Directors & Officers Liability Insurance Financial Institutions

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Schedule

AIG CorporateGuard SEC

Directors & Officers Liability Insurance

Financial Institutions

Policy Number

1 Policyholder

2 Registered Address

From: Inception Date

3 Policy Period

To: Expiry Date

00.01 Greenwich Mean Time (Both days inclusive).

4 Limit of Liability GBP a) Per Non-Executive Director limit: (10% of the limit of liability up to a maximum of GBP 1,000,000) GBP

5 Special Excess Protection for Non-Executive Directors

(Payable in addition to the limit of liability)

b) Aggregate limit for all Non-Executive Directors: (60% of the limit of liability up to a maximum of GBP 6,000,000) GBP 6 Retention

Securities Retention: USD

Employment Practices Retention:

USD:

US Claim

Applicable Retention for any other Loss:

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Securities Retention: GBP:

Employment Practices Retention:

GBP:

Rest of World Claim

Applicable Retention for any other Loss:

GBP:

7 Sub-limits of liability Limit GBP

Director and Officer Protection / Extension

2.1 (ii)

Assets & Liberty Extradition Expenses (Accredited Crisis Counsellor and / or Tax Advisor)

GBP 50,000 in the aggregate

2.1 (ii)

Assets & Liberty Extradition Expenses (Public Relations Consultants)

GBP 250,000 in the aggregate

2.1 (iii) Assets & Liberty Personal

Expenses GBP 250,000 in the aggregate

2.3 Insolvency Hearing Cover GBP 50,000 in the aggregate

2.5 Reputation Expenses GBP 250,000 in the aggregate

2.8

Circumstance/Claim Mitigation: Mitigation Costs, Prosecution Costs and Professional Fees

10% of the limit of liability with a maximum of GBP 1,000,000

3.4 Emergency Costs 20% of the limit of liability

3.5 Derivative Investigation Costs GBP 250,000

3.7 Global Dutch Securities Settlement

Advice GBP 50,000 in the aggregate

3.8 Company Crisis Loss GBP 100,000 in the aggregate

Sub-limits of liability shown are the total amount payable under all Insurance Covers purchased and Extensions combined.

8 Continuity Date:

9 Discovery Period:

1 year: 100% of the full annual premium in effect at the expiry

of the policy period

2 years: 150% of the full annual premium in effect at the expiry

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10

Insurer

AIG Europe Limited

11

Insured Event & Circumstance Notice

Financial Lines Claims

AIG UK Limited

2-8 Altyre Road

Croydon CR9 2LG

or by facsimile to +44 020 8680 7321

or by email to

Claims.DO@Aig.com

12 Total Premium (Before IPT) GBP

13 Insurance Covers/ Director and Officer Protection and Extensions

Only Insurance Covers and Extensions designated as “Covered” below are “Provided” under this policy. “Not Covered” means “Not Provided”.

Management Liability Insurance Cover 1.1 Covered

Pre-Claim Inquiry Insurance Cover 1.2 Covered

Special Excess Protection for Non-Executive

Directors Insurance Cover 1.3 Covered

Company Securities Liability Insurance Cover 1.4 Covered

Assets & Liberty Extension 2.1 Covered

Derivative Investigation Hearing Costs Extension 2.2 Covered

Insolvency Hearing Cover Extension 2.3 Covered

US Regulatory Clawback Extension 2.4 Covered

Reputation Expenses Extension 2.5 Covered

Regulatory Enforcement Extension 2.6 Covered

Corporate Manslaughter Extension 2.7 Covered

Circumstance / Claim Mitigation Extension 2.8 Covered

International Jurisdiction Extension 2.9 Covered

Interpretive Counsel Extension 2.10 Covered

New Subsidiaries Extension 3.1 Covered

Discovery Period Extension 3.2 Covered

Lifetime Run-Off for Retired Insured Persons Extension 3.3 Covered

Emergency Costs Extension 3.4 Covered

Derivative Investigation Costs Extension 3.5 Covered

First Dollar E-Discovery Consultant Services Extension 3.6 Covered

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Company Crisis Loss Extension 3.8 Covered

14

Passport Master Policy Program

Yes / No

If yes, then this policy shall act as a Master Policy and the coverage afforded by this policy shall be provided in conjunction with the Passport foreign underlyer policy issued in each International Jurisdiction selected by the Policyholder. The specific structure of the coverage provided by this Master Policy in conjunction with each Passport foreign underlyer policy is set forth in the Passport Structure Appendix attached to this policy.

15 US SEC Exposure Not Covered

Co-insurance percentage Securities Claims (Insurance Clause 1.4) only:

Insurer: % Company: %

% Change in US Market Cap 20%

16 Endorsements

Reference & Description 1. 2. 3. 4. Effective Date: 1. 2. 3. 4.

Privacy Policy

AIG Europe Limited’s Privacy Policy is available at www.aig.co.uk/privacypolicy or by requesting a copy from Data Protection Officer, Legal Department, AIG Europe Limited, The AIG Building, 58 Fenchurch Street, London EC3M 4AB (email: DataProtectionOfficer@aig.com).

By submitting information to AIG relating to any identifiable individual, you represent that you have authority to provide that personal information to AIG. With respect to any individual about whom you provide personal information to AIG, you agree: (a) to inform the individual about the content of the Privacy Policy; and (b) to obtain any legally-required consent for the collection, use, disclosure, and transfer (including cross-border transfer) of personal information about the individual in accordance with the Privacy Policy.

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www.aig.com

AIG is the marketing name for the worldwide property-casualty, life and retirement, and general insurance operations of American International Group, Inc. For additional information, please visit our website at www.aig.com. Products and services are written or provided by subsidiaries or affiliates of American International Group, Inc. In Europe, the principal insurance provider is AIG Europe Limited. This material is for information purposes. Not all products and services are available in every jurisdiction, and insurance coverage is governed by the actual terms & conditions of insurance set out in the policy or in the insurance contract. Certain products and services may be provided by independent third parties. Insurance products may be distributed through affiliated or unaffiliated entities.

Within the UK, AIG Europe Limited is one of the largest providers of general insurance. With offices throughout the country, we insure many of the UK's top businesses, thousands of mid sized and smaller companies, as well as many public sector organisations and millions of individuals. For additional information please visit our website at www.aig.co.uk.

AIG Europe Limited is authorised and regulated by the Financial Services Authority (FSA number 202628). This information can be checked by visiting the FSA website (www.fsa.gov.uk/Pages/register). Registered in England: company number 1486260. Registered address: The AIG Building, 58 Fenchurch Street, London, EC3M 4AB.

AI000000 / 0113 American International Group, Inc. (AIG) is a leading international insurance organisation serving customers in more than 130 countries and jurisdictions. AIG companies serve commercial, institutional, and individual customers through one of the most extensive worldwide property-casualty networks of any insurer. In addition, AIG companies are leading providers of life insurance and retirement services in the United States. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange.

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