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March 7, 2015, Orlando Florida

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 Nana Mgimwa, Senior Administrative

Officer-Grants Management, Muhimbili University of Health and Allied Sciences  Regnier Jurado, Associate Director,

Office of Sponsored Research,

University of California, San Francisco  Jill Mortali, Director, Office of

(3)

 Discuss and understand approaches to

international collaboration and subrecipient relationships

 Discuss and contribute examples of real

challenges across the spectrum of institutional models

(4)

 History of the Partnership  Developing the Project

 Research Administration at MUHAS:

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 Collaborative training program

 Strengthen and expand the capacity of Muhimbili

University of Health and Allied Science(MUHAS) to better manage their

portfolio of existing and future research grants.

 Dartmouth College (DC) and the University of

California, San Francisco (UCSF) to provide training and mentorship

 Intensive residency internships at DC and USCF  In‐country short‐term training programs

(6)

 What do you think are the biggest challenges

faced by a non-US recipient of NIH funds?

 Have you ever been involved in a close

partnership with a non-US grantee institution?

(7)

 Chartered in 2007

 Schools of Dentistry, Medicine, Nursing,

Pharmacy and Public Health and Social Sciences, and the Institutes of Allied Health Sciences and Traditional Medicine.

 Eight Directorates serve as part of the overall

management structure of the University including the Directorate of Research and Publications, its dedicated research office.

 DRP’s mission is to provide a conducive

environment for and promote the conduct of

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 Longstanding research partnerships

 Increase in research funding at MUHAS

 Sponsors that fund MUHAS have become

interested in MUHAS developing capacity to manage research

 2010 MUHAS senior administrators visit UCSF

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 2008 Bill & Melinda Gates Foundation grant  UCSF and MUHAS partnership to build

educational and research infrastructure

 Analysis and produced a gap analysis report

with way forward

 Facilitated establishment of the OSP

 Conducted training in RA and purchased

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Pre-Award Post-Award

 Pre-award Support:

◦ No institutional support for proposal development or submission

 No central tracking of

proposals submitted

 Documentation:

◦ Need to develop policies and procedures

◦ Need PI Guide

 Recovery of indirect costs

◦ Limitations on indirect rates

 Post-award support:

◦ Researchers responsible for their own post-award management  Consultancy  Human resources  Procurement: ◦ Acquisition of supplies and equipment  Finance ◦ Regular Reports

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 PAR-12-069 Training Programs for Critical

HIV Research Infrastructure for Low- and Middle-Income Country Institutions (G11)

 G11- Extramural Associate Research

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 Three-year training implementation (type of

training, topics of the training and the expected candidates for each type of training included.

 Describe courses and research infrastructure

project opportunities that will be available to trainees.

 Mentoring Plan

 Integration of the proposed training with other

relevant capacity building activities at the LMIC (Lower Middle Income Countries), institution.

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 Criteria, recruitment and selection procedures for

trainees

 Measures that can be used to demonstrate

increased capacity at the end

 Short descriptions of all of the on-going HIV

research at the LMIC

 Describe the institutional support and

commitment to the goals of the training program by the applicant and LMIC institutions.

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 Provide a comprehensive, robust and

innovative training platform.

 Assist with the development of standard

operating procedures

 Develop a long-term program sustainability

plan

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 To provide a comprehensive, robust and

innovative training platform . A variety of

methodologies will be employed including short and longer-term residency training at both DC and UCSF for MUHAS staff in the new OSR,

 Short-term “continuing education” programs in

Dar for these individuals (and others) after they return to Tanzania,

 Local training for administrators of smaller

projects,

 Long-term mentorship via distance learning and

other methods lead by DC and UCSF faculty and staff teamed with appropriate MUHAS

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 Project period of award: 8/1/13-1/31/16  Total annual award $102,936

 Some salary support for MUHAS, UCSF,

Dartmouth

 Other direct costs  Travel funds:

◦ 4 Tanzanian OSP administrators to come to Dartmouth for training.

◦ Short-term training in Tanzania

◦ Budgeted amounts cover the cost of travel for 2 US faculty to travel to Tanzania each year.

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Chancellor

University Council

Vice Chancellor

Deputy Vice Chancellor - PFA

Deputy Vice Chancellor - ARC

Deans and Directors

Heads of Department Deans and Directors

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 In 2012 MUHAS developed Office of

Sponsored Projects unit under DRP. The unit is fully functioning with three members of staff. The office is working closely with

sponsored projects accounts department and all PIs.

 Dartmouth through IEARDA helped MUHAS to

register to grant.gov, era commons, sam.gov, PMS and other platform. MUHAS can now

apply grant directly to federal funding agencies and become primary awardee.

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 The MUHAS Grants Management Officer’s primary

responsibility is to provide grants management support and oversight for awards and sub-awards issued through a variety of mechanisms to MUHAS and to administer the full life cycle of grants management activities beginning from pre-award monitoring and assessments; overseeing individual project administrators during post award phase to ensure adequate monitoring/compliance and close-out procedures. The Grants Management Officer engages in planning, monitoring and tracking grants in cooperation with specific project accountants and administrators,

MUHAS procurement unit, finance department and legal office (for contracts). This position reports to the

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 All project contracts are signed by DRP. With

this it is easy to track compliance.

 There is improved support for pre and post

award management

 PIs and prospective PIs are registered in eRa

commons and are encouraged to apply for grants

 There have been several training on matters

of research projects. The training focused on both, research administration and proposal writing

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 Training Assessment Survey  System and Policy Assessment  Monthly Conference Calls

 Webinars

 Attendance of MUHAS research

administrators at SRA and NCURA

 On-site 2 and a half day workshop in

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Day 1 Activity/Topic

9:00 am to 10:30 am Tour of Campus with Focus on Administrative and Research Areas 10:30-10:45 am Welcome Remarks

10:45-11 am Introduction/Roles by each person 11:00-12:00

Roundtable discussions: Organizational Models, Professional Development and the Research Administrator

12:00-12:30 pm Lunch 12:30 pm to 1:30 pm

Discussion: Research projects, new initiatives and strategic planning for research administration at MUHAS

1:30-2:30 pm Commons Challenges and Solutions for Proposal Preparation 2:45 pm to 4:30 pm Foundations of Research Administration

Agenda Day One:

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Day 2

Activity/Topic

9:00 am to 9:30 am Post Award: Basic principles of internal controls

9:30 am to 10:15 am Post Award: Award Negotiation, Receipt and Account Set Up 10:15 am to 11:00 am

Post Award: Terms and Conditions; Policies and Procedures for Effort Reporting, cost transfers

11:00 am to 12:00 pm How to prepare for and survive an audit (case studies) 12:00 pm to 12:30 Lunch

12:30-1:15

Roundtable Discussion: Dartmouth, UCSF, MUHAS Policies and Procedures

Day 3 Activity/Topic

9:00 am to 10:00 am Case Studies

10:00 am to 11:00 am Open Forum/Discussion 11:00 AM -11:30 am Closing Remarks

Agenda Day Two and Three:

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• Year 1

• Hired OSP staff including Nana • Office set up

• Centralized data base for tracking sponsored projects • Hired support staff for accounting and procurement

• Defined roles, responsibilities and accountability of OSP • Year 2

• Draft SOPs, including procurement and finance manuals, and routing procedures

• Route all grant applications, negotiations through OSP • Year 3

• Continue Dartmouth, MUHAS, UCSF training of research administrators

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Pre-award Post-award

Assure readiness to submit applications, registrations on donor application systems

Analyze terms and conditions

Funding opportunities Administer policies and

procedures for compliance with grant terms, research ethics, conflict of interest, research misconduct, IRB

Proposal development: review of funding announcements, budget preparation

Develop and implement a project reporting system (financial and technical performance)

Tracking proposals Work with sponsors and auditors

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 Financial Regulations

 Material Transfer agreement  IRB Policy

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 There is still a rudimentary record keeping

system.

 Scarcity of skilled human resources at OSP

 Lack of SOP for research administration function

 There is need for competency based training in

pre and post award management so that the

business aspect of projects can be managed by administration staff while science remains with scientists. This will reduce burden to PIs and eventually produce better research reports.

(33)

 Procurement

 Time and Effort reporting  Financial transactions

 Overhead costs/charges: amount charged

and expenditure

 Consultancy

 Human resource: Hire, Departing staff,

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 OSP at MUHAS is expected to be a fully

functioning unit working closely with PIs and sponsors.

 The office will provide support from looking

for funding opportunities to close outs.

 The unit is expecting to hire more competent

staff in areas of legal, procurement,

accounting, Human resource and research administration/development.

(35)

 The partnership has been successful because

there are more research collaborations between the institutions involved.

 Senior research administrators from both

UCSF and Dartmouth have been support MUHAS OSP through training , mentorship and enquiries.

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 UCSF Global Health Sciences

globalresearchhub.ucsf.edu

 NACUBO International Resource Center

irc.nacubo.org

 NIH Fogarty International Center

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 International Research Ethics Education and Curriculum Development Award (Bioethics)  Deadlines

 Deadlines

 Upcoming letter of intent due dates: April 22, 2015  Upcoming application due dates: May 22, 2015  Eligibility

 Eligibility

 Applications from foreign organizations must be from institutions located in countries defined

by The World Bank as low income, lower-middle income or upper-middle income. See The World Bank Country and Lending Groups to identify countries with low- or middle-income economies.

 Applicants are encouraged to collaborate with Fogarty Research and Research Training

programs, or with other NIH grantees working in the developing countries where trainees are recruited. Collaboration with partners (listed below) is also encouraged.

 View full eligibility in the program announcement.  Program Overview

 Program Overview

 The purpose of the International Research Ethics Education and Curriculum Development

Award is to develop master's level curricula and provide educational opportunities for developing country academics, researchers and health professionals in ethics related to

performing research involving human subjects in international resource poor settings. The goal of this initiative is to increase the number of developing country scientists, health

professionals and relevant academics with in-depth knowledge of the ethical considerations, concepts and applications in clinical and public health research.

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 This project has been made possible by the

generous support of the National Institutes of Health, Fogarty Center, G11TW009577

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