Recovery Action Plan Guidelines
July 2011
TABLE OF CONTENTS
Section 1: Introduction ... 3
Audience ... 3
Background ... 3
Purpose ... 3
Section 2: Development of a Recovery Action Plan ... 4
Information Sources ... 4
Recovery Committee Meetings ... 4
Impact Assessment... 5
Recovery Assessment ... 5
Community Consultation Groups ... 5
Recovery Task Groups ... 6
Other Information Sources ... 6
Monitoring ... 6
Section 3: Components of the Recovery Action Plan ... 7
Introduction ... 7
Risks ... 7
Recovery Issues and Actions Register ... 7
Exit Strategy... 8
Information Sources ... 8
Annexure ... 9
Recovery Action Plan Example ... 9
Definitions ... 13
July 2011 Recovery Action Plan Guidelines 3
Section 1: Introduction
Audience
1. These guidelines are written to assist recovery committees in the development of a recovery action plan. These guidelines and the associated template may also assist recovery task groups and community consultation groups in the preparation of their recovery action plan.
Background
2. The NSW State Disaster Plan states that “recovery operations in NSW are supported by the development of a recovery action plan that will be developed for all events requiring a formal recovery process”.
3. The NSW Recovery Plan specifies that the first action for recovery committees is to develop a recovery action plan that details priorities, resource allocation and management.
4. Where a formal recovery committee is not established, a recovery action plan may still be developed by the local council or the Local Emergency Management Committee (LEMC). This will assist in guiding decisions and activities to ensure a successful recovery.
Purpose
5. The Recovery Action Plan Guidelines are written as a supporting document to the NSW Recovery Plan. These guidelines should be read in conjunction with the NSW Recovery Plan and the suite of guidelines written in support of the Plan. These documents are available at http://www.emergency.nsw.gov.au.
6. This document is written as a guide only and is non-prescriptive. A recovery action plan is unique to each event and guided by the needs of the community and the capacity to respond to these needs. An example is provided as an annexure and may be adapted as required for each disaster or emergency.
Section 2: Development of a Recovery Action Plan
7. A recovery action plan provides the strategic direction and operational actions required to facilitate a successful recovery at local, district or state level.
8. One of the first actions for recovery committees is to develop a recovery action plan. A recovery action plan is an ongoing process that may need to be updated as the recovery unfolds or as further information becomes available in order to meet the needs of the community.
Figure 1: Timeline for the development of recovery plans
Information Sources
9. Recovery activities may be derived from a number of key information sources including recovery committee minutes, impact assessments, recovery assessments, non- government organisations, community, businesses, organisations and industries, media, emergency services and government departments.
10. These actions, once agreed upon by the committee, should be incorporated into the recovery committee’s overall recovery action plan for the event.
Recovery Committee Meetings
11. Key actions for the recovery action plan may come from the decisions and actions of recovery committee meetings.
Recovery Planning
•Pre event planning for recovery
"Event"
•A natural disaster or other emergency
Recovery Action Plan
•Responding to community needs after an event
July 2011 Recovery Action Plan Guidelines 5
Impact Assessment
12. An impact assessment is completed as soon as possible following a disaster or emergency by the Local Emergency Operations Controller (LEOCON). The impact assessment provides key information on the impact of the disaster on the community.
13. The impact assessment may also provide valuable information for forming the basis of the recovery action plan including potential risks and recovery requirements.
Recovery Assessment
14. A recovery assessment may be completed for all events requiring a formal recovery process. It assesses the damage, loss and needs of an affected community across the four environments (social, built, economic and natural) following a major event. A recovery assessment builds on the information provided in the impact assessment completed during the response phase.
15. A recovery assessment process may be repeated throughout the recovery, to identify the changing needs of the community in short, medium and long term and may inform the development of a recovery action plan.
Community Consultation Groups
16. The recovery committee may task community consultation groups to develop a recovery action plan on behalf of the community. The community consultation group should liaise with the community to develop and prioritise action items, assist with the implementation and provide feedback to the recovery committee.
17. Community involvement in the recovery action plan process promotes community ownership of recovery and future resilience. A number of strategies can be used to engage the community including workshops and community meetings.
Recovery Task Groups
18. The recovery committee may request that recovery task groups develop a recovery action plan with a specific focus on a particular recovery environment, for example social, built, economic or natural.
Other Information Sources
19. Additional key information sources include non-government organisations, community, businesses, organisations and industries, media, emergency services and government departments.
Figure 2: Information sources for recovery actions for a recovery committee
Monitoring
20. It is essential that each of the actions are monitored by the recovery committee and reported against by the responsible agency.
21. The development of a recovery plan is an ongoing process. New issues and actions will need to be added to the plan as the recovery progresses.
22. The recovery action plan should be updated at each recovery meeting.
Community Consultation Group Recovery Action Plan
Recovery Task Group Recovery Action Plan Recovery Committee Minutes Impact & Recovery Assessments Non-Government Organisations
Businesses Media
Government Departments Community
Emergency Services Recovery Committee recovery action plan
July 2011 Recovery Action Plan Guidelines 7
Section 3: Components of the Recovery Action Plan
Introduction
23. The introduction should include an overview of the disaster or emergency. Types of information that should be documented includes:
type of emergency (e.g. flood, bushfire, earthquake)
location (including Local Government Areas, towns, villages and communities impacted)
Major impacts on the community including disruptions to essential services. Impacts should be broken up into the four recovery environments: social, built, economic and natural.
Risks
24. Consider the following:
What risks are present including the potential for further events?
How severe are the risks?
If the risks eventuate, how are they likely to impact recovery operations?
25. Existing emergency risk management processes should be used when identifying, analysing, evaluating and treating the risks.
Recovery Issues and Actions Register
26. Details the:
issues or needs in each of the four environments: social, infrastructure, economic and natural
issues that have not been considered or for which further information is required specific recovery activity or task required to address the issue
agency(s) responsible for completing the task priority of the activity e.g. high, medium and low duration e.g. short, medium and long term activity date the action is due to be completed
status e.g. completed, in progress, outstanding
27. Any outstanding issues from the response phase should also be included. These may be detailed in the combat agency or supporting functional area reports, advised by agency or functional area representatives on the recovery committee or detailed in the Impact Assessment.
28. For large scale events each of the tables may need to be split into further tables detailing short, medium and long term priorities.
Exit Strategy
29. An exit strategy is a systematic plan for the withdrawal of formal recovery structures once there is no longer a need for regular multi-agency co-ordination and any remaining issues can be dealt with by individual agencies as a part of their normal business.
30. The exit strategy should detail the:
outstanding or ongoing task and associated activities
handover of responsibilities to the agency or service that usually have responsibility for those activities, under normal circumstances
Information Sources
NSW State Disaster Plan NSW Recovery Plan
Community Capacity Building in Disaster Recovery: leaving the community in a better place Albany Community Recovery Management
Whittlesea Community Recovery Plan NSW Guidelines on Funding
Annexure
Recovery Action Plan Example
Event Name Borta Coast Flood 2011 Date of Event 14 March 2011
Prepared By Borta Coast Local Recovery Committee Date Prepared 16 March 2011
Review Date
Introduction
On 14 March 2011, Borta Coast experienced strong winds and heavy rain resulting in widespread flooding across the local government area. The Ballooochi River flooded to major levels impacting on surrounding residences and the caravan park. The SES is the combat agency and continuing operations. The Borta Coast Recovery Committee was established to oversee recovery operations. A Recovery Coordinator, Mr Green, has been appointed.
Key Statistics (as at 23/03/11)
3,522 animal losses; 30 caravans inundated; 2,000 homes inundated; 160 businesses inundated Impacts
Social: Immediate welfare assistance, displaced residents, public health risks from sewerage, contaminated household goods, carcasses and mosquito borne diseases, mental health issues, loss of social activities
Built: Building inundation, public school building damaged, power outages, significant road, culvert and bridge damage, land slips, water supply pump damaged, community facilities damaged and closed (library, community hall, parks and museum), nursing home damaged
Economic: Inadequate and declined insurance, local business loss of income, tourism decline, loss of wages, loss of stock and machinery
Natural: Decline in water quality of the drinking water, undercutting, slumping and erosion of banks, beach erosion, debris build up in creeks and rivers, large quantity of waste and debris
Risks
Potential Risk Severity Impact
Further rain causing flash flooding High rainfalls (up to 200ml) are expected in the next couple of days
Further flooding and inundation
Sewerage loss due to inundation High 600 homes without sewerage for up to 3 weeks if current systems fail
Recovery Issues & Actions
Priority: High
Issue/Need Action/Task Agency
responsible
Environment Duration (Term)
Date to be completed
Status Some residents have lost everything. No
access to money, clothing. Unable to stay in home
Food, clothing and temporary housing required
Community Services
Social Short to medium Main building of nursing home damaged
and uninhabitable. Unable to temporarily house within own facility
Alternate temporary housing for residents to be sought
Health, ADHC
Social Medium to Long Main access road into town closed due to
damage
Temporary repairs to allow road to be opened ASAP
Council Built Short
Electricity outage at hospital, backup generator in use – additional supplies requested
Additional supplies of diesel to be delivered to the hospital
SES Built
Several businesses now closed – staff unemployed, no income
Immediate financial assistance required
Centrelink Economic Short Tap water contaminated, sewerage
system damaged
Health messages distributed Health / Council
Natural / Built
Short
July 2011 Recovery Action Plan Guidelines 11
Priority: Medium
Issue/Need Action/Task Agency
responsible
Environment Duration (Term)
Date to be completed
Status Reports of mental health issues for
community members and recovery staff affected by the flood
Mental Health to establish a 1300 helpline for assistance
Health Social Long
Evacuation Centre to close on 17/03/11.
Need central point for information and services for the community
Establish a recovery centre for the community
Recovery Committee, Public Works, Council
Social Short to Medium
Many local roads damaged –a number of residents are isolated
Resupply continuing. Temporary repairs to be carried out ASAP
SES, Council, RTA
Built Local public school – main building and 2
classrooms damaged. Students cannot return.
Students to be sent to neighbouring schools. Temporary classrooms to be sought
Education &
Training, Transport
Built Medium
A large number of livestock, fodder and farming machinery damaged
RAA to distribute information on grants available to farmers
Rural Assistance Authority
Economic Medium
Disposal of households good damaged by the flood water
Arrange for the community to get free access to the tip for the next 2 weeks
Council Natural Short
Large numbers of animal carcasses on roads and private property
Arrange assistance for removal and disposal
Primary Industries
Natural Medium
Priority: Low
Issue/Need Action/Task Agency
responsible
Environment Duration (Term)
Date to be completed
Status Agency information and available grants
needs to be communicated to the community
Council to develop a recovery newsletter for the community.
Agencies to supply information to Council
Council, Agencies
Social Medium
to Long
Potential angst in the community Community meeting and bbq to be held on 22 March. Agency
representation required
Council, Agencies
Social Medium
Damage to fire trails Discussions to be held with the Rural Fire Service in relation to restoration
Recovery Coordinator
Built Medium
Community Hall damaged permanently.
Needs to be demolished.
Alternate hall to be sourced for ongoing community social activities.
Long term planning needed.
Council Built Long
Significant impact on tourism Examine marketing campaign to regain tourism number prior to Easter
Tourism NSW
Economic Long Debris build up in creeks potentially
causing further erosion and flooding
Further discussions and examination required - potential removal
CMA Natural Long
Fish kill in Ballooochi River Investigation required. Water and fish samples to be collected for analysis.
No fishing signs to be placed at river
Industry &
Investment
Natural Long
Exit Strategy
Outstanding Task Activities Agency Responsible
Tasks from table above to be listed here once recovery committee winds down
Definitions
Community Consultation Group
A group of local community members, including people affected by an event and representatives of local organisations, who meet and provide input and guidance to recovery committees.
Disaster
An occurrence, whether or not due to natural causes, that causes loss of life, injury, distress or danger to persons, or loss of, or damage to, property (Source: NSW Displan).
Disaster Recovery
The coordinated process of supporting disaster affected communities in the reconstruction of the physical infrastructure and the restoration of emotional, social, economic and physical wellbeing (Source: Australian Emergency Manual, Disaster Recovery EMA 2004).
Emergency
An emergency due to an actual or imminent occurrence (such as fire, flood, storm, earthquake, explosion, terrorist act, accident, epidemic or warlike action) which:
(a) endangers, or threatens to endanger, the safety or health of persons or animals in the State; or
(b) destroys or damages, or threatens to destroy or damage, any property in the State, being an emergency which requires a significant and co-ordinated response.
For the purposes of the definition of emergency, property in the State includes any part of the environment of the State. Accordingly, a reference in the Act to:
(a) threats or danger to property includes a reference to threats or danger to the environment, and
(b) the protection of property includes a reference to the protection of the environment (Source: SERM Act).
Essential Services
For the purposes of the Essential Services Act, 1988, a service is an essential service if it consists of any of the following:
a. the production, supply or distribution of any form of energy, power or fuel or of energy, power or fuel resources;
b. the public transportation of persons or freight:
c. the provision of fire-fighting services;
d. the provision of health services (including hospital or medical services);
e. the provision of ambulance services;
f. the production, supply or distribution of pharmaceutical products;
g. the provision of garbage, sanitary cleaning or sewerage services;
h. the supply or distribution of water;
i. the conduct of a welfare institution;
j. the conduct of a prison;
k. a service declared to be an essential service under subsection (2);
l. a service comprising the supply of goods or services necessary for providing any service referred to in paragraphs (a) - (k) (Source: NSW Displan).
Hazard
A potential or existing condition that may cause harm to people or damage to property or the environment (Source: NSW Displan).
Impact Assessment
A continuous and dynamic process of ongoing information assessments. It involves the collection, interpretation, analysis and treatment of social, built, economic and natural impacts to a community or communities.
Local Emergency Management Committee (LEMC)
The committee constituted under the State Emergency and Rescue Management Act 1989 (as amended), for each local government area, and is responsible for the preparation of plans in relation to the prevention of, preparation for, response to and recovery from emergencies in the local government area (Local DISPLAN) for which it is constituted.
Local Emergency Operations Controller (LEOCON)
A Police Officer appointed by the District Emergency Operations Controller as the Local Emergency Operations Controller for the Local Government Area (Source: NSW Displan).
Natural Disaster
A serious disruption to a community or region caused by the impact of a naturally occurring rapid onset event that threatens or causes death, injury or damage to property or the environment and which requires significant and coordinated multi-agency and community response. Such serious disruption can be caused by any one, or a combination, of the following natural hazards: bushfire; earthquake; flood; storm; cyclone; storm surge;
landslide; tsunami; meteorite strike; or tornado (Source: NSW Displan).
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NSW Recovery Plan
The plan outlining the strategic intent, responsibilities, authorities and mechanisms for disaster recovery in NSW.
NSW State Disaster Plan
Details emergency preparedness, response and recovery arrangements for NSW to ensure the coordinated response to emergencies by all agencies having responsibilities and functions in emergencies.
Recovery
In relation to an emergency includes the process of returning an affected community to its proper level of functioning after an emergency (Source: NSW Displan).
Recovery Action Plan
A plan developed to provide the strategic direction and operational actions required to facilitate a successful recovery at local, district and/or state level.
Recovery Assessment
A formalised process for assessing the damage, loss and needs of an affected community following a major emergency.
Recovery Committee
The strategic decision making body for recovery providing visible and strong leadership with a key role in restoring confidence to the community through assessing the consequences of the emergency and coordinating activities to rebuilding, restoring and rehabilitating the affected community.
Recovery Coordinator
The public face of the recovery operation, providing leadership to the recovery committee and coordinating the recovery effort in accordance with agreed recovery plans.
Recovery Task Group
A coordinated group of agencies with significant expertise in a particular recovery environment (social, built, economic, natural).
Risk
A concept used to describe the likelihood of harmful consequences arising from the interaction of hazards, communities and the environment (Source: NSW Displan).
Risk Assessment
The process used to determine risk management priorities by evaluating and comparing the level of risk against predetermined standards, target risk levels or other criteria (Source:
NSW Displan).
Risk Management
The systematic application of management policies, procedures and practices to the tasks of identifying, analysing, evaluating, treating and monitoring risk (Source: NSW Displan).
State Emergency and Rescue Management Act 1989 (SERM Act) as amended
The underlying act for emergency management in NSW. It specifies responsibilities of the Minister and requirements of the Displan.
Supporting Plan
A plan prepared by an agency, organisation or functional area, which describes the support which is to be provided to the controlling or coordinating authority during emergency operations. It is an action plan which describes how the agency / organisation or functional area is to be coordinated in order to fulfil the roles and responsibilities allocated (Source:
NSW Displan).