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Financial Institutions

www.managementsolutions.com

Risks Integrated Management

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MIR offers a global solution both from the regulatory and the risk management points of view, maximizing the consistency and exploitation of the risk information obtained by every area of an Entity:

 Incremental implementation methodology depending on the priorities of each Entity.

 Multidimensional data model geared to the exploitation (reporting) and the functionalities of accounting reconciliation.

 Uniqueness of the information and the calculation logic that ensures consistency between the different reports generated.

 Solution adapted to the regulatory requirements specific to each country.

MIR IS MANAGEMENT SOLUTION’S ANSWER TO AN INTEGRATED MANAGEMENT OF RISK, IT UNIFIES THE REGULATORY AND MANAGEMENT VIEWS UNDER THE SAME CUSTOMIZABLE

AND MODULAR PLATFORM

Main establishments

Reduced implementation timelines and support both from a technical and from a business view are two features

highly valued by our clients

The different modules that are part of the MIR solution are implemented in more than 100 financial institutions in Spain and Latin American countries, including:

 International Financial Groups strongly diversified and present in various geographies.

 Local Entities of different size.

 Multinational Financial Organisations, Development Banks and Microfinance Institutions.

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Functionalities

MIR’s modular structure allows an incremental and customizable implementation, fitting in with the different needs of each client

Policies and Model Manager – Risk Assesment Tool

The policies and model manager is an analytical environment focused on covering every inch of the risk decision model´s life cycle, allowing the analysis of automated strategies (score + rules) and of the impact of manual decisions (allocation of responsibilities).

The automatic production through the Risk Assessment Tool reduces the time to market of new strategies:  Rating models monitoring: predictive

capacity, portfolio stability, sub-populations analysis…

 Approach focused on metadata (adapted to each Entity´s data model, which helps and speeds up the implementation).

 Delegated Authorities policy.  Champion/Challenger strategies.  Cut-off points, profitability and manual

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Campaign Manager

Campaign manager enables the assessment of a target population by integrating risk models and policies, obtaining a limit structure which allows launching the campaign to clients and non-clients:

 Automated environment reducing cost and time.  Parametrical and user-friendly environment. Alerts Manager

The alerts manager makes the definition and monitoring of alerts possible, based on each of the key indicators (volume of transactions, exposure, arrears, expected loss, capital, RAROC…), which are incorporated in the different modules of the system´s reporting.

Risk Parameters

MIR´s data model contains all the necessary attributes to estimate risk parameters (PD, LGD, CCF), enabling its exploitation with data mining tools. Additionally:

 Implements a risk parameters back test and stress test.  Includes the necessary incremental information for

other system functionalities, which generates synergies related to the ETL re-use, audit processes, etc.

Capital and Provisions Regulatory Compliance

MIR tool covers the needs of provisions and capital

calculation and regulatory reporting (Basel pillars I, II and III) according to each countries´ regulatory requirements. Using this platform supports the consistency of the information generated as well as the emergence of synergies among the different areas involved:  Adaptation to each country´s legislation.

 Provides support for the Standard and IRB Capital calculation in Credit Risk and for standard in Market Risk.

 Auditing to the minimum level of granularity.

 Reconciliation with accounting through specific reports.  Simulation and capital stress test capacity.

RAROC and PRICING

RAROC´s functionality allows measuring different levels of risk adjusted profitability (historic and forward-looking) of an entity and, through the PRICING driver, adjusting price policies to align them with their target profitability levels:  Bottom-up approach.

 Analysis performed over different aggregation levels: contract, customer, bureau, portfolio, etc.

 Possibility of using regulatory or management parameters

 Integrated with the regulatory calculation drivers

Under the Basel regulatory drive, the entities are undertaking a significant improvement in the integration of the risk management models which entails a revision of organisational aspects, processes,

systems and tools

Comprehensive and integrated view of risk decision

MIR tool empowers a complete and integrated view of risk’s life cycle: campaigns definition and launching, risk admission process analysis and optimization and portfolio monitoring through alerts

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Integrated Management (Risks Map)

 Summarized information.

 Information focused on decision making.  Ease of analysis.

Processes

 Admission reports: processing times  Monitoring reports: alerts, delinquency, etc.  Recoveries reports: managed portfolio, full cycle

view, etc.

Operational

 Detailed information.

 Information focused on the diagnosis.  Multidimensional Analysis.

Functionalities

Stress Test and Capital planning

MIR allows the generation of stress scenarios for capital planning. Thus, management and regulatory solvency targets can be determined both in base and stress scenarios.

 Top-down simulation of standard portfolio and bottom-up simulation of IRP portfolios.  Interface designed to provide an intuitive way of creating new scenarios.

 Delinquency entries, provision needs and evolution of results estimation. Scorecard

MIR includes a complete and customizable risks scorecard which, via an OLAP driver, enables the analysis among different levels of aggregation and the generation of multidimensional reports.

An integrated risk platform like mir generates many synergies during implementation and in the business as usual activity of risk managers, assuring

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Operational and Analitical Environment

MIR provides to the different areas of the firm with an analysis and simulation environment, being able to nimbly produce new strategies.

Bringing these strategies into production is done automatically through batch processes, which replicate the parameterizations established by the user.

Three layers architecture

The user´s PC with a web navigator (that will act as the client). A Java applications web server for which different versions exist in

nearly every OS.

A Relational Database Manager System.

MIR’s architecture strictly applies market standard technologies in order to reduce technology costs

Main characteristics:

Incremental implementation and tool adapted to the needs and possibilities of each client.

Maintenance service of the tool which encompasses a personalized attention according to the needs of the client: - Contrasted tool, used for regulatory and management reporting by a large number of entities, overcoming

throughout these years various internal and external audit processes.

- Continual evolution, through annual releases with regulatory updates and technical improvements.

- High level of parameterization and customization, with the possibility of adding new reports or functionalities. Adaptable, developed with market standard technologies and with a multiplatform focus.

Integrated reporting, including interactive graphs and an OLAP driver, to enable the exploitation of multidimensional reports.

In a changing and competitive environment like the current one, an adaptable integrated risk solution becomes necessary, enabling a nimble

decision making process and reducing the timings of putting into production new strategies

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Management Solutions

Business consulting leader firm

Management Solutions is an international consulting Firm whose core mission is to deliver business, risk, financial, organization and process-related advisory services, targeted at both functional aspects and the implementation of related technologies.

Management Solutions operates through 18 offices, 9 in Europe, 8 in the Americas and 1 in Asia, with more than 1,200 professionals working as part of a multidisciplinary team that incluides functional and technical analystis as well as mathematicians and other specialist.

Management Solutions´ differentiating factor lies in its in-depth knowledge of the businesses in which its clients operate and in its high degree of sector and functional specialization.

To ensure full coverage of its clients´ needs, Management Solutions structures its value proposition by industry and line of activity, gathering a wide range of skills.

For further information you may contact:

José Luis Carazo

Management Solutions Partner

[email protected] Alberto Rilo

Management Solutions Partner

[email protected] Juan García

Management Solutions Manager

[email protected]

“We create value propositions for our clients and commit to their effective implementation, to exceed client expectations, becoming their trusted partners”

Services

Strategy

Sales Management and Marketing Risk Management and Control Management and Financial Information

Organisation and Processes Applied Technology

Industries

Financial Entities (Banking and Insurance) Energy

Telecommunications

Consumer products and Industry Government

Europe Madrid, Barcelona, Bilbao, London, Frankfurt, Warsaw, Zurich, Milano, Lisbon

America

New York, San Juan de Puerto Rico, México DF, Bogotá, Lima, Sao Paulo, Santiago de Chile, Buenos Aires

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© Management Solutions. 2012

All rights reserved

Madrid Barcelona Bilbao London Frankfurt Warszawa Zürich Milano Lisboa Beijing

New York San Juan

de Puerto Rico

México D.F. Bogotá São Paulo Lima Santiago de Chile Buenos Aires

References

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