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(1)

EXCELLENCE EXPERTISE INNOVATION

Tuberculosis

Infection Prevention in Health

Care Settings

Jeffrey L. Levin, M.D., M.S.P.H.

November 18, 2015

Tuberculosis Intensive

November 17‐20, 2015

San Antonio, TX

• No conflict of interests

• No relevant financial relationships with any 

commercial companies pertaining to this 

educational activity

Jeffrey L. Levin, M.D., M.S.P.H. has the

following disclosures to make:

(2)

EXCELLENCE EXPERTISE INNOVATION

Tuberculosis

Infection Prevention in Health Care Settings

Jeffrey L. Levin, M.D., M.S.P.H.*

for Heartland National TB Center *Department of Occupational Health Sciences, The University of Texas Health Science Center at Tyler

Tuberculosis Intensive

No conflict of interests

No relevant financial relationships with any 

commercial companies pertaining to this 

educational activity

Jeffrey L. Levin, M.D., M.S.P.H.

has the

following disclosures to make:

(3)

To describe the components of an effective infection 

prevention program including:

 Administrative controls to reduce risk of exposure

 Environmental controls  to prevent spread and reduce 

concentration of droplet nuclei 

 Personal respiratory protection in areas with 

increased risk of exposure

 Infection prevention in the operating room

Objectives

 CDC: Tuberculosis Infection Control and Prevention in Health Care Settings  last accessed on 06‐29‐2014 at  http://www.cdc.gov/tb/topic/infectioncontrol/default.htm#infection.  Centers for Disease Control and Prevention.  Guidelines for preventing the  transmission of Mycobacterium tuberculosis in Health‐Care Settings, 2005.   MMWR Recommendations and Reports, December 30, 2005, Vol. 54, No.  RR‐17; last accessed on 06‐29‐2014 at  http://www.cdc.gov/mmwr/pdf/rr/rr5417.pdf.  NIOSH Workplace Safety & Health Topics:  Tuberculosis web page last  accessed on 06‐29‐2014 at http://www.cdc.gov/niosh/topics/tb/.  National Institute for Occupational Safety and Health.  NIOSH respiratory  protection program in health care facilities.  September 1999;  DHHS  (NIOSH) Publication No. 99‐143.   OSHA:  Tuberculosis web page last accessed on 06‐29‐2014 at  https://www.osha.gov/SLTC/tuberculosis/index.html.

References & Resource Materials

(4)

 Early identification

 Prompt airborne infection isolation

 Effective treatment of persons with active 

TB

 Guidance:  

Centers for Disease Control and Prevention.   Guidelines for preventing the transmission of Mycobacterium  tuberculosis in Health‐Care Settings, 2005.  MMWR  Recommendations and Reports, December 30, 2005, Vol. 54, No. RR‐ 17; http://www.cdc.gov/mmwr/pdf/rr/rr5417.pdf.

Fundamentals of TB Infection Prevention

The Unsuspected Patient

with TB disease!!

What is the most dangerous type 

of TB to Health Care Workers?

(5)

 Aerosol (airborne droplet nuclei) transmits infection  21‐23% of close contacts become infected   Patient factors  Disease in lung, airway, and/or larynx  Coughing or cough inducing procedure  Concentration of droplet nuclei (cavitary>non‐cavitary).  Sputum smear – • Positive:  transmission occurs • Negative, but culture positive:  transmission less often  Environmental factors  Duration of contact   Small enclosed space  Poor ventilation or recirculation of room air  Other factors   Susceptibility of the host  Poorly understood bacteria characteristics  Infection rate drops rapidly with treatment initiation

Transmission of Tuberculosis

How long should

patients be isolated?

(6)

Patients are not considered infectious if they 

meet the following criteria:

 Adequate therapy for 2 or 3 weeks

 Favorable clinical response

 Sputum smear negative x 3 (consecutive, 8‐24 

hours apart, at least one early morning)

Traditional

CDC Isolation Recommendations

Disconnect:

Recommendation vs. Reality

Amended 

CDC Isolation Recommendations

Many patients released from strict

isolation after 2 – 3 weeks

(cough resolved, energy improved,

smear grade↓, pan-susceptible

(7)

 Guiding principle:  Minimize transmission risk

 Inpatient 

therapy guidelines:

Is it worth putting more people at risk?

Clinical indications (e.g., massive hemoptysis, 

concurrent disease complications)

High risk for poor adherence to therapy

Outpatient or Inpatient Therapy?

In general, patients who have suspected or confirmed 

TB disease should be considered infectious if they 

 have disease in the lungs, airway, or larynx, or 

 are coughing, or 

 are undergoing cough inducing procedures, or 

 have positive AFB sputum smears, 

And 

 are not on anti‐tuberculosis chemotherapy, or 

 have just started chemotherapy, or 

 have a poor clinical or bacteriologic response to 

chemotherapy. 

Recognition of Infectiousness

(8)

 Exposure in small, enclosed spaces

 Inadequate local or general ventilation that results in 

insufficient dilution or removal of infectious droplet 

nuclei

 Recirculation of air containing infectious droplet nuclei

 Inadequate cleaning of equipment

Environmental Factors that

Enhance Probability of Transmission

 Advisory

CDC 2005 Guidelines

NIOSH and respirators

 Regulatory

Federal OSHA

State OSHA (where applicable)

State public health agency for reporting

 Accreditation

The Joint Commission

Agency “Oversight” for HCWs

(9)

 Applies to entire health care setting rather 

than selected areas 

 Scope of settings broader:  laboratories, more 

outpatient & non‐traditional settings

Overview of Scope Difference

2005 versus 1994 CDC Guidelines

(10)

All patients with confirmed drug‐susceptible TB disease should 

remain in AII while hospitalized until they:

 have had three consecutive, negative AFB sputum smear results 

collected in 8‐24 hour intervals (at least one should be an early 

morning specimen as respiratory secretions pool overnight).  

Will generally allow patients with negative smear results to be 

released from airborne precautions in 2 days;

 demonstrate clinical improvement; and 

 are on adequate anti‐TB chemotherapy.

Continued isolation for those with multi‐drug resistant TB

Airborne Infection Isolation (AII)

TB Infection Prevention Program and

Three‐Level Hierarchy of Controls

(11)

Administrative Controls

Primary strategy for 

infection prevention 

intended to reduce risk of 

exposing uninfected 

persons to persons who 

have infectious TB

 Assigning responsibility for TB infection prevention

 Conducting a TB risk assessment

 Developing and instituting a written TB infection 

prevention plan

 Ensuring the timely availability of lab

 Implementing effective work practices and work 

assignments

 Ensuring proper cleaning/disinfection of equipment

 Training and education of HCWs

 Screening and evaluating HCWs

 Applying epidemiologic principles

 Coordinating efforts with state/local health departments

Administrative Controls

(12)

 TB infection prevention programs for settings where 

patients with suspected or confirmed infectious TB 

disease might be encountered (whether or not kept 

beyond initial assessment or care)

 TB risk assessment (CDC 2005, Appendix B)

 Community rate of TB disease  Number of patients with TB disease presenting for care  Timeliness of recognition, isolation, and evaluation  Evidence for transmission of MTB in the setting  Types and condition of environmental controls present in facility  Annual risk assessment

Administrative Controls

 Baseline testing for M. tuberculosis infection  Serial testing for M. tuberculosis infection  Serial screening for signs or symptoms of TB disease ‐ exempt HCWs who  have a documented history of a positive screening test result or adequate  therapy for TB infection or disease, from further testing unless symptomatic  TB training and education  Two step TST versus blood analysis for MTB (BAMT/IGRA) strengths and 

TB Screening for HCWs

(CDC 2005 – Appendix C)

(13)

Risk Classification to Determine Need for HCW 

TB Screening and Frequency*

*CDC Guidelines, 2005

Environmental Controls

Environmental controls 

(the second level of the 

hierarchy) prevent the 

spread and reduce the 

concentration of infectious 

droplet nuclei.  

Environmental controls 

include technologies for 

the removal or inactivation 

of M. tuberculosis.

(14)

 Primary

 Controlling the source of infection by use of local exhaust  ventilation (hoods, tents, or booths)  Diluting and removing contaminated air by use of general  ventilation

 Secondary

 Controlling the airflow to prevent contamination of air in areas  adjacent to the source (Airborne Infection Isolation rooms or  AII)  Cleaning the air by use of high‐efficiency particulate air (HEPA)  filtration   CDC guidelines recommend the use of ultraviolet germicidal  irradiation (UVGI) only with the simultaneous use of HEPA  filters and high rates of purge airflow

Environmental Controls

 Two types of general ventilation system

 Single pass (preferred)  Recirculation (use of air‐cleaning technologies like HEPA  filtration)  Constant air volume preferred over variable air volume systems  as negative pressure differential easier to maintain

 Negative pressure

 Achieved by exhausting air at higher volumetric rates of 12 air  changes per hour (ACH) in new facilities  (> 6 ACH for AII in  existing facilities)  Move air from less to more contaminated  Ceiling to floor one option to reduce HCW exposure

 Importance of monitoring and regular maintenance

Environmental Controls

General Ventilation‐Special Issues

(15)

 High‐efficiency particulate air filtration

 Minimum removal efficiency of 99.97% of particles > 

or = to 0.3 microns in diameter

HEPA

CDC Guidelines, 2005

Room Air Flow Pattern

Designed to Provide Mixing of Air

(16)

An ante room is always recommended, as this provides a 

barrier between the TB Room and hallways and limits the 

impact of opening doors and traffic.  Helps to maintain 

Negative Isolation.

Patient

Room Ante room HEPA Filter

From CDC Guidelines, 2005

Monitoring Room Air Flow

Continuous Monitor with Pressure Alarm

(17)

 Normal OR Airflow: OR  Hallway

 Bacterial contamination of surgical field

But… Dissemination of TB from surgical field

 Measures to prevent TB dissemination in OR

Administrative: Schedule patient with TB disease during 

low‐use period (few other patients/staff, extended time 

after case for air purification)

Environmental: OR w/ ante room; Ante room air flow 

pressure negative to OR & hallway; >95% efficiency filter 

on expiratory port vent/anesthesia machine

Respiratory Protection: Staff wear N95 mask

Special Situation:

Operating Room (OR) 

Personal Respiratory Protection

The third level of the 

hierarchy is the use of 

personal respiratory 

protection in situations 

that pose a relatively high 

risk for exposure.

(18)

 Implementing a respiratory protection program

 Training HCWs on respiratory protection

 Training patients on respiratory hygiene and cough 

etiquette procedures

Respiratory Protection Measures

 1994 – CDC Guidelines  10/17/1997 – OSHA published a proposed standard for occupational  exposure to MTB (29 CFR 1910.139)  Respirator usage for TB regulated by OSHA under 29 CFR 1910.139 and  compliance policy directive (CPL) 2.106 (Enforcement Procedures and  Scheduling for Occupational Exposure to Tuberculosis) and CPL 2‐254A  (Respiratory Protection Program Guidelines)  12/31/2003 – OSHA announced termination of rulemaking for a TB standard  Respirator usage for TB now regulated under the general industry standard  for respiratory protection (29 CFR 1910.134)   Consolidated Appropriations Act for 2005 and 2006 – none of the funds  appropriated to administer or enforce Respirator Standard to require annual  fit testing beyond initial testing  Restrictions removed in 2008 – see OSHA at  http://www.osha.gov/pls/oshaweb/owadisp.show_document?p_table=INTERPRETATIONS&p_id

Respirators‐Sequence of Events

(19)

When Should Personal

Respiratory Protection be Used?

 In other settings where administrative 

and environmental controls are not 

likely to protect them from inhaling 

infectious airborne droplet nuclei

 While conducting aerosol‐producing 

procedures

 Entering areas in which patients with suspected or 

confirmed infectious TB disease are being isolated

 Present during cough inducing or aerosol generating 

procedures performed on patients with suspected or 

confirmed infectious TB disease

Respirator Program Steps (NIOSH)

 Conduct a TB risk assessment

 Select respirators

 Write Standard Operating Procedures 

(SOPs)

 Medically screen all users

 Provide training

 User seal check, fit‐test, and issue 

respirators

 Inspect, clean, maintain, and store 

respirators

 Evaluate the program

(20)

 At least N‐95 particulate filter respirators certified by 

the National Institute for Occupational Safety and 

Health (NIOSH) should be used and is adequate in most 

situations 

 Ability to adequately fit respirator wearers who are 

included in a formal respiratory protection program

 Ability to fit the different facial sizes and characteristics 

of health care workers. This can usually be met by 

making respirators available in different sizes

 In selecting respirator models, give preference to 

models shown by their manufacturers to have 

inherently well fitting characteristics

Respirator Selection Criteria for MTB

OSHA’s

Respiratory Protection Standard

29 CFR 1910.134

(21)

Filtering Face Piece

A negative pressure particulate respirator with a

filter as an integral part of the face piece or with

the entire face piece composed of the filtering

medium. Meets the CDC/NIOSH criteria for N95.

Also includes other higher efficiency (99 and 100)

models and different (P and R) mask materials.

Nine classes:  three levels of filter efficiency, each 

with three categories of resistance to filter 

efficiency degradation due to the presence of oil 

aerosols

Classes of Non‐powered

Air‐Purifying Particulate Filters

N – 95, 99, 100 ; N for Not resistant to oil

R – 95, 99, 100 ; R for Resistant to oil

P – 95, 99, 100 ; P for oil Proof

(22)

An air‐purifying respirator that uses a blower to 

force the ambient air through air‐purifying 

elements to the inlet covering.

Powered Air‐Purifying Respirator 

(PAPR)

Physician or Other Licensed Health 

Care Professional (PLHCP)

An individual whose legally permitted scope of

practice (i.e., license, registration, or

certification) allows him/her to independently

provide, or be delegated the responsibility to

provide, some or all of the health care services

required by paragraph (e), Medical evaluation.

(23)

 Must provide a medical evaluation to determine employee’s ability  to use a respirator, before fit testing and use  Must identify a PLHCP to perform medical evaluations using a  medical questionnaire or an initial medical examination that obtains  the same information  Medical evaluation must obtain the information requested by the  questionnaire in Sections 1 and 2, Part A of App. C of the OSHA  Standard  Follow‐up medical examination is required for an employee who  gives a positive response to any question among questions 1 through  8 in Section 2, Part A of App. C or whose initial medical examination  demonstrates the need for a follow‐up medical examination

Medical Evaluation: Procedures

 Annual review of medical status is not required

 At a minimum, employer must provide additional medical 

evaluations if:

 Employee reports medical signs or symptoms related to the ability to  use a respirator  PLHCP, supervisor, or program administrator informs the employer that  an employee needs to be reevaluated  Information from the respirator program, including observations made  during fit testing and program evaluation, indicates a need  Change occurs in workplace conditions that may substantially increase  the physiological burden on an employee

Medical Evaluation

Additional Medical Evaluations

(24)

Fit Testing

Before an employee uses any respirator with a

negative or positive pressure tight-fitting face

piece, the employee must be fit tested with the same

make, model, style, and size of respirator that will be

used – annual testing and training.

Qualitative Fit Test (QLFT)

A pass/fail fit test to assess the adequacy of respirator fit 

that relies on the individual’s response to the test agent.

Agents prescribed in Appendix A in OSHA Regulations –Isoamyl AcetateSaccharin Sodium

Denatonium Benzoate (Bitrex)Stannic Chloride (Irritant smoke)

(25)

Quantitative Fit Test (QNFT)

An assessment of the adequacy of respirator fit

by numerically measuring the amount of

leakage into the respirator. (Rainbow passage)

User Seal Check

An action conducted by the respirator user to

determine if the respirator is properly seated

to the face.

Positive Pressure

Check

Negative Pressure

Check

(26)

 TB incidence in community & hospitals is 

decreasing, though resistant organisms have 

increased

 Risk to health care workers is decreasing

(…but Risk for increased complacency!)

Concluding Observations

 What is the correct sequence for the application of 

control measures in a tuberculosis exposure prevention 

program?

A. Administrative, Engineering, Respiratory  Protection

B. Respiratory Protection, Administrative, Engineering

C. Engineering, Respiratory Protection, Administrative

D. The sequence makes no difference

E. None of the above

Test Your Knowledge

Question #1

(27)

 What is the correct sequence for the application of 

control measures in a tuberculosis exposure prevention 

program?

A.

Administrative, Engineering, Respiratory Protection

B.  Respiratory Protection, Administrative, Engineering

C.   Engineering, Respiratory Protection, Administrative

D.   The sequence makes no difference

E.   None of the above

Test Your Knowledge

Question #1 ‐

Answer

 Appropriate administrative measures include:

A. Conducting a TB risk assessment

B. Testing and evaluating health care workers who 

are at risk for TB or may be exposed to TB

C. Controlling the source of infection by use of local 

exhaust ventilation

D. Diluting and removing contaminated air by use 

of general ventilation

Test Your Knowledge

Question #2

(28)

 Appropriate administrative measures include:

A.

Conducting a TB risk assessment

B.

Testing and evaluating health care workers who 

are at risk for TB or may be exposed to TB

C. Controlling the source of infection by use of 

local exhaust ventilation

D. Diluting and removing contaminated air by use 

of general ventilation

Test Your Knowledge

Question #2 ‐

Answer

 Personal respirators should be used in settings 

where administrative and environmental 

controls may not fully protect health care 

workers from infectious droplet nuclei.

A.  True

B.  False

Test Your Knowledge

Question #3

(29)

 Personal respirators should be used in settings 

where administrative and environmental 

controls may not fully protect health care 

workers from infectious droplet nuclei.

A.  True

B.  False

Test Your Knowledge

Question #3 ‐

Answer

Questions?

Thank You

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