Canada 280

Mutual Fund/Pooled Fund/Ltd. Partnership Canada

Palisade Capital Management Ltd. 281

Palos Management Inc. 282

Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds

Hedge Fund / Limited Partnership Canada

Pan Asset Management Ltd. 283

Iron Fund LP

Pooled Fund Canada

Pavilion Advisory Group Ltd. 284

GIC's Canada

Peace Hill Trust Company 285

Pembroke Private Wealth Management Ltd. 286

Penbrooke Partners Investment Management Ltd. 287

Penbrooke Opportunities Fund LP

Labor Spons. Fund / Ven. Cap. Fund Canada

PenderFund Capital Management Ltd. 288

GIC's Canada

Peoples Trust Company 289

Mutual Fund Canada

Perennial Asset Management Corp. 290

Perennial Fixed Income Portfolio Perennial Canadian Equity Portfolio

Hedge Fund Canada

Performance Capital Ltd. 291

Pooled Fund / Limited Partnership Canada

Periscope Capital Inc. 292

PFM Venture Capital Operations Inc. 293

SaskWorks Venture Fund Inc.

Hedge Fund Canada

Picton Mahoney Asset Management 294

PIMCO Canada Corp. 295

PIMCO Global Advisors (Ireland) Limited 296

PIMCO Funds - Global Investor Services

Hedge Fund Canada

Polar Securities Inc. 297

Altairis

Polar Fund Management II Inc.

Mutual Fund Canada

Portfolio Strategies Securities Inc. 298

Foundation Yield Portfolio Foundation Equity Portfolio

Foundation Tactical Conservative Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Growth Portfolio

(16)

Funds covered by agreement

Portland India Select Business Portfolio Inc. 299

Investment Funds / Limited Partnership Canada

Portland Investment Counsel Inc. 300

GIC's Canada

President's Choice Bank 301

Hedge Fund Canada

Primevest Capital Corp. 302

Hedge Fund/Linked Notes/Mutual Fund Canada

Pro-Financial Asset Management Inc. 303

Propel Capital Corporation 304

Canadian Large CAP Enhanced Fund

Pooled Fund Canada

Provisus Wealth Management Limited 305

Mutual Fund Canada

Purpose Investments Inc. 306

Purpose Funds Series A, F & I

Mutual Fund Canada

Pursuit Financial Management Corp. 307

Mutual Fund Canada

Putnam Investment Inc. 308

Pooled Fund Canada

Quadrant Asset Management 309

QAM Tracking Pools

Mutual Fund Canada

Quantum Leap Asset Management Limited 310

Quantum Leap Mortgage Investment Fund

Pooled Fund Canada

QV Investors Inc. 311

QV Pooled Funds

Qwest Investment Fund Management Ltd. 312

Pooled Fund Canada

R.E.G.A.R. Gestion Privee Inc. 313

Mutual Fund Canada

R.N. Croft Financial Group Inc. 314

Radiant Investment Management Ltd. 315

Radiant Performance Fund LP

Pooled Fund Canada

Radin Capital Partners Inc. 316

Radin Capital Partners

Pooled Fund Canada

Rayne Capital Management Inc. 317

Rayne Capital LP

Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust

Linked Notes Canada

RBC Dominion Securities Inc. 318

RBC Global Asset Management Inc. 319

RBC Life Insurance Company 320

Mutual Fund Canada

RCM Valule Opportunities Trust/RCM Partners Inc. 321

(17)

Funds covered by agreement

Redwood Asset Management Inc. 322

Redwood Asset Management family of funds Ark Fund Management family of funds

GIC's Canada

Resmor Trust Company 323

Mutual Fund Canada

Resolute Funds Ltd. 324

Mutual Fund / Labor Sponsored Fund Canada

Return on Innovation Advisors Ltd. 325

Pooled Funds

Rival Capital Management Inc. 326

Rival North American RRSP Growth Fund Rival North American Growth Fund L.P.

Pooled Fund Canada

River Plate House Capital Management Inc. 327

Pooled Fund Canada

Roadmap Capital Inc. 328

Hedge Fund Canada

Robson Capital Management Inc. 329

Ross Smith Asset Management Inc. 330

Ross Smith Opportunity Fund Ross Smith Capital Investment Fund

Pooled Fund Canada

Roundtable Capital Partners Inc. 331

Roundtable Everkey Global Fund Roundtable Growth Fund

Roundtable Dividend & Income Fund Roundtable Focus Equity Fund

Royal & Sun Alliance Life Insurance Co. (Canada) 332

Royal Bank of Canada 333

Merchant Private Trust Royal Trust Corp.

Royal Bank Mortgage Corp. Connor Clark Private Royal Bank of Canada Royal Trust Company (The)

Mutual Fund Canada

Royal Trust Company (The) 334

The Protected American Fund RT Capital Inc.

T.A.L. Private Management Pooled Funds The First American Fund

First Trust Canada Funds T.A.L. Investment Pooled Funds Classified Investment Trusts

RP Investment Advisors 335

Mutual Fund Canada

Russell Investments Canada Limited 336

Russel Group mutual funds Soverign mutual funds Life Points mutual funds

(18)

Funds covered by agreement

Mutual Fund U.S.

Sanford C. Bernstein & Co. LLC 337

Mutual Fund Canada

Scotia Capital Inc. 338

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Cassels Blaikie Canadian Fund (U.S.)

Pinnacle family of funds - May 7-07 Scotia Capital family of funds

Mutual Fund Canada

Scotia Securities Inc. 339

Scotiabank & Trust (Cayman) Ltd. 340

Seamark Asset Management Ltd. 341

Mutual Fund Canada

SEI Investment Canada Company 342

Mutual Fund Canada

Sentry Select Capital Inc. 343

Hedge Fund Canada

Sentry Select Investments Inc. 344

Pooled Fund Canada

Seymour Investment Management Ltd. 345

Seymour Performance Fund Seymour Canadian Equity Fund

Mutual Fund Canada

Sherpa Asset Management Inc. 346

Pooled Fund Canada

Silvercove Fund Management Ltd. 347

Silvercreek Management Inc. 348

Silvercreek family of funds

Principal Protected Note Canada

Societe Generale (Canada) 349

CI Protected Coverage Notes, Series 1

Hedge Fund Canada

Spartan Fund Management Inc. 350

Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds

Sprott Asset Management L.P. 351

Sprott Flow-Through Limited Partnerships Sprott Hedge Funds

Sprott Closed-End Funds Sprott Mutual Funds

GIC's / Segregated Fund Canada

Standard Life Assurance Company of Canada (The) 352

Guaranteed Interest Rate Contracts Ideal Segregated Funds

Mutual Fund Canada

Standard Life Mutual Funds Ltd. 353

Mutual Fund Canada

Standard Life Trust Company 354

Hedge Fund Canada

Stanton Asset Management Inc. 355

GIC's Canada

State Bank of India (Canada) 356

(19)

Funds covered by agreement

Mutual Fund Canada

Steadyhand Investment Management Ltd. 357

Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund

GIC's Canada

Steinbach Credit Union Limited 358

GICs

GIC's Canada

Stella Maris Credit Union Ltd. 359

Stephenson & Company Capital Management Inc. 360

Stephenson & Company North American Opportunity Fund LP

Mutual Fund Canada

Stone Asset Management Limited 361

Mutual Fund Canada

Strathbridge Asset Management Inc. 362

Stratigis Capital Advisors Inc. 363

Goforth Technical Fund LP Uber Strategies LP

Pooled Fund Canada

Successful Investor Wealth Management Inc. 364

Sun Life Assurance Co. (Canada) 365

Individual Variable Insurance Contracts

GIC's Canada

Sun Life Financial Trust Inc. 366

Investment Funds Canada

Sun Life Global Investments (Canada) Inc./Placements mondiau 367

GIC's Canada

Sunshine Coast Credit Union 368

Hedge Fund Canada

SW8 Asset Management Inc. 369

Mutual Fund Canada

T.E. Investment Counsel Inc. 370

Prosperity Mutual Funds

Tangerine Bank 371

Pooled Fund Canada

Taylor Asset Management Inc. 372

Taylor Partners Fund

Mutual Fund / Inv. Savings Account Canada

TD Asset Management Inc. 373

GIC's / Linked Notes Canada

TD Bank Financial Group 374

TD Mortgage Corp. - GIC's The Canada Trust Compay - GIC's TD Bank - GIC's & Linked Notes TD Pacific Mortgage Corp. - GIC's

Linked Notes Canada TD Securities Inc. 375 Mutual Fund Overseas

Templeton Global Advisors Ltd. 376

(20)

Funds covered by agreement

Terra Fund Management Ltd. 377

Pooled Fund Canada

Tetrem Capital Management Ltd. 378

Pooled Fund Canada

Third Eye Capital Management Inc. 379

Third Eye Capital Alternative Credit Trust

Pooled Fund Canada

Thornmark Asset Management Inc. 380

Thornmark Investment Funds

Timbercreek Asset Management Ltd. 381

Timelo Investment Management Inc. 382

Timelo Strategic Opportunities Fund

Mutual Fund Canada

TIS Preservation & Growth Fund/Accilent Capital Management. 383

TIS Preservation & Growth Fund Class A and Class F Units

Hedge Fund Canada

Toronto Trust Management Ltd. 384

Friedberg Mercantile Group family of funds

Mutual Fund Canada

Tradex Management Inc. 385

Transamerica Life Canada 386

Pooled Fund Canada

Trapeze Asset Management Inc. 387

Trapeze Value Trust

Income Trust Canada

Trez Capital Corporation 388

Pooled Fund Canada

Tri Delta Investment Counsel Inc. 389

TriDelta High Income Balanced Fund

GIC's Canada Trimark Trust 390 Limited Partnership Canada

Triumph Asset Management Inc. 391

Triumph Capital Appreciation Fund LP

Pooled Fund Canada

Trivest Wealth Counsel Ltd. 392

Pooled Fund Canada

Turtle Creek Asset Management Inc. 393

Turtle Creek Equity Fund Turtle Creek Investment Fund

Pooled Fund Canada

UBS Global Asset Management (Canada) Co. 394

UBS (Canada) Balanced Fund A

Mutual Fund Canada

Value Partners Investment Inc. 395

Mutual Fund Canada

Value-Contrarian Asset Management Inc. 396

GIC's Canada

Vancouver City Savings Credit Union 397

Pooled Fund Canada

Vantage Asset Management Inc. 398

Vantage Protected Performance Fund

Mutual Fund Canada

Vantage Point Investment Management Inc. 399

(21)

Funds covered by agreement

Hedge Fund Canada

Venator Capital Management Ltd. 400

Venator family of mutual funds

Mutual Fund Canada

Vertex One Asset Management Inc. 401

Hedge Fund Canada

Vision Capital Corporation 402

Mutual Fund / Labor Sponsored Fund Canada

VL Advisors Inc. 403

Mortgage Investment Fund Canada

W.A. Robinson & Associates Ltd. 404

Frontenac Mortgage Investment Corp.

Mortgage Investment Corporation of Eastern Ontario (MICEO)

WARATAH Capital Advisors Ltd. 405

Waratah fund family

Mutual Fund Canada

Wave Cycle Mutual Funds Ltd. 406

Business Cycle Funds

Wealhouse Capital Limited Partnership 407

Panorama Fund

Panorama Private Client Fund

Pooled Fund Canada

WealthCo Asset Management Inc. 408

WealthCo Pooled Funds

WealthCo Asset Management Inc.

Mutual Fund Canada

West Face Capital Inc. 409 WFC Opportunities Trust Mutual Fund Canada Westcap Mgt. Ltd. 410

Golden Opportunities Fund Inc.

Mutual Fund / Segregated Fund / GIC's Canada

Westminster Savings Credit Union 411

GIC's Canada

Windsor Family Credit Union 412

Mutual Fund Canada

Yorkville Asset Management Inc. 413

Heritage Yorkville Mutual Funds Southbridge Health Care Fund

Mutual Fund Canada

YTM Capital Asset Management Ltd. 414

GIC's Canada

Zag Bank 415

(22)

Funds covered by agreement

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

Note:

(23)

January 1, 2015

Name Changes and Mergers since

Fund Manager

Region

Type of Product

Funds covered by agreement

Date

Comments

MD Management Mutual Fund Changed name to MD Financial Management Inc.

Canada 1/23/2015

1

MD Group of Funds Centurion Apartment REIT Management Inc.

REIT Changed name to Centurion

Asset Management Inc.

Canada 1/29/2015

2

Legg Mason Canada Inc. Mutual Fund Changed name to Brandywine Global Investment Management (Canada), ULC

Canada 2/11/2015

3

Page 1 of 1 Listing of Name Changes and Mergers

(24)

January 1, 2015

Deletions from List since

Fund Manager

Region

Type of Products

Reason of Removal

Funds covered by agreement

Date Removed

ING Investment Management Inc. Canada Mutual Fund 2/5/2015 No longer active and not registered 1

MD Private Trust Company Canada Mutual Fund 2/11/2015 See MD Financial Management Inc. 2

Wolverine Asset Management Ltd.

No longer active and not registered Mutual Fund

Canada 2/28/2015

3

Wolverine Opportunity Fund

Page 1 of 1 Listing of Deletions from List

(25)

Additions to List Since January 1, 2015

Fund Manager

Region

Type of Products

Funds covered by agreement

Date Approved

BloombergSen Inc. Canada Mutual Fund 1/5/2015

1

BloombergSen Partners RSP Fund

MD Financial Management Inc. Canada Mutual Fund 1/23/2015 2

Centurion Asset Management Inc. Canada REIT 1/29/2015

3

Niagara Capital Partners Ltd. Canada Mutual Fund 1/29/2015 4

Niagara Access Alpha Fund

Inflection Management Inc. Canada Unit Trust 2/5/2015 5

Inflection Strategic Opportunity Fund

Brandywine Global Investment Management (Canad Canada Pooled Fund 2/11/2015 6

Timbercreek Asset Management Ltd. Canada Limited Partnership 3/2/2015 7

Barrage Capital Inc. Canada Mutual Fund / Hedge Fund / GIC's 3/31/2015 8

Zag Bank Canada GIC's 4/28/2015

9

Lorne Steinberg Wealth Management Inc. Canada Pooled Fund 5/14/2015 10

Steinberg High Yield Fund Steinberg Global Value Equity Fund

MacDougall Investment Counsel Inc. Canada Pooled Fund 5/25/2015 11

Industrial and Commercial Bank of China (Canada) Canada GIC's 6/8/2015 12

Greystone Managed Investments Inc. Canada Pooled Fund 6/22/2015 13

Greystone Pooled Fund Trusts

RCM Valule Opportunities Trust/RCM Partners Inc. Canada Mutual Fund 6/25/2015 14

RCM Partners Inc.

Page 1 of 1 Listing of Additions to List