D NONE (No reportable positions.)

(1)

Report Required by the Ethics

FINANCIAL DISCLOSURE REPORT

AO JO

_{in Government Act of}

1978

Rev.

112011

_{FOR CALENDAR YEAR 2010}

(5 U.S.C. opp.§§ IOI-I I I)

I. Penon Reporting (last name, first, middle initial) Ward, Thomas J.

2. Court or Organization U.S. District Court,

TX-E

Sa. Report Type (check appropriate type)

D

Nomination, Date

D

Initial

_[{]

Annual Sh.

_D

Amended Report

D

final

3.

Date of Report 05/10/2011 6. Reporting Period 01/01/2010 to 12/31/2010 4. Title (Article Ill judges indicate acth·e or senior status;

magistrate judges indicate full-or part-time) U.S. District Judge (Active)

7. Chambers or Office Address 100 East Houston Street Marshall, Texas 75670

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in complianre with applicable laws and regulations.

Revie" ing Officer Date

IMPORTANT NOTES:

The instructions accompanying this form must be followed. Complete all parts, checking the

NONE

box for each part where you have no reportable information. Sign on last page.

I. POSIT I 0 NS.

(Reporting individual only; see pp.

9-13

of filing instructions.)

D

NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

I.

Joint Venturer J&J Joint Venture#

I.

2.

3.

4.

5.

II. AGREEMENTS.

(Repo�ing individual only; see pp.

14-16

[{]

NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

(2)

2.

Date or Report Name or Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 2of13

Ward, Thomas J.

05/10/2011

III. NON-INVESTMENT INCOME.

(Reportingindividual andspouse;supp.17-2.fofjilinginstructions.)

A. Filer's Non-Investment Income

[{]

NONE (No reportable non-investment income.)

SOURCE AND TYPE

TN

COME

(yours, not spouse's)

I.

2.

3.

4. B. Spouse's Non-Investment Income -

If you were married during any portion of the reporting year, complete this section. (Dollar amount no/ required except for honoraria.)

[{]

NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4. JV. REIMBURSEMENTS

-transportation, lodging.food, entertainment

(Includes those to spouse and dependent children; see pp.

25-27

D

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

I.

American College of Trial March 4-7, 2010 Palm Desert, California Panel participant Travel, lodging and meals Lawyers

American College of Trial March 25-26, 20

I

0 Dallas, Texas Judge Nat'! trial Travel, lodging and meals

Lawyers competition

3.

Baylor Law School

June 4-5, 20 I 0

Waco, Texas

Austin, Texas

Panel participant Lodging

4. University of Texas October 28-29, 2010 Panel participant Travel, lodging and meals

(3)

FINANCIAL DISCLOSURE REPORT

Page 3of13

Name of Person Reporting Ward, Thomas J.

Date of Report 05/10/2011

V. GIFTS. (Includes those to spouse and dependent children: see pp.

28-31 of filing instructions.)

[{]

NONE (No reportable gifts.)

SOURCE

I.

DESCRIPTION

VALUE

2. 3. 4. 5.

VI. LIABILITIES.

(Includes those of spouse and dependent children: see pp. 32-33 of filing instructions.)

[{]

NONE (No reportable liabilities.)

CREDITOR

DESCRIPTION

I.

VALUE CODE

2. 3. 4. 5.

(4)

(2)

(I)

(3)

(S)

Date or Report

Name or Person Reporting

FINANCIAL DISCLOSURE REPORT

05/10/2011

Ward, Thomas J.

Page 4of13

VII. I NV EST ME NTS and TRUSTS

-income, •·atue, transactions r1nc1udes those of spouse and dependent chitdren: see PP· 34-60 of fitinc instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period of reponing period

(I)

(2)

(4)

Place "{X)" after each asset Amount Type (e.g.• Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P)

(A-II)

(if private

(Q-W)

transaction)

I . Hartford Life Variable Annuity None L T

2. AXA Equitable Annuity D Interest M T

3.

Hartford Life Variable Annuity None K T

4.

NE Territory Addition LLC Garden City None K u Kansas

5. Las Cruces Associates located Las Cruces, D Rent J u New Mexico

6.

Fidelity Municipal Money Market (FTEXX) A Interest L T

7.

Amer. Funds Capital World Growth and A Dividend J T Income Fund CLA (CWGIX)

8.

American Funds Capital Growth World A Dividend

J

T Bond Fund CLA (CWBFX)

9.

American Funds Growth Fund of America A Dividend

J

T Class A (AGTHX)

10.

American Funds Income Fund of America A Dividend K T CLA (AMECX)

11. American Funds Investment Co. of America A Dividend

J

T CLA (A VIVSX)

12. American Funds New Economy Fund CLA A Dividend J T (ANEFX)

13. American Funds New Perspective Fund A Dividend J T CLA(ANWPX)

14.

IRA#l E Jnt./Div. N T

15. -Amer. Bond Funds of Amer. Class A A Interest L T (ABNDX)

16.

- Putnam Master Int. Inc. Trust A Interest

J

T

17.

-American Funds Capital World Bond Fund A Interest K T CLA (CWBFX)

I. Income Gain Codes: A =$1.000 or less B =$1.00 I -$2.500 c =$2,501 - $5,000 IJ =$5.00 I • $15.000 E =$15.001 - $50.000 (Sec Columns Bl and D4) F =$50.001 -$100.000 G =SI00.001 - $1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J =Sl5.000or less K =St5.001 - S5o.ooo L =$50.001 - SI00.000 M =SI00.001 - $250.000

(Sl!c Columns Cl and DJ) N =S25o.oo 1 • S5oo.ooo 0 =$500.001 _-s1.000.000 Pl =$1.000.001 - $5.000.000 r2 =S5.ooo.001 - $25.ooo.ooo PJ =$25.000.001 • $50.000.000 r =More than $50.000.000

3. Value Mc1hod Codes Q ""Apprais<il R =Cost (Real E:.sta1c Only) S =Assessment T =Cash Market

(5)

D.

FINANCIAL DISCLOSURE REPORT

Page 5of13

ame of Penon Reporting

Ward, Thomas J.

Dale or Report 05/10/2011

VII. INVESTMENTS and TRUSTS

-income, value, transactions onc1udes those of spouse and dependent children; see

PP·

34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. 8. c.

Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period

(I) (2) (I) (2) (I) (2) (3)

(4)

(5)

Place

"(X)" afier each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.)

(J-P)

Code 3 redemption)

(J-P)

(A-H) (if private

(Q-W)

transaction)

18. -American Funds Income Fund of America A Dividend K T

CLA (AMECX)

19. -GE Capital lnterNotes A Interest K T

20. -General Electric Co. Bond B Interest K T

21. -Amer. Funds US Gov't Securities Fund of B Interest K T

Amer. CLA (AMUSX)

22. -Intermediate Bond Fund of America CLA B Interest K T

(AIBAX)

23. -FHLB Call Bond A Interest Redeemed 01/29/10 K

24. -FHLMC Call Notes A Interest Redeemed 11/10/IO K

25. Clorox Co Del (CLX) A Dividend J T Buy 10/26/IO J

26. Tootsie Roll Inds (TR) A Dividend K T Buy 10/28/10 K

27. Unilever PLC ADS-EA Repr I

ORD

A Dividend J T Buy 10/29/IO J

GPB0.0311 (UL)

28. -Little Bank Inc. CD A Interest Redeemed 03/26/IO K

29. -Marshall

&

Ilsley Bank WIS CD B Interest Redeemed 11/19/10 K

30. -Fidelity Cash Reserves (FDRXX) A Interest M T

31. IRA#2 D lnt./Div. L T

32. --Amer. Funds Capital Growth World Bond A Interest

J

T

Fund CLA (CWBFX)

33. - American Funds Income Fund of America A Dividend K T

CLA (AMECX)

34. -American Funds US Gov'! Securities Fund A Interest K T

CLA (AMUSX)

I. Income Gain Codes:

A

=$1.000 or less B=$1.00l -$2.500 c =$2.501 -$5.000 D =$5.00t -$t5.000 E =$15.001-$50.000 (Sec Columns Bl and

D4)

F =$50.00 1 - $I 00.000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More 1han $5.000.000

2. Value Codes J =SI S.000 or kss K =$15.001 -$50.000 L =$50.001 - $100.000 M =$100.00t -$250.000 (Sec Columns Cl and 03) N =$250.00t - $500.000 0 =$500.00 I -S1.000.000 1'1 =S1.000.00t -$5.000.000 P2 =$5.000.001 -$25.000.000

PJ =$25.000.001 -$50.000.000 P4 =More 1han $50.000.000

3. Value Mc1hod Cot.ks

_{Q =Appraisal}

R =Cost (Ki:al bto:11..: Only) _{S =Asscssmcnl} T =Cash Market

(6)

(I)

(4)

(5)

Date or Report

Name

or Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 6of13

Ward, Thomas J.

05/10/2011

VII. INVESTMENTS and TRUSTS

-income, •·arue, transactions r1 nc1udes thou of spouse and dependent cht1dren: see pp.

J4-6o

D

NONE

(No reportable income, assets, or transactions.)

A. B. c. D.

(including lrusl assets) reponing period or reponing period

(2) (I) (2) (I) (2)

(3)

P lace "(X)" after each asset exempt from prior disclosure

Amount , Code I (A-II) Type (e.g., div., rent, or int.) Value Code 2 (J-P) Value Method Code

3 (Q-W)

Type (e.g., buy, sell, redemption) Dale mm!dd/yy Value Code 2 (J-P) Gain Code I (A-H) Identity of buyer/seller (if private transaction)

35.

-Ameican Funds Bond Fund of America CLA (ABNDX)

A Interest

K

T

36.

-Amer. Funds Intermediate Bond Fund of A Interest

K

T

Amer. CLA (AIBAX )

37.

-Fidelity Cash Reserve (FDRX) A Interest J T

38.

Tx Bank & Trust (fka Longview Bank & B Interest

K

T Trust)(Accts)

39 .

Real Estate, Upshur County, Texas None

J

w

40

. NAB Asset Corp. Common Stock None J T

41.

Cherokee Waler Co. Common Stock None J T

42.

Cherokee Club Capital Stock None J T

43.

Southside Bank (accounts) B Interest M T

44.

Ponderosa Gathering, LLC located Gregg A Interest J

u

County, Texas

45.

Account Receivable _None _J

_u

46.

J&J Joint Venture No. I, Longview, TX B Distribution

K

u

47.

CIBC Oppenheimer Money Market A Interest J T Accounts

48.

Viropharma Inc. Common Stock (VPHM) None J T

49.

Microsoft Corporation Common Stock A Dividend J T (MSFT)

50.

New Jersey Development Authority Bond A Interest J T

51.

Working Interest - Denson #I, Gregg

c

Royalty J

w

County, Texas

I. Income Gain Codes: A =$1.000 or less ll =$1.00 I -$2500 c =$250 1 -Sl,000 D=$l.OOI -S ll.000 E =S 15,00 I -S50.000 (Sec Columns HI and 04) f =$50.00 I - $I 00.000 G =$100.001 - Sl.000.000 111 =Sl.000.001 -$5.000.000 112 =More than S5.000.000

2. Vain.: Cod1.."S J =SI .000 or k""Ss K =$15.001 -$50.000 L =$50.001 - SI00.000 M =S I00.00 I -$250.000 (Sec Columns Cl and OJ) N =S250.00! - S<00.000 0 =S<00.001 - SI .000.000 Pl =Sl.000.001 -Sl.000.000 r2 =$5.000.001 -s25.ooo.ooo

P3 =$2 .000.001 -S<0.000.000 P4 =More than $50.000.000

J. V;:iluc Mc1hod Cod.:s Q =Appraisal R =Cost ( R'--al E:.slatc Only) S =Assessment T =Cash Marl.:ct

(7)

D.

FINANCIAL DISCLOSURE REPORT

Page 7of13

Name of Person Reporting

Ward, Thomas J.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS

-income, vatue, transactions (tncludes 1hoseofspouse and dep endentch i tdren;see pp. 1.f-60offiti ngins1ruc1ions.J

D

NONE (No reportable income, assets, or transactions.)

A.

B. c.

Description of Assets Income during Gross value at end Transactions during r"J!Orting period (including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3)

(4)

(5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm'dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W)

transaction)

52. Working Interest - J.Bussey #I, Gregg

c

Royalty J w County, Texas

53. Working Interest - Culpepper #3, Gregg B Royalty J w

County, Texas

54. Working Interest - Flewellen #3, Gregg

A

56. Working Interest - Castleberry #3, Gregg

A

57. Working Interest - Denson #2, Gregg B Royalty J w County, Texas

58. Working Interest - Denson #3, Gregg None J w County, Texas

59. Working Interest - Denson #4, Gregg B Royalty J w County, Texas

A

63. Working Interest - Culpepper #5, Gregg

A

64.

Working Interest - Culpepper #6, Gregg

A

67. Working Interest - Castleberry #I I, Gregg

A

Royalty J w

County, Texas

68. Working Interest - Culpepper #7, Gregg

A

I. Income Gain Codes: A =$1.000 or less ll =$1.00t -$2.500 c =$2.50t -$5.000 D =$5.001 · $15.000 E =$15.001 -$50.000 (Sec Columns BI and

D4)

F=S50.00l -$100.000 G =$100.001 -Sl.000.000 Ill =$1.000.001 -$5.000.000 112 =More than SS.000.000

2. \'aluc Codc-s J =S 15.000 or ks.s K =S15.00I -S50.000 L =S50.00I - SI00.000 M =SI00.001 - S250.000 (Sec Columns Cl and DJ) N =$ 50.001 - $500.000 0 =$500.00 I - S 1.000.000 rt =St.000.001 -S5.ooo.ooo r2 =S5.ooo.001 -S25.ooo.ooo

PJ =$25.000.001 -$50.000.000 P4 =More

than

SS0.000.000

3. Value Method Codes

_{Q ==Appraisal}

R =Cost (Real Estalc Only) S =Assessment T =Cash Market

(8)

Name of Person Reporting

Ward, Thomas J.

Date of Report

05/10/2011

FINANCIAL DISCLOSURE REPORT

Page 8of13

VII. INVESTMENTS and TRUSTS

-income, value, transactions (Includes those of spouse and dependenuhildren; see PP· J4-6o of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period

(I} (2) (I) (2) (I)

Place "(X)" after each asset ; Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code I _{div., rent,} _Code2 _Method _{buy, sell,}

(A-H) _{or int.)} _(J-P) Code3 redemption)

(Q-W)

69.

Working Interest -Flewellen #8, Gregg A Royalty J w

County, Texas

70.

Working Interest - Flewellen

#9,

Gregg A Royalty J w

County, Texas

71.

Working Interest-Trudie Bruton

#I,

Gregg B Royalty K w

County, Texas

72.

Working Interest -Denson #5, Gregg A Royalty J w

County, Texas (WSP)

73.

Working Interest -Castleberry

#6,

Gregg A Royalty J w

County, Texas (WSP)

74.

Working Interest -Castleberry #7, Gregg A Royalty J w

County, Texas (WSP)

75.

Working Interest - Castleberry #8, Gregg A Royalty J w

County, Texas (WSP)

76.

Royalty - Davis

#1,

Wood County, Texas B Royalty J w

77.

Working Interest -Utzman #I, Gregg A Royalty J w

County, Texas

78.

Working Interest - McCarter #I, Rusk A Royalty J w

County, Texas

79.

Working Interest - W.W. Mackey

#2,

Gregg A Royalty J w

County, Texas

80.

Longview, TX Municipal Bonds B Interest K T

81.

Pleasanton, TX Municipal Bond B Interest K T

82.

Brazos River Authority Bond A Interest J T

83.

TX State Technical College Bond A Interest K T

84.

Brazosport,

TX

!SD Bond B Interest K T

85

.

Killeen,

TX

Municipal

Bond A

In

t

er

e

s

t

K

T

(2)

(3)

(4)

(5)

Date Value Gain Identity of mm'ddlyy Code2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 c =$2.501 • $5.000 D =$5.001 • $15.000 E =$15.001 - S50.000

(Sec Columns BI and 04) F =$50.001 • $100.000 G =$100.001 - $1.000.000 111 =Sl.000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J ""SI .000 or less K =$15.001. $50.000 L =S50.00I -SI00.000 M =$100.001. $250.000

(Sec Columns CI and 03) N =$250.001 • $500.000 0 =$500.001. $1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =SS.000.001 • $25.000.000 rJ =$25.000.00 I • $50.000.000 N =More than $50.000.000

3. Value Method Codes Q :=Appraisal K =Cost (Real Eslatc Only) S =Assessment T ==Cash M::i.rkct

(9)

B.

FINANCIAL DISCLOSURE REPORT

Page 9of13

Name of Person Reporting

Ward, Thomas J.

Dare of Report

05/10/2011

VI I. INV EST ME NTS and TRUSTS

-income, value, transactions (Includes those of spoust! and depend mt children: see PP·

J4-6o of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. c. D.

Description of Assets Income during Gross value at end Transactions during roponing period

(including trust assels) roponing period ofroponing period

(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain ldenlily of

exempt from prior disclosure Code I div., rent9 Code2 Method buy, sell, mm!ddlyy Code 2 Code I buyer.' seller

(A-H) _{or int.)}

_(J-P)

Code3 redemption)

(J·P)

(A-II)

(if private

(Q-W)

lransaclion)

86.

Kate Dudley

#I

Working Interest, Gregg B Royalty J

w

County, TX

87.

First National Albany - Breckenridge Bank

c

Interest M T

Accounts

88.

Pauline

&

Charles Davis #I Working A Royalty J

w

lnt.,Harrison Co., TX

89.

Mary

8.

Allen

#2

Working Interest, Gregg A Royalty J

w

County, TX

90

. Patton-Jarvis

#I

Working Interest, Gregg B Royalty J

w

County, TX

91.

McMichael #I Working Interest, Gregg A Royalty J

w

County, TX

92.

Williams

#I

Working Interest, Leon County, A Royalty J

w

TX

93.

Williams

#2

Working Interest, Leon County, A Royalty J

w

TX

94.

KC Timberland #I Working Interest, Rusk D Royalty K

w

County, TX

95.

Katy, TX ISO Bond B Interest L T

96.

Houston, TX Arpt System Bond

c

Interest K T

97.

La Joya, TX lndpt. School District Bond B Interest L T

98.

DeSoto,

TX

lndpt. School District Bond B Interest K T

99.

Hays,

TX

lndpt School District Bond B Interest L T

100.

KC Timberland

#2

Rusk Co. TX WI

c

Royalty J

w

10

I. Flagstone Reinsurance Holdings Ltd Com A Dividend K T

Stk (FSR)

102.

White Mountains Ins. Group Com Stk A Dividend K T

(WTW)

I. Income Gain Codes: A =$1.000 or less B =Sl.OOI • $2.500 c =$2.501 • $5.000 D =$5.001 • $ 15.000 E =$15.001-$50.000

(See Columns BI and

D4)

F =$50.001 • $100.000 G =$100.001 • Sl.000.000 Ill =$1.000.001 . $5.000.000 112 =More 1han SS.000.000

2. Value Cock-s J =S 15.000 or less K =$15.001 • $50.000 L =$50.001 • SI00.000 M =$100.001 • $250.000

(Sl.'.'c Columns Cl and 03) N =$250.001 • $500.000 0 =$500.001. $1.000.000 Pl =$ 1.000.001 • $5.000.000 P2 =$5.000.001 • $25.000.000

PJ =$25.000.001 • $50.000.000 P4 =More than $50.000.000

3 Value Method Cocks Q =Appr.iisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) _U=Book Value V =Othcr W =Estimated

(10)

FINANCIAL DISCLOSURE REPORT

Page 10ofl3

ame of Person Rrporting

Ward, Thomas J.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS

-income, vatue, transactions r1nc1udes those of spouse and dependmt children: see PP.

34-60

offiting instructions.>

D

NONE

_{(No reportable income, assets, or transactions.)}

A.

B. c.

D.

(including trust asset.s) reponing period ofreponing period

(\) (2) (\) (2) (\) (2) (3)

(4)

(5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.• Date Value Gain Identity of

exempt from prior disclosure Code I _{div., rent,} _Code2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller

(A-II) _{or int.)} (J-P) Code 3 redemption) (J-P)

(A-H)

(if private

(Q-W)

transaction)

103. Kraft

Foods Inc. CL A

(KFT)

_A _Dividend _K T

104.

Coca Cola Co. (KO) A Dividend K T

105.

Heinz H. J. Co.

(HNZ)

A Dividend K T

106.

Dish Network Corp. CLA (DISH) None K T

107.

Glaxosmithkline ADR (GSK) B Dividend K T

108.

Hershey Co. (HSY) A Dividend K T

109.

Sanofi-Aventis Spon ADR (SNY) None K T

110.

Wal-Mart Stores, Inc. (WMT) None K T

111.

Unilever PLC ADS-EA (UL) A Dividend K T

112.

Morgan Stanley S & P

500

Index A A Dividend J T

Cust.Accts UTMA-TX (SPIAX)

113.

Working Interest Jordan #I Rusk Co.,

TX

_A _Royalty _J

w

114.

Fairfa11: Financial Hldgs LTD Sub VIG None K T Buy

04/14/10

K

115.

Montpelier Re Holdings Com (MRI-I) A Dividend K T Buy

06/03/10

K

116. 99

Cents Only Stores (NDN) None K T Buy

06/08/10

K

117.

Lorillard Inc Com (LO) None Buy

03/26/10

K

118.

_Sold

04/16/10

K

119.

Real Estate Gregg Co None Buy

08/02/10

M Tom Tibiletti

I. Income Gain Codes: A =$1.000 or less 8=$1,001-$2.500 C =$2 .50 I · $5 .000 [) =$5.001- $15.000 E =Sl5.00I - S50.000

(Sec Columns Bl and

D4)

F =$50.001 -$100,000 G =$100.001 - $1.000.000 Ill =$1.000.001. $5.000.000 112 =More 1han $5.000.000

2. Value Codcs J =Sl5.000 or less K =$15.001 -$50.000 L =S50.00I - SI00.000 M =$100.001 - $250.000

(Sec Columns CI and 03) N =S250.00I -$500.000 0 =$<00.001 -$1.000.000 r1 =S 1.000.001 - $5.000.000 r2 =Sl.000.001 • $25.000.000

r3 =$25.000.001. Sl0.000.000 N =More lh::m $50.000.000

3. Value Me1hod Codes Q =Appraisal R -==Cost (Rc;;il Estalc Only) S =Asscssm1."Tll T =Cash Market

(11)

A.

(I) (2)

Date of Report Name of Penon Reporling

FINANCIAL DISCLOSURE REPORT

Page I I of 13

Ward, Thomas J.

05/10/2011

VII. INVESTMENTS and TRUSTS

-income, .. arue, transactions <Includes those of spouse and dependentchitdren; see PP· 34-600/filint: instructions.)

D

NONE

(No reportable income, assets, or transactions.)

Description of Assets

B. c. D.

Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period ofreponing period

(2)

(I) (I) (2) (3)

(4)

(5)

Place "{X)" after each asset 1 Amount

' Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I _{div., rent,} _Code2 _Method _{buy, sell,} _{mm/dd/yy Code 2 Code I} _buyer/seller

(A-11) _or_inr.) _(J-P) _{Code 3} _redemption) _(J-P) _(A-H) _{(if private}

(Q-W)

transaction)

120.

None Sold

08/10/10

M Susan Ward

121.

Promissory Note

B

I

nterest M

u

See Sec.

VIII

122.

Working interest Snider

#I

A Royalty

1 w

Buy

04/01/10

1

Machin

&

Assoc.

123.

Working interest Hamilton

#I

None

J

w

Buy

08/24/10

1

Machin

&

Assoc.

I. Income Gain Codes:

A

=$1.000 or less ll =$1.001 - $2.500 c =$2.501 -$5,000 D =$5.001 - $15.000 E =$15.001 -$50.000 (See Columns Bl and

04)

F =$50.001 - $ l 00.000 G =$ I00.00 I -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000

2. Valuc Cocks J =Sl5.000 orlc-ss K =$15.001 -S 0.000 L =$50.001 - $100.000 M =SI00.001 -$250.000 (Sec Columns Cl and OJ) N =$250.001 -S 00.000 0 =$'00.001 -Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 -$25,000.000

Pl =$25.000.001 • $50.000.000 N =More than $50.000.000

3. Value Mclhod Cod1.."'S

Q =Appraisal

K =Cost

(Real l.stalc

Only) S =Asscssmcnl T =Cash M:irkct (Sec Column C2) _U=llook

Value

v ::00lh1..1 W =C:S1ima1cd

(12)

Name or Penon Rtporting Dale of Report

FINANCIAL DISCLOSURE REPORT

Page 12of13

Ward, Thomas J. 05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

(lndicale partofreporL)

VII. INVESTMENTS AND TRUSTS

Item Nos. 4 and 5: Undivided interest in real estate limited partnership. Filer cannot direct, influence or in any manner effect the purchase, exchange, sale, or disposition of the entity or property of entity.

Item No. 14: Reported in the aggregate. Items 15-30 identify the separate assets held in Item 15. Item No. 31: Reported in the aggregate. Items 32-37 identify the separate assets held in Item 34. Item No. 45: Debtor is NE Territory Addition LLC identified in item number 4.

Item No. 47: Filer is passive investor in this joint venture real estate investment; assets are undivided interests in real estate limited partnership. Neither filer nor joint venture can direct, influence or in any manner effect the purchase, exchange, sale or disposition of limited partnership assets.

Item Nos. 72, 73, 74 and 75: Funds attributable to filer's working interest in these wells are distributed to filer by Willow Springs Farmout Partnership (WSP). Filer is not a partner in WSP and has no capital account in WSP. Filer farmed out his working interest to WSP along with other working interest owners of leasehold estates in approximately December 1994.

Item No. 117: On 2009 report. Is not listed on this report because well proved non-productive. Item No. 121: ls associated with Item 120.

(13)

Name of Person Reporting

Date of Report

FINANCIAL DISCLOSURE REPORT

Page 13of13

Ward, Thomas J.

05/10/2011

IX. CERTIFICATION.

I certiry that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which h3\'e been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature:

s/ Thomas J. Ward

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)