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1
1Copyright © 2009 FlightSafety International, Inc. All Rights Reserved. Unauthorized reproduction or distribution is prohibited.
Crew Resource Management
for 135 operations
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CRM TRAINING FOR PART 135 – WHY?
FAA reviewed 268 accidents
that occurred under part 135
between 1998 and 2008.
24 accidents were directly
related to ineffective CRM and
resulted in 83 fatalities and 12
serious injuries.
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PART 135 ACCIDENTS BETWEEN 2007-2009
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FAA FINAL RULE PART 135
Effective March 22, 2011
• Requires CRM training for pilots and flight
attendants
• Must establish initial & recurrent training
• No credit for previous CRM initial course
from a previous employer – must be unique
to current operation
• Some credit (maybe) from in-house
training that occurred before the effective
date of the rule
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MINIMUM REQUIREMENTS FOR 135 CRM
• Authority of Pilot in Command
• Communication processes
• Building and Maintaining a team
• Workload Management
• Fatigue and Stress Management
• Aeronautical decision making
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COMMON ARGUMENTS AGAINST CRM
• It’s “charm school”
• It’s an old concept, we’ve all been there done that
• We all know what we’re supposed to do
• It’s no longer relevant
• We don’t have time for this
• Our department is too small
• It’s too expensive
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1
st
Generation – Cockpit Resource
Management ( 1981)
2
nd
Generation – Crew Resource
Management (Late 1980’s)
3
rd
Generation – Broadening the
Scope (Early 1990’s)
4
th
Generation – Integration and
Proceduralization (1993)
5
th
Generation – Error Management
(1999)
6
th
Generation – Threat and Error
Management (2001)
The Evolution of Crew Resource Management Training in Commercial Aviation. University of Texas at
Austin Human Factors Research Project: 235. Helmreich, R.L., Merritt, A.C., & Wilhelm, J.A. (1999). Published by the International Journal of Aviation Psychology, 9(1), 19-32.
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RELEVANCE?
ASRS database indicates that between January
2006 and July 2009, CRM was mentioned in 450
air crew narratives (ACN’s).
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•
Situational Awareness
•
Decision Making
•
Workload Management
•
Task Prioritization
•
Monitoring & Crosschecking
•
Inquiry, Advocacy, Assertiveness
•
Leadership
•
Culture
•
Communication
•
Error Management
•
Teamwork & Crew Coordination
•
Fatigue Education & Awareness
•
Stress Management
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September 14, 2007 – Atlanta, GA
NTSB probable cause:
• failure to execute a missed
approach
• Failure to obtain proper
touchdown point
• Lack of standard operating
procedures
• Inadequate windshield
maintenance
• Poor/inadequate CRM
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Copyright © 2011 FlightSafety International, Inc. Unauthorized reproduction or distribution is prohibited. All rights reserved.
Copyright © 2011 FlightSafety International, Inc. Unauthorized reproduction or distribution is prohibited. All rights reserved.
ARE WE JUST “CHECKING THE BOX?”
Behavior that is not corrected sends the
message the behavior is accepted!
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WHAT SHOULD A CRM PROGRAM LOOK LIKE?
Organizational
Culture
Program Design
Implementation
Evaluation
Feedback
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“CRM deficiencies almost always contribute
to the unsatisfactory performance of a
TASK.”
“CRM focuses on situational awareness,
communication skills, teamwork, task allocation,
and decision making within a comprehensive
framework of standard operating procedures.”
Influence of non-technical training on
technical performance:
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“Examiners are required to exercise proper CRM competencies in
conducting tests, as well as expecting the same from applicants.”
“CRM evaluations are still largely subjective.”
“Pass/Fail judgments based solely on the CRM issues must be
carefully chosen since they may be entirely subjective.”
“CRM is not a single TASK. CRM is a set of competencies , which
must be evident in all TASKs in this practical test standard, as
applied to the single-pilot or the multicrew operation.”
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CRM BEHAVIORAL MARKERS
• Observable non-technical behaviors that
contribute to performance
• Structured into a set of categories
(sometimes sub-categories)
• Derived from data and analysis
• Accident reports
• Confidential reporting systems
• Interviews
• Surveys
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UNIV. OF TEXAS BEHAVIORAL MARKERS
P=pre departure/taxi T=Takeoff/climb
D=Descent/Approach/LDG G=Global
SOP BRIEFING The required briefing was interactive and operationally thorough
•Concise, not rushed, and met SOP requirements •Bottom lines established
P-D PLANS STATED Operational plans and decisions were
communicated and acknowledged ••Shared understanding about plans “Everybody on same page”
P-D WORKLOAD
ASSIGNMENT Roles and responsibilities were defined for normal and non-normal situations •acknowledged Workload assignments were communicated and P-D CONTINGENCY
MANAGEMENT Crew members developed effective strategies to manage threats to safety ••Threats and consequences were anticipated Used all available resources to manage threats
P-D MONITOR/
CROSSCHECK Crew members actively monitored and cross-checked systems and other crewmembers •Aircraft position, settings, and crew actions were verified P-T-D WORKLOAD
MANAGEMENT Operational tasks were prioritized and properly managed to handle primary flight duties
•Avoided task fixation •Did not allow work overload
P-T-D VIGILANCE Crew members remained alert of the
environment and position of the aircraft •Crew members maintained situational awareness P-T-D AUTOMATION
MANAGEMENT Automation was properly managed to balance situational and/or workload requirements ••Automation setup was briefed to other members Effective recovery techniques from automation
anomalies
P-T-D
EVALUATION OF
PLANS Existing plans were reviewed and modified when necessary •make sure existing plan was the best plan Crew decisions and actions were openly analyzed to P-T INQUIRY Crew members asked questions to investigate
and/or clarify current plans of action ••Crew members not afraid to express a lack of knowledge “Nothing taken for granted” attitude
P-T ASSERTIVENESS Crew members stated critical information and/or
solutions with appropriate persistence
•Crew members spoke up without hesitation P-T
COMMUNICATION
ENVIRONMENT Environment for open communication was established and maintained
•Good cross talk
•Flow of information was fluid, clear, and direct
G LEADERSHIP Captain showed leadership and coordinated
flight deck activities ••In command, decisive Encourage crew participation
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NOTECHS BEHAVIORAL MARKERS
Categories
Elements
Behaviors
COOPERATION
Team building & maintaining Establishes atmosphere for open communication and participationConsidering others Takes condition of other crew members into account
Supporting Others Helps other crew members in demanding situation
Conflict Solving Concentrates on what is right rather than who is right
LEADERSHIP &
MANAGERIAL SKILLS
Use of authority and assertiveness Takes initiative to ensure involvement and task completion
Maintaining standards Intervenes if task completion deviates from standards
Planning and coordinating Clearly states intentions and goals Workload Management Allocates enough time to complete tasks
SITUATION
AWARENESS
System Awareness Monitors and reports changes in system states
Environmental awareness Collect information about the environment Anticipation Identifies possible/future problems
DECISION MAKING
Problem definition/diagnosis Reviews causal factors with other crewmembersOption generation States alternative courses of action Asks other crewmembers for options Risk assessment/ option choice Considers and shares risk of alternative
courses of action
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20Copyright © 2009 FlightSafety International, Inc. All Rights Reserved. Unauthorized reproduction or distribution is prohibited.