Indianapolis Office 201 N. Illinois Street, Suite 700 Indianapolis, IN

(1)

October 1, 2013

Indianapolis Office

201 N. Illinois Street, Suite 700 Indianapolis, IN 46244 317.383.4000 www.bkdwa.com

Advisors presented in this supplement: Amy Frizzell Brandon Falbe Edward “JR” Humphreys II Sean Power Tiffany VanHook Jeffrey Layman Jack Thurman Zachary Swartz

This brochure supplement provides information about employees of BKD Wealth Advisors, LLC (BKDWA) located in our Indianapolis, Indiana, office as well as employees who serve you from our corporate office in Springfield, Missouri. This supplements our Form ADV, Part 2. You should have received a copy of this brochure. Please contact this office at the number provided above if you did not receive the brochure or if you have any questions related to the brochure or this supplement.

(2)

2

Amy Frizzell

Item 2—Education Background and Business Experience

Amy Frizzell Office Director

Senior Managing Advisor Born 1978

Educational Background

Missouri State University, BA in Religious Studies Professional Designations

Accredited Asset Management Specialist (AAMS®) CERTIFIED FINANCIAL PLANNER™ (CFP®)

Business Experience

Office Director and Senior Managing Advisor—BKD Wealth Advisors, LLC (October 2013—Present) Office Director and Managing Advisor—BKD Wealth Advisors, LLC (September 2012—September 2013) Managing Advisor—BKD Wealth Advisors, LLC (August 2008—September 2012)

Financial Advisor—Edward Jones (February 2000— August 2008)

Item 3—Disciplinary Information None

Item 4—Other Business Activities None

Item 5—Additional Compensation

Ms. Frizzell will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

Item 6—Supervision

The person responsible for supervising Ms. Frizzell is:

Steven Toomey, CIMA® Principal

1201 Walnut Street, Suite 1700 Kansas City, MO 64106-2246 816.842.1935

Item 7—Requirements for State-Registered Advisers

Not Applicable

Brandon Falbe

Brandon Falbe Managing Advisor Born 1977

Indiana University, BS in Sports Marketing and Management

Managing Advisor—BKD Wealth Advisors, LLC (October 2013—Present)

Supervising Advisor—BKD Wealth Advisors, LLC (October 2012—September 2013)

Vice President —JP Morgan (April 2009—October 2012)

Personal Banker —JP Morgan (January 2006—April 2009)

Financial Advisor—Morgan Stanley (April 2004— January 2006)

Mr. Falbe will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

The person responsible for supervising Mr. Falbe is: Amy Frizzell, CFP®, AAMS®

Office Director and Senior Managing Advisor 201 N. Illinois Street, Suite 700

(3)

3

Not Applicable

Edward “JR” Humphreys II

Edward “JR” Humphreys II Director

Born 1967

Marshall University, BBA in Finance Professional Designations

Chartered Financial Analyst® (CFA®)

Chartered Alternative Investment Analyst (CAIA) Business Experience

Director—BKD Wealth Advisors, LLC (October 2013—Present)

Senior Managing Advisor and Portfolio Manager— BKD Wealth Advisors, LLC (June 2008—September 2013)

Managing Advisor and Portfolio Manager—BKD Wealth Advisors, LLC (August 2004—June 2008) Supervising Advisor and Portfolio Manager—BKD Wealth Advisors, LLC (September 2003—August 2004)

Vice President, Trust Officer and Investment Committee Member—United Bank (September 2000—September 2003)

Option Specialist—Charles Schwab & Company (September 1995—August 2000)

Mr. Humphreys will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

Each Portfolio Manager reports directly to BKDWA’s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members.

The person responsible for supervising Mr. Humphreys is:

Jeff Layman, CFA®

Principal and Chief Investment Officer 910 E. St. Louis, Suite 200

Springfield, MO 65801-1190 417.866.5822

The Chief Investment Officer reports directly to BKDWA’s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. Mr. Thurman can be reached at 417.866.5822.

Not Applicable

Sean Power

Sean Power Advisor Born 1989

University of Missouri, BS in Personal Financial Planning

(4)

4

Staff Advisor—BKD Wealth Advisors, LLC (January 2012—September 2013)

Intern—BKD Wealth Advisors, LLC (May 2012— August 2012)

Tax Preparer—VITA Volunteer Income Tax Assistance (January 2012—May 2012) Item 3—Disciplinary Information None

Mr. Power will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

The person responsible for supervising Mr. Power Amy Frizzell, CFP®, AAMS®

Indianapolis, IN 46244-0998 317.383.4200

Not Applicable

Tiffany VanHook

Senior Managing Advisor Born 1974

Baylor School of Law, Juris Doctorate Business Experience

Senior Managing Advisor—BKD Wealth Advisors, LLC (October 2013—Present)

Managing Advisor—BKD Wealth Advisors, LLC (September 2008—September 2013)

Financial Planner—Liscomb & Williams (February 2006—September 2008)

Senior Counselor—Ayco, a Goldman Sachs Company (September 2000—January 2006) Item 3—Disciplinary Information

None

Ms. VanHook will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

The person responsible for supervising Ms. VanHook is:

Amy Frizzell, CFP®, AAMS®

Indianapolis, IN 46244-0998 317.383.4200

Not Applicable

Jeffrey Layman

Principal and Chief Investment Officer Born 1965

Missouri State University, MBA in Finance Missouri State University, BS in Finance Professional Designations

(5)

5

Chief Investment Officer—BKD Wealth Advisors, LLC (April 2008—Present)

Principal—BKD Wealth Advisors, LLC (June 2007-Present)

Principal—BKD, LLP(February 2007-Present) Senior Portfolio Manager and Director of Investment Services—BKD Wealth Advisors, LLC (March 2000—June 2007)

Senior Vice President—Bank of America:

Investment Management (July 1995—March 2000) Registered Representative—Boatmen’s Bank (September 1988—July 1995)

Management Trainee—Boatmen’s Bank (June 1987—September 1988)

Mr. Layman will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

The Chief Investment Officer reports directly to the President, Jack Thurman. Mr. Thurman has

ultimate responsibility for all trading and research activities performed by the Portfolio Managers and the Investment Committee Members.

The person responsible for supervising Mr. Layman is:

Jack Thurman, CIMA® Principal and President 910 E. St. Louis, Suite 200 Springfield, MO 65801-1190 417.866.5822

Not Applicable

Jack Thurman

Principal and President Born 1961

Drury University, BA in Business Administration Professional Designations

Certified Investment Management Analyst℠ (CIMA®)

Principal and President—BKD Wealth Advisors, LLC (February 2000—Present)

Chief Compliance Officer—BKD Wealth Advisors, LLC (August 2008-September 2013)

Principal— BKD, LLP(February 2000-Present) Vice President—Merrill Lynch (January 1986— February 2000)

Mr. Thurman will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

As Principal and President BKDWA, Mr. Thurman has ultimate responsibility for the Firm. He does not report to any other employee of BKDWA. Mr. Thurman reports directly to Michael Burlew, Regional Managing Partner of the Initiatives and Subsidiaries Region of BKDWA’s parent company, BKD, LLP. Mr. Burlew can be reached at

417.865.8701.

(6)

6

Zachary Swartz

Item 2—Education Background and Business Experience Zachary Swartz Managing Advisor Portfolio Manager Born 1985 Educational Background

Missouri State University, BS in Finance Professional Designations

Chartered Financial Analyst® (CFA®) Business Experience

Managing Advisor and Portfolio Manager—BKD Wealth Advisors, LLC (October 2013—Present) Supervising Advisor and Portfolio Manager—BKD Wealth Advisors, LLC (December 2012—September 2013)

Senior Advisor and Portfolio Manager—BKD Wealth Advisors, LLC (November 2010—December 2012) Junior Portfolio Manager—BKD Wealth Advisors, LLC (May 2008—November 2010)

Investment Intern—BKD Wealth Advisors, LLC (November 2006—May 2008)

Mr. Swartz will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC.

Each Portfolio Manager reports directly to BKDWA’s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members.

The person responsible for supervising Mr. Swartz is:

Jeff Layman, CFA®

Principal and Chief Investment Officer 910 E. St. Louis, Suite 200

Springfield, MO 65801-1190 417.866.5822

The Chief Investment Officer reports directly to BKDWA’s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. Mr. Thurman can be reached at 417.866.5822.

Not Applicable

Professional Designations

Accredited Asset Management Specialist

(AAMS®)

 Issued by College for Financial Planning

 Educational Requirements

o Self-study course (12 modules requiring 100-120 hours)

 Examination Type: Final designation exam

 Continuing Education/Experience

Requirements: 16 hours every two years

Chartered Alternative Investment Analyst

(CAIA)

 Issued by CAIA Association

 Candidate must meet one of the following requirements:

o Undergraduate degree and one year of professional experience (full time employment in a professional capacity within bank regulatory, banking, financial, or related fields) o Four years of professional

experience

o Self-study program (200 hours of study for each of the two levels)

 Examination Type: two course exams

(7)

7

 Continuing Education/Experience Requirements: None

Chartered Financial Analyst® (CFA®)

 Issued by CFA Institute

 Candidate must meet one of the following requirements:

o Undergraduate degree and four years of professional experience involving investment decision-making, or

o Four years qualified work experience (full time, but not necessarily investment related)

o Self-study program (250 hours of study for each of the three levels)

 Examination Type: three course exams

 Continuing Education/Experience Requirements: None

Certified Investment Management Analyst℠

(CIMA®)

 Issued by investment Management Consultants Association

 Candidate must meet all of the following requirements:

o Three years of verifiable financial services experience;

o Must answer "no" to all disclosure questions on Form U-4 that cover criminal and regulatory violations, civil judicial actions and customer complaints or else satisfactorily justify a "yes" answer

o Self-study program (approximately five months)

 Examination Type: Online qualification examination after self-study and an online comprehensive certification examination after meeting all requirements of a registered classroom education program

 Continuing Education/Experience