Additional information about MG Financial Group also is available on the SEC s website at
Full text
Related documents
The services we provide may include, but are not necessarily limited to: tax preparation, tax planning, insurance review, inventory of assets, analysis of financial goals,
of as the transactions take place. Simply check the box labeled “TRADE CONFIRMATIONS” on the Program Application. Unless you provide different instructions, we will deliver your
The CAP Program is available through a select group of Financial Advisors who provide specialized advisory investment consulting services to investors. The CAP Program is a
Brokerage Practices affecting Wealth Clients are separately disclosed in its Wealth ADV Part 2A. Wealth disclosures include that the Adviser may, in its
SP Financial Group provides fixed-income portfolio solutions to Registered Investment Advisor clients all across the country. Michael specializes in relationship management,
Blevins may receive non-cash compensation beyond that received as a result of his capacity as an Investment Advisor Representative of PlanMember Securities Corporation.. For
These differences create a conflict of interest in that there is a potential financial incentive for your Financial Advisor to recommend or select certain investment
Consequently, in order to continue to obtain the Additional Services from TD Ameritrade, Advisor may have an incentive to recommend to its Clients that the assets under management