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Original Article Prognostic value of the metastatic lymph node ratio in patients with pancreatic cancer

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Original Article

Prognostic value of the metastatic lymph node

ratio in patients with pancreatic cancer

Chengzhi He1, Huisong Chen2, Yingxin Wang1, Changqing Yang1, Hengjun Gao1,3

1Department of Gastroenterology, Tongji Institute of Digestive Diseases, Tongji Hospital, Tongji University School of

Medicine, Shanghai 200065, China; 2Department of Gastroenterology, Shanghai Ninth People’s Hospital,

Shang-hai Jiao Tong University School of Medicine, ShangShang-hai 201999, China; 3Shanghai Engineering Center for

Molecu-lar Medicine, National Engineering Center for Biochip at Shanghai, Shanghai 201203, China

Received August 29, 2019; Accepted November 25, 2019; Epub December 1, 2019; Published December 15, 2019

Abstract: The purpose of the study was to analyze the prognostic value of metastatic lymph node ratio (LNR) in pancreatic cancer (PC) patients undergoing surgical operation. We retrospectively reviewed 615 patients with PC who underwent surgical operation. The clinic-pathologic factors related to lymph node metastasis (LNM) were ana-lyzed. There are 251 patients with LNM (40.8%), 364 cases of patients without LNM (59.2%). We found that overall survival (OS) of PC was significantly correlated to histological type, degree of differentiation, clinical staging, LNM, and LNR (all P < 0.05). Multivariate Cox regression analysis demonstrated that LNR was an independent risk factor for postoperative survival rate of patients with PC (P=0.006), and the presence of LNM was not an independent factor for predicting poor prognosis. When age and gender were included in multivariate Cox proportional hazards, LNR was still the independent prognostic factor for the OS of patients with PC (P=0.013). The value of LNR in the prediction of the prognosis of PC was better than the number and presence of LNM. It provided some helpful advice for clinicians to formulating a reasonable treatment strategy.

Keywords: Lymphatic metastasis, outcomes, prognostic factors, pancreatic cancer

Introduction

Pancreatic cancer (PC) is a lethal disease owing to the biology of cancer high invasion and me- tastasis. A large number of studies have shown that cancer cell invasion and metastasis can occur in the early stage of PC [1, 2]. Cancer cell invade and metastasize mainly into the sur-rounding lymph nodes, nerves and retroperito-neal plexus, which is the main cause of easy relapse after the radical resection of PC. Stud- ies have demonstrated that lymph node metas-tasis (LNM) is the main way of cancer metasta-sis and regarded as an important risk factor affecting survival outcomes for patients with PC [3-5]. However, LNM remains poorly associ-ated with overall survival (OS) in patients with positive margins and distal resections [6]. The American Joint Committee on Cancer (AJ- CC)/Union for International Cancer Control (UICC) tumor, node, and metastasis (TNM) stag-ing system are widely recognized and followed

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more accurate prognostic method than LNM status and the number of positive lymph node [14]. However, most previous studies involved small sample size and different studies have adopted various LNR cutoff points for grouping [9]. Obviously, there is no consensus among researchers regarding which LNR cutoff value is the best for predicting prognosis in patients with PC. Moreover, the relationship of LNR and OS in PC has not been well defined [15]. To further confirm this result, we retrospective-ly reviewed the clinical and pathological data of 615 patients with PC who underwent surgical operation, and focused on evaluating the

rela-tionships between LNR and OS by comparing with traditional pN staging. We also investigat-ed the associations between LNR and other clinicopathological factors.

Materials and methods

Patients

Retrospective analysis of 615 cases of patients with PC undergoing radical surgery from July 2004 to April 2013, stored in the biobank cen-ter in National Engineering Cencen-ter for Biochip at Shanghai. Written informed consent was re- ceived from all patients and the study was approved by the ethical committee of the bio-bank center in National Engineering Center for Biochip at Shanghai. The clinical and pathologi-cal features of patients were obtained from the surgical pathology report. We collected the fol-lowing data: age, sex, tumor site, tumor size, pathology grade, degree of differentiation, and information on OS. Detailed information of clini-cal pathologiclini-cal data of 615 patients is provid-ed in Table 1. The study was approved by the ethical committee of biobank center in National Engineering Center for Biochip at Shanghai.

Status of lymph node dissection and postop-erative follow-up

Lymph nodes were retrieved in surgical PC specimens by a panel of pathologists, and fixed by Formaldehyde solution, made into paraffin sections. The lymph nodes status of specimens was observed by experienced pathologists after H&E staining. All follow-up times were measured from the date of surgery to the patient’s death from PC. Follow-up was per-formed at the hospital outpatient clinic by tele-phone or letter. The deadline date of follow-up was October 2013 and the longest follow-up period was 89 months.

Statistical method

The associations between clinicopathological parameters and LNM, LNR were compared using the χ2-test. OS was calculated and sur-vival curves were plotted according to Kaplan-Meier method and compared using log-rank test. Hazard ratios (HRs) were calculated using univariate and multivariate Cox regression analysis. The significant factors in univariate models were further analyzed by the

multivari-Table 1. Clinicopathological characteristics of the pancreatic cancer

Characteristics No. of Patients % Age (years)

median 60

range 17-90

Gender

female 235 38.2

male 380 61.8

Stage

stage I 161 26.2

stage II 192 31.2

stage III 0 0

stage IV 8 1.3

missing data 254 41.3

Lymph node status

negative 364 59.2

positive 251 40.8

LNR

LNR=0 364 59.2

LNR < 0.25 112 18.2

LNR≥0.25 139 22.6

Tumor site

head 377 61.3

body and tail 176 28.6

others 62 10.1

Tumor size

median (cm) 4

range (cm) 0.5-21 Tumor differentiation

well 112 19.8

moderate 380 61.8

poor 20 3.3

[image:2.612.90.285.98.518.2]
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ate Cox’s analysis for independent prognostic value. The statistical analyses were performed using the SPSS software package (SPSS Inc, Chicago, IL, USA, version 17.0). All statistical tests were two-sided and P values < 0.05 were considered statistically significant.

Results

Lymph node information

The clinicopathological parameters and data of the follow-up of 615 patients with lymph nodes status of PC were collected (Table 1). Among these patients, 251 cases of patients (40.8%) with lymph node metastasis, 364 cases of patients (59.2%) without lymph node metasta-sis. According to the postoperative pathologic results, a total of 4887 lymph nodes were observed and the number of examined lymph nodes ranged from 1 to 32, with a mean of 8. Of the 251 cases of patients with LNM, a total number of 647 positive lymph nodes were

found, with a mean of 2.6. Spearman rank cor-relation analysis showed that the number of lymph node metastasis were positively corre-lated with the detectability of lymph nodes (P < 0.01).

The relationship between the clinical patho-logic features and LNM, LNR

LNR was categorized into three groups (0, < 25% and ≥25%) according to the results of receiver-operating characteristic plots for det- ermination of the cut-off value. The relation-ships between the clinical pathological charac-teristics of 615 patients with PC and LNM, LNR are respectively shown in Tables 2 and 3. Our result shows that differentiation (P=0.043), number of retrieved lymph nodes (RLNs) (P < 0.01) are significantly correlated with LNM. However, gender, age, type of organization, pathological classification, and lesion size are not significantly associated with LNM (all P > 0.05). We find that age (P=0.008), tumor site (P=0.004), tumor size (P < 0.001) and RLNs (P < 0.001) have significant relationship with LNR.

The relationship between the clinical patholog-ic features and the prognosis univariate and multivariate survival analysis

Follow-up data was available in 111 cases, and the median survival period is 12 months, and 1 year, 3 years, 5 years survival rates were 49.3%, 33.1% and 29.7% respectively. Kaplan-Meier survival analysis showed that with LNM (P=0.019), LNR (P=0.001), AJCC TNM staging (P=0.037) were the prognostic factors in PC (Figure 1). However, gender, age, tumor differ-entiation, tumor location, tumor size, lymph node group number, RLNs had no significant association with survival prognosis.

[image:3.612.92.286.102.432.2]

Multivariable COX regression analysis indicat-ed the LNR (P=0.016), the degree of differenti-ation (P=0.002) are independent risk factors for postoperative PC (Table 4). The presence of LNM was not an independent factor of progno-sis of PC survival. When age and gender were introduced into the equation, LNR was still an independent prognostic predictor for PC. This result suggests that the influence of LNR on the prognosis of patients with PC is significantly higher than LNM.

Table 2. Relationships between the clinical pathologic features and LNM

Characteristics PatientsNo. of LNM P

n %

Age (years)

< 60 281 126 44.8 0.144

≥60 328 122 37.2

missing data 9 Gender

female 235 89 37.9 0.243

male 380 162 42.7

Tumor site

head 377 164 43.5 0.043

body and tail 176 62 35.2 missing data 62

Tumor size

≤4.5 382 165 43.2 0.094

> 4.5 226 82 36.3

missing data 7 Tumor differentiation

well 112 63 56.3 0.043

moderate 380 150 39.5

poor 20 11 55

missing data 103 RLNs

< 8 350 111 31.7 0.000

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[image:4.612.91.324.99.375.2]

Table 3. Relationships between the clinical pathologic features and LNR

Characteristics PatientsNo. of LNR P 0 < 25% ≥25% Age (years)

< 60 281 155 65 61 0.008

≥60 328 206 44 78

Gender

female 235 146 41 48 0.478

male 380 218 71 91

Tumor site

head 377 213 82 82 0.004

body and tail 176 114 20 42 Tumor size

≤4.5 382 217 93 72 0.000

>4.5 226 144 19 63

Tumor differentiation

well 112 59 27 36 0.082

moderate 380 230 70 80

poor 20 9 5 6

RLNs

< 8 350 239 21 90 0.000

≥8 265 125 91 49

Although the RLNs were not significantly asso-ciated with survival prognosis, the stratification analysis by AJCC/UICC stage for PC revealed that RLNs ( < 8 vs ≥8) mainly affected the prog-nosis of patients with stage I PC (P=0.041), while it does not influence the survival of patients with stage II. Moreover, we found that the 5-year survival rate of PC decreased signifi-cantly with increasing LNR when the number of lymph node detected was greater than or equal to 8 (P < 0.001) (Figure 2).

ROC curve analysis

ROC analysis was used to further evaluate the prognostic performance of the LNR, LNM, and RLNs for survival prediction in this study. The areas under the curve (AUCs) of LNR, LNM and RLNs were 0.621±0.05 (P=0.027), 0.610± 0.052 (P=0.046) and 0.468±0.054 (P=0.559) respectively. The result indicated that LNR is a better predictor of prognosis than LNM and RLNs in evaluating the prognosis of PC (Figure 3).

Discussion

In the present study, we retrospectively

ana-tumor samples of PC patients who under-went surgical resection. Survival analysis found that LNM and LNR were the influ-ence factors for the prognosis of patients with PC. Multivariable COX regression analysis indicated that the LNR was an independent risk factor for clinical prog-nosis. Furthermore, ROC analysis showed that LNR was a more powerful predictor for evaluating the prognosis of postopera-tive PC than LNM.

LNM was one of the most important prog-nostic factors for subsequent adjuvant treatments in patients with cancer. In the present study, the results showed that the OS of patients with LNM was significantly (P=0.019) shorter than that of patients without LNM. However, multivariable COX regression analysis failed to show LNM was an independent prognostic factor in PC. Moreover, some previous studies sug-gested that RLNs was a prognostic factor for survival [14, 16, 17]. However, a sys-tematic review with 17 studies including 4,883 patients showed that RLNs did not affect the prognosis of PC [15]. Our study found that RLNs and the number of positive lymph node were also not important factors for predicting clinical outcome in PC, which is con-sistent with some other research results [18, 19]. However, in the present study, the stratifi-cation analysis by AJCC/UICC stage revealed that RLNs ( < 8 vs ≥8) mainly affected the prog-nosis of patients with stage I PC (P=0.041), which was used to stratify patients into two groups that should be considered when select-ing treatment [20].

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clini-Table 4. Univariate and multivariable Cox regression analysis of overall survival (n=183)

Features Univariate analysis Multivariable analysis

HR (95% CI) P value HR (95% CI) P value Tumor features

age (years), < 60 v ≥60 0.96 (0.60 to 1.54) 0.877 sex, female v male 0.85 (0.61 to 1.17) 0.314 tumor location, head v body and rear 1.43 (0.86 to 2.37) 0.172 tumor size, ≤4.5 v > 4.5 1.01 (0.62 to 1.61) 0.997

tumor differentiation, poor v moderate/well 0.53 (0.32 to 0.89) 0.015 0.42 (0.24 to 0.74) 0.002 AJCC stage, I v II, IV 1.54 (1.10 to 2.17) 0.013 1.12 (0.72 to 1.75) 0.619 LNM, positive v negative 1.69 (1.07 to 2.65) 0.023 0.66 (0.26 to 1.64) 0.370 LNR (0, < 0.25, ≥0.25) 1.58 (1.19 to 2.11) 0.002 2.45 (1.18 to 5.09) 0.016 lymph node group number 1.95 (0.54 to 1.69) 0.867

RLNs (< 8, ≥8) 0.67 (0.43 to 1.05) 0.080

Komatsu et al. [21] retrospectively analyzed 138 patients who underwent curative gastrec-tomy with lymphadenecgastrec-tomy,the univariate and multivariate analyses revealed that LNR [>/= 0.4, P < 0.001, HR 3.1 (95% CI 1.7-5.4)] was independent prognostic factor and was useful to evaluate the extent of local tumor clearance in pN3 gastric cancer. However, the role of LNR in predicting survival is contradictory. Mohan et al. [22] compared the LNR with the current N1/ N2 classification of Stage III colon cancer, found that the LNR had low specificity and sen-sitivity for predicting survival and did not pro-vide additional prognostic value to current staging for overall or disease-specific survival. Nakagawa et al. [23] analyzed data on 191 Patients who underwent gastrectomy with curative intent for remnant gastric cancer, the multivariable analyses revealed that pT (7th

[image:5.612.91.523.70.222.2] [image:5.612.92.526.288.460.2]
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contrary, LNR significantly was decreased when the number of lymph nodes detected was less than 8.

[image:6.612.92.521.70.446.2]

Although LNR is better than lymph node metas-tasis status in reflecting the degree of nodal metastasis and prognosis of patients, studies on the boundary value of LNR exists a big differ-ence [26]. Aoyama et al. [9] used a lymph node ratio of 0.1 to be the optimal cut-off point for grouping based on the 3-year and 5-year sur-vival rates. Komatsu et al. [27] showed that the Figure 2. The stratification analysis by AJCC/UICC stage showed that RLNs (< 8 vs ≥8) mainly affected the prognosis of patients with stage I (P=0.041) (A), while it does not influence the survival of patients with stage II (P=0.262) (B). Kaplan-Meier analysis of LNR and OS after stratification by RLNs (< 8 vs ≥8) showed that no significant association was observed between LNR and OS when RLNs < 8 (P=0.271) (C), while high level of LNR correlated with worse survival when RLNs ≥8 (P=0.001) (D).

[image:6.612.91.286.526.719.2]
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LNR was an independent prognostic factor using multivariate analysis, and found that the best cut-off value was 0.2 to stratify the prog-nosis of gastric cancer patients. Vinh-Hung [28] et al. used the cutoff points of LNR 0.20 and 0.65 classified 17,685 breast cancer patients into three groups: low (≤0.20), intermediate ( > 0.20 and ≤0.65), and high-risk ( > 0.65). The result indicated that LNR was significantly cor-related with prognosis of postoperative inva-sive breast cancer. Some LNR cutoff values have been proposed based on quartiles, means and various other statistical derivations with-out any consensus [29-31]. In our study, a LNR of 0.25 was considered to be the optimal cut-off point for classification, the results showed that patients with a LNR≥0.25 had significantly shorter OS compared to those with a LNR < 0.25. Similar to our result, Ahmad et al. [30] used the median LNR of 0.25 to stratify patients into high LNR and low LNR groups and the result showed that LNR was an independent predictor of survival in patients undergoing liver resection in stage IV CRC and was associated with the extent of hepatic tumor burden. In summary, our study demonstrated that LNR was superior to TNM and AICC staging in pre-dicting clinical outcome and LNR≥0.25 was an independent adverse prognostic factor, which was very powerful and useful for prognostic assessment for patient with PC. Of course, vali-dation of this value in a similar setting is required. Moreover, extended lymph node dis-section or postoperative chemotherapy may be selected to improve the outcome for high LNR patients.

The study was approved by the ethical commit-tee of biobank center in National Engineering Center for Biochip at Shanghai. Written in- formed consent was received from all patients.

Acknowledgements

This study is supported by China National 863 Project Foundation for Cancer Genomics (Pan- creas Genomics) (Grant No: 1006AA02A302). Disclosure of conflict of interest

None.

Address correspondence to: Dr. Hengjun Gao, Department of Gastroenterology, Tongji Institute of

Digestive Diseases, Tongji Hospital, School of Medicine, Tongji University, Shanghai 200065, China. E-mail: hengjun_gao@shbiochip.com

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Figure

Table 1. Clinicopathological characteristics of the pancreatic cancer
Table 2. Relationships between the clinical pathologic features and LNM
Table 3. Relationships between the clinical pathologic features and LNR
Figure 1. Kaplan-Meier survival analysis showed that with LNM (P=0.019), LNR (P=0.001), AJCC TNM staging (P=0.037) were significantly correlated with OS in patients with PC.
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References

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