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APPENDIX A(i)

EMPLOYEE ATTENDANCE RECORD

Name: Division: Pay No:

Date Employment commenced: Annual leave entitlement for the

year:

Date of Birth:

A Accident at work

B Leave of absence without pay

D Death in family

F Absent without permission

H Holiday

J Jury Duty

L Leave of absence with pay

S Personal sickness SF Sickness in family T Territorial Army 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 A B D F H J L A SF T Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar ABSENCE SUMMARY ANNUAL TOTALS

(2)

APPENDIX A(ii)

DEPARTMENTAL SICKNESS ABSENCE MONITORING INFORMATION

Department ………. Month Number of Employe es Possible Number of Working Days Working Days Lost - Long Term Working Days Lost - Short Term Total Number of Days Lost Cost of Sickness Long Term Cost of Sickness - Short Term Total Cost of Sickness Number of Employees Absent on More Than 3 Occasions Within Last 3 Months Completed by a b c Certified d Uncertified e c+d+e f Certified g Uncertified h f+g+h i April May June July August September October November December January February March

(3)

APPENDIX A(iii)

EMPLOYEE SICKNESS ABSENCE MONITORING INFORMATION

NAME: ……….. SECTION: ……… Dates of sickness Number of days Total number of cumulative days Date PU 29 and Return to Work Interview completed by Manager

Reason for intervention Outcome Options

3 or more days in a 3 month period 3 occasio ns in the previou s 3 months Long term sickness absence Referral to OH Informal Interview with Head of Service Medical certificate required for all future sickness absences Medical Incapacity Stage 1 Medical Incapacity Stage 2 Medical Incapacity Stage 3

(4)

APPENDIX B

CATEGORIES OF SICKNESS ABSENCE

Back and neck problems

Other musculo-skeletal problems

Stress, depression, anxiety, neurasthenia, mental health and fatigue

Infections: to include colds and flu

Neurological: to include headaches and migraine

Genito-urinary: to include menstrual problems

Pregnancy related

Stomach, liver, kidney and digestion: to include gastroenteritis

Heart, blood pressure and circulation

Chest and respiratory: to include chest infections

Eye, ear, nose and mouth/dental: to include sinusitis

(5)

APPENDIX C

SICKNESS ABSENCE REPORTING PROCEDURE

Day One:

An employee must inform his/her Head teacher/Manager/Supervisor of his/her absence, the reason for the absence and an indication of when he/she may be back in work. Failure to report sickness absence could result in loss of occupational sick pay.

If the absence continues for more than one day an employee will need to contact his/her Head teacher/Manager/Supervisor regularly, normally every day, including Saturday, Sunday, Bank Holiday and Rest Day if these are scheduled working days, until the seventh day of absence. If the absence falls on a non-working day then an employee must inform his/her Head teacher/Manager/Supervisor on the next working day. Failure to report sickness absence could result in loss of occupational sick pay.

Day Seven:

If the absence continues an employee will need to obtain a Fit Note (Med 3 04/10) from their GP. This will advise if the employee is unfit for work or may be fit for work and provide information on the condition affecting his/her work and what should be considered to enable a return to work. The GP will then provide a timeframe or date when the employee should be able to return to their full duties. A return to work certificate is no longer required.

If as a manger you are concerned about an employee’s health and their ability to return to work without restrictions you should make a referral to Occupational Health in the usual way.

EXCLUSION OR EXHAUSTION OF STATUTORY SICK PAY (SSP)

The Departmental HR Team will notify an employee if he/she is not entitled to, or has exhausted entitlement to SSP, however the employee must continue to submit Fit Notes to his/her Departmental HR Team.

RETURNING TO WORK

Following any period of absence an employee will be required to complete a PU29 covering the whole period of absence, including Saturdays, Sundays, Bank Holiday’s rest days etc. Following any period of absence an employee will be required to attend a Return to Work Interview with their Head teacher/Manager/Supervisor. The purpose of this meeting is to allow for discussion on the reason(s) for absence and to determine whether any further action is necessary eg: referral to OH or the Employee Health Plan. (There may be occasions where it is more appropriate for the referral to Occupational Health to be made before the employee returns to work. Advice can be obtained from your Departmental HR Team).

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APPENDIX D

EMPLOYEE STATEMENT

SICKNESS ABSENCE PU29

Must be completed for all absences

Personal Details

Surname Forename Job Title

Pay Number Department Unit / School

Details of Absence Brief details of

sickness absence Date and time last

worked

Date and time absence

commenced Date and time absence

ceased

Date and time returned to

work Number of contracted

days per week

Total number of working days lost (to the nearest half day)

I declare that the details given above are correct to the best of my knowledge

Signed (employee)

Date

You are reminded that knowingly making a false declaration is a very serious disciplinary matter, which may result in dismissal. Information regarding sickness outside your normal working hours is required for SSP purposes only

Have you consulted a doctor?

Yes No

If sickness continues for longer than 7 calendar days, a doctor’s note will be necessary

To be completed if you think that your absence is due to an accident at work or due to an industrial disease or illness caused by conditions at work

Industrial illness Accident at work Industrial disease

Return to work meeting

To be completed by the Manager in accordance with the Managing Absence Procedure

Has the employee been absent with this problem previously?

Does the employee require any support on return to work?

Do you propose any follow-up action?

Additional comments / action plan

I declare that the details given above are correct to the best of my knowledge

Signed (employee)

Date

Signed (manager)

Date

Original of this form to be returned completed to your Departmental HR team and a copy retained by your manager for follow-up action

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APPENDIX E

MANAGING ABSENCE PROCESS MAP - 4 ROUTES TO FOLLOW Alcohol and Drug Policy Managing

Capability Procedure

Disciplinary Procedure Medical Incapacity Procedure

FREQUENT SHORT TERM ABSENCE LONG TERM ABSENCE Incident occurs where

alcohol or drug misuse is suspected Counselling interview INFORMAL STAGE Counsel and agree standard of performance required Monitor if not medical related problem No improvement then proceed to formal procedure Stage 1 If no improvement during agreed time consider moving to Stage 2 Formal Procedure Set up final performance improvement procedure Employee has Right of Appeal

INFROMAL STAGE FOR MINOR OFFENCES

Proceed to formal stage if counselling fails to resolve matter or it is

considered that the matter warrants formal

disciplinary action, a verbal warning may be

given by the Supervisor/Line Manager

Employee has Right of Appeal

Where a Verbal Warning has failed to resolve the matter or a subsequent but different offence is committed, a First Written Warning may be given by the Disciplinary Panel.

Employee has Right of Appeal

Arrange non-disciplinary interview (informal counselling) Make notes of discussion

Outcome options:- Referral to OH

or

Instruction for employee to produce medical certificate for each sickness related absence for a specified time

or

Provision for unpaid leave or counselling appropriate to each case

If no improvement and OH say there is no underlying medical reasons then invoke Medical Incapacity

Procedure (Stage 1) FORMAL PROCEDURE STAGE 1

Arrange formal meeting (48 hours notice)

At end of meeting:

Confirm decision in writing Set up Attendance Improvement Action Plan

Arrange appointment at OH if appropriate Issue formal warning to employee

Line Manager/HR Manager to maintain regular contact with

employee (home visits or interview) Contact should be made within a maximum of a month of

first day of sickness absence and at regular

intervals thereafter (depending on circumstances)

Make assessment of the impact on service delivery of continued absence, and consider

reasonable adjustments, bearing in

mind the employee’s medical practitioner’s/ specialist’s or OH advice Individua l accepts he/she has a problem Refer to OH Process monitor Return to work Individual denies having a problem Inform employee of requirement to improve work performance Situation doesn’t improve Invoke Capability/ Incapacity/ Disciplinary Procedures If no improvement within agreed times scale move

to formal procedure Stage 3 Capability Hearing Employee has Right of Appeal The Capability Procedure is to be invoked when an employee is not performing... eg: to the standards required and there is no underlying medical problem but could be drug or alcohol related

Where a First Written Warning has failed to resolve the matter or a subsequent but different

offence is committed, a Final Written Warning

may be given by the Director or his/her

representative.

Employee has Right of Appeal

The Disciplinary Procedure is to be invoked for failing....

eg: to comply with the Sickness Absence Reporting Procedure

or

Attends for work under the influence of Alcohol or Drugs

or

Fraudulently completes PU29

Employee has Right of Appeal

If no improvement during 6 months consider moving to Stage 2

If there is only marginal improvement after 6 months reissue formal warning and extend improvement

plan/monitoring in line with this Employee has Right of Appeal FORMAL PROCEDURE STAGE 2 Arrange formal meeting (48 hours notice)

At end of meeting:

Confirm decision and action points in writing Set up final attendance improvement programme Issue final warning to employee (explain outcome if

employee fails to meet standard required) Employee has Right of Appeal If no improvement during 12 months consider moving

to Stage 3

If only marginal improvement after 12 months: Re-issue final warning

Extend improvement plan/monitor in line with this FORMAL PROCEDURE STAGE 3 Write to employee giving at least 10 working days

notice of Formal Medical Incapacity Hearing. Convene Panel

Panel makes decision

Employee informed of outcome and Right of Appeal

Explore possibility of employee returning to

work or being redeployed to suitable

alternative work or Ill Health Retirement

referral

If appropriate depending on circumstances a first or

final warning could be given by a supervisor to

highlight that the level of attendance is unacceptable and

provide advance warning that continued absence could result in

termination of employment If appropriate depending on circumstances a medical incapacity hearing may be called

to determine the individual’s employment with the

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APPENDIX F

PROCEDURE TO BE FOLLOWED AT A FORMAL MEDICAL INCAPACITY HEARING

The procedure to be followed at a formal Medical Incapacity Hearing is as follows:  The Management representative(s) shall put the case, in the presence of the

employee and his/her representative and may call any necessary witnesses to give evidence.

 The employee or his/her representative will then have the opportunity to ask questions of the Management representative on the evidence given by him/her and any witnesses whom he/she has called.

 The members of the Panel may ask questions of the Management

representative and witnesses.

 The employee or his/her representative puts his/her case in the presence of the

Management representative and calls such witnesses as he/she wishes.

 The Management representative has the opportunity to ask questions of the

employee and his/her witnesses.

The Panel may ask questions of the employee and his/her witnesses.

 The Management representative and the employee or his/her representative

have the opportunity to sum up their case if they so wish.

NO NEW EVIDENCE MAY BE INTRODUCED AT THIS STAGE

 The Management representative and the employee and his/her representative,

together with any witnesses, will then withdraw.

 The Panel will then consider their decision. If it is necessary to recall one or other of the parties to clarify a piece of evidence already given, both parties are to return notwithstanding that only one is concerned with the point giving rise to doubt.

 The Panel will announce their decision either orally on the day or in writing as

may be determined. The decision, including an oral decision, will be confirmed in writing within 5 working days of the hearing. The employee will be advised of his/her right of Appeal against the decision. Any appeal must be registered in writing with the Chair of Governors.

 The appeal procedure will be as stated in the Dismissal and Disciplinary

Procedure.

NB: The Chair of the Panel may adjourn the proceedings at any stage if this appears necessary or desirable. If the adjournment is for the purpose of enabling further information to be obtained or clarity of information is required from witnesses the Chair will specify the nature of the information required. Any adjournment will be for a stated period determined by the Panel

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APPENDIX G

OCCUPATIONAL HEALTH REFERRAL FORM

The Occupational Health Referral Form is available on the intranet. For an up to date version of this form please contact your Senior HR Adviser.

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APPENDIX H

LIST OF OCCUPATIONAL DISEASES

Inflammation, ulceration or malignant disease of the skin due to ionising radiation. Malignant disease of the bones due to ionising radiation.

Blood dyscrasia due to ionising radiation. Cataract due to lectromagnetic radiation. Decompression illness

Barotrauma resulting in lung or other organ damage Dysbaric osteonecrosis.

Cramp of the hand or forearm due to repetitive movements. Subcutaneous cellulitis of the hand (beat hand).

Bursitis or subcutaneous cellulites arising at or about the knee due to severe or prolonged external friction or pressure at or about the knee (beat knee).

Bursitis or subcutaneous cellulites arising at or about the elbow due to severe or prolonged external friction or pressure at or about the elbow (beat elbow).

Traumatic inflammation of the tendons of the hand or forearm or of the associated tendon sheaths.

Carpal tunnel syndrome. Hand-arm vibration syndrome. Anthrax. Brucellosis. Avian chlamydiosis Ovine chlamydiosis Hepatitis Legionellosis. Leptospirosis. Lyme disease. Q fever Rabies. Streptococcus suis. Tetanus. Tuberculosis.

Any infection reliably attributable to the performance of the work specified in the entry opposite hereto.

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Poisonings by any of the following:. (a) acrylamide monomer;

(b) arsenic or one of its compounds; (c) benzene or a homologue of benzene; (d) beryllium or one of its compounds; (e) cadmium or one of its compounds; (f) carbon disulphide;

(g) diethylene dioxide (dioxan); (h) ethylene oxide;

(i) lead or one of its compounds;

( j ) manganese or one of its compounds; (k) mercury or one of its compounds; (l) methyl bromide;

(m) nitrochlorobenzene, or a nitrooramino- or chloro-derivative of benzene or of a homologue of benzene;

(n) oxides of nitrogen;

(o) phosphorus or one of its compounds. Cancer of a bronchus or lung.

Primary carcinoma of the lung where there is accompanying evidence of silicosis. Cancer of the urinary tract

Bladder cancer

Angiosarcoma of the liver. Peripheral neuropathy.

Chrome ulceration of the nose or throat, or the skin of the hands or forearm. Folliculitis.

Acne. Skin cancer.

Pneumoconiosis (excluding asbestosis). Byssinosis.

Mesothelioma Lung cancer Asbestosis

Cancer of the nasal cavity or associated air sinuses. Occupational dermatitis.

Extrinsic alveolitis(including farmer’s lung). Occupational asthma

(12)

APPENDIX I

Health and Wellbeing

The Council recognises that a combination of features such as the organisational culture, policies, procedures and workplace environment together with employee personal lifestyle choices play a key role in the health and wellbeing of our workforce. The Council has in place a number of mechanisms to support the health and wellbeing of our employees;

Support and assistance available from Occupational Health and Health and Safety

Workplace Health/Risk Assessments Medicals

Health Assessments

Health Screening and Surveillance

 Lung Function tests

 Noise/Audiometry tests

 Eye (keystone) tests

 Blood pressure

 Weight & BMI checks

 Dermatological

 Kinetics  Urinalysis

 Hand Arm Vibration Syndrome assessments

Vaccine and Immunisation programmes Staff Wellbeing Support Programme; Physiotherapy

Psychological Wellbeing Service

 Stress Management Therapy (individual)

 Counselling

 Cognitive Behaviour Therapy (CBT)

 Psychology

 Psychiatry

 Critical Incident response/Trauma Support

Events and Activities

In addition to the professional services provided by Occupational Health and Health and Safety teams the Council regularly promotes events and activities relating to healthy living through the intranet and Council publications. These events range from lunchtime exercise activities to healthy eating

programmes. The Council promotes Yoga at lunchtime at the YMCA and reduced costs in to the gym at the YMCA. The Council also provide restaurant facilities were healthy menu options are available and regularly promoted.

Training and Development

The Council also supports a number of Training and Development courses designed to improve skills, knowledge and performance at work. A number of specific Health and Safety Courses and Courses

(13)

Employee Benefits

Employees also have access to a range of benefits to assist in health and welfare provision for employees and their families. A number of contribution based benefits available from payroll include; UK Healthcare Plan – Cash grants for a range of everyday medical expenses.

Dencare – Health plan for dental expenses Personal Accident insurance

Critical Illness Plan - lump sum benefits if diagnosed with a critical illness.

Council employees can also use their Smart card to obtain discounted leisure activities at a number of facilities within the borough.

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APPENDIX J

MODEL LETTERS

AND PROFORMAS

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APPENDIX 1

SHORT-TERM SICKNESS INTERMITTENT PERSISTENT ABSENCE

REQUEST TO ATTEND INTERVIEW: SICKNESS RECORD

Dear

INTERVIEW: SICKNESS RECORD

I am writing to inform you that you are required to attend an interview with

……….. on ……….……..………at ……… a.m./p.m., which will be held at ………

The purpose of this interview will be to further consider your sickness record which is still considered to be unsatisfactory and to discuss ways in which this can be improved.

This is a formal interview in accordance with the School’s approved Managing Sickness Absence Framework.

You are entitled, to be accompanied at the meeting by either a Trade Union representative or Work Colleague. If you choose to be accompanied at the meeting you must make the appropriate

arrangements. Yours sincerely

(16)

APPENDIX 2

SHORT-TERM SICKNESS INTERMITTENT PERSISTENT ABSENCE

CONFIRMATION OF DECISIONS/AGREEMENTS ARISING FROM INTERVIEW:

SICKNESS RECORD

Dear

INTERVIEW: SICKNESS RECORD

I am writing with reference to the interview on……… where details of your sickness record over the past …… months were discussed. You were accompanied at the meeting by

……….

The purpose of the interview was to further consider your sickness record and to look at ways in which this could be improved. I explained to you the importance of your attendance at work and that your recent sickness record was still considered to be unsatisfactory.

OPTION 1:

As agreed, I have made arrangements for you to be referred to the Occupational Health to see if there is an underlying medical reason for your poor attendance, or any limitations on the duties you undertake. You will receive confirmation of an appointment within the next few days.

OPTION 2:

As agreed, I have/will be making arrangements for your work area/situation to be assessed.

OPTION 3:

As agreed, I have made arrangements for you to talk to a member of the Departmental HR Team who will be contacting you shortly.

OPTIONS 1 & 2 ONLY:

I will arrange a further meeting with you as soon as I have received the ……….. report and, in the meantime, will continue to monitor your sickness record.

OPTIONS 1, 2 & 3 ONLY: In any event, I must advise you that I require from you an immediate and

sustained improvement in your attendance and that your sickness record will be closely monitored over the next ………. months. If this amounts to more than ………. days or ……… separate

occasions of sickness absence the circumstances will be further investigated and a Medical Incapacity Hearing before the ………. (Chair of Governors his/her senior nominated representative)

………. will be arranged in accordance with the School’s Managing Sickness Absence Framework and procedure. You were advised at the interview that your employment would be seriously at risk unless there was a sustained improvement in your level of attendance. You should be aware, therefore, that this Hearing may result in your dismissal from the service of the School.

(17)

OPTION 4:

As discussed during the interview, I am not satisfied with the explanations you have given me for your absences and will be making arrangements for a formal investigatory interview in

accordance with the School’s Disciplinary Procedure.

You are entitled, to be accompanied at the meeting by either a Trade Union representative or a Work Colleague. If you choose to be accompanied at the meeting you must make the appropriate arrangements.

Please acknowledge receipt of this letter by signing the attached copy. Yours sincerely

MANAGER

I acknowledge receipt of an exact copy of this letter.

(18)

APPENDIX 3

SHORT-TERM SICKNESS INTERMITTENT PERSISTENT ABSENCE

CONFIRMATION OF THE OUTCOME OF THE FORMAL PROCEDURE STAGE 1

FIRST WRITTEN WARNING

Dear

FIRST WRITTEN WARNING

Further to the interview you attended on ……… at which you were accompanied by ………

The meeting was held to consider your continued sickness absence for the period ……….. to ………...

I informed you at your previous interview on ……….. that unless there was a sustained improvement in your level of attendance you could be issued with a First Written Warning.

A First Written Warning will remain live on your personal file for a period of twelve months from the date the warning was issued. However, the First Written Warning will remain on your personal file indefinitely. During this period your attendance will be closely monitored, and you will be required to attend a monthly meeting with your Manager to discuss your progress.

Optional

The date and times of these meetings are: ………

I must re-iterate that an immediate and sustained improvement in your attendance is required and that failure to meet the levels set may result in further action being taken under the Medical Incapacity Procedure.

You have the right to appeal against this decision. Any appeal should be submitted in writing to

……….. (Chair of Governors) within ten working days of receipt of this letter. You have the right to be represented at any appeal by your Trade Union representative or Work Colleague.

Yours sincerely

(19)

APPENDIX 4

SHORT-TERM SICKNESS INTERMITTENT PERSISTENT ABSENCE

CONFIRMATION OF THE OUTCOME OF THE FORMAL PROCEDURE STAGE 2

FINAL WRITTEN WARNING

Dear

FINAL WRITTEN WARNING

Further to the interview you attended on ……… at which you were accompanied by ………..

The interview was held to consider your continued sickness absence for the period ……….. to ………...

I informed you at the previous interview on ………., when you were issued with a First Written Warning and a Monthly Monitor, that unless there was an immediate and sustained improvement in your attendance further action may result.

Your monitoring reports show that over the past ………… months your attendance has failed to meet the required standards.

A Final Written Warning will remain live on your personal file for a period of twelve months from the date the warning was issued. However, the Final Written Warning will remain on your personal file indefinitely. Your attendance will also be monitored for a period of twelve months and you will be required to attend monthly meetings with your Manager to discuss your progress.

You have the right to appeal against this decision. Any appeal should be submitted in writing to ……….. (Chair of Governors) within ten working days of receipt of this letter. You have the right to be represented at any appeal by your Trade Union representative or Work Colleague.

Optional

The date and times of these meetings are: ………

I must re-iterate that an immediate and sustained improvement in your attendance is required, and that failure to meet the levels set will place your continued employment with School at risk.

Yours sincerely

(20)

APPENDIX 5

FOLLOWING FORMAL INTERVIEW - LETTER TO ARRANGE MEDICAL

INCAPACITY HEARING CONFIRMING INTENTION TO RECOMMEND

TERMINATION OF EMPLOYMENT ON THE GROUNDS OF MEDICAL

INCAPACITY

Dear

MEDICAL INCAPACITY HEARING

Following the further interview of ……… to consider your sickness record, your level of sickness absence has continued to be closely monitored. You were advised at the last interview and in my previous letter of ……….. that your employment with the School would be seriously at risk unless there was a sustained improvement in your level of attendance.

Your sickness record is still considered to be unsatisfactory and the matter will now be referred to a Medical Incapacity Hearing in accordance with the School’s Managing Absence Framework.

Having taken advice from Occupational Health, considered reasonable adjustment(s) in accordance

with the Equality Act and the possibility of suitable alternative employment, the demands and needs of

the service, and having taken account all relevant factors including your views, I regretfully advise you that I propose to recommend to the Panel that your employment be terminated on the grounds that, in the light of your sickness record, I do not consider that you are able to give a regular, reliable or sustained level of attendance to the School.

Your case will be considered at a Medical Incapacity Hearing by ………. on ……….. at ……… a.m./p.m., at ………

You are entitled, if you wish to be accompanied by either a Trade Union representative or Work Colleague.

Please sign the enclosed duplicate of this letter indicating your views and whether you wish to attend in person, be represented at the hearing, or to submit your views in writing.

Non attendance will not affect your right of appeal against any decision made by the Chair of the Panel. Yours sincerely

(21)

Name: ………..……….

Section: ……….

I acknowledge receipt of an exact copy of this letter. My intentions are as follows:

1. I do/do not wish to attend the Medical Incapacity Hearing on ……… My

reason for this decision is

………

……… ……… ………

2. I do/do not wish to send a Trade Union representative or Work Colleague to attend the hearing in

my place.

3. I do/do not accept the recommendation of my Head teacher/Manager/Supervisor that I am no

longer ‘employable’ due to medical incapacity, without prejudice to the outcome of any Medical Incapacity Hearing.

I reserve the right to change my mind, and to exercise my right of appeal against a decision to terminate my employment at the Medical Incapacity Hearing within ten days of the notification of the decision taken at the Hearing.

Signature: ……….. Date: ……….

* Delete phrase in italics if alternative employment and/or reasonable adjustment was not recommended or was not appropriate.

(22)

APPENDIX 6

MEDICAL INCAPACITY HEARING

Date of Hearing: ……… Time: ……….. Venue: ………..……… Employee: ………. Designation: ………. Department: ……….. Persons Attending: Panel: ……… Mgt. Reps: ……… T.U. Reps: ……… Employee Details:

Age: ……….. Date of Birth: ……….. Address:

... ... Date of Commencement of Employment: ……….. Payroll Ref:

Background Information: ………

Dates of Head teacher/Manager/Supervisor Interviews: ………

Dates of Departmental HR interviews:: ………

Dates of O.H. Appointments: ………

Dates of Sickness Absence from Work: From ……….… To: ……….……….

Length of Absence(s): ……….…....………..………..………..

Nature of Incapacity for each occasion: ………

Other Information: ………

……… Medical Advice:

Attach copy of OH Report: ………

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Consideration of Alternative Employment:

Departmentally (give dates, posts considered and any action taken): ... ... Corporately (give dates, posts considered and any action taken): ... ... Demands and Needs of Service Considerations: ... ... ... Details of Consultation with Employee:

(Dates/Outcomes): ... ... Employees Views (as understood by Head teacher/Manager/Supervisor): ... ... ... Further Information: ... ... Decision of the Panel: ... ... ...

Signed: ……….….. Date: ………. Chair of Medical Incapacity Panel

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APPENDIX 7

SHORT-TERM/INTERMITTENT PERSISTENT SICKNESS ABSENCE

LETTER TO CONFIRM THE OUTCOME OF THE MEDICAL INCAPACITY

HEARING

Dear

MEDICAL INCAPACITY HEARING OPTION 1

I am writing to you in connection with the Medical Incapacity Hearing which took place on

……… at which you were accompanied by ………. to consider the recommendation that your employment be terminated on the grounds that, in the light of your sickness record, you are not able to give a regular, reliable or sustained level of attendance to the School.

I confirm the decision which was given to you at the Medical Incapacity Hearing held on

……….. that, in view of the available evidence and the medical advice, your employment with the School will be/is terminated on the grounds of Medical Incapacity with effect from

……….

Any outstanding monies owed to you as at …………. (Date of Dismissal), including payment for any accrued annual leave, will be forwarded to you, together with your P45.

I must advise you that you have the right of appeal against your dismissal. If you wish to exercise this right you must submit your notice of Appeal, in writing detailing the reason for appeal, to the Chair of Governors, within ten working days of receipt of this letter. You have the right to be represented at the Appeal by a Trade Union representative or Work Colleague. You have the right to be represented at the Appeal by a Trade Union representative or accompanied by Work Colleague. If you have twelve months continuous service you also have the right to appeal against dismissal to an Employment Tribunal for unfair dismissal.

OPTION 2

I am writing to you in connection with the Medical Incapacity Hearing which took place on ……… at which you were accompanied by ………. The Panel have decided in this instance that your monitor be extended for a further …………. months. The Final Written Warning will also be extended for the same period. You are expected to co-operate with Management to facilitate the continued improvement in your attendance record.

However, you must be aware that any further absences could render you liable to further action being taken under the Medical Incapacity Procedure, which could lead to the termination of your employment.

A Final Written Warning will remain live on your personal file for a period of twelve months from the date the warning was extended. However, the Final Written Warning will remain on your personal file indefinitely. Your attendance will also be monitored for a period of twelve months and you will be required to attend monthly meetings with your Manager to discuss your progress. You have the right to appeal against this decision. Any appeal should be submitted in writing to ……….. (Chair of Governors) within ten working days of receipt of this letter. You have the

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I would be grateful if you would sign the enclosed duplicate of this letter and return it to me as soon as possible.

Yours sincerely

I acknowledge receipt of an exact copy of this letter.

(26)

APPENDIX 8

TEMPORARY INCAPACITY LONG TERM ABSENCE

LETTER TO CONFIRM THE OUTCOME OF THE MEDICAL INCAPACITY

HEARING

Dear

MEDICAL INCAPACITY HEARING

I am writing to you in connection with the Medical Incapacity Hearing which took place on

……….. at which you were accompanied by ……….. to consider the recommendation that your employment be terminated on the grounds that, in the light of your

continuous sickness record you are not able to give a regular, reliable or sustained level of attendance to the School.

I confirm the decision which was given at the Hearing held on ……… that, in view of the available evidence and the medical advice, your employment with the School will be/is terminated on the grounds of Medical Incapacity with effect from ………

Whilst you are entitled to a period of notice in accordance with your Contract of Employment, the School wishes to terminate this contract sooner. As a consequence, you will receive a payment in lieu of notice equal to ……… weeks.

Any outstanding monies owed to you as at ………. (date of dismissal) including payment for any accrued leave will be forwarded to you, together with your P45.

I must advise you that you have the right to appeal against your dismissal. If you wish to exercise this right you must submit your notice of Appeal, in writing, to the Chair of Governors, within ten working days of receipt of this letter. You have the right to be represented at the Appeal, within ten working days of receipt of this letter. You have the right to be represented at the Appeal by a Trade Union representative or accompanied by Work Colleague. If you have twelve months continuous service you also have the

right to appeal against dismissal to an Employment Tribunal for unfair dismissal.

I would be grateful if you would sign the enclosed duplicate of this letter and return it to me as soon as possible.

OPTIONAL

On behalf of the School, I wish to express my sincere appreciation for the services you have rendered and wish you well for the future.

Yours sincerely

DIRECTOR

I acknowledge receipt of an exact copy of this letter.

References

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