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[{]

D

Bolton,

4.

Report Required by the Ethics

FINANCIAL DISCLOSURE REPORT

in Government Act of 1978

FOR CALENDAR YEAR 2010

(5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Bolton, Susan R.

2. Court or Organization 3. Date of Report

U.S. District Court, Arizona 05/11/2011

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge - Active

7. Chambers or Office Address

401 W. Washington St., SPC 50

Suite 522

Phoenix, AZ 85003

Sa. Report Type (check appropriate type) 6. Reporting Period

D

Nomination, Date 01/01/2010

D

Initial Annual

D

Final to

12/31/2010 Sb. Amended Report

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI 0 NS.

(Reporting individual only; see pp. 9-13 of filing instructions.)

D

NONE

(No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

1. Secretary Organizational Diagnostics LLC

-

owned company)

2.

3.

5.

II. AGREEMENTS.

(Reporting individual only; see pp. 14-16 of filing instructions.)

D

NONE

(No reportable agreements.)

PAR TIES AND TERMS

I. 1989 Arizona Elected Officials Retirement Plan (pension plan from prior employment as a state court judge)

2.

3.

(2)

2.

2.

Date of Report Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 2of12

Bolton, Susan R. 05/11/201 I

III. N 0 N-INVES TMENT IN CO ME.

(Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D

NONE

(No reportable non-investment income.)

SOURCE AND TYPE

INCOME

(yours, not spouse's)

I. 2010 Arizona Elected Officials Retirement Plan $56,298.00

3. 4.

B. Spouse's Non-Investment Income -If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D

NONE

(No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 Organizational Diagnostics, L.L.C. -earnings

3. 4.

IV. REIMBURSEMENTS

-transportation, lodging.food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{]

NONE

(No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

I. 2. 3. 4. 5.

(3)

5.

Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT

Page 3of12

Bolton, Susan R. 05/11/2011

V. GIFTS.

(Includes those to spouse and dependent children; see pp. 28-3/ of filing instructions.)

[{]

NONE

(No reportable gifts.)

SOURCE

DESCRIPTION

VALUE

I.

2.

3.

4.

VI. LIABILITIES.

(Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

D

NONE

(No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUE CODE

I. Sonoma National Bank, CA Mortgage on one-half interest in office codominium (Pt. VII line 12) K

2. Merrill Lynch Single Premium Life Cash value loan L

3.

4.

(4)

B. c. D.

(1)

(3)

(5) Gain mm/dd/yy (J-P) (A H)

(I)

Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT

Page 4of12

Bolton, Susan R. 05111/2011

VII. INVESTMENTS and TRUSTS

-income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A.

Description of Assets Income during Gross value. at end Transactions during reporting period (including trust assets) reporting period of reporting period

(!)

(2)

(2)

(2)

.(4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Identity of

exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Code2 Code! buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (if private

(Q-W) transaction)

I. IBM common stock B Dividend M T

2. FIA Card Services (formerly Merrill Lynch A Interest J T

Bank)

3. Bank of America, Arizona A Interest M T

4. Merrill Lynch Single Premium Life- None K T

Insurance

5. Philadelphia Life Insurance Company- None K T

Insurance

6. U.S. Savings Bonds None 0 T

7. Virtus Balanced Fund A Dividend K T

8. MLF Retirement Plus-Annuity None M T

9. Transamerica Landmark Annuity None L T

10. Allianz Franklin-Annuity None K T

11. Nelson II Freeway Limited Partnership None J w

12. Office condo-1/2 Int-Phx,AZ ('94 60,000-'04 D Rent M R

30,000)

13. Merrill Lynch Basic Retirement Plan-Profit D Dividend & I 0 T Sharing

14. --GE Money Bank CD Buy 07/23/10 J

15. --US Treasury Note Buy 07/20/10 M

16. --US Treasury Inflation Notes (3)

17. --Citibank CD

1. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Columns CI and D3) N =$250,00 I - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S <=Assessment T =Cash Market

(5)

(A'H)

Date of Report Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 5of12

Bolton, Susan R. 05/11/2011

VII. INVESTMENTS and TR us TS

-income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

Place

18. --American Express Cent. Bank CD

19. --Capital One CD

20. --Capital One Bank CD

21. --Discover Bank CD

22. --US Treas. Inflation Note

23. --Western Bank CD 24. --BMW Bank CD

25. Merrill Lynch Basic Retirement Plan-Money D Purchase

26. --GE Money Bank CD

27. --Ally Bank CD

28. --JP Morgan Chase CD

29. --Carolina First Bank CD

30. --Citibank CD

3). --US Treasury Inflation Notes (2 remain, 1 redeemed)

32. --GE Money Bank CD 33. --Motorola common stock

34. --Vodafone common stock

I.Income Gain Codes: A =$1,000 or less (See Columns BI and D4) F =$50,001 -$100,000 2. Value Codes J =$15,000 or less

(Sec Columns CI and D3) N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 3. Value Method Codes Q =Apprnisal

(See Column C2) U =Book Value

Dividend&! N

B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 0 =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Other Redeemed Redeemed Redeemed T Buy Buy Redeemed Redeemed (part) Redeemed c =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$!00,000 Pl =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated 04/12/10 K 01/15/10 K 10/25/10 K 07/23/10 J 07/23/10 ] 07/09/10 K 01/15/J 0 J 10/12/10 L D =$5,001 -$15,000 (4) Gain Code I H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market (5) Identity of buyer/seller (ifprivate transaction) E =$15,00 I -$50,000

(6)

A. B. c. D.

(1) (2) (1) (3)

35.

37.

Date of Report Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Bolton, Susan R.

05/11/2011

Page 6of12

VII. INVESTMENTS

and

TR

us

TS

-income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period

Value

(2) (1) (2) (4) (5)

Gain Identity of Value Type(e.g., Date Value

Place "(X)" after each asset Amount Type(e.g.,

exempt from prior disclosure Code

1

div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (if private

(A-H) or int) (J-P) Code 3 redemption) (J-P) (A-H)

transaction) (Q-W)

--Capital One CD

36.

--Blackrock Global

--US Treasury-zero coupon bond

38.

Merrill Lynch IRA (FGB) c Dividend& I N T

39.

--American Express Bank CD Buy

07121/10

K

40.

--JPMorgan Chase Bank CD Buy

07/20/IO

J

41.

--Bank of America CD Buy

07/20/10

J

42.

--Discover Bank CD

(2)

Buy

07/21/10

J

43.

--Bank of America CD Buy

07/22/10

J

44.

--US Treasury Inflation Note

45.

--FIA Card Services NA (formerly Bank USA)

46.

--US Treasury zero coupon bonds

(3)

47.

--Pepsico common stock

48.

--Yum Brands common stock

49.

--Wal-Mart common stock

50.

--Oppenheimer Income Trust mutual fund

51.

--US Treasury Inflation Note Redeemed

04115110

K

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D 45,001 -$15,000 E =$15,001 -$50,000

(See Columns BI and D4) F =$50,001 -$100,000 G =$JOO,OOI -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,00 I -$250,000

(Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(7)

(1) (2)

(ff

(2) Code I div., rent,

Date of Report Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 7of12

Bolton, Susan R. 05/11/2011

VII. INVESTMENTS and TR us TS

-income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. B. c.

Description ofAssets Income during Gross value at end (including trust assets) reporting period of reporting period

(1) (5)

Amount Type (e.g., Value Value Identity of

Code2 Method

(A-H) or int.) (J-P) Code3 private

(Q"W) transaction) 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

--U.S. Treasury Inflation Note

--Discover Bank CD

--Goldman Sachs Bank CD

--Capital One CD

--Capital One Bank CD

Fidelity Equity Income Fund

Fidelity Magellan mutual fund

Fidelity Value mutual fund

Fidelity Asset Manager mutual fund

Fidelity Puritan mutual fund

Janus Balanced mutual fund

Vanguard Growth Index Fund

Vanguard 500 Index Fund

Vanguard Prime Cap Fund

Vanguard Life Strategy Growth Fund

Vanguard IRA

--Total Stock Market Index Fund

A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend & I J T K T K T J T K T J T J T J T J T J T J T Redeemed Redeemed 01/15/10 J 04/12/10 J

l. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,001-$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000

(Sec Columns Cl and D3) N =$250,00I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(8)

c. (!) (1) (2) (!) (J-P)

(3)

(5)

mm/dd/yy

FINANCIAL DISCLOSURE REPORT

Page 8of12

Name of Person Reporting Bolton, Susan R.

Date of Report

05111/2011

VII. INVESTMENTS and TR us TS

-income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. B. D.

Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period

(2)

(2)

(4)

Place "(X)" after each asset Amount Type (e.g., Value ·Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Code2 Code 1 buyer/seller

(A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69.

--Growth Index Fund

70.

Vanguard IRA A Dividend J T

71. --Total Stock Market Fund

72.

Gilbert AZ Public Facility Muni Bond A Interest K T

73.

Merrillville IN Muni Bond zero coupon None K T

74.

Illinois DF A zero coupon Muni Bond None L T

75.

Oroville, CA

(I 972, $5,000)

None J R

76.

Arizona Elected Officials Retirement Plan F pension M T

77.

Arizona State Retirement System None M T

78.

Keyport Keyannuity None M T

79.

Keyport Keyannuity None L T

80.

Merrill Lynch IRA (SRB) D Dividend & I N T

81.

--American Express Bank CD Buy

82.

--North America SB CD Buy

83.

--Beal Bank CD Buy

84.

--BMW Bank CD Buy

85.

--Ally Bank CD Buy

07/22/10

J

07/22/10

J

07122110

J

07/21/10

J

07121/10

J

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,00 I -$15,000 E =$15,001 -$50,000

(See Columns B l and 04) F =$50,001 - $!00.000 G =$100,00l -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Columns CI and 03) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Ooly) S =Assessment T =Cash Market

(9)

c.

(2)

Date of Report Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 9of12

Bolton, Susan

R.

05/11/2011

VII. INVESTMENTS and TRUSTS

-income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. R

Description of Assets Income during Gross value at end

(including trust assets) of reporting period

(!)

Place "(X)" after each asset Value

exempt from prior disclosute Code2

(H) (Q-W) 86. Redeemed

12/27/10

J 87. --Bank of America CD 88. 89.

90.

91.

92.

93. 94.

95.

96. 97. 98. 99.

100.

--Discover Bank CD

--US Treasury Inflation Note

--FIA Card Services NA (formerly MLBankUSA)

--US Treasury zero coupon bonds (3)

--US Treasury Inflation Note

--Huntington National Bank CD

--Pepsico common stock

--Yum Brands common stock

--Oppenheimer Income Trust mutual fund

--Capital One CD

--Western Bank CD

Mid-First Bank CD

(2)

U.S. Savings Bonds

IOI. U.S. Savings Bonds

102.

US Savings Bonds A Redeemed Redeemed Interest L T Buy None K T None K T None K T

01/15/10

J 10/25/10 K

07/22/10

L

L Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501-$5,000 D=$5,00l -$15,000 E =$15,001 -$50,000

(See Columns BI and D4) F=$50,00l -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Columns CI and D3) N =$250,00I -$500,000 0 =$500,00I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only} S =Assessment T =Cash Marke•

(10)

B. c. (I) Type(e.g., D. (3) (4) (5) mnl!dd/yy (A-H) (!)

Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT

Page 10of12

Bolton, Susan R. 05/11/2011

VII. INVESTMENTS and TRUSTS

-income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(2) (!) (2) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method,···· buy, sell, Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 . redemption) (J-P) (if private

(Q-W) transaction)

103. ISA Marshall & Ilsley BK A Interest Closed 03/01/10 J

104. ISA M&T Trust Co. A Interest Closed 03/01/10 K

105. Bank of America Dep Account Preferred A Interest M T Open 03/01/10 M

1. Income Gain Codes: A =$1,000 or less E =$15,001 -$50,000

(See Columns Bl and 04) F =$50,001 -$100,000 2. Value Codes J =$15,000 or less

(See Columns C I and 03) N =$250,001 -$500,000 P3 =$25,000,00 I -$50,000,000 3. Value Method Codes Q =Appraisal

(Sec Column C2) U =Book Value

B =$1,001 -$2,500 c =$2,501 - $5,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 K =$15,001 - $50,000 L =$50,001 -$100,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000

P4 =More than $50,000,000 R =Cost (Real Estate Only)

D =$5,001 -$15,000 S =Assessment V =Other W =Estimated H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00 I -$25,000,000 T =Cash Market

(11)

Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT

Page 11 of 12

Bolton, Susan R. 05/1112011
(12)

Date of Report Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 12of12

Bolton, Susan R. 05/11/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature:

s/ Susan R. Bolton

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts Suite

2-301

One Columbus Circle, N.E. Washington, D.C.

20544

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