(2) SOCIAL PRACTICE VITHIN A CAPITALIST S TATE. :. A CRITICAL ANALYSIS. A thesis presented in partial fulfilment of the requirements for the degree of Doctor .of Philosophy at Massey University. I AN F . SHIRLEY. 1986.
(3) i. ABSTRACT. This thesis. se t. as i d e. conven t i onal occupa t i onal d i s t i nc t i ons b e t ween. s c i en t i s t s , admi n i s t ra t ors and managers , i n an p rac t i c e w i t h i n. a. c a p i t al i s t. Stat e .. exami na t i on. The. cen t ral. s o c i al. I t e x p lored bo th t he l i m i t s o f. S t a t e p owe r and t h e capac i ty o f S ta t e prac t i t i oners for ac t i on .. of. t rans fo rma t i ve. p ropos i t i on be i ng exam i ned , sugges t ed tha t S t a t e. prac t i t i oners i nev i t ab ly engage. in. forms. of. a c t ion. wh i ch. t en d. to. p e r p e t ua t e ex i s t i ng s o c i a l and econom i c rela t i onsh i ps .. The e p i s t emology. of. Jurgen. Habermas. prov i d ed the framework f o r t h i s. analy s i s i n wh i ch d i s t i nc t i ons were made s c i en t i f i c enq u i ry. and. c o r r e s pond i ng. be t ween modes. d i s t i n c t i ons equa t ed t h e emp i r i cal -analy t i c. d i f f eren t. forms. o f social ac t i on . t rad i t i on. wi t h. of. These. s t ra t eg i c. ac t i o n , t h e h i s t o r i c a l -hermeneu t i c t rad i t i on wi t h communi ca t i v e a c t i on , and t h e c r i t i ca l t rad i t i on w i t h emanc i p a t ory ac t i on .. D i s t in c t i ons were o f p rac t i ce ;. also made be tween two al t e rn a t i ve bu t rela t e d l e v e l s. namely , i n t e rac t i on , d e f i ned. as. t he. commun i ca t i ve. and. s t ra t eg i c ac t i o n s of knowledgeabl e par t i c i pa t i ng subj ec t s , and s o c i e t a l ac t i on whi ch eman a t e s o u t o f t he forces and r e la t i ons o f produ c t i o n and whic h. represen t s. the. i ns t i tu t i ona l i s a t i on. of. behav i oural. pat terns. e s t a b l i s hed b y s o c i e ty as a who l e .. I n a n exami na t i o n o f t h e s o c ial i nd i ca to r s t h a t crucial. ques t i ons. r e la t i ng. movemen t. it. was. t o econom i c and po l i t i cal � t ru c t ur e s. i n t e re s t group manoeuv r i ngs , and soc i al con f l i c t i n general , omi t ted .. Prac t i t i on e r s. appeared. revealed. to. e x c lude. the. had. pos s i b i l i t y. been of.
(4) ii. p o l i t i cal mo t i va t i o n f rom b o t h the des ign and. of. social. By accep t i ng t he s t ruc t u ral l i m i t a t i ons i mp o s e d by. i nd i ca t or sys t ems .. c a p i t a l i s t econom i c and s o c i al rela t i ons and wi th i n the. cons t ru c t i on. s e le c t i ve. l i m i t a t i ons. p rac t i t i oners i nadve r t en t ly. by. e s t ab l i shed. al igned. t hems elves. agre e i ng. to. operate. by the dominant class , the. e mp i r i cal. d i f f eren t. s c i en t i f i c. w i th. t rad i t i o n and w i t h s t ra teg i c ac t i on .. Al t h o ugh the. Habermas i an. d i s t in c t i ons. be tween. t rad i t i o n s p roved adequa t e i n evalua t i ng the o u t come was n e ce s sary. to. r e a p p ra i s e. the. of. prac t i ce ,. it. theore t i c a l log i c o f c l a s s so as t o. acco u n t f o r those l o ca t i ons w i t h i n t h e S t a t e w h i ch could n o t b e d e f i ned by own e r s h i p o f the means o f p roduc t i on .. Th i s. reappra i s a l. i d en t i f i e d. p rac t i t i oners as membe r s o f the aux i l i ary c l a s s occupy i ng con t rad i c t ory loca t i ons. be tween. t he. p role t a r i a t. and. the. bourgeo i s and p ro l e t ar i an loca t i ons are o c cup i ed by c las s e s d i am e t r i cally o p p o s e d , f rom a. s i mu l t aneous. con s equence , t h e. the and. aux i l i ary par t ial. Whereas. bourgeo i s i e .. wh i ch. are. c l a s s d raws i t s charac t e r i c t i c s. loca t i on. in. two. c la s s e s .. As. a. c l a s s a c t i ons o f S t a t e prac t i t i oners are i n fu s e d w i t h. amb i gu i t i e s .. The s e amb i gu i t i e s b e c ame s t r a t eg i c and. e v iden t · when. commun i ca t i ve. a c t ion .. the. exami na t i on. f o c u ss ed. on. A l though the cogn i t i ve i n t eres t s. o f t he aux i l i ary c l a s s s eemed t o c o i n c i d e w i t h t he values and i n t eres t s o f t h e bourgeoi s i e any i n s t rumen t a l assoc i a t i on b e t ween t h e a c t i on s S t a t e p rac t i t on e r s. and. t he. dominan t. c l a s s was rende r e d p r o b l�ma t i c .. Whe reas the cogn i t i v e i n t eres t s o f S t a t e p r a c t i t i oners exempl i f i ed d i s t i nc t i ve charac t er i s t i cs. of. the. o f d i f fe ren t f o rms o f knowledg e , t h e c l a s s. p r a c t i ces i n whi ch t hey engaged s temmed f rom t he i r s t ru c t ural l o c a t i ons.
(5) iii. w i thin the. S ta t e ,. t he i r. con t r ad i c t o ry. class. i n t e res t s ,. and. t he i r. med i a t i ng capac i t i es .. These med i a t i ng. capac i t i es were exam i ned by ana lys i ng the prac t i ce s o f. Wo rking. an N . R . A . C . unempl oymen t . t h e c r i t i cal. Par t y. wh i ch. was. comm i s s i oned. t rad i t i on. P a r t y d i s p layed. a. p r i mary. d i s p laced boundary. i n teres t s o f. i n t eres t. the. by of. the the. Wor k i ng. in. t he. clas s. were. Wo r k i ng of. i d en t i f i ed. t ho s e in. cons i s t e n t. cogn i t i ve. t he. w i th. the c r i t i ca l of. Worki n g Par ty p romo t e d e i t h e r personal o r p o l i t i cal eman c i pa t i on . i n s t rumen t al. a s s oc i a t i on. b e t ween. t he. eman c i pa t o ry ac t i on could not b e sus t a i ned . exam i n a t i ons. it. became. prac t i t i oners w i t h i n prac t i ce .. Habermas i an. the. apparen t S ta t e. t he o ry. was was. that t he t hen. c r i t i cal. t rad i t i on. As a consequence o f the. the. and by S t a t e manag e r s. Al t hough. bou rgeo i s i e.. the. emanc i pa t i on. con t rad i c t i ons. domi nan t. Party. Whi l s t. t rad i t i o n , t here was no e v i dence t o s ugges t tha t the prac t i ces. any. on. f o r t rans forma t i ve prac t i ce , the expre s s i o n o f. d i sadvan taged by unemployme n t , t h e. around t he. repo r t. Al t hough the Working P a r t y demons t ra t ed the po t en t i al o f. t h i s t he orem i n a c t i on was l e s s t han conclus i v e .. repor t were. to. cen t ral. real i t y nature. con t rad i c t ory ex t ended. in. an. the Thus and these for of. a t temp t t o. r e s o l v e the problema t i c r e la t i onsh i p b e tween t heory and p r ac t i c e ..
(6) iv. ACKNOWLEDGEMENT S The pursu i t o f knowledge i s a process wh i ch i s cond i t i oned by many fac t o rs rangi ng f rom the symbol s and language i nd i v i duals use i n unve i l i ng 'real i t y ' , t h rough t o the h i s t o r i cal and cul tural deve l o pme n t o f s oc i e ty i t se l f .. When i t comes t o i s o la t i ng the mos t s i gn i f i can t. fac t o rs i n t h i s p r o c e s s t he task i s ra t h e r daun t i ng because t he f i nal prod u c t o f any s c i en t i f i c en t e r p r i s e i s s i mply the culm i n a t i on o f even t s beyond t he capac i ty o r expe r i ence o f any one i nd i v i dual .. Thi s. i s c e r t a i nly t ru e o f t h i s d i s s e r t a t i on . I n exper i en t i al t e rms i t d raws on developme n t i n i t i a t i ves i n . t h e Th i rd Wo rld , wh i ls t t h e t heore t i cal t rad i t i o n s wh i ch i n fo rm t h e w o r k emana t e f rom European i n t e rpre t a t i ons o f s c i en ce and Wes t ern mod e l s o f 'progress ' and ' developmen t . ' The con t rad i t i on s i nheren t i n fus i ng t he s e doma i ns were e v i den t b e f o r e t he s t udy e v en began , b u t b e c a u s e o f t h e i n s igh t s p rov i d ed by members o f b o t h t he auxi l i ary and p ro l e t a r i an clas s es , t hese con t rad i c t i ons became p o t e n t i a l avenues f o r change and symbols of hope ra t he r t han d e s pa i r . I cann� t adequa t ely t hank everyone i nvolved i n t h i s p r o c e s s bu t I d o wan t t o record my g ra t i tude and con t i nui ng c o mmi t men t t o t he work o f t he I NODEP Developmen t I ns t i tu t e i n Par i s and t o t he Di r e c t o r o f t ha t I ns t i t u t e my c o l l eague and f r i end Phi l i p p e Fanche t t e .. I am a l s o. i nd e b t ed t o Z s u z s a Ferge o f t he Hungar i an Academy of S c i ence and t o d e v e l o pmen t age n t s w i t h whom I have been as s o c i a t ed i n t h e As i an and Pac i f i c reg i o n .. Agenc ies such as ESOD , and c o l leagues w i t h i n S t a t e. Depar t men t s , s u c h a s Soc i a l Welfare , S t a t i s t i cs , Jus t i ce , and Mao r i A f f a i rs , suppor t ed t h i s proj e c t b o t h i n s ub s t ance and i n k i n d .. In. d r aw i ng t h i s work t og e t h e r I am g ra t e ful t o my superv i sors P r o f e s s o r Graeme F ras e r , Or Chr i s W i lkes and Mervyn Hancock , and I wan t t o r e c o r d.
(7) V. a val u ed assoc i a t i on wi t h c o l l eagues i n s o c i al pol i cy , b o t h i n New Zealand and in the Un i t e d Ki ngdom . G l e n n i s Fai r l ey t yped t h i s manus c r i p t , and over many mon t h s she n o t only d i s p layed a h i gh leve l o f exper t i s e , bu t cons i derable t o l e rance and good humou r .. Those same qual i t i es were a l s o exh i b i t e d by my. ex t en d e d fami ly , who wi l l no doubt brea t h a s i gh of rel i e f t h a t t h e d i s s e r t a t i on i s " f i n i shed . ". Mary , Tony , Mark a n d Dav id know b e t t e r . t hey know t h a t t h i s work i s n o t an end p rodu c t i n i t se l f , b u t r a t h e r a smal l c o n t r i bu t i on t o a new endeavour , i nvol v i ng what Zsuzsa Fe rge has called ,. ' shared commi t me n t s t o a soc i e ty i n the mak ing . '.
(8) CONTENTS. Page. AB STRACT. i. ACKNOVLEDGEMENTS. iv. I NTRODUCTION. 1 9. Thes i s The s i s Ou t l i ne. 13. Notes. 15. CHAPTER ONE : CRITICAL THEORY IN THE TRADITION OF JURGEN HABERMAS. 19. The S c i en t i f i c T rad i t i ons. 24. Three Pro bl ema t i cs Underly i ng the Habermas i an Pos i t i o n .. 30. 1 . The Theorem o f Knowledge a n d Cogn i t i ve I n t e r e s t s. 31. 2 . The O rgan i sa t i on o f the P r o c e ss e s of Enl igh t en me n t. 38. 3 . The P ro blema t i c Rel a t i o n sh i p b e tween Theory and P rac t i ce .. 44. The Ideologi cal Componen t s o f Prac t i c e. 47. The S t a t e a n d Class P rac t i ce s. 50. Summary a n d The s i s. 54. No t e s : Cha p t e r One .. 60. CHAPTER TYO : SOCIAL I NDICATORS - I NTERNATI ONAL. 69. I n t roduc t i on. 69. The Soci a l Ind i c a t o rs Movemen t. 69.
(9) Soc i al I n d i ca t o r Sys t ems. 77. 1 . P r og ramma t i c Developmen t. 78. 2 . Dev e l o pmen t B y Soc ial Goal Area. 82. 3 . Deve lopmen t By L i f e Cycle. 86. The Theore t i cal Bas i s o f S o c i a l Ind i ca t ors. 89. S t ruc t u ra l i sm Versus Volun t a r i s m. 92. Theo r i e s o f t he S t a t e. 101. No tes : Chap t e r Two. 1 23. CHAPTER THREE : SOCIAL INDICATORS - NEW ZEALAND. 137. A Na t i onal S urvey o f S o c i a l Ind i ca t ors. 1 38. The Na t i on a l Dev e l o pmen t Con f e rence. 142. The Soc i al and Cul t u ral Commi t tee o f N . D . C .. 157. The Soc i a l Coun c i l o f the Na t i onal Developmen t Coun c i l. 162. Soc ial I n d i ca t o r s Sub-Commi t t ee o f N . D . C .. 166. S o c i a l S c i en c e Research In i t i a t i ve s W i t h i n the N . D . C .. 170. The Dwi n d l i ng I n f luence o f the S o c i a l Developmen t Coun c i l. 179. The Depar t me n t o f S t a t i s t i cs and S o c i a l Ind i ca t o rs. 181. The Ep i s t emology and M e t hodology o f t h e S t a t i s t i cs Depa r t me n t A p p roach. 187. A Summary o f S o c i a l Ind i ca t o r Dev e l o pmen t i n New Zealand. 195. No t e s : Cha p t e r Three. 203. CHAPTER FOUR :. THE SPECIFICITY OF SOCIAL PRACTICE. Clas s and C l a s s P r ac t i ces. 217 217. Class P r a c t i ces W i t h i n the Na t i onal Developme n t Conference Three Spheres of S o c i al Prac t i ce. 228 233.
(10) 1 . The S p e c i f i ca t i on o f Soc i al Goals. 2 34. 2 . Soc i a l Prac t i ce i n the De par t m e n t o f S t a t i s t i cs. 245. 3 . Proposals t o Reorgan i s e Soc i a l Research i n New Zealan d .. 256. The Ideology o f Soc i al S c i en t i f i c P rac t i ce. 264. The Cogn i t i ve I n t e re s t s o f the Aux i l i ary Class. 271. Summary. 275. No t e s : Cha p t e r Fou r .. 279. Chap t e r FIVE : THE AMBIGUITIES O F SOCIAL PRACT I CE .. 288. The Na t i onal Res earch Adv i sory Coun c i l Working Par ty. 291. Submi s s i ons and Di s cu s s i ons. 295. 1 ) Subm i s s ions i n t h e Emp i r i c al-Analy t i c Trad i t i on. 299. 2 ) Subm i s s i o n s i n t h e H i s t o r i ca l - Hermeneu t i c Trad i t i o n 306 3) Submi s s i on s i n t he Cri t i cal-Eman c i pa t o ry Trad i t i o n. 309. T h e Format and P re p a ra t i on o f the Dra f t Repo r t. 313. The Repo r t o f t he Worki ng Par ty. 319. Summary o f Res ponses t o N . R . A . C . Dra f t Repo r t. 325. The Wor k i ng Par t y Rep l i es. 333. Pol i t i cal P r a c t i ce s A r i s i ng Ou t o f t h e N . R . A . C . Repo r t. 336. The Three Func t i on s o f Cri t i cal Theory. 345. N o t e s : Chap t e r F i ve .. 353. CHAPTER S I X : TOWARD CRITICAL PRACTICE. 364. The Reformu la t i on o f Class and t h e S i gn i f i cance o f Con t rad i c t ory Loc a t i ons. 372. The Cri t i ca l T r ad i t i on and Eman c i pa t i o n. 381. The Amb i gu i ty o f E p i s t emology a n d P rac t i ce. 389.
(11) Prac t i ce i n t he C r i t i cal Trad i t i on. 397. No t es : Chap t e r S i x. 406. APPENDI CES. Appen d i x I. H i s t o r i cal Sources of S t a t i s t i cs. 411. Appen d i x I I ( i ). Soc i al Obj e c t i ves for New Zealand. 419. Append i x I I ( i i ). S o c i a l Developme n t Coun c i l Goal and Obj e c t i ve s for New Zea land. Appen d i x I I I. Appen d i x I V. B i b l i o graphy. 423. The Organ i sa t i o n of S o c i a l Sc ience Res earch : Compara t ive Analys i s o f I ns t i t u t i onal S t ru c t u r e. 426. M e t hodology. 430. Tex t s and Maj o r Ar t i cl e s. 443. Documen t s , Repor t s , Papers. 458.
(12) TABLES. Table I. D i s t r i bu t i on of Na t i onal I n come. Table I I. N . D . C . As s ump t i ons , Targe t s. 73. and Ou t come , 1 9 7 0- 1 9 7 5 .. 146. Table I I I. Ne t Overseas Borrov i ng ( 1 950- 1 982 ). 149. Table IV. Expend i t ure on Soc i a l S c i ences i n Nev Zealand 1971-78. 177. Tab l e V. N . R . A . C . S c i ence Budge t A l l o c a t i ons 1 9 7 1 - 78. 1 78. Table VI. P ro posals for the Reorgan i sa t i on of Soc i a l S c i en t i f i c Research. 261.
(13) 1. INTRODUCTION. The c r i t i cal t rad i t i on from Hege l concerned wi t h. t he. t h rough. power o f i deas .. Habe rmas. has. always. �ha t i deas are produced , by whom ,. and for whose bene f i t , cons t i t u t e the fundamen t a l problema t i cs ' c r i t i cal ' ( 1 ). exami na t i on. human d e v e lopmen t . i deology wh i c h. Those. might. of. the. who. be. been. rela t i on s h i p. p roduce. i deas. in. any. be tween s c i en c e and. possess. t he. power. of. used as a soph i s t i ca t ed weapon o f pro p aganda. and man i p u la t ion , o r as a human i s i ng and l i bera t i ng force o f f e r i ng. the. pos s i b i l i ty o f t rans f o rma t i on ( 2 ) .. Th i s t h e s i s. d i re c t ly. con f ron t s t he con t rad i c t o ry rela t i on s h i p b e t we e n. s o c i a l s c i en t i f i c t h o ugh t a n d human d evelopmen t . p rac t i ce w i t h i n. a. It. exam i nes. social. cap i t al i s t S ta t e , and t hus i t is conc e rned n o t o n l y. w i t h the s o c i a l and p ol i t i cal con t e x t f rom wh i ch w e draw knowledge , bu t also wi t h how t h i s knowledge i s used .. The gen e s i s o f t h i s. s tudy. s even t i e s when. wri ter. t he. Auckland C i t y Coun c i l . renewal p rogrammes new hous i ng. to. was. be. found. employed. in. t he. early. n i ne t ee n. a s Commun i ty Adv i se r t o t h e. Th i s pos i t i on was es t ab l i shed a f t e r. the. urban. o f t h e n i ne t een f i f t i es h a d s pawned t h e c rea t i o n o f. subur b s. Res i den t s who. is. on. t he. p e r i phery. of. t he. Auckland. i s t hmas .. had o c c u p i ed t h e i nner c i t y suburbs o f Auckland f o r mos t. o f t he i r l i ves d i s t r i c t s where. were. r e loca t ed. t he re. were. c os t s , and l i t t l e cho i ce p a t t er n s , s o c i a l. n e t wo rks. of. d u r i ng. the. f i f t i es. and. sixt ies. to. i nadequa t e amen i t i es , high t ranspo r t a t i on hous i ng and. type. or. loca t i on .. F r iendshi p. c i t i z e n r i gh t s were s e t a s i d e i n t he s e. p lann in g d ec i s i on s as t he New Zealand advoc a t e s o f urban r enewal p l a c e d.
(14) 2. i m pl i c i t f a i t h i n t he n i ne t een t h cen t ury t heory t ha t i f. s lum. dwe l le r s. were r e l oca t ed t o new e n v i ronmen t s t hey would g i ve u p the i r lower c l a s s ways a n d t h e ou t come wou ld be a reduc t i on o f s o c i a l patholog i e s t ho ugh t t o ' breed '. in. t he. The. s lums .. Counc i l. i m p l i ed. tha t. by. recon s t ru c t i o n t h e s o c i a l i l l s o f the c i ty woul d be cured . t wen t y years. of. i mp lemen t i ng. res i d e n t s reloca t ed des i gn a t ed o n c e. to. aga i n. new as. this. social. hous i ng. p lan ,. env i ronmen t s. phys i ca l. Ye t. wi thin. many o f t h e s e s ame t he m s e l v e s. found. ' so c i a l problems ' requ i r i ng t re a t men t .. Counc i ls ' remedy i n t he n i ne t een s even t i es w a s the es t a b l i shme n t. The of. a. Commun i ty Adv i s o ry Serv i ce ( 3 ) .. The Adv i s ory. S e rv i ce. was. to. have. two. ma i n. func t i ons. - f i rs t , t o. e s t ab l i sh Adv i c e Cen t re s ( based on t h e B r i t i sh C i t i z ens Adv i ce mod e l ) and. secondl y ,. to. as s i s t. the. commu n i t y ac t i v i t i e s o f t he i r own Advi s e r s e t prac t i ce. cho i ce .. In. of local people i n. t heory. t he. Commun i ty. t o f o s t er a developmen t al a p p roach t o p l anni ng bu t i n. ou t. t he. i nvolvemen t. B u r e aux. role. was. fraugh t. wi th. con t rad i c t i ons .. The s e. con t ra d i c t i on s appeared t o e mana t e f rom t he ambi valent n a t ure o f s o c i a l work p r a c t i ce. wi thin. the. con t e x t. prac t i t i on e r m i gh t a s s i gn p r i o r i t y t o s o c i a l i l ls ,. t he. o r d e r and con t ro l .. of. the the. local S t a t e . a l l ev i a t ion. of. Vher e a s t he human. employ i ng agency was pr i ma r i ly c oncerned w i t h s o c i al Hence l o c al i t i es whi ch had a profus ion o f ' pr e s s i n g. s o c i a l p roblems ' and d i s t r i c t s t ha t ' lacked a s e n s e of commun i t y ' t arge t ed. for. and. commun i ty. w o rk. i n t erven t i o n .. Vhen. i n t e rven t i on was evalua t ed a t the close o f t he n i ne teen. were. f o rm. of. seven t i e s. the. this. i mpa c t o f prac t i c e was a s s e s s ed i n predomi nan t ly n ega t i ve t erms .. Pra c t i t i oners were. accused. o f t rea t i ng t he i nd i v i dual as t he l ocus o f.
(15) 3. a l l d i f f i cu l t i es and t hey were bera t ed f o r i gno r i ng p o l i t i cal i ns t i t u t i on s i n t e rven t i on . t o sugges t. wh i ch. cond i t i on. bo t h. t hose. t he s e. p ra c t i t i oners. and. t he con t ex t and form o f. By analys i ng t h e ou t come o f p r ac t i ce i t. that. social. regard ed. seemed. logi c a l. soc ial prob lems as a n. i nheren t , i n ev i t ab l e and i n e f f aceable par t o f t h e human cond i t i on .. They a s s umed as d i d many group wo rk and cas ewo rk p rac t i t i on e r s b e f o r e them , tha t the p rocess i t s e l f would s u f f i ce as a ' cu re ' . They emphas i s ed means rather t h a n ends , and so preoccup i ed were t hey wi t h t ha t when they moved i n t o a i nd i v i d u a l p a t hology , communal c o n t ex t , t hey mer e ly t rea t ed ' t he commun i t y ' a s the sum t o t a l of i nd i v i dual adj us tmen t s . . . Even where a t t em p t s [ were ] made t o t ended deal wi t h t h e n o t i o n o f s o c i e ty , t he s e . . . to r e p r e s en t ex t rapola t i ons from a t heory or (4) expe r i en c e ga i ned in dea l i ng wi t h i nd i v iduals . A t the. t i me. a s s e s s me n t of. these. p r o f e s s i on ' s Prac t i t i oners ,. In was. h i s t o r i ca l seen. by. e s p e c i a l ly. p u rs u i t. as. wi t h those. work ' s of. t e rms. some. p r e o c c u p a t i on. con t ras t ed commun i ty p r o f e s s i on ' s. s eemed. to. r epresen t. reasonable. a. s o c i a l and commun i ty work p r ac t i ce wi t h i n t he con t ex t o f. t he l o c a l S t a t e . commun i t y work. c o n c lus i ons. u psurge. of. worki ng. and. i n teres t. d e t erm i n i s m .. on. r e form. con t ro l ,. he r i t ag e. of. ac t i v i sm. and. groups ,. marg i na l. w i th. wi th. and. in. t he. a dvocacy .. p lann i ng. making. d i s t in c t i ons t hey a l i gned t h emselves w i t h wha t was des c r i bed as work ' s s corned. in. a n a l t erna t i ve t o t he p lann i n g arch i t ec t ural. emphas i s. o rd e r. t he. these social. They cha l l enged. t he i r f e l low prac t i t i oners to choose s i d e s in . the con fron t a t i on b e t we e n p r i v i l ege a n d h e l p l e ss n es s , wh i l e i n t e rn a t i on a l advoc a t e s s uch as Pus i c exho r te d t hem t o b e c o m e a l l i e s ' agai ns t t he r i ch man ' s i ns o le n c e o f. o f f i ce . '. (5). con t umacy ,. t he. I t was a d e ba t e over t he ends and means o f. p ra c t i ce whi ch was t o b e t aken fur t her i n 1 979 , d u r i ng a. Symp o s i um. on.
(16) 4. t h e Soc i a l Res pons i b i l i t y o f Sc ience .. Des p i t e t he fac t t h a t t h e s o c i a l res pons i b i l i ty deba t e was p r om i n e n t i n i n t e rna t i onal fo rums. d u r i ng. s u c h as t he impa c t o f eng i ne e r i ng , rac i sm. s c i ence and. f i rs t. New. Zealand. rel a t i o n s h i p be tween. n i ne t een f i f t i es and s i x t i e s , i s s u e s. on. the. sex i sm ,. Aus t ra l a s i a than e l s ewhe re . the. the. global. appeared. food. to. cris i s ,. be less con t en t i o u s i n. I ndeed t he 1 9 7 9 ANZAAS Sympos i um fo rum. s c i en t i f i c. for. a. publ i c. t heory. and. gene t i c. p ro v i d ed. examina t i on. prac t i ce .. of. t he. �i t h i n. the. con t e x t o f t h i s Sym po s i um t h e s c i en t i f i c es t a b l i s hmen t was p o r t rayed a s a h i e ra r chi cal. male. p r i es t hood. i n f luence beh i n d mys t i f y i ng wi t hou t con t en t . '. i n t en t. j argon. Prac t i t i oners. on pro t ec t i ng t he i r p o w e r a n d 'a. sor t. of. plas t i c. language. were accused o f monas t i c a t t i t ud e s o f. non- i nv o l vemen t , r e s u l t i ng i n a c e l i bacy o f t h e i n t el lec t d i vo r ced f rom concre t e real i t y , and t hey were remi nded o f B e rge r ' s. o b s e rva t i on. t ha t. t he r e was ' s ome t h i ng o b s cene a bou t t he s c i en t i s t who cla i ms t h a t [ he o r she ] i s. no t. r e s p ons i bl e f o r the uses t o wh i ch s c i en ce i s p u t . ' B e rge r. d i d n o t deny t h e r igh t o f i n d i v i duals t o l i ve t he t heore t i cal to abs tain. f rom p o l i t i ca l engageme n t .. i ts. p r ac t i t i oners. to. pursue. or. He s i m p ly s t ressed t ha t s c i e n c e. w a s ' t o o much l i nked t o t he agon i s ing d i lemmas o f our mos t o f. l i fe. t i me. to. permi t. t he i r theore t i ca l i n t e re s t s i n. d e t achmen t f rom t he ongo i ng s t ruggles o f t he i r f e l l owman . ' ( 6 ). Thes e i ssues a r e n o t new . d e b a t e s whi ch. have. Indeed t hey r e f le c t t h e var i ous. p l agued. developmen t o f t h e s o c i a l. crises. and. the h i s t o ry of s c i en ce in gene ral and t h e. s c i ences. in. par t i cular .. As. each. social. s c i en t i f i c d i s c i pl i ne h a s s o ugh t t o become m o r e p r e c i s e i n t h e mould o f t he n a t ural. s c i ences ,. s o t hey have b ecome p r e o c cu p i ed w i t h t echni que ..
(17) 5. The res u l t i s e v i d enced i n f ragmen t ed t ra p p e d wi t h i n. and. d i s i llus i oned. p r o f es s i o n s ,. t h e con f i nes o f a seemi ngly a f fluen t oas i s ( ca p i t a l i s m ). and w i t h i n t he paroch i al chambers o f the i r res pec t i ve d i s c i p l i ne s. (7) .. Econom i cs prov i des a good i l lus t ra t i on .. Since the. days. o f Adam S m i t h ( 8 ) , t h e mos t f e r t i le minds i n e c o n o m i cs. have been engaged i n r e f i n i ng proces s e s , resources , the. such. as. t he. As. c l e a r ly. d emon s t ra t ed. cons i d e rable. a. Bu t. marked advan t age .. the. types. of. o u t s ide. gave. it. a. ques t i ons abou t our s o c i al and. p o l i t i ca l l i fe wh i ch m i gh t b e called fundamen t al o r part ,. d i s c i p l i ne. t echn i cal s k i l l s i n. hand l i ng the narrow range o f que s t i o ns f o r wh i ch i t s tools. the mos t. of. d i s t r i bu t i on o f i n come , i n creas i ng economi c g r ow t h , and. regula t i ng t he volume o f p roduc t i on and employmen t . econo m i cs has. a l l o c a t i on. rad i ca l. for. lie,. t he recogn i s ed bounda r i e s of e conom i cs , g i ve n. i t s i n t ellec t ua l t rad i t i on s ( 9 ) .. Yhen a n econom i s t. s tud i e s. i nsti t ut i onal stru c ture. unemployment ,. wh i ch. can. t aken. as. g i ven .. In. t akes. we l fare. the. And. when. p o l l ut i on o r c o n s e rv i ng energy , s o c i a l o rgani s at i on. is. g i ven. an. Yhen h e / s he. p rogrammes ,. a. wages. p romo t i on o f i n t e rn at i onal f ree. t rad i ng agreemen t s , i t is a ssumed t hat t h e r e e x i sts a sove r e i gn state s .. as. i t s e l f b e ques t i oned .. asks how t o i mp rove s o c i a l s e cu r i t y and system is. he/she. ques t i ons private. t aken a s g i ve n .. are. asked. en t erprise. mu l t i pl i c i ty. of. a b ou t c o ntrol l i ng as. a. system. of. A s a consequence , " ma i n s t ream. economi sts " ( lO ) seem to avo i d quest i ons a i me d a t exami n i ng. f un d am e n t al. f eatur e s o f our s o c i a l and pol i ti cal sys t em .. Obvi o u s ly , thi s. form. of. s c i enti f i c. p ra c t i ce i s not o n ly c o nf in ed t o.
(18) 6. Soc i o logi s t s ,. e conomi s t s .. educa t i onal i s t s ( 1 1 ) ,. a n t hropolog i s t s. psycholog i s t s ,. have. o f ten. t rea t ed. and. knowledge as a p o l i t i c a l l y. n e u t ral commod i ty , i n the b e l i e f t ha t t he s c i en t i f i c me t hod a l o n e m i gh t somehow lead t o t h e p roduc t i on o f knowledge i n the Th i s i n t e rpre t a t i on. of. s c i ence. i n t e res t s. of. all .. i s based on the b e l i e f tha t i n c reased. sys t ema t i c emp i r i cal unde r s t and i ng o f how s o c i e ty works , w i l l n a t u ra l l y lead t o the i n t e l l igen t formula t i on o f po l i c i e s , a n d o f s o c ial. i n e qu i t i e s. and. inj us t i ces .. It. is. the. ame l i o r a t i on. an al t ru i s t i c v i ew o f. s c i en c e , wh i ch argues t h a t publ i c , a s opposed t o p r i va t e , i n t e r es t s a r e s e rved i n. cond i t i o n s. emp loymen t. of. a. of. pol i t i cal. ra t i onal. neu t ral i ty ,. techn i cal. and. exper t i s e ,. s i mply. over. by. wh i ch. the only. s c i en t i s t s have p r o f es s i onal mas t e ry .. Such a v i ew i s s c i en t i s t s have c l a i med .. obv i ou s ly no t. naive .. In. ma i n t a i ned. a. ado p t i ng. t h is. p o l i t i c a l ly. s t ance ,. neu t ral. s o c i al. a p proach. as. Ins t ead , a f undamen tal t rend has been t owards t he adop t i on o f. a n i m p l i c i t conse rv a t i ve ideology , wh i ch a c ce p t s p ol i t i cal r e la t i o ns h i ps around t echn i cal. wi t hou t ques t i on .. p ro b l ems ,. when. the. exis t i ng. social. and. Thus argumen t s have c e n t red. i ss u e s. d emanded. social. and. p ol i t i cal a l t e r na t i ves .. As. an. e p i s t emolog i cal. d e ba t e. it. t akes. us. under s t and i ng of s o c i a l real i t y .. Inev i t a b l y i t. whi ch was. when. engaged. by. s c i en t i f i c parad i gm . d i f f e r ences. are. Kuhn ( 1 2 ) In. the. e l i mi na t ed. Kuhn i an and. Vel t an schauung and me t hodolog i cal Vel tan s chauung compon e n t. i n cludes. a. he. to. of. consensus. compon e n t s. hea r t. revives. advanced. v i s i on. beliefs. the. his. any. on. our. a rgumen t. n o t i on. s c i ence ,. r eached of. t he. of. of a. pol i t i ca l both. parad i gm .. t he The. abou t the n a ture of s o c i al.
(19) 7. r e a l i ty and t he a t t i tudes and. way. the. values. world. t ha t. should. be ,. prac t i t i o n e r s. as. well. b r i ng. to. as. s c i en t i f i c. t he i r work .. t echni cal componen t i n c ludes the t oo l s , me t hodologies , and. The. approaches ,. t h a t s c i en t i s t s u s e i n t he pursui t o f knowledge .. Al t hough Kuhn ' s. i n t er p re t a t ion. s o c i al s c i en t i s t s. s eeki ng. t rad i t ions , ( l 3 ) t he is useful. in. s c i en t i f i c. to. d i s t i n c t ion. The. t hough t . b e l i eve. e mphas i se s c i e n t i f i c. s c i en c e. claim. d i s c r i m i n a t i ng. s c i en t i s t s who. s c i ences .. of. hegemony. been a p p ro p r i a t ed by for. t he i r. f i rs t. is. values. obj e c t i vi t y. in. two. maj o r. schoo l s. charac t e r i sed obscure the. by. fac t s ,. t rad i t i on. The second group comp r i s e t h o s e who argue. b el i e f sys t e m. r e s pe c t i ve. he makes be tween bel i e f and t echn i qu e. be tween. that. has. of. s o c i al. those. s o c i al. and. t hus. of. t he. that. it. they. n a t ural is. t he. wh i c h s t ruc t u res t he focus and execu t i on o f any r e se a r ch. p rogramme , and t hu s t hey empha s i s e f u s i o n. b e tween. wel t ans chauung. and. techni que .. The f i rst. s chool. s c i ences , and mathemat i cs .. of. thought. endo rses Thi s. emphas i ses. d i s c i p l i ne s. f o rmal. " ma i nstream. m id d le- range theor i sts ,. such. hypothet i cal-deductive mode l. as. is. and. t y p i f i ed. by. bases. his. who. log i c a l ly i nterrelated p ropos i t i on s In. theo r i e s ,. Merton ' s where. ter m i n o logy. connecti on s. b etwee n s c i enti f i c explan ation , prec i s i on , t es t a b i l i ty and Merton does. not. endor s e. a. c o l l e ct i on o f. d ata. as. c o r r elations. f ro m. whi ch. and natural l og i c. as. s u ch. Mer t o n ,. Rob e rt. upon. m i dd l e - r ange. emp i r i cal. trad i t i on " ( 14 ). whi ch have e mp i r i ca l consequences . ( l S ) means systemati c. t he. th i s. a r e made. p r ed i c t i on .. v i ew o f s c i en c e whi ch s i mply e spous e s the. the. bas i s one. m i ght. of. stat i sti cally. s ig n i f i cant. formulate. e mp i r i ca l. then.
(20) 8. gene ral i sa t i o n s .. Nor. does. func t i onal i sm , al t hough. he. endorse. t heo r i e s. g rand. as. such. he clearly be longs t o t h i s t rad i t i on .. Indeed ,. he devo t e s h i s energ i es t oward cod i fy i ng f un c t ional theory , becau s e h i s v i ew. such. grand. conc e p t i ons only f a l l apa r t when con f ron t ed w i t h. e mp i r i c a l tes t s . ( 1 6 ) Ul t i ma t e ly , he a l i gns and. s c i ences. in. wi t h. He. emp i r i c i sm .. is. wi t h. minor. d u r i ng t he. day rou t i nes o f s c i en ce " , and f rom wh i ch one m i gh t. to. e v e n t u a l ly d e r i v e. " emp i r i cally. evolved. natural " t heo r i e s. in. i n t er e s ted. hypo t heses. t he. i n t e rmed i a t e t o t h e day. wo rki ng. h i ms e l f. in. uni formi t i es. o b s e rved. abundance. of. social. behav i ou r . " ( 1 7 ). T h e al t e r na t i ve. s chool. of. t hough t ,. charac t e r i s ed by J u rgen Habe rmas. ( 1 8 ) , ma i n t a i ns t h a t i t is e p i s t emo log i ca l l y i mpos s i ble t o. d i s t i ngu i s h. b e t ween " fac t and value" i n analys i ng and d e s c r i b i ng human d ev e l o pm e n t . I n con t ras t. to. the. ma i n s t ream. language i s devo i d o f value t h a t all. language. is. t rad i t i on. i mp u t a t i ons ,. whi ch holds t ha t t e c hn i c a l " c r i t i ca l ". s o c i a l l y cons t ru c t ed .. t heo r i s t s. argue. Th i s means t ha t the v e ry. c a t egor i es by wh i ch we d e s c r i be and i n t e r p r e t human behav i ou r a r i s e o u t o f s p e c i f i c s o c i a l and po l i t i cal s i t ua t i on s , and even whe r e t echni cal language. we. are. we. use. a. fab r i ca t i ng c a t ego r i es wh i ch a r e roo t ed i n. values and b e l i e f s .. There a r e o f c o u r s e many var i an t s w i t h i n t he s e two s chools but for. the. of. t hough t. purposes o f t h i s s tudy , based as i t i s upon a Haberma s i an. i n te r p r e ta t i on , ( 1 9 ) i t s eems appro pr i a t e t o ' ma i n s t ream ' and. ' cr i t i cal '. t rad i t i ons. d i s t i ngu i s h. are. p r i ma r i ly. t he. on t hr e e fundamen t al g r o und s .. F i rs t , t hey d i f f e r bo t h i n t erms o f purpo s e and m a i n s t ream t h eo r i es. b e t we e n. concerned. appl i ca t i on . wi th. t he. Whereas. prov i s i on o f.
(21) 9. ' fa c t s ' , the c r i t i cal t rad i t i on seeks t o e n l igh t en human agen t s s o t ha t t hey are able t o d e t e r m i n e whe re t he i r t rue i n t eres t s l i e .. Se condly , ma i n s t ream and c r i t i cal t heor i es d i f f e r cogn i t i ve s t ruc t u r e .. Whe reas. ma i n s t ream. in. t heo r i e s. t e rms. of. are o bj ec t i fy i ng ,. c r i t i cal theo r i e s a r e always par t o f t he obj ec t doma in wh i ch subj e c t ed t o analys i s .. is. and. c o n f i rma t i on .. c r i t i cal Whe reas. c o n f i rma t i o n by. theo r i e s. requ i re. mai n s t r eam. d i f feren t. k i nd s. requi re. theories. Th i r d ly , of. emp i r i cal. means of obse rva t i on and e x pe r i men t , cr� t i cal t h eo r i es. mus t surv i ve a more comp l i ca t ed t heory mus t. b e i ng. I n o t her wo rds c r i t i cal t heo r i es a r e s a i d t o b e. r e f le c t ive and t hus t hey are always i n par t s e l f re feren t i a l . ma i ns t ream. their. no t. only. process. i nves t iga t e. of. social. evalua t ion . real i ty. but. A. c r i t i cal. also. s o c i al. knowledge wh i ch i s par t o f tha t real i ty .. Thus a cen t ral e l emen t i n t h e. c on f i rma t i on o f. i ts. a. c r i t i cal. theory. is. ab i l i ty. to. demons t ra t e. r e f l e c t ive a c ce p t ance .. T he s i s. The maj o r con c l u s i on wh i ch m i gh t b e d rawn from t h e d i s cus s i on s o f a r i s t h a t a very clear d i s t i n c t ion has. been. made. be tween. t wo. s c i en t i f i c. t rad i t i ons , and t h i s a rgumen t w i l l be e xpanded l a t e r i n t h e deve l o p me n t o f a comprehens i v e t he o r e� f o r c r i t i ca l p r ac t i c e . t erm " prac t i t i o n e r ". has. been. age n t s engaged i n s o c i a l ac t i o n . s c i ence and. c ommuni ty. used. to. A t t h e s ame t i me t h e. encompass. Al th o ugh. t he. a d i ve r s e g r o u p o f. prac t i ce. domai ns. of. developme n t seem rela t i ve ly unconne c t ed , i t can. b e argued t ha t p ra c t i ce represen t s t he d ual i sm of agency and s t ru c t ur e ..
(22) 10. Whe t he r w e. refer. to. s o c i al. s c i en t i f i c. prac t i ce. work. soc i al. or. i n t e rven t i on , we are i ne v i tably fus i ng the e p i s t emology and me thodo l ogy o f social. If. ac t i on .. o u t come o f agency conce rned wi th a c t i on . d i f fe r e n t. we. and. t he. Whe reas. accept. s t ru c t ural. r e l a t i o nsh i p. conve n t ional. forms. of. the. a c t i on. argumen t that prac t i ce i s t h e. fac t o rs ,. t hen. t ha t. body. are. i ne v i t ab l y. be tween i n d i v i dual and i ns t i t u t i on a l. s t ud i es and. usually. b e t ween. p rac t i t i oners , t h i s t he s i s goes beyond such m i gh t examine. we. d i s t i ngu i sh. b e t ween. d i s t i n c t ive. groups. of. d i s t i n c t i ons. so. we. that. o f bel i e f s , value s , i deas , laws and t h eo r i e s. whi ch cons t i t u te t h e med i a o f prac t i ce .. B ry s o n l eads us i n t o t h i s. examina t i on. in. her. c r i t i cal. analy s i s. of. She mai n t a i ns t h a t few people t oday would o p e n l y. s ci en t i f i c prac t i ce .. c l a i m s c i ence i s value f ree and ye t ' researchers seem t o b e d o i ng. much. t h e s ame as t hey were b e fore . ' ( 20 ) The reason for t h i s , she argues , i s t h a t s c i en t i s t s. enj oy. a. rela t i vely. p r i v i leged. pos i t i on i n t erms o f. i ncome , pres t ige and power , and t hus t he p e r p e t ua t i on o f c u r ren t s o c i a l arr angemen t s i s b road ly i n t he i r own. i n t eres t s .. A. s im i lar. argume n t. seems v a l i d for o ther g roups o f p rac t i t i o n e r s whe ther they be p l a n n e r s , admi n i s t ra t ors o r s o c i a l workers . S t a t e the. ac t i on s. of. these. W i t h i n t h e c on t ex t o f t h e c a p i t a l i s t. " p rac t i t i on e r s " seem t o suppor t d o m in a n t. group i n t eres t s and on the s u r face a t leas t t h e log i ca l explana t i on f o r t h i s merging o f i n t e re s t s po i n t s to t h e shared ideolog i ca l pers p e c t i ve s held b y prac t i t i on e r s and members o f t h e d o m i n a n t class . apparen t merging. of. i n t e re s t s. wh i ch. curren t s tudy and t hu s i t s eems s ign i f i can t d i s t i n c t i o ns. b e t ween. is. appro p r i a t e. of. p r i mary to. se t. It. is. this. concern i n t he aside. t he. less. d i f f e re n t groups o f p r ac t i t i on e r s s o. t h a t w e m i gh t exa m i n e t he ou t come o f p r ac t i ce and ' the bas i c. i n teres t s.
(23) 11. of . . .. p rac t i t i oners . ' ( 2 1 ). The mos t appro p r i a t e f ramework f o r t h i s type of analys i s i s provi d e d by Habermas who. i d en t i f i es t hree maj or fo rms of s c i en t i f i c enqu i ry .. These fo rms o f s c i ence are conce i ved h i s t o r i ca l -he rmene u t i c and. as. shapes. and. emp i r i cal-analy t i c ,. t h e c r i t i cal- eman c i pa t o ry t rad i t i ons .. t rad i t i on is s u p posed ly governed by a ( 2 3 ) w h i ch. the. par t i cular. kind. of. emp i r i cal-analy t i c t rad i t i on. eman c i pa t ion .. Each. ' i n t e re s t '. is. said. of to. s c i en t i f i c be. enqu i ry .. and. the. c r i t ical. t rad i t i on. by. an. i n teres t. i n teres t. Ac cord i ng t o Habermas t hese i n t e res t s emana t e. rep roduc t i ve p r o c e s s e s. of. The. governed by a t echn i c a l. i n t e r e s t i n con t ro l , t he he rmeneu t i c t rad i t i on b y a p rac t i cal und e r s t and i ng ,. the. d e t ermines wha t we cons i d e r t o be knowledge as. wel l as p r es c r i b i ng a l t erna t i ve me thods. in. (22). f rom. in t he. s o c i a l l i fe and as such t hey a r e cons i d e red. fundamen t al charac t e r i s t i c s o f t he human spec i e s .. I t w i l l be a rgued. in. cap i t a l i s t S t a t e ,. these. mode s of p rac t i ce . equa t e d w i t h. this. s tudy. t h ree. t ha t. wi t h i n. con t e x t. of. the. f o rms o f s c i ence corres pond w i t h t hree. The emp i r i ci al -analy t i c. mai n s t ream. t he. t rad i t i on ,. wh i ch. can. be. o r t hodoxy , s ugges t s t ha t p rac t i ce w i l l c e n t re. around a c cura t e ly des c r i b i ng ' wh a t i s ' so t h a t. ' t he. remed i a l ac t i on .. argues f o r an i n s i d e r ' s. The. hermeneu t i c. t rad i t i on. State'. can. t ake. v i ew o f t h e world so t h a t t h e pa t t erns o f i nj us t i c e and i n e qu i ty can b e unders t o o d .. Prac t i ce i n t h i s t rad i t i on i s supposedly m o r e i n t une w i t h. t h e s u bj e c t �s. wo r ld. p a r t i c i pan t r a t h e r t rad i t i o n goes pra c t i t i oner i s. even. because t han. the. p r ac t i t ioner. an. is. empa t he t i c. a ' d i s i n teres t ed observ e r . ' ( 24 ) The c r i t i ca l. fur t he r .. Wi thin. this. form. of. s c i en c e. the. s a i d t o b e guided b y a n eman c i pa t ory i n t e res t and t hus.
(24) 12. h e / s he i s. not. only. p ar t i cular s oc i al. conce rned. s i t u a t i on s. wi th bu t. d e s cr i b ing. also. and. unde rs t an d i ng. wi th chang i ng t hem .. Wi th i t s. e mphas i s on power the c r i t i cal t rad i t ion an t i c i pa t e s the conduc t. of. a. po l i t i cal s t ruggle i n any movemen t t oward emanc i pa t i on .. I f we. a c ce p t. thi s analys i s o f t he res pec t i ve s c i en t i f i c t rad i t i ons a s. an adequa t e theo rem f o r evalua t i ng prac t i ce , then t h i s s t udy two maj o r. The. tasks .. con f ron t s. f i rs t cen t res around Bryson ' s t he s i s t ha t i n a. cap i t al i s t soc i e ty i t i s d i f f i cu l t to e s cape. from. hold i ng. i deolog i e s. whi ch s u p p o r t domi nan t group i n t e r es t s .. Th i s does no t mean t ha t s o c i a l. p r ac t i t i on e rs. State. wi t h i n. the. cap i tali s t. p a r t i c i pan t s i n a prede t e rm i ned plan . w o u l d need. to. ado p t. a. T o promo t e. determini s t i c. au t oma t i c a l ly d i s conne c t s. the. knowledgeable par t i c i pa n t. in. human l i fe .. are. v i ew agen t. merely such. of. a. social. from. be i ng. incidental thes i s. a c t i o n wh i ch an. ac t i ve ,. Th i s i s n o t wha t B ryson i n f e r re d. becau s e p r ac t i ce , i rr e s p e c t i ve o f t h e form i t t akes , i s grounded p a r t i cu l a r s o c i al. and. e conomi c. one. sys t em ,. in. a. and wh i l s t t h i s t o tal sys t em. cond i t i on s the n a t u r e and o u t come o f i n t erven t i on , the prac t i t i o n e r c a n a c t e i t he r. pos i t i vely. nega t i ve l y i n. t e rms. in of. t e rms. of. f o r e b earance .. e f f e c t i ng. cer t a i n. even t s ,. ( 25 ) Bo t h cons t i t u t e fo rms o f. a c t i o n wh i ch p roduce c e r t a i n resu l t s and thus t h e f i rs t ass i gnmen t t h i s s t ud y. is. to. exami ne t he ou t come or i mpac t o f p r ac t i ce .. exam i na t i on reveals t h a t dominan t group or c l a s s the bene f i ca r i es. of. or. i n t eres t s. for. I f t ha t. have. been. i n t e rven t i on t hen w e c a n r easonab ly conclude t h a t. t h e s e p r a c t i t ione r s e ngaged in a form of ac t i on i deologi cal reprodu c t i o n. wh i ch. re i n forced. t he. o f the cap i t al i s t f o r ma t i on and i n the a c t i ve. r e p re s s i on o f al t e rna t ives ..
(25) 13. The s econd t as k , whi ch i s a corollary t o t h e f i rs t , d eg ree o f. volun t a r i sm. and. d e t e rm i n i sm. b e tween agency and s t ru c t u r e .. i nvolved. is in. to. gauge. the. t h e i n t e r a c t i on. One way i n wh i ch i t migh t be feas i b l e t o. analyse t h i s i n t e ra c t i on i s t hrough t he eyes o f par t i c i pan t s t he m s e l v e s a n d t hus the focus i n t h i s second phas e o f the r esearch w i l l cen t re i d en t i f y i ng t h e. bas i c. i n t eres t s o f prac t i t i oners .. on. Th i s wou ld s ee m t o. b e cons i s t e n t w i t h the Habermas i an i n t e r p r e ta t i on o f ideology as a f o r m o f prac t i ce wh i ch d raws i t s s ign i f i cance f rom mean i ngs t h a t i nd i v i du a l s a s c r i be t o t hemselves , t he i r ac t i ons , and the i r. h i s t o r i cal. s i t ua t i o n .. Thes i s ou t l i n e. I n o r d e r t o execu t e t h e s e tasks t h i s s t ud y has been chap t e r s .. Chap t e r. One. p r a c t i ce. and. Chap t e r s. Two. cen t re s. to. F i ve. exam i n e. t he bas i c i n t e res t s o f p rac t i t i on e r s .. exam p l e s a r e d rawn f rom t wo areas o f p rac t i ce . t he exami na�i on. into. six. o u t l i nes a t heorem f o r c r i t i cal prac t i ce based. o n the work of J urgen Habermas . o u t come o f. d i v i d ed. on. research. In the. p rac t i t i oners. c o ns t ru c t i on o f s o c i a l i n d i ca tors , whi ls t the s econd. f i rs t. t he The s e. i n s t an ce. engaged. in. the. focu s s e s. on. t he. a c t ions o f a Na t i onal Research Adv i s o ry Counc i l Working Par ty wh i ch was a s ked t o repo r t on t h e s o c ial phenomenon o f unemp l oymen t .. Chap t e r Two analyses d o cumen t a ry ma t e r i a l rela t i ng t o t h e I n t e r na t i on a l S o c i a l I nd i c a t o r s. Moveme n t .. o u t come o f p r a c t i ce . i nd i ca t o r s movemen t. The. emphas i s. i n t h i s chap t e r i s on t h e. Cha p t e r Three f o c u s s es a t t e n t ion w i t h i n New Zealand .. on. t he. s o c i al. Docume n tary evi de n c e f ro m t h e. S o c i a l Dev e l o pme n t Coun c i l and f rom t he Depar t men t s o f. Soci al. Wel fa r e.
(26) 14. and S t a t i s t i c s. provides. the. emp i r i cal d a t a f o r t h i s evalua t i on wh i ch. also deals essen t i ally wi t h the ou t come of prac t i ce .. Thes e d o c ume n t ary. r e c o r d s p ro v i ded t he names o f p rac t i t i oners who could be key p e rsonnel Zealand .. i nvolved. in. the. as. s o c i a l ind i ca t o rs movemen t wi t h i n New were. i n t ervi ews. Uns t ru c t u red. d e s c r i bed. these. wi th. conduc t ed. p rac t i t ioners i n o r d e r t o ve r i fy document ary e v i d ence and as a means o f i d en t i f y i ng the. bas i c. i n t e res t s. of. prac t i t ioners .. T h i s ma t er i al i s. summa r i s ed i n Chap t e r Four .. Chap t e r F i ve prov i de s an a l t e rna t i ve case s t udy o f social New Z ealand .. Th i s. Counc i l ' s Work i ng. s t udy Party. d o cumen t s c o l le c t ed. cen t res of. by. wh i ch. t he. on the. prac t i ce. in. the Na t i onal Research Adv i s o ry wri t e r. was. a. membe r .. All. working par ty , i nclud i ng w r i t t en a n d o ral. submi s s i ons , were ava i lable t o par t i c i pan t s and thus t h i s. s e cond. case. s tudy p r e s e n t s an ' in s i d e rs v i e w ' o f s o c i al p rac t i ce wi t h i n t h e con t ex t of a. cap i t a l i s t. State.. Chap t e r S i x t hen p rov ides a summary o f s o c i al. prac t i ce based on Habermas ian t heory and con t a i ned i n. the. case. on. the. empi r i c i a l. e v i d en c e. s t ud ies ( The me thodologi cal i s sues i nv o l v e d i n. con d u c t ing t h i s exam i na t ion a r e ou t l i ned i n Append i x I V ) .. The t a s k b e f o r e us n ow c r i t i cal p rac t i ce. is. based. add re s s e d i n ·chap t e r One .. to on. set t he. ou t. a. wri t i ngs. comp rehen s i ve o f Habermas .. theorem. of. Th i s t as k i s.
(27) 15. NOTES - INTRODUCTION 1.. The t e rm " c r i t i ca l " i s used in the con t ex t of the c r i t i ca l s c i en t i f i c t rad i t i on . A s s u c h i t emana t e s f r om the p h i losoph i ca l s p e cula t i on and emp i r i c i sm o f t h e Frankfur t S chool wh i ch , i n i t s ear l i e r years , b roug h t toge t h e r a d i verse group o f Ge rman s c h o l a r s wi t h i n t e res t s rang i ng f rom ph i l osophy, psychoanalys i s , phenomenology and Marx i s m t o mus i c , l i t e r a t u re , the law and po l i t i cal economy . The o rgan i sed programme wh i ch subsequen t ly eme rged found i t s parad igm i n Marx ' s Cr i t i que o f Pol i t i cal Economy and t h e Hege l i an-Marx i s t con c e p t o f " t o t a l i t y " t ha t i s , t he b e l i e f t h a t no p a r t i al as pec t of soc i al l i fe and no i s ola t ed p henomenon can b e unders t ood unless i t i s rela t ed to the h i s t o r i cal who le ( t o the s o c i a l s t ru c t ur e conce i ved a s a g l o b a l e n t i ty ) . T h e domi nan t f i gure o f t he C r i t i cal Trad i t i on i n m o r e r e cen t t i mes h a s b e e n Ju rgen Habermas , whose work ranges o v e r t h ree i n t erconne c t i n g s phere s : t he me t hodo logy o f t h e s o c i a l s c i ences ; t h e connec t i on b e t ween the development o f t he na t u r a l s c i ences and t h e i n t eres t i n ins t rume n t a l con t rol ; and the r e la t i onsh i p be tween s c i ence , po l i t i cs a n d pub l i c o p i n i on i n advanced capi t al i s t s o c i e t i es .. 2.. The d e f i n i t i on a t t r i bu t ed t o E r i k W r i g h t i s t h i s s tudy . Thus :. the. one. ado p t ed. in. "Trans f o r ma t i on r e f e rs t o a mode o f de t er m i na t i on by whi ch c l a s s s t ruggle p rac t i ces d i rec t ly a f f e c t t he p r o c e s s e s o f s t ruc t u ral l i m i t a t i on , s e lec t i on and reproduc t i o n / non-reproduc t i on . " E r i k W r i gh t , Clas s , C r i ses and t he S ta t e , New Le f t Books , 1978 21. London ,. 3.. A f u l l accoun t o f t h e urban renewal p rogramme i n i t i a t ed by t he Auckland C i ty Coun c i l and an evalua t i on o f t he Commun i t y Adv i s o ry Serv i ce e s t ab l i s hed i n the n i ne t een s even t i es i s t o be found i n , Ian Shi r ley , P lann i ng For Commun i ty : The My thology o f Commu n i ty Dev e lopme n t and S o c i a l Planni n g . Dunmo re Press , Palme r s t o n N o r t h , 1 9 7 9 , Rep r i n t ed 1 98 4 .. 4.. Ian Shi r ley , P lanni ng For Commun i ty ( i b i d ) 1 9 7 9 :. 5.. Eugen Pus i c , " So c i al Real i t i es - A Wo rld V i ew" . Paper p r e se n t ed a t t he 1 8 t h I n t er n a t i onal Congress o f Schools o f Soc i al Work , Pue r t o R i c o , J u ly 1 97 6 . Quo ted by Ian Sh i rl ey , "The S o c i a l S c i ences : A n Exam p l e o f Soc i al I rres pons i b i l i t y " , i n Wren G r e e n ( i b i d ) 1 97 9 : 108 .. 6.. " Focus on Soc i a l R e spons i b i l i ty i n S c i ence " , ed i t ed by Wren G r e e� and publ i shed by t he New Zealand Asso c ia t i on o f Sc i en t i s t s . T h i s p ub l i ca t i o n c o n t a in ed t h e proceed i ngs o f the General Sym p o s i um whi ch was held a t t h e 49 t h Congres s o f the Aus t ra l i an and New Zealand Associ a t i on for t he Advancemen t o f S c i erice , Auckland ,. 3 2 and 20 ..
(28) 16. January 1 97 9 . See i n par t i cular , Lo i s B ryson , How d o w e P roceed Now we know Sc i ence is No t Value Free? pages 8 7 - 1 0 6 and I an Sh i r ley , The So c i al S c i ences An example of Soc i a l I r respons i b i l i ty , pages 10 7 - 1 1 6 . 7.. I n a s e m i n a r a t Mas s ey Un i vers i ty , 17 June 1 9 7 7 , Johan Gal t ung r e f e rred to the way in wh i ch the var i ous academ i c d i s c i p l i nes had d eveloped s e l f- i mages and languages wh i ch d i f feren t i a t ed t he i r a p p roaches t o t he explo r a t i on o f common problems . H e wen t o n t o s ugges t t h a t t hese bar r i ers , refle c t ed too i n t he d i cho t omy be t ween t heory and p r ac t i ce , we re i n t en t i onally cons t ru c t ed so as to ensure the ma i n t enance o f s t a t us , powe r and p r e s t ige wh i ch a c c rues t o those who have exclus ive pos ses s i on o f knowledge .. 8.. Adam Smi t h , The Wea l t h o f Yo r k , 1 9 3 7 .. 9.. E conomi cs as prac t i s ed i n t he wes tern world t en d s t o f a l l p r edomi nan t ly w i t h i n t he func t i onal i s t s o c i a l t rad i t i on . Th i s means t ha t des p i t e var i a t i ons i n b o t h ep i s t emology and me thodo logy i t i s a d i s c i pl i ne wh i ch acce p t s the s t ruc t ural l i mi t a t i ons i m posed by the cap i t al i s t mode o f p roduc t i on , and i n t he t e rm i n o logy o f Talco t t Par sons i t i s concerned p r i ma r i ly w i t h p a t t e rn mai n t enance , i n t egra t i on , goal a t t a i nmen t and adap t a t i o n . I t i s no t always f ramed exp l i c i ty i n t hose t e rms bu t i ts ove r r i d i n g concern t o be apoli t i cal , non- ideologi cal and consensua l clearly i d en t i f i es i t wi th t h i s t rad i t i on . One example of t h i s a p proach is e v i d en t i n the soc ial pol i cy t ex t by Culye r . H e wri tes : " I have s t u d i ously t r i ed t o avo i d ' po l i t i c i s i n g ' t he s u bj ec t . . . i ndeed , i t i s t he bel i e f tha t s o c i a l s c i en t i s t s s hould abs t a i n f rom such par t i sansh i p t h a t und e r l i e s t he whole o f t h i s book " .. Na t i ons ,. A . J . Culye r , The Econom i cs O f Soc ial London , 1 97 3 .. Modern. L i b rary. Pol i cy ,. Mar t i n. ( I nc . ). New. Robe r t son ,. 10.. I have u s ed t he t erm " ma i n s t ream economi s t s '' i n the same way t h a t Berns t e i n r e f e r s t o s o c i a l s c i en t i s t s belong i ng t o t he " ma i n s t ream t rad i t i o n " . Cf no t e 1 4 .. 11.. I n d i s cu s s i ng t he d i f f e r e n t i n terpre t a t i ons o f knowledge t he s o c i a l s c i ences are u s ually perce i ved as a s e t o f d i s c i pl i ne s u n i t ed b y an i n t e res t i n t he rela t i onsh i p b e tween human b e i ngs and t he i r world . I t is feas i bl e t o cons i d e r these d i s c i p l i ne s on t he i r own however and d e t a i l ways in wh i ch t hey have d i s t or t ed knowledge . Economi c s has been exam ined in this s t udy . An t h r o p ology also p r o v ides a good i llus t ra t i on . I n 1 9 5 3 Kennard and MacGregor r e po r t ed t ha t Alexand e r Le i gh t on ( employed by t he U . S . Governmen t t h roughou t World War I I ) was s ugges t i ng t h a t s o c i a l s c i en t i s t s should ga t h e r i n t e ll igence o n t rends i n f o r e i gn coun t ri e s wi t h r egard t o d e t ec t i ng s i t ua t i ons o f t ens i on and con f l i c t before t hey w e re man i fes t ed in n a t i onal o r i n t er na t i on a l v i o le n c e . As l a t e as 1 9 6 2 ano ther a n thropolog i s t , Ward Goodenough , was recommen d i ng t ha t " the army is ano t h e r po t en t i a l.
(29) 17. marke t f o r t h e e t hnograph i c s k i lls o f an t hropolog i s t s . The s u c c e s s o f modern gue r r i lla war fare obvi ously req u i res e x t en s i ve and i n t en s i ve e t h nograph i c i n t e l l i gence ! " Th i s compl i c i t y o f an t hr o p o l og i s t s and the S t a t e reac hed new heigh t s when i n 1 9 6 5 t h e i nvolvemen t o f an t hropolog i s t s in Proj e c t Came l o t f i na l ly presen t ed a moral con f l i c t wh i ch the d i s c i pl i ne could no longe r a f f ord t o i gno r e . The Fellows o f the Ame r i can An t h r o p o l og i cal Asso c i a t i o n mee t i ng i n 1966 pas s ed a con t rovers i al r e s o l u t i on r e f lec t i ng moral i n d igna t i on and e t h i cal con fu s i on regard i ng t he ac t i v i t i es o f some o f i t s members . Paul Kaplan and Sco t t Ro b i nson , Wha t i s Happen i ng t o A p p l i ed ��--�--���� �----��--An t h ro p o logy? Cornell Un ivers i ty , vol . 4 , No . 1, 1 9 69 . For a c r i t i que o f s o c i ologi cal n e u t ral i t y see Lo i s Bryson ' s : How do we p ro c eed now we know S c i ence is no t Value Free , in Wren G r e e n ( ibid) 1979 8 7 - 1 06 . A s i m i l a r i n t er p re t a t i on o f p sychology a s i t h a s b e e n appl i ed t o commun i t y work prac t i ce i s con t a i ned i n I a n Sh i rley , P lann i ng For Commu n i ty T h e My tho logy o f Commun i ty Dev e l o p men t and S o c i a l Plann ing , Dunmo re Press , Palmers t on N o r t h , 197 9 . 12 .. Thomas Kuhn , The S t ru c ture o f Sc i en t i f i c Revolu t i ons , Un i ve r s i ty o f C h i c ago Pres s , Ch i cago , 1 9 6 2 ( Second ed i t i on , en larged 1 9 70 ) . Thomas Kuh n , ' Commen t ' on t he Re l a t i ons o f A r t and S c i en c e , in, Compara t i v e S t ud i es i n Soc i e ty and H i s t ory , I I , 1969: 403 - 1 2 . Thomas Kuhn , Second Though t s o n Parad i gms , i n , The S t ru c t u r e o f Sc i en t i f i c Theor i es , e d i t e d by F rede r i ck Suppe , Un i ve r s i ty o f I l l i n o i s P r es s , U rbana , 1 9 7 4 .. 13 .. The a p propr i a t i o n o f Kuhn ' s i n t e r p r e t a t i on o f s c i ence was par t i c u l a r ly e v i d en t dur i ng t h e early 1 9 60 ' s when parad i gma t i c d i v i s i on s i n Soc i ology were commonplace . Becker r e f erred t o t he s e d i v i s i on s a s " a w a r o f soc i o logi cal r e l i g i ons , charac t e r i s e d by f a i t h r a t he r t han reason ? " Becker quo ted by Chr i s W i lkes , Soc i o lo g i cal Ba t t le s Kuhn and t h e D i v i s i ons i n Soc i o logy , unpub l i shed , 1 9 7 8 .. 14 .. B e rn s t e i n r e f e rs t o mains t ream s oc i a l s c i en t i s t s as t ho s e who conc e i ve o f t he i r d i s c i pl i n e as one t ha t d i f fe rs i n degree and n o t i n k i nd f rom t he well-es t ab l i shed na t ural s c i ences . They are a l s o s a i d t o be conv i n c e d t h a t t h e grea t e s t success i s t o be f o u n d i n emula t i ng , mod i fy i ng and adap t i ng t e chni ques t h a t have been s u c ce s s f u l in o u r s c i en t i f i c und e rs t and i ng o f na t u re . A t t h e s ame t ime one mus t no t t h i nk t ha t the mains t ream t rad i t i on i s more mono l i t h i c o r homogeneous t han i t real ly i s . R . J . B e r n s t e i n , The Res t ru c t ur i ng o f Soc ial and P ol i t i cal Theory , M e t hu e n , G r e a t B r i t a i n , 197 9 .. 15 .. Rober t K . Mer t on , Social Theory and S o c i a l S t ru c t ure , The F r e e P r es s , G lencoe I l l i noi s , 1 9 4 9 ( Re v i sed a n d enlarged e d i t i ons , 1 9 5 7.
(30) 18. and 1968 ) . 16.. Robe r t K .. M e r t o n , ( i b i d ) espe c i al ly pages 4 - 5. 17.. Robe r t K .. M e r t o n , ( i b i d ) page 5. 18.. Jurgen Habe r mas , Knowledge and Human I n t eres t s . J . J . Shap i ro , Beacon Press , Bos ton , 1 9 7 1 J u rgen Habe rmas , Leg i t i ma t ion C r i s i s. Beacon P r e s s , Bos t o n , 1 9 7 5 J u rgen Habe rmas , Theory and Prac t i ce . Beacon Pres s , Bos t o n , 1 9 7 3. Tran s la t ed. Tran s la ted by T .. McCa r t hy , Viertel ,. T rans la t ed by J .. Jurgen Habe rmas , Toward a Ra t i onal Soc i e ty , Shap i ro , Beacon P r e s s , Bos ton , 1 9 7 0. Trans l a t ed. J u rgen Habe rmas , Towards a Recons t ru c t i on of Ma t e r i al i s m , i n Theory and Soc i e ty , 2 , 1 9 7 5 : 2 8 7 - 300. by. by. J.J.. H i s t o r i ca l. Jurgen Habe rmas , Towards a Theory o f Commun i ca t ive Compe t e n c e, I n qu i ry , 1 3 , 1 9 7 0 : 360-75. in. 19.. J u rgen Habe rmas , Knowledge and Human I n t e res t s ( i b i d ) , 1 9 7 1 .. 20 .. Lo i s B ryson , ( i b i d ) 1 9 7 9 :. 89.. 21.. Lo i s B ry s o n ( i b i d ) 1 9 7 9 :. 103 .. 22.. J u rgen Habermas , Knowledge and 308 .. 23.. I n t e re s t i s a l i t e r a l t rans la t i on o f the Ge rman ' In t e re s s e ' . In t h e t er m i n ol ogy o f Habermas , i n t e resse r e fers t o ' cogn i t i v e ' o r ' Knowledge-cons t i t u t i v e ' i n t e r e s t s .. 24.. The no t i on o f t h e ' d i s i n teres t ed o b s e rve r ' as one who e x p la i ns , under s t and s , i n t e rp r e t s or s i mply d e s cr1bes what i s , charac t e r i s e s t he mai n s t r e am unde rs tand i ng o f s o c i a l and pol i t i cal enqu i ry .. 25 .. See An t hony Giddens , Cen t ral Problems i n Soc i al Theo ry : A c t i on , S t ru c t ur e and Con t rad i c t i on i n S o c i a l Analys i s , The M a cm i l lan Press L td . , London 1 9 7 9 .. Human. I n t e res t s ,. ( i bid). 1971.
(31) 19. CHAPTER ONE. CRIT I CAL THEORY IN THE TRADITION OF JURGEN HABERMAS. H a b e rmas iden t i f i es three func t i ons of wh i ch i s. mea s u r ed. in. t e rms. of. ' c ri t i cal '. a. d i f feren t. cri teria . ( l ). f o rma t i o n and e x t en s ion o f a c r i t i cal t heorem wh i ch s c i en t i f i c d i s co u rs e .. Secondly ,. the. p roces s .. s e le c t i o n. t he. a p p rop r i a t e. s t ra t eg i e s ,. s o c i a l prac t i ce e s s en t i a l ly f rom. wi thin the. cha p t ers. a capi t al i s t S t a t e . w r i t i ngs. of. F i rs t , s t and. And. up. t h i rdly , of. solu t i on. q u e s t i ons , and t h e conduc t o f pol i t i cal s t ruggle . f u n c t i ons wi ll b e addressed i n l a t e r. can. each. of the to. app l i ca t i on of such a t heory t o. s pe c i f i c groups by means o f a re f l e c t i ve of. theory ,. t he. t a c t i cal. The second and t h i rd. in. an. exam i na t i on. of. T h i s chap t e r , wh i ch d raws. Habe rmas ,. a i ms. to. e s t abl i sh. a. f ramewo rk f o r a d e t a i l ed e mp i r i cal analys i s o f s o c i al prac t i ce .. T h e wr i t i ngs o f Habermas embrace a range o f d i s c i p l i nes a n d s o c i o logy ,. t o p h i l o s ophy , psychology and l i ngu i s t i cs .. t o h i s d e t a i led c r i t i que o f pos i t i v i s t and h i s. me t i culous. enqu i ry , he. has. evolu t i on . ( 2 ) I t. from. exam i n a t i o n f a s h i oned. of. e p i s t emology the. t heo r i e s. sys t ems. and. I n add i t i o n me thodo logy ,. approach. language ,. of. p ol i t i cs. t o s o c i al. action. and. i s o bv i ous t h a t t h i s o n e cha p t e r cann o t do j us t i ce t o. h i s encyclopaed i c analy t i c work , bu t i t c a n i so l a t e some o f t h e cen t ral e l emen t s in h i s t heore t i cal repe r t o i re and i n. so. f ai th. syn t he t i c. wi t h. the. Habermas i an. pursui t. of. a. d o i ng. it. can. ye t. keep. c r i t i cal. under s t and i ng of human s o c ial l i fe .. The bas i c e lemen t s u s ed by Habermas i n h i s analy s i s o f s o c i e t a l. change.
(32) 20. d e r i ve f rom M a r x who s e i n t erpre t a t i on o f l i beral cap i t a l i s m i s a c ce p t ed as largely c o r r e c t . as a. c r i t i que. I n agreeing wi t h t h e fundamen tal tene t s o f Marx i sm. of. c ap i t al i s t. Habe rmas i d en t i f i es two a l t e red con t em p o rary. development. h i s tor i cal. fo rms. of. i n the n i ne t een t h cen t u ry ,. t enden c i e s. wh i ch. have. advanced capi t a l i s m .. rad i cally. These t enden c i es. a re the es cala t i ng power o f the S t a t e and t he t rans forma t i on o f s c i en c e a n d t echnology . o f c a p i t a l i sm o f s c i ence. as. Habe rmas add resses bo t h i s sues by t rac i ng t h e f rom. o r i g i ns. i t s phi losoph i c base t h rough t o the sys t e ma t i c u s e. an. i deo log i cal. i n s t rumen t. of. the. State . ( 3 ). His. exam i na t i on i d en t i f i e s four s o c i a l fo rma t i ons . ( 4 ). The f i rs t o f. t hese. f o rma t i ons. f am i l i al and. t r i bal. is. s t ru c t u res. d e f i ned. p lay. a. as. ' pr i m i t i ve '. cruc ial. role. as. in. t he maj o r. d e t e rm i nan t s o f bo t h s o c i a l i n t e rcourse and sys t em i n tegra t i on . i s rela t ed to d emograph i c. i n t e r e t hn i c. dependency subj e c t t o e conom i c exchange , war and conques t .. World v i ews. norms. wh i ch. are. e cologi cal. d i f f i cu l t. to. fac tors ,. Change. wi t h. and. and. tha t. d i f feren t i a t e. wi thin. s o c i e t i e s a r e i n t eg ra t ed wi t h r i t uals and taboos and s an c t i ons are n o t requ i red .. thus. p r i m i t i ve i nd e p e n d e n t. Organ i sa t i onal r oles in t h i s f o rma t i o n a r e. d e t e rm i ned by age a n d sex , wi t h t h e s a t i s fac t i on o f bas i c needs d e f i ned as the ' mo t i va t i ng fac t o r ' in the p roduc t i on of goods .. Wi t h t h e adve n t o f t r ad i t i onal f am i l i a l f o rms. of. s oc i e t i es ( S ). o rgan i s a t i on. t here. is. a. shi f t. f rom. in t he p roduc t ion and d i s t r i bu t i on o f. s o c i al weal t h , t o p r i v a t e owne rs h i p o f t he means. of. p rodu c t i on .. The. k i n sh i p sys t em s u r r enders i ts c e n t r a l func t i ons o f power and con t ro l t o the State .. I n t h e course o f t h i s t rans f e r , the fami ly loses a l l o f i t s. e conomi c func t i on s. and. some. of. i ts. s o c i a l i s i ng. func t i ons .. S o ci a l.
(33) 21. i n t egra t i on , l egal and w i t h i n t he. State. mo ral. autho r i ty ,. are. usurped. by. subsy s t ems. s t ruc ture and legi t i m i sed by t rad i t i onal i d eo l og i es .. � i t h p r i v a t e owne r s h i p o f the means o f produc t i on , a power r e la t i on sh i p i s i n s t i t u t ional i s ed i n wh i ch the. p r i v i leged. s o c i a l ly produced. appro p r i a t i on. weal t h .. Thi s. class is. appro p r i a t e s. h e i gh t ened by t h e. e x p lo i t a t i on o f l a bour powe r , and a s a con sequence of clas s t h e legi t i macy. of. the. social. the. r e p re s s i on. and po l i t i cal order is threa tened .. It. l ead s even t u a l ly t o a t rans forma t i on o f t he po l i t i cal sys t em and t o new f o und a t i ons of l e g i t i ma t i on .. The new s o c i a l f o rma t i on to emerge i s l i beral cap i t al i sm ( 6 ) , S tate. and. the. marke t p lace. complemen t a ry r o l es .. exe rc i s i ng. rela t i vely. au t onomous. p r o v i d i ng. are. i deolog i cal e n d s .. ye t. med ium ,. wi th. t h e cond i t i o n s und e r wh i ch the marke t e conomy can. b e expanded and s us t a i ned . c ap i t al i s t phas e. t he. Econom i c exchange , and therefore the rela t i o ns h i p. o f wage labour and cap i t al becomes the d o m i nan t s t eering t he S ta t e. wi th. The a c t ions of the. s een. as. supers t ruc t ural. The S ta t e , in the hands. of. State. in. the. l i be ral. - that i s , they s e rve capi tal ,. r e c e i ves. i ts. power f rom t h e e c onomy , and i n turn t he pol i ty uses knowledge t o ex t en d the i n teres t s. o f c ap i t al .. These i n t e r e s t s advance t h e no t i on o f " fa i r. exchange " b e t w e e n c a p i t al and labour i n the marke t place a s the of i n d i vi dual. f reedom. even t ually f a l t e rs re-engages t he. and. ( in. economy .. a. compe t i t i on , series. of. e p i t ome. but the accumula t i on p r o c e s s. depres s i ons ) ,. and. the. State. Thi s re-engagemen t by the S t a t e s igni f i es t he. adve n t o f advanc ed cap i ta l i sm .. � i t h i n advanced cap i t a l i s m , knowledge and i deology ( forme r ly u n d e r con t rol o f. c ap i t a l ). the. are t rans f er r ed t o the expand ing S ta t e a p p a r at us ..
(34) 22. I n the i n t e r na t i onal arena , global S t at es such as t h e t he I n t e r n a t i onal. Bank. and. Mon e t ary Fund , crea t e and i mp rove cond i t i ons f o r t he. u t i l i sa t i on o f accumu l a t ed cap i tal , wh i l s t a t the S ta t e ac t ually. Wo rld. replaces. the. marke t. in. na t i onal. level. the. non - p r o f i t able sec t o rs , t hus. c r e a t i ng and i mprov i ng cond i t i ons for the real i s a t i on of cap i tal .. The S t a t e. execu tes. this. unproduc t i ve governme n t. res t ru c t u r i ng ,. economi c. by. rep lacemen t. i mp rovemen t s to t he ma t e r i al and. consump t i on ,. i mma te r i al i n f ras t ru c t u re s , a he i gh t en i ng of h uman produc t i v i ty and r e l i ev i ng the s ame. t i me ,. soc i al and ma t e r i al cos t s of p r i va t e p roduc t i on . increas i ng. r e po l i t i c i s a t i on o f. the. involvemen t. State. now ac t i vely engaged i n t he reproduc t i ve of. a. At t h e it. a. rela t i ons o f p roduc t i on , and as a conse q u e n c e. Governme n t c r ea t e s an i n c reased need for leg i t i ma t i on .. a r i s i ng o u t. wi t h. b r i ngs. by. process ,. As the S t a t e i s. the. con t rad i c t i on s. c o n f l i c t o f i n t e res t s be t ween s o c i al i sed p rodu c t i on. and p r i v a t e appropri a t i o n means that the S ta t e mus t f i nd an a l t e rn a t i v e way o f. legi t im i s i ng. a c h i eved by. c i t i zen. avo i d s p ar t i ci pa t i on .. i ts. a c t i ons .. Th i s. d e pol i t i c i sa t ion ,. leg i t imat ing. is. func t i on. wh i ch i nduces mas s loyal t y b u t. C i t i z ens " enj oy the s t a t us o f pas s i ve ( su bj ec t s ). w i t h only t h e r i g h t t o w i thhold acclama t i on " . ( 7 ). The p r o c e s s o f d e p ol i t i c i s a t i on i s legi t i ma t ed i n f i rs t. i ns t ance. it. s t ems. f rom. wha t. Habe rmas. two refers. p r i va t i sm , which i s p ol i t i cal abs t i nence comb i ned w i th to. career ,. le i s ure. and. consump t i ve. pursui t s . ( 8 ). In. ways . to an. as. the civic. o r i en t a t i o n. Second ly ,. it. is. rei n f o r ced by a bourge o i s f o r m o f soc i al s c i ence wh i ch al lows t he S t a t e t o r e p l a c e my t h w i t h s c i en t i f i c rat ional a c t i on t o whi ch a l l reasona b l e p e o p l e w i ll accede . ( 9 ) By u t i li s ing t he. s c i en t i f i c. and. t e chnolog i c a l.
(35) 23. i nnova t i ons. of. advanced. cap i t al i s m ,. i n c reas i ng c a pac i ty t o con t rol the only r e l a t e. to. State. envi ronmen t .. as sume s These. in. produ c t ion. fus i o n. of. repres e n t i ng the. and. e conomi c. i deology of marke t forces. ever. con t ro l s. is. i n t e res t s. and. r e p l a ced of. the. and. re produc t i on , p o l i t i cal by. an. i s sues .. no t. admi n i s t ra t i on .. Que s t i ons. " publ i c " ,. the. The. old. and. thus. State. pol i t i cs i s a. " be n i g n ". wh i ch w e re regarded a s pol i t i cal ma t t ers i n. p r e v i ous h i s t o r i cal conj unc t ures a r e. rede f i ned. as. t echn i cal. requ i r i ng o bj ec t i ve , s c i en t i f i c analys i s and resolu t i on . the. to. i n t e rven t i o n i s t. p o r t rayed a s b e i ng largely i r relevan t i n the l i gh t o f such. wh i ch p r o v i des. an. t h e n a t ural envi ronment bu t they ext end t o the S t a t e ' s. ac t i ve e ngageme n t conseque n t i a l. the. i deologi cal. f ounda t i on. soc i al and p o l i t i ca l l i ves , and in. this. for. s ense. i s sue s ,. I t i s s c i en c e. S t a t e con t ro l o f our it. is. s c i ence. wh i ch. becomes t h e i deolog i cal ins t rume n t o f the S t a t e .. In equa t i ng s c i en c e w i t h i d eo logy , Habe rmas refers t o a form o f s c i en c e wh i ch t re a t s knowledge as a p ol i t i cally neu t ral value i mpu t a t i ons .. In. e s sence. s o c i a l s c i en t i f i c t rad i t i on parad i gma t i c .. It. is. it. whi ch. based. on. corresponds regards. a. bel i e f. d e vo i d. commod i ty , wi th. t he. t h e ma i n s t ream. n a t ural. that. of. s c i ences. as. i ncreased sys tema t i c. emp i r i ca l unders t an d i ng o f how s oc i e ty wo rks w i l l n a t ural ly l e ad t o t h e resolu t i o n o f. social. prac t i t i on e rs who. p r o b l ems .. have. a. It. mand a t e. f o l lows to. that. resolve. the. s u ch p rob lems are the. t ec hn i c i an s o f t h e S t a t e who have su c c e ss fully i so l a t ed " fac t s " .. In. a c ce p t i ng. i llus t ra t ed ,. conse rva t ive i d e o l ogy. the. requ i s i t e. t h i s manda t e s o c i al s c i en t i s t s c l a i m t h a t t h ey. have a s sumed a pol i t i ca l ly neu t ra l o th e r s has. s c i en t i f i c. t hey. whi ch. a p p roach ,. but. o p ted. i ns t ead. have accep ts. e x i s t i ng. as. Habermas for. s o c ial. an and. among. i mp l i c i t pol i t i ca l.
(36) 24. r e l a t ions h i p s. w i t hou t. ques t i on . ( lO ). Wi t h i n. the. con t e x t. t he. of. c ap i t al i s t S t a t e t h ey au t oma t i cal ly a l i gn t hemse lves w i th t h e t e chn i cal ra t i onal t rad i t i on , and in prac t i ce t h i s r e s u l t s in an unexp r e s s e d f o r m o f s o c ial and p o l i t i cal dom i na t i on .. The S c i en t i f i c Trad i t i on s. T o apprec i a t e wha t i s bas i cally a c r i t i qu e o f the mai ns t ream i t is. necess ary. to. exam i ne. t he. be t ween al t e rna t i ve s c i en t i f i c i n t e r es t s ,. and. t he i r. way i n wh i ch Habe rmas d i s t i ng u i shes. t rad i t i ons ,. c o r res pond i ng. t he i r. to. c o r r e s pond. ca t egor i sed as t h e. cogn i t i ve. i n t e res t. s c i ences. t he. i ncorpora t e. cogn i t i ve i n t eres t s i s e x i s t ence ,. wi th. an. eman c i pa t o ry. g rounded. "work". gui d i ng. in. one the. t rad i t i on .. i nc o r p o r a t e. i n t eres t .. t rad i t i ons ,. o r i en t ed. Each o f t he s e. of. human. emp i r i cal-analy t i c. Thes e. a. s c i en c e s. c r i t i cally. t rad i t ion ,. wh i ch. These f o r m s a r e. wh i ch. d i mens i on. " in t erac t i on " t he h i s t o r i cal-hermene u t i c c r i t i cal-eman c i pa t ory. t he. s o c i al. i n t eres t s. h i s t o r i cal -he rmeneu t i c. wh i ch i ncorpora t e a p r a c t i cal i n t e r e s t - and s c i ences whi ch. cogn i t i ve. human. of. w i t h t h r e e f o r m s o f s c i ence .. emp i r i cal-analy t i c. t e ch n i cal cogn i t i ve. rela t i v e. d i mens i on s. e x i s t ence . ( l l ) He i d en t i f i es t hree p r i mary are s a i d. p os i t i on ,. and. social. t rad i t i on , " powe r ". t he i r. t he. r e l a t i ve. cogn i t i ve i n t er es t s , and t he i r corres pond ing d i mens i ons of human s o c i a l e x i s t ence , may b e mod elled as i n F i gu r e I ..
(37) 25. FIGU R E I. S c i e n t i f i c tra d i t i o n s. A N A LY T I C. H I STO R I CAL H E R M E N EUTIC. C R I T I CA L. T EC H N I CA L. P R ACT I CAL. E M AN C I PATORY. WOR K. I NT E RACTION. P OW E R. E M P I R ICAL. SCI ENTI F I C TRADITION. COGN ITIVE I NT E R E STS. H U MAN SOCIAL E X I ST E N C E. By " wo rk" ,. Habe rmas. i nd i v i duals s h a p e. means. and. tha t. c o n t ro l. dynam i c. s oc i al. process. by. wh i ch. t he i r envi ronmen t i n order to s u rv i v e .. Th i s i ns t rumen t a l - ra t i on a l a c t i on i s governed by t ec h n i c a l rules in. t u rn. are. based. on. e mp i r i ca l. knowledge .. \ol i t h i n. wh i ch. Haberma s '. t e rm i n o l ogy ,. t h i s emp i r i ca l f o rm o f knowledge d eman d s the i sola t i o n. o b j e c t s and. eve n t s. i n t o d e p en d e n t and i ndependen t vari a b l e s , w i t h any. i nv e s t iga t i on focus s i ng o n r egular i t i es b e tween t he m . e mp i r i ca l general i sa t i on s u n d e r eve n t ual c on f i rma t i on cogn i t i ve. i n t e res t. of. or in. con t rolled. f a l s i f i ca t i on t e c hn i ca l. The deduc t i on o f. c o n d i t i ons. of. leads. hypo t heses .. con t ro l. to. the. " Th i s i s t h e. over. o bj ec t i f i ed. to. communi ca t i v e. p r o c e s s es " . ( 1 2 ). I n d e f i n i ng. " i n t e ra c t i on " ,. a c t io n , gove rned. by. Habe rmas. consensual. n orms. is. r e f e r r i ng and. l e a d i ng. to. d e s cr i p t i o n ,.
(38) 26. explana t i o n , a n d unders tand i ng . shape and. con t ro l. �i thin. t rad i t i on ,. i nd i v i duals. the i r l i ves th rough wo rk , and th rough commun i ca t i ve. a c t i on and language .. The m e t hodolog i cal. p rac t i cal. wh i ch. i n t e res t. has. '' i n t e r p re t a t i o n of tex t s " ( 1 3 ) man i pula t i on .. this. Access. to. as. as. framework. i ts. aim. opposed. the. to. is. based. upon. clari f i c a t i o n. t echni cal. con t ro l. a and and. t hese fac t s i s prov i ded by the unders t and i ng. o f mean i ng , n o t observa t i on .. By emanc i pa t i on , Habe rmas refers t o a f o rm wh i ch is. " empower i ng " .. Tha t. is ,. it. and. leads. process. of. knowledge. par t i c i pan t s. t o s e ek a. s e l f - cons c i ous unde rs t an d i ng o f the con t rad i c t ions ma t e r i al e x i s t en c e , and t rans formed . f o rms of. con s c i ousness. the that. i deolog i cal. and. d i s to r t the mean i ng of s o c i al and be l i e f. and. They v i ew any ar t i f i c i a l d i v i s i on , s u c h as. and prac t i ce .. t h e mai n s t r e am d i s t i n c t i on be tween bel i e f and fact , as r e f l e c t i o n of. t he i r. mys t i f i ca t i ons. p ol i t i cal l i fe , c r i t i cal theo r i s t s s eek a genu ine un i ty of f ac t , theory. in. s o t h a t t he s e con t rad i c t i ons migh t b e a p p r op r i a t ed. By pen e t ra t i ng. false. imp l i c i t. an. i de o l o g i cal. a soc i e t y in wh i ch s c i e n t i f i c p rac t i c e s e rves t h e s t a tus. quo .. I n d i f fe r en t i a t i ng be tween these t h r e e s c i en t i f i c t rad i t i o n s , emphas i s es t h e. need. to. Habermas. comprehend the d i s t i n c t i ve charac t e r i s t i cs o f. t h e s e non- r e d u c i ble med i a and. c ogn i t i ve. i n t eres t s . ( 14 ). His. emphas i s. l i e s , no t i n d e nigra t i ng any par t i cular t rad i t i on , bu t i n e x p l o r i ng t h e i n t e r r e l a t i on sh i ps and. dynam i c s b e t ween them .. a d i a le c t i ca l syn t he s i s whi ch i mp l i ca t es i n t e r p re t a t i o n o f. s o c i al. and. p ol i t i cal. H i s ul t i ma t e p u r s u i t i s. emp i r i cal. correla t i on s ,. t he. real i ty , and any c r i t i que o f. t ha t " re al i t y " , a s t h r e e i n t ernal momen t s o f. theor i s i ng. abou t. s oc i al.