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Isolation of Recombinant Adeno-Associated Virus Vector-Cellular DNA Junctions from Mouse Liver

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Received 13 January 1999/Accepted 30 March 1999

Recombinant adeno-associated virus (rAAV) vectors allow for sustained expression of transgene products from mouse liver following a single portal vein administration. Here a rAAV vector expressing human

coagulation factor F.IX (hF.IX), AAV-EF1a-F.IX (hF.IX expression was controlled by the human elongation

factor 1a[EF1a] enhancer-promoter) was injected into mice via the portal vein or tail vein, or directly into the

liver parenchyma, and the forms of rAAV vector DNA extracted from the liver were analyzed. Southern blot analyses suggested that rAAV vector integrated into the host genome, forming mainly head-to-tail concatemers with occasional deletions of the inverted terminal repeats (ITRs) and their flanking sequences. To further confirm vector integration, we developed a shuttle vector system and isolated and sequenced rAAV vector-cellular DNA junctions from transduced mouse livers. Analysis of 18 junctions revealed various rearrange-ments, including ITR deletions and amplifications of the vector and cellular DNA sequences. The breakpoints of the vector were mostly located within the ITRs, and cellular DNA sequences were recombined with the vector genome in a nonhomologous manner. Two rAAV-targeted DNA sequences were identified as the mouse rRNA

gene and thea1 collagen gene. These observations serve as direct evidence of rAAV integration into the host

genome of mouse liver and allow us to begin to elucidate the mechanisms involved in rAAV integration into tissues in vivo.

Adeno-associated virus (AAV) has been extensively ex-plored as a potential vector for gene therapy (15). The advan-tages of the use of AAV-based vectors are that they transduce both dividing and nondividing cells and achieve long-term ex-pression of therapeutic genes with no apparent adverse effects. We and others have investigated the feasibility of transferring the human coagulation factor IX (hF.IX) gene into mouse liver by recombinant AAV (rAAV) vectors (21, 31). In our previous study, we demonstrated long-term therapeutic levels of hF.IX in mouse plasma following portal vein injection of an AAV-EF1a-F.IX vector (21). However, the mechanism of persistent expression of therapeutic gene products from the liver by rAAV vectors has not been fully understood. A possible inter-pretation of sustained expression is rAAV vector integration into the host genome. Latent infection of wild-type AAV (wtAAV) results in site-specific integration into the AAVS1 region of human chromosome 19 (14, 28). The inverted termi-nal repeat (ITR) sequence is the only vector element necessary for integration (38), but the efficiency and site specificity of wtAAV integration into the host genome relies on the viral Rep proteins and the presence of the target sequence, i.e., AAVS1 (2, 9, 16, 18, 33). Although it has been demonstrated that rAAV vectors devoid of a Rep expression cassette inte-grate with low efficiency and with a lack of specificity into the host genomes of some dividing cells in vitro, little is known about the integration of rAAV vectors into nondividing cells (35). Recently several groups have suggested, on the basis of Southern blotting data, that rAAV vectors integrate into the genomes of mouse liver and muscle cells (4, 8, 10, 30). More

recent studies by Miao et al. have demonstrated evidence of rAAV vector integration into mouse liver on the basis of pulsed-field gel electrophoresis and fluorescence in situ hybrid-ization analysis of metaphase hepatocytes (20). The present study was undertaken to further establish integration of rAAV vectors into the host genome. Detailed Southern blot analysis of the molecular forms of rAAV in transduced mouse liver was performed. In addition, we present direct evidence for integra-tion by isolaintegra-tion of rAAV vector-cellular DNA juncintegra-tions from transduced mouse liver.

MATERIALS AND METHODS

AAV-EF1a-F.IX vector. AAV-EF1a-F.IX vector (Fig. 1A) was produced based on plasmid pV4.1e-hF.IX (21) and purified as outlined elsewhere with an adenovirus-free system (12, 17) with a modification. The vector preparation was further purified by including a nuclease digestion step of the crude cell lysate and by using two successive CsCl gradients followed by dialysis. The physical vector titer was determined by a quantitative dot blot assay (12).

AAV-EF1a-GFP.AOSP vector.The AAV-EF1a-GFP.AOSP vector was con-structed to serve as a rAAV shuttle vector for the isolation of rAAV vector-cellular DNA junctions. The vector plasmid pAAV-EF1a-GFP.AOSP encodes the following elements between two ITRs: a hybrid promoter comprising a truncated EF1aenhancer-promoter (dEF1a-P) and the bacteriallacoperon promoter (lacp), a multiple cloning sequence (MCS), the enhanced green fluo-rescent protein (GFP) transgene, a poly(A) signal derived from the human b-globin gene, the bacterial ampicillin resistance (Ampr) gene, and a plasmid origin of replication (Ori) (Fig. 1B). A 1.6-kb stuffer fragment from the coding sequences of the bacteriallacZ gene was inserted outside the two ITRs to stabilize this plasmid. The construction of pAAV-EF1a-GFP.AOSP was done as follows. A 228-bp fragment of the humanb-globin gene poly(A) signal was inserted at the uniqueStuI site of pEGFP (Clontech, Palo Alto, Calif.), down-stream of the GFP coding sequence, to create pEGFP.bglpA. The 39ITR was removed from pV4.1e-hF.IX by double digestion withPvuII andBbrPI and inserted at the uniqueAflIII site of pEGFP.bglpA, just downstream of Ori, to create pV3EGFP.bglpA. A 1.8-kbHindII fragment of thelacZgene was excised from pAAV-LacZ (12) and inserted at a uniquePvuII site between the 39ITR andlacp, to create pV3EGFP.bglpA.spc. We also created pV4.1de-hF.IX, a pV4.1e-hF.IX derivative with a truncated EF1a-P (dEF1a-P), by removing a 1.3-kbSpeI/MunI fragment from the EF1a-P sequences of pV4.1e-hF.IX. The 59 ITR anddEF1a-P were excised from pV4.1de-hF.IX by double digestion with

* Corresponding author. Mailing address: Department of Pediatrics, Program in Human Gene Therapy, Stanford University School of Medicine, 300 Pasteur Dr., Stanford, CA 94305. Phone: (650) 498-2753. Fax: (650) 498-6540. E-mail: nakaih@leland.stanford.edu.

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PvuII andEcoRI, and the resulting 1.3-kb fragment was blunted and inserted into the uniquePvuII site of the pEGFP.bglpA, creating pV5eEGFP.bglpA. A 1.5-kb fragment comprising the 59ITR and thedEF1a-P–lacphybrid promoter was excised from pV5eEGFP.bglpA with aPvuII/PstI double digestion and ligated with aPvuII/PstI fragment of pV3EGFP.bglpA.spc comprising the GFP gene,b-globin poly(A), Ampr, Ori, 39ITR, and the 1.6-kb stuffer. This resulted in the construction of GFP.AOS. To construct pAAV-EF1a-GFP.AOSP, we inserted a uniquePmeI site in frame at theSalI site of the MCS located betweenlacpand the GFP gene.PmeI cuts the mouse genome infre-quently, and incorporation of this site was used to reduce the background in the integrant plasmid library. As can be seen in Fig. 2A, without thePmeI digestion step, the library would be contaminated with many plasmids that do not harbor integration junctions.

Contamination of wtAAV in the vector preparations was assessed by a mod-ification of the replication center assay (31). Briefly, 293 cells were seeded in 10-cm-diameter dishes and infected with 109particles of a rAAV vector in the presence of adenovirus type 2 (multiplicity of infection, 10). The cells were harvested 24 h later, and 1/20 of the freeze-thaw cell lysates were used to infect 293 cells in six-well plates in the presence of adenovirus for sequential amplifi-cation of wtAAV. The cells were then incubated for 24 h and transferred to nylon membranes, followed by denaturation and neutralization. The membranes were hybridized with a32P-labeledrep-capgene probe and analyzed by autoradiogra-phy. We detected no wtAAV in the vector preparations at a sensitivity of 103 particles of wtAAV in 109particles of rAAV.

Animal procedures.All the animal experiments were performed according to the National Institutes of Health guidelines. Six- to eight-week-old female C57BL/6 mice were purchased from Charles River Laboratories (Boston, Mass.). AAV-EF1a-F.IX, at doses of 2.731011, 5.531010, and 1.131010particles/ animal, were injected by portal vein (PV) or intravenous (i.v.) injection (n54) into C57BL/6 mice. Direct liver (DL) injection of C57BL/6 mice was performed with 2.731011particles of AAV-EF1a-F.IX per mouse (n54). The PV injection procedure was as previously described (21). For i.v. infusion, 200ml of rAAV vector solution was given through the tail vein. The DL injection proce-dure was as follows. The animals were anesthetized with an intraperitoneal injection of ketamine and xylazine, and the liver was exposed through a ventral incision. Two hundred microliters of the rAAV vector solution was injected directly into the hepatic parenchyma at six different sites of the left lateral lobe with a handheld 27-gauge needle connected to an infusion pump (model 2000; Instech Laboratories, Plymouth Meeting, Pa.) at a flow rate of 15 to 20ml/min. Bleeding after injection was controlled by compression with forceps, and the peritoneal cavity was closed with 5-0 Dermalon (Davis1Geck, Manati, Puerto Rico). The mice were bled from the retro-orbital plexus several times up to 10 months, and plasma hF.IX levels were measured with an hF.IX-specific enzyme-linked immunosorbent assay (32). One mouse from each group (PV, i.v., and DL) was sacrificed for tissue collection 3 months postinjection.

For the isolation of rAAV-cellular DNA junctions from transduced mouse livers, four C57BL/6 mice received PV injections of 1.2 31011particles of AAV-EF1a-GFP.AOSP vector. A single mouse was sacrificed 1 week and 1, 5, and 9 months postinjection, and liver DNA was isolated for analysis.

Southern blot analysis.Total DNA was extracted from liver and other tissues as described by Sambrook et al. and analyzed by Southern blotting (26). The copy number standards (the number of double-stranded rAAV genomes per diploid genomic equivalent) were prepared by spiking an equivalent number of the vector plasmid molecules into total DNA extracted from naive mouse liver.

Isolation of rAAV vector-cellular DNA junctions.Construction of the rAAV vector-cellular DNA junction fragment library is shown schematically in Fig. 2B.

Seven micrograms of high-molecular-weight DNA extracted from AAV-EF1a-GFP.AOSP vector-transduced liver was digested withPmeI at 37°C for 4 h. A singlePmeI site is present in AAV-EF1a-GFP.AOSP, located betweenlacpand the GFP gene, 19 bp upstream of the uniqueBamHI site. ThePmeI-digested DNA was treated with calf intestinal phosphatase (CIP; New England Biolabs, Beverly, Mass.) at 50°C for 1 h to prevent ligation of free DNA ends, including thePmeI ends. After the CIP was heat inactivated at 65°C for 1 h, the DNA was extracted by phenol-chloroform and precipitated by ethanol. To assess the level of contamination by episomal circular intermediates of rAAV (6) insensitive to

PmeI digestion, 2.25mg of the purified DNA was used to transformEscherichia coliby electroporation. The remaining DNA was subjected to the plasmid rescue scheme described below or analyzed for integrity by agarose gel electrophoresis. Rescue of the rAAV vector-cellular DNA junctions involvedBamHI digestion and self-ligation followed by transformation ofE. coli. Threemg ofPmeI and CIP-treated DNA was digested withBamHI at 37°C for 4 h.BamHI cleaves the

lacoperon promoter; GFP, the enhanced green fluorescent protein gene; pA(b-gl), the humanb-globin gene polyadenylation signal; Ampr, the bacterial ampi-cillin resistance gene; Ori, plasmid origin of replication; A,AlwNI; B,BamHI; Bg,BglII; C,ClaI; E,EcoRI; H,HindIII; N,NotI; P,PmeI; Xa,XbaI; Xo,XhoI.

FIG. 2. (A) Schematic structure of possible forms of rAAV in tissue (center row), plasmids possibly rescuable byBamHI digestion and religation (top row), and plasmids possibly rescuable byBamHI digestion and religation following

PmeI digestion and CIP treatment (bottom row). Examples of possible forms in tissue are episomal circular rAAV forms (monomers circularized at the ITRs and aberrant rAAV monomers lacking bothBamHI andPmeI sites), rAAV provirus with three tandem repeats forming a head-to-tail concatemer, and a tail-to-tail junction from either episomal or integrated rAAV forms.PmeI digestion can remove GFP1episomal forms and head-to-tail circular molecules derived from inner repeats of rAAV concatemers. B,BamHI; P,PmeI site. The straight and zigzag lines represent rAAV vector and mouse genomic DNA sequences, re-spectively. (B) Construction of a rAAV vector-cellular DNA junction fragment library from mouse liver DNA transduced with AAV-EF1a-GFP.AOSP. High-molecular-weight DNA was isolated from transduced liver. Seven micrograms of liver DNA was digested withPmeI and treated with CIP. DNA (2.25mg) was directly used to transformE. colito assess contamination of episomal circular forms of rAAV insensitive toPmeI digestion, and 0.75mg of DNA was analyzed by gel electrophoresis. Three micrograms of the above-mentioned DNA was digested withBamHI and self-ligated with T4 DNA ligase. A junction fragment library was made by transformingE. coliwith 2.25mg of the above-mentioned DNA, and the remaining 0.75 mg was electrophoresed to analyze the DNA. Colonies were classified as GFP1(green) and GFP2(white) by UV excitation. The white colonies were subjected to the screening procedure for identification of integrant candidates.

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vector at a single site, which is located just downstream of thePmeI site. After digestion, the DNA mixture was incubated at 65°C for 20 min, and the DNA was self-ligated with T4 DNA ligase (New England Biolabs) at 16°C overnight in 700 ml of reaction mixture. The DNA was extracted with phenol-chloroform, precip-itated by isopropanol (34), and resuspended, and 2.25mg was used to transform the bacteria by electroporation. The remaining 0.75mg was analyzed for integrity by electrophoresis. The transformed bacteria were plated on Luria-Bertani agar plates containing ampicillin (50mg/ml). Expression of GFP in bacterial colonies in these libraries was analyzed by long UV excitation (365 nm) on an electronic transilluminator (Ultra-Lum, Carson, Calif.). GFP-negative colonies were isolat-ed, and plasmid DNA was extracted and analyzed by restriction digestion anal-ysis and DNA sequencing. Nucleotide sequences were determined by dideoxy chain termination reactions. All bacterial transformations were done withE. coli

DH10B (ElectroMAX DH10B cells; GIBCO BRL, Gaithersburg, Md.), and the electroporation was performed with a 0.1-cm5path5length cuvette and an Elec-tro Cell Manipulator 600 (BTX, San Diego, Calif.) under conditions of 17.5 kV/cm and 186V. These conditions resulted in efficiencies of$1010 transfor-mants/mg of pUC19.

RESULTS

Delivery of rAAV to the liver by DL or PV injection is more

efficient than delivery by i.v. injection.C57BL/6 mice received

different doses of AAV-EF1a-F.IX via three different routes (PV, i.v., or DL injection). When the highest dose of the vector (2.731011particles/animal) was injected into the liver either directly or via the PV, levels of approximately 1,000 to 2,000 ng of hF.IX/ml (20 to 40% of normal levels in human plasma) were observed for up to 10 months (Fig. 3). The PV and DL routes appeared to be equally efficient and approximately 10-fold better than the i.v. route. A five10-fold-lower dose of the vector (5.531010particles/animal) administered via PV also resulted in therapeutic levels of hF.IX (200 to 250 ng/ml). Southern blot analysis of liver DNA isolated from animals injected by these three routes confirmed that PV or DL ad-ministration was more efficient at delivering the vector genome than the i.v. route. As shown in Fig. 4A and C, the livers of animals injected with 2.731011particles of AAV-EF1a-F.IX via either the PV or the DL route contained approximately one vector genome (double-stranded rAAV genome) per diploid genomic equivalent whereas a 10-fold-lower copy number was observed following i.v. administration of vector (Fig. 4B). None of the other tissues examined (lung, heart, kidney, intestine, brain, spleen, peritoneum, and leg muscle) demonstrated the presence of the vector sequences (sensitivity, 0.01 copy/diploid genome).

Southern analysis of rAAV in liver.Detailed Southern blot

analysis allowed the characterization of rAAV vector forms in transduced liver tissue. Restriction enzymes that cut at the 59

(ClaI), center (EcoRI), and 39(HindIII) portions of the rAAV genome were selected. The sites of the enzymes and the probes used for this analysis are shown in Fig. 1. Digestion withEcoRI can distinguish linear monomer and multimer (concatemer) forms, while digestion with ClaI or HindIII can distinguish tail-to-tail, head-to-head, or head-to-tail forms. Since others demonstrated that rAAV genomes are converted from low-molecular-weight episomal forms to high-low-molecular-weight DNA 4 to 8 weeks postinjection (4, 8, 10, 20, 30, 37), we analyzed DNA samples extracted from animals sacrificed 3 months postinjection to elucidate the rAAV forms responsible for persistent transgene expression.

Digestion of transduced liver DNA withEcoRI, which cuts in the center of the vector, revealed bands representative of concatemers (Fig. 5). Circular monomer forms could generate the same bands as concatemers when cut with a single cutter; however, we assume that they are a small population, since most of the DNA remained high-molecular-weight DNA when uncut or digested with an enzyme that does not cut the vector (Fig. 5). To characterize these concatemers further, DNA was digested with ClaI or HindIII and hybridized with probe A. The results revealed that the vectors formed to-tail, head-to-head, and tail-to-tail concatemers (Fig. 5). However, the bands representative of head-to-head and tail-to-tail concatemers tended to be fainter than those of head-to-tail concatemers, indicating, as previously shown (20), that the vectors predom-inantly formed head-to-tail concatemers. The high-molecular-weight signals observed from undigested DNA did not change when the DNA was digested with a noncutter (KpnI orAlwNI), despite showing a normal smear of genomic DNA as deter-mined by ethidium bromide staining (data not shown). The observed DNA smear by single-cutter digestion was suggestive of vector integration into the host genome (Fig. 5). This was also observed in a sample of liver DNA isolated from a mouse injected 5 months earlier with AAV-EF1a-GFP.AOSP vector. Digestion of this sample with a single cutter (BglII orAlwNI), followed by hybridization with probe B, revealed head-to-tail concatemers and a background smear (data not shown).

How-FIG. 3. Levels of hF.IX in plasma of C57BL/6 mice following administration of three doses (2.731011, 5.531010, and 1.131010particles/animal) of AAV-EF1a-F.IX via PV or i.v. injection and a dose (2.731011particles/animal) of the same vector via DL injection. Plasma samples were collected over time and assayed for hF.IX (n54 in each group). A single mouse in each group injected via the PV (2.731011), i.v. (2.731011), and DL (2.731011) routes was sacrificed 3 months postinjection. The hF.IX levels at the 8- and 10-month time points (IV) (2.731011) represent the results from a single mouse.

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ever, the data described above cannot exclude large episomal concatemers with various deletions or rearrangements.

Examination of the band sizes in Fig. 5 indicated that the head-to-tail, head-to-head, and tail-to-tail concatemers were shorter by a few hundred base pairs than predicted, suggesting that deletions had occurred. In order to determine if the de-letions were within the ITRs, we digested genomic DNA with enzymes that were expected to excise internal vector fragments of decreasing size, as shown in Fig. 6A. If deletions occurred more frequently in or near the ITRs, one would expect diges-tion withSrfI orNotI to result in a low level of hybridization to the predicted internal fragment and hybridization to a smear. The smear represents junction sequences similar to what was observed when DNA was digested with a single-cutting en-zyme. In contrast, digestion with the enzymePpuMI, which excises a shorter fragment from the internal vector sequences, would result in a higher level of hybridization to the predicted internal fragment and no hybridization to a smear, because the PpuMI sites would be intact. As shown in Fig. 6B, there was a gradual increase in the hybridization intensity of the predicted band as the location of the restriction enzyme was further removed from the ITRs. This observation, in addition to the

decreased hybridization to a smear, suggested that deletions at the ends of the vector, including the ITRs, occurred frequently. To confirm the observation of deletions within the ITRs, DNA was digested with BglI, which cleaves the vector five times: within the ITRs and at three internal positions (Fig. 7A). When the DNA was hybridized with probe A, an unex-pected discrete band of 4.4 kb was observed, in addition to the expected bands of 2.1 and 2.4 kb (Fig. 7B). A smear beginning at 4.4 kb also hybridized to the probe. The presence of the

FIG. 4. Southern blot analysis to determine vector copy numbers in tissues from mice injected with 2.731011particles of AAV-EF1a-F.IX via three dif-ferent routes: PV (A), i.v. (B), and DL (C). The mice were sacrificed 3 months postinjection, and tissues (left lateral lobe of the liver, uninjected liver in the case of DL, lung, heart, kidney, intestine, brain, spleen, peritoneum, and leg muscle) were analyzed. Twenty micrograms of total DNA extracted from each tissue was di-gested withClaI andHindIII, electrophoresed, and hybridized with probe A. Vector copy number standards were 20 mg of naive mouse liver DNA spiked with an equivalent number of the vector plasmid molecules and described as copies/cell (the number of double-stranded rAAV genomes per diploid genomic equivalent).

FIG. 5. Southern blot analysis to determine rAAV vector forms in the livers from C57BL/6 mice injected with a dose of 2.731011particles of AAV-EF1a-F.IX via PV or DL route. The time of sacrifice, the route of vector administra-tion, and the enzymes used are shown above each lane. Twenty micrograms of total DNA was digested with selected restriction enzymes, electrophoresed on a 0.8% agarose gel along with vector copy number standards, transferred to a nylon membrane (Duralon UV; Stratagene), and hybridized with32P-labeled probe A. The membrane was washed and exposed to film at280°C for 1 to 3 weeks. Copy number standards (the number of double-stranded rAAV genomes per diploid genomic equivalent) were prepared by spiking an equivalent number of the vector plasmid molecules into 20mg of total DNA extracted from naive mouse liver. The predicted fragment lengths of concatemeric rAAV forms with intact ITRs are (i) 5.0 kb ofClaI,HindIII, orEcoRI digests for head-to-tail forms; (ii) 8.5 and 5.2 kb ofHindIII andEcoRI digests, respectively, for head-to-head forms; and (iii) 9.0 and 4.7 kb ofClaI andEcoRI digest, respectively, for tail-to-tail forms. The fragment lengths of copy number standards are 8.1 (ClaI), 4.3 (HindIII), 5.4 and 2.4 (EcoRI), 8.1 (KpnI), and 8.1 (AlwNI) kb.KpnI and

AlwNI do not cut the vector genome. The solid arrowheads indicate head-to-tail forms, while the open arrowheads show head-to-head or tail-to-tail forms. The bands indicated by arrows were presumed to represent double-stranded linear-monomer rAAV vector forms, because the same pattern was observed from the DNA extracted from rAAV stocks, in which only a linear-monomer form was observed by alkaline gel electrophoresis (data not shown). The three bands in rAAV stocks showing the same pattern as in these figures (data not shown) were presumed to represent artificially reannealed single-stranded rAAV genome in the process of DNA extraction, since these bands were digestible with enzymes that cut the vector. M, months. For the locations of enzyme sites and the probe, see Fig. 1.

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4.4-kb band and the smear suggests that deletions have oc-curred in the ITRs, which resulted in the elimination of the BglI sites, as illustrated in Fig. 7C.

Direct evidence of rAAV integration and isolation of

vector-cellular DNA junctions.Southern blot analysis suggests that

rAAV vectors integrate into the host genome of mouse liver. However, other interpretations are possible, such as the pres-ence of high-molecular-weight concatemeric episomes. There-fore, to directly demonstrate rAAV vector integration, we de-veloped a rAAV shuttle vector which facilitated the recovery of vector-cellular DNA junctions as plasmids in bacteria. The salient features of this vector are as follows: (i) an Amprgene and a plasmid origin of replication to allow rescue of junction fragments as plasmids inE. coli; (ii) a GFP gene expressed from a hybrid promoter, allowing expression of GFP in both mammalian and bacterial cells; (iii) disruption of the GFP gene byBamHI digestion, used to screen, inE. coli, for poten-tial plasmids containing integration junctions; (iv) a unique

and rare restriction enzyme site,PmeI, incorporated 59of the BamHI site and used to remove plasmids that did not contain junctions from the plasmid pool. These included circular epi-somal rAAV forms and plasmids generated from self-ligated internal repeats of head-to-tail concatemers (Fig. 2A). A dose of 1.2 31011particles of AAV-EF1a-GFP.AOSP vector was injected into the portal vasculature of four adult C57BL/6 mice, and DNA was extracted from the transduced livers. Since Southern blot analysis revealed that the DNA samples col-lected 1 week and 1 month postinjection were considerably contaminated with low-molecular-weight vector forms (data not shown), we selected the DNA samples collected 5 and 9 months postinjection for the isolation of junctions.

Recently Duan and colleagues reported that following trans-duction of mammalian cells in vivo and in vitro, rAAV vectors are converted to double-stranded head-to-tail monomeric cir-cular forms (6). Thus, we anticipated that such circir-cular inter-mediates might be present in the DNA preparations isolated from transduced mouse liver and that they would contribute to

FIG. 6. Analysis of ITR deletions by Southern blotting. (A) Expected vector fragments released from AAV-EF1a-F.IX by various enzyme digestions. (B) Twenty micrograms of liver DNA of C57BL/6 mice injected with AAV-EF1a-F.IX via PV or DL route (3 months postinjection) was digested with the indi-cated enzymes and hybridized with probe C. Decreased hybridization to a pre-dicted fragment and increased hybridization to a smear inSrfI andNotI digests suggest deletions of the ITRs and their flanking sequences.

FIG. 7. Further analysis of ITR deletions by Southern blotting. (A) Locations of theBglI sites in AAV-EF1a-F.IX. The expected fragments obtained byBglI digestion are also shown. (B) Twenty micrograms of liver DNAs from C57BL/6 mice injected with a dose of 2.7 31011 particles of AAV-EF1a-F.IX were digested withBglI and hybridized with probe A. The time of sacrifice and the route of administration are indicated above each lane. M, months. (C) Schematic representation of deletion of twoBglI sites in the ITR. The 4.4-kb band indicates joining of two BglI fragments of 2.4 and 2.1 kb due to deletions of the ITR sequence involvingBglI sites.

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forms of AAV-EF1a-GFP.AOSP vector with various deletions involving both vector ends and the internal sequences (data not shown). The circular intermediates with a functional GFP gene formed green bacterial colonies, whereas the GFP2circular in-termediates had a disrupted GFP gene, resulting in white colo-nies. ThePmeI digestion of liver DNA that was incorporated in the isolation scheme was designed to remove these contami-nants. However,PmeI digestion was not expected to remove all of the background colonies arising from rAAV circular inter-mediates because many GFP2intermediates had deletions in-volving thePmeI site. When we transformed bacteria with 2.25

mg of DNA that had been digested withPmeI, 2 GFP1and 215 GFP2colonies were isolated, indicating thatPmeI digestion is effective in eliminating the GFP1 circular intermediates but less effective in removing the altered GFP2intermediates.

Isolation of rAAV-cellular DNA junctions was attempted by first digesting the DNA extracted from transduced mouse liver (5 months postinjection) withPmeI followed by treatment with CIP. This was followed by BamHI digestion and religation. The ligated material was subsequently introduced intoE. coli by electroporation, and 2 GFP1and 270 GFP2colonies were obtained. Plasmids containing rAAV vector-cellular DNA junctions were expected to produce GFP2colonies. Therefore, we isolated 183 independent GFP2 colonies and extracted plasmid DNA from each. A procedure for obtaining plasmid DNA for putative rAAV-cellular DNA junctions was devel-oped. The criteria for bona fide junction fragments included the following: (i) the plasmid DNA must contain a single BamHI site; (ii) the plasmid DNA must not contain a PmeI site; (iii) the plasmid DNA must not contain the XbaI site located 59of theBamHI site (Fig. 1B); (iv) the plasmid DNA must generate a vector-specific 746-bp fragment when digested withBamHI andXbaI; and (v) the plasmid DNA must gener-ate several vector-specific fragments when digested withBglI or TaqI. Most of the altered GFP2 intermediates could be eliminated by criteria 1 to 3, and contaminating unrelated plasmids could be excluded by criteria 4 and 5. Using these criteria, we selected 17 of 183 plasmids as potential candidates for containing rAAV-cellular DNA junctions from transduced mouse liver harvested 5 months postinjection. Detailed restric-tion digests and sequencing of these 17 candidates revealed that 5 represented vector-vector junctions with various rear-rangements (data not shown), 3 showed recombinations be-tween vector sequences and AAV helper plasmid or adenovi-rus helper plasmid sequences (data not shown), and the remaining 9 possessed true rAAV vector-cellular DNA junc-tions (Fig. 8A and B). We also isolated another 9 rAAV-cellular junctions and a recombination between rAAV and adenovirus helper plasmid from 6.75 mg of liver DNA of an AAV-EF1a-GFP.AOSP-injected mouse sacrificed 9 months

An alternative process for obtaining plasmids containing presumptive rAAV vector-cellular DNA junctions might be in-termolecular ligation between a linear double-stranded rAAV genome and one of theBamHI-BamHI fragments of genomic DNA which are present in large numbers in the DNA prepa-ration afterBamHI digestion. This linear double-stranded rAAV would have aBamHI site in the MCS and a free vector end on the other side afterBamHI digestion. Although such intermo-lecular ligations between noncomplementary DNA ends are unfavored, it might be possible for this system to trap not only integrants but also genomic DNA not associated with rAAV pro-virus. To address this issue, we performed a reconstitution exper-iment in which we tested an intermolecular ligation between BamHI-XhoI pAAV-EF1a-GFP.AOSP fragments (BamHI site– GFP–pA–Ampr-Ori–39 ITR–stuffer–59 ITR–dEF1-P–XhoI site) and genomic DNA fragments digested with BamHI and XhoI (e.g.,BamHI-BamHI,BamHI-XhoI, andXhoI-XhoI genomic frag-ments). The molecular ends, excludingBamHI, were all CIP treated before ligation. In brief, naive mouse liver DNA spiked with pAAV-EF1a-GFP.AOSP plasmid at 10 copies/diploid ge-nomic equivalent (about 30-fold higher than the copy number observed in the AAV-EF1a-GFP.AOSP-transduced liver DNA [data not shown]) was digested withXhoI, treated with CIP, and then digested with BamHI, followed by religation in the same manner.E. coliwas transformed as described above and generated 14 GFP-negative colonies. Diagnostic enzyme diges-tions revealed that 2 of 14 colonies contained pAAV-EF1a -GFP.AOSP sequence-derived plasmids while the others were contaminating laboratory plasmids unrelated to pAAV-EF1a -GFP.AOSP. The sequencing of these two plasmids derived from the vector sequences demonstrated that neither of them contained sequences unrelated to pAAV-EF1a-GFP.AOSP. Thus, we concluded that such intermolecular ligations, even if they actually occurred, were negligible for the analysis.

As shown in Fig. 8B and C, the rAAV vector-cellular junc-tion sites in the vector were predominantly located within the ITRs, and both flip (D-A9-C-B-A) and flop (D-A9-B-C-A) ITR orientations were found. Within the ITRs, the junction sites were scattered throughout and there appeared to be no pref-erential sites for breakage, although the number of junctions analyzed was limited. Recombinant AAV vector-cellular junc-tions were also observed in the internal rAAV sequences near the ITRs (J104, J196, J242, and J270). Fifteen integrants (J16, J30, J121, J134, J166, J196, J216, J236, J242, J270, J278, J288, J299, J305, and J313) could be explained by a simple crossover between rAAV and cellular DNA sequences, whereas the other three harbored rearrangements that included a 4-bp duplication of ITR sequence near the junction (J192), a 1.9-kb duplication of the vector sequence including an ITR (J175), and a scrambled alignment of the vector and cellular DNA

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sequences in both direct and inverse orientations (J104 [Fig. 9]), where a stretch of genomic sequence of about 0.2 kb (Fig. 9A, U1), and vector sequence in an inverted orientation (Fig. 9A,dEF1a-P) was repeated twice and interposed between the vector sequences and another unknown 2.5-kb genomic

se-quence (Fig. 9A, U2). When we looked for homology between the vector sequences and the targeted cellular sequences in the 18 clones, none shared significant homology. The four recom-bination events between rAAV vector and helper plasmid se-quences (J1, J78, J123, and J228), which were isolated from

FIG. 8. (A) Structures of nine rAAV vector-cellular DNA junctions isolated from transduced mouse liver taken 5 months postinjection. The vector structures 59 of theBamHI site are not known because of the nature of the strategy. The bold lines and thin lines represent rAAV vector and cellular DNA sequences, respectively. The vertical bars on the lines indicateBamHI sites. Vertical bars across the lines show the ITR, with the strokes roughly representing the lengths of the deleted ITR. The reversed letters show the vector sequences in an inverted orientation. The other nine junctions isolated from the transduced mouse liver taken 9 months postinjection are not shown here; all of them showed simple joining of rAAV and cellular DNA sequences of various sizes. (B) Structures around each junction at the DNA sequence level (for the junction J104, see Fig. 9). Unrearranged vector sequences around the junctions (the ITR and its flanking sequences) are shown, along with the junction sequences isolated from the transduced liver tissue. The numbers above the sequences begin at the 59end of the intact vector. The ITR sequences are depicted in two possible orientations (flip and flop). Flanking sequences derived from mouse DNA are shown in lowercase. The arrows show the breakpoints. Nucleotides underlined with duplicated lines indicate residues shared by the vector and the flanking sequences at a junction site, which made it impossible to determine the exact breakpoint. (C) Distribution of the rAAV vector-cellular DNA junctions. One dot represents one break in recombination events. When one junction clone contained more than one breakpoint in the vector sequences, each breakpoint is included.

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vector-injected mouse liver DNA, were as follows. In J1, the vector Ori sequence was recombined with the Flp recognition target sequence artificially incorporated in an AAV helper plas-mid. J78 had a recombination event between the vector Ori and the E4 gene of adenovirus helper plasmid. In J123, the palindromic region of the 39ITR was recombined with the Ori of adenovirus helper plasmid. J228 had a recombination be-tween the vector Ori and the Amprof adenovirus helper plas-mid. These were illegitimate recombinations. Since the flank-ing helper plasmid sequences were terminated at an adjoinflank-ing BamHI site due to the nature of the plasmid rescue strategy, we could not determine the complete structures of these molecules. In summary, we isolated 18 rAAV vector-cellular DNA junc-tions from transduced mouse livers. This supports the South-ern blot data suggestive of vector integration and serves as

direct evidence of in vivo integration of rAAV into the host genome. The vector sequences were illegitimately recombined with the host genome predominantly in the ITR, which is similar to what has been observed for rAAV provirus in divid-ing cells in vitro (25, 38).

DISCUSSION

rAAV is a promising vector for gene therapy because it transduces nondividing cells with high efficiency in vivo to direct stable long-term expression of transgene products in animals (4, 8, 10–12, 21, 30, 31, 37). Gene transfer to the liver by rAAV vectors is a relatively recent observation, and the mechanisms underlying transgene persistence in the liver after rAAV vector transduction have not been completely

eluci-FIG. 9. Detailed map of a junction clone, J104, which showed a scrambled alignment of the vector and cellular DNA sequences. (A) The whole structure of the junction fragment isolated. Bold lines indicate the vector sequences, and thin lines represent two kinds of unknown cellular DNA sequences (U1 and U2). Reversed letters on the vector lines indicate inverted orientation of the vector sequences. (B) Nucleotide sequences at each recombination site surrounded by brackets (junctions 1 to 5) in panel A. The vector sequences are in uppercase, while cellular DNA sequences are in lowercase. The nucleotides indicated by double-underlined boldfaced letters indicate a residue or residues shared at junction sites. Portions of unrearranged rAAV vector sequences around the junction sites are shown, along with isolated junction sequences with numbers beginning at the 59end of the intact vector. (C) Possible structure of an integration intermediate of J104. The boldfaced solid line and dashed lines represent rAAV vector and cellular DNA sequences, respectively. The vector sequences were presumed to have associated with the host DNA at three points of two DNA strands (P1 and P2 in one DNA strand and P3 in another). The vector and cellular DNA sequences were broken at each site (P1, P2, and P3), and then DNA repair and replication occurred, as shown by a thin line with an arrowhead. In the second round of DNA replication of the bottom cellular DNA strand, DNA polymerase skipped several nucleotides at both junctions P1 and P2 (see the sequencing results). The black boxes on the bold line are ITRs. The structures outside the ITRs in this integration intermediate are not known.

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While the result is similar to that recently described (20, 31), that is, they are mainly head-to-tail high-molecular-weight con-catemers suggestive of vector integration, the unique aspect of our study is the demonstration, by Southern blotting, of dele-tions in the ITRs and their flanking sequences in the concate-mers, which was later confirmed by DNA sequencing of the isolated vector-cellular junctions. Site-specific integration of concatemeric wtAAV genome is a common feature in a latent infection in dividing human cells (14, 28), whereas rAAV in-tegrates in vitro as a single copy or at low copy numbers, as opposed to a tandem repeat, and without specificity (22, 25, 38). Although the mechanism by which rAAV concatemerizes in vivo but not in vitro is not yet clear, a possible interpretation of this discrepancy is that the in vitro assays used proliferating cell lines whereas the majority of cells in adult mouse liver are presumed to be quiescent, where the cellular machinery re-sponsible for integration may differ from that in dividing cells. The head-to-tail forms had been interpreted to represent integrated rAAV vector forms, since head-to-tail tandem ar-rays are typically associated with integrated wtAAV in latent infection while head-to-head and tail-to-tail forms are gener-ated during productive infection (19). However, this study and a recent study by Duan et al. (6) demonstrated the presence of episomal circular head-to-tail monomer forms of rAAV in transduced animal tissue. We observed a considerable number of such episomal circular intermediates even in samples taken 5 and 9 months postinjection. The circular intermediates also possessed ITR deletions of various sizes, similar to the obser-vation in the head-to-tail junctions of integrated wtAAV (ref-erences 6 and 21a). Therefore, PCR-based assays designed to detect head-to-tail junctions cannot be used to demonstrate integration, and the structure of the ITRs analyzed by PCR are not representative of the ITRs of integrated rAAV vector.

It is not clear how efficiently rAAV vectors integrate into the host genome in vivo. However, taking into consideration that only up to 5% of hepatocytes are transduced by rAAV (13, 20, 31, 36) and that the efficiency of plasmid rescue is low even when stably transduced cell lines are used (up to 100 transfor-mations permg of DNA by Rutledge and Russell [25]), the fact that we could isolate junctions at rates of 4 and 1.3 junc-tions/mg of DNA suggests that the majority of the high-molec-ular-weight signal originated from integrated vector forms.

Vector-cellular DNA junction sequences of wtAAV and rAAV proviruses have been extensively examined in immor-talized cell lines in vitro (2, 3, 7, 9, 16, 19, 24, 25, 28, 38). Their common features are as follows: (i) the junctions are prefer-entially located in or near the ITRs, (ii) no complete ITRs are observed at any junctions, (iii) duplication or deletion of a short stretch of the ITR sequence sometimes occurs, (iv) target cellular DNA and vector sequences never share significant homology, (v) both flip and flop orientations of the ITRs are observed, and (vi) the vector and/or flanking cellular DNA sequences are occasionally amplified in both direct and in-verted orientations. Despite such advances in the elucidation of the structure of wtAAV or rAAV vector-cellular DNA

junc-some of the six above-mentioned features of junction se-quences, and all the features were observed in at least 1 of the 18 junctions. The ITR sequence has been reported to possibly be unstable inE. coli (19, 27); therefore, we cannot totally exclude the possibility that the junction sequences we observed contained prokaryote-induced deletions. However, as long as two intact ITRs were not placed close to each other, we have not seen any ITR deletions in DH10B cells under standard culture conditions. We also used another strain ofE. coli for cloning unstable DNA (SURE strain; Stratagene) to isolate episomal circular intermediates and integrants. Since we failed to retrieve rAAV-cellular DNA junctions from this strain, which was presumably due to lower transformation efficiency of SURE in our system (approximately 13 109 to 2 3 109 transformants/mg of pUC18 DNA) compared to that of DH10B ($13 1010 transformants/mg of pUC19 DNA), we could not directly compare retrieved vector-cellular DNA junction sequences in these two strains. However, comparison of vector-vector DNA junction sequences in these two strains. However, comparison of vector-vecctor junction sequences of circular episomal forms isolated by SURE and DH10B cells revealed no fundamental differences in the junction sequences involving the ITRs.

The junction sequences of J104 were of special interest in that repetition of both the vector and the flanking genomic sequences and interposition of genomic sequences in provirus were observed. Similar molecular events have been previously reported in human Detroit 6 cells latently infected with wtAAV (3, 19). Although the repeated stretch in J104 did not include the ITR, which might be recognized as an origin of replication by cellular enzymes (19), it may have been created by DNA amplification at the junction site. This amplification could occur during the integration process rather than after integration, since minor differences were detected at each junc-tion site of these two repeat units (Fig. 9B). The probability of different DNA sequence alterations occurring precisely at each rAAV vector-cellular DNA junction of the repeat (the junc-tions of the 39 end of U1 and the 59 end of the inverted

dEF1a-P [Fig. 9A]) is predicted to be small if the amplification took place after integration. We assume that the vector and genomic DNAs formed a complex intermediate during the integration process, where the vector DNA associates with host DNA at three different sites (Fig. 9C). It is not clear at this time whether the two unknown cellular DNA sequences of 0.2 and 2.5 kb reside on the same DNA strand or two different chromosomes.

wtAAV targets the AAVS1 sequence in human cells, while rAAV presumably integrates randomly. In this study, we dem-onstrated that 2 of 18 genomic sequences targeted by rAAV were identified as genes (the mousea1 collagen gene in one and the mouse 45s pre-rRNA gene in another) which are transcribed in the liver (23). This observation is reminiscent of recent studies on hot spots of retrovirus integration (5, 29), which had been assumed to occur randomly. Shih et al. re-ported that Rous sarcoma virus favors actively transcribed

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Figure

FIG. 1. Map of rAAV vectors. (A) AAV-EF1�P.AOSP. The locations of restriction enzymes and probes are depicted
FIG. 3. Levels of hF.IX in plasma of C57BL/6 mice following administration of three doses (2.7 �3 months postinjection
FIG. 8. (A) Structures of nine rAAV vector-cellular DNA junctions isolated from transduced mouse liver taken 5 months postinjection
FIG. 9. Detailed map of a junction clone, J104, which showed a scrambled alignment of the vector and cellular DNA sequences

References

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