8.48% Secured Non-Cumulative Non- Convertible Redeemable Taxable Bonds

(1)

Issuer - NTPC Ltd.

XVII

XIX

1 Description of the Debenture Series /Issue (Secured /

Unsecured PCD/FCD/NCD)

8.48% Secured Cumulative

Non-Convertible Redeemable Taxable Bonds

7.50% Secured Cumulative

Non-Convertible Redeemable Taxable Bonds

2 Type of Issue (Private / Public / Rights)

Private

3 Issue Amount and Amounts Raised

Rs.50 crore

4 Listed/Unlisted (If Listed, the Exchange where listed)

Unlisted Bonds

5 ISIN (Listed and Unlisted)

INE733E08130

INE733E07249

6 Date of Listing of NCDs (please provide confirmation and

supporting from BSE/NSE)

Unlisted

7 Original & Revised (if any) Coupon Rate

8.48%

7.50%

8 Tenor of Issue

20 Years

15 years

9 Date of Allotment of Debentures

01.05.2003

12.01.2004

10 PAS-3, PAS-4, PAS-5 filed with ROC within specified time limit

(please provide confirmation and supporting)

11 Date of Issue of Debenture Certificate (Physical) or Credit to

Demat A/c

01.05.2003

12.01.2004

12 Credit Rating at the time of issue / last credit rating prior to

change

Unrated at the time of issue.

13 No. of debenture holders on the date of Allotment

1

14 Certificate of inspection of trust property (security provided –

immovable) is confirmed annually by the Auditors of the

Company.

NA

15 Valuation Report (if applicable) has been obtained from

Government approved valuer

16 ROC Search Report has been obtained

17 Details Regarding Registration of charges and reasons for delay

(if any)

18 Confirmation of having complied with Foreign Account Tax

Compliance Act (FATCA) as regards the investors, borrowers

and other intermediateries (If Applicable - along with

supporting documents, registration number etc)

NA

19 Outstanding amount as on March 31,2019

Rs. 50 Crore

Nil

20 Previous Interest Payment Date and Amount paid

30.03.2019-Rs. 1.03 cr

01.01.2019 (Rs. 3.75 crore)

11.01.2019 (Rs. 0.10 crore) (with

redemption payment)

21 Next Interest Payment Date and Amount

Date - 30.06.2019

Amount - Rs. 1.06 crore

NA

22 Previous Repayment Date and Amount paid

NA as Bullet Redemption

23 Next Repayment Date and Amount

Bullet Redemption on 01.05.2023 (Rs.50

crore)

Redeemed on 11.01.2019 (Rs.50 crore)

24 Whether there has been any delay / default in payment of

interest and/or principal amount? If yes the due dates thereof

& date of payment

No

25 Present Credit Rating and date of change of credit rating. In

case of revision, please attach letter from Credit Rating Agency

indicating revision in rating.

AAA & LAAA by CRISIL & ICRA. Currently

CRISIL AAA , (ICRA) AAA(Stable) & CARE

AAA

AAA & LAAA by CRISIL & ICRA. Currently

CRISIL AAA , (ICRA)AAA(Stable) & CARE

AAA

No. of debenture holders as on last day of this quarter,

1 NA

(please provide details of NCD Holder viz. Names, Holding,

Mailing Address, Contact Nos. (Benpos))

sent through email

NA

27 Brief details of the security created till date for the Debentures

including third party securities

Secured by (I) English mortgage, on first

pari-passu charge basis, of the office

premises of the Company at Mumbai and

(II) Equitable mortgage, by way of first

charge, by deposit of title deeds of the

immovable properties pertaining to

National Capital Power Station

Secured by (I) English mortgage, on first

pari-passu charge basis, of the office

premises of the Company at Mumbai and

(II) Hypothecation of all the present and

future movable assets (excluding

receivables) of Singrauli Super Thermal

Power Station, Anta Gas Power Station,

Auraiya Gas Power Station, Barh Super

Thermal Power Project, Farakka Super

Thermal Power Station, Kahalgaon Super

Thermal Power Station, Koldam Hydel

Power Project, Simhadri Super Thermal

Power Project, Sipat Super Thermal Power

Project, Talcher Thermal Power Station,

Talcher Super Thermal Power Project,

Tanda Thermal Power Station, Vindhyachal

Super Thermal Power Station, National

Capital Power Station, Dadri Gas Power

Station, Feroze Gandhi Unchahar Power

Station, and Tapovan-Vishnugad Hydro

Power Project as first charge, ranking

pari-passu with charge, if any, already created in

favour of the Company's Bankers on such

movable assets hypothecated to them for

working capital requirement

28 Whether any security is pending to be created for the

Debentures, if yes provide details of the same along with the

date by which such security is to be / was to be created

No

29 Whether the Secured Assets are insured? If yes, attach the

latest renewed copies thereof

Yes. Already shared.

30 Whether all taxes, cesses, insurance premia, any other

government charges with respect to Secured Assets for the

issue have been paid. If No, please give details and reasons for

the same

26 Yes

Issued before Companies Act,2013 became effective, hence NA

NA. Since assets are valued on book value duly audited by statutory auditors appointed

by CAG

Yes

(2)

please give reasons for the same. Please provide details / issue

wise of DRR amount and date of transfer till date

32 Confirmation & Supporting of creation / maintaining DRR

before April 30

th

_{by way of deposit / invest not less than 15%}

of the amount of debentures maturing during the year ending

March 31, 2019 as detailed in the clarification circular provided

by MCA

For Bonds redeeming in FY 2019-20,

details of 15% invetsment in deposit,

already shared with you.

For Bonds redeeming in FY 2019-20,

details of 15% invetsment in deposit,

already shared with you.

33 Whether any material change has taken place in the nature

and the conduct of the business of the Issuer since the date of

Issue which is detrimental to the interest of debenture holders.

If yes, please give details

No

34 Whether any orders, directions, notice of court/ tribunal /

authority affecting or likely to affect the Secured Assets has

been passed. If yes, please give details

No

35 Whether any major change in the composition of the Board of

directors or shareholders as defined in the Take Over

Regulations which amounts to change in control of Issuer

Company has occurred. If yes, please give details

No

36 Whether any change in Authorized Signatory to banks who had

signed Post Dated Cheques (PDCs) given as security as per

transaction documents

NO PD's have been issued

37 Security Cover as on March 31,2019 (Please attach CA

Certificate in the format as stated in Annexure)

38 Whether Register of Debenture Holders has been maintained

with their addresses and whether the transfers and changes in

ownership have been recorded. If no, please give reasons.

39 In case of Partially / Fully Convertible Debentures, whether the

debentures have been converted into equity in accordance

with the terms of issue? If no, please give reasons.

40 Whether all the terms & conditions of the transaction

documents are complied with? If no, please give reasons.

41 Whether the provisions of the following laws applicable to

debentures have been complied with :

a) Companies Act, 2013 and Rules made thereunder ( For all

Issuers)

b) SEBI Model Listing Agreement (For Listed Issues)

c) SEBI (Listing Obligation and Regulation Requirements)

Regulations 2015 (For Listed Issues)

d) SEBI (Issue of Capital and Disclosure Requirements), 2009

(For all issuers)

e) SEBI (Issue and Listing of Debt Securities), 2008

42 Whether any dividend has been declared during this quarter.

43 Nature of investor grievances received for quarter ended

March 2019 its status as on date of the submission of QCR and

reason for the non resolution/ delay if any (Details to be

separately provided in annexure as enclosed)

44 Any Buy Back of NCDs during the quarter and details of the

same

45 In case the Company has provided Post Dated Cheques (PDCs)

in favour of Trustee towards security, whether the same are

reissued in the new name of Trustee i.e. Vistra ITCL (India)

Limited

46 Pursuant to name change of the Trustee, whether the revised

Form SH-4 (Securities Transfer Form) is submitted by the

company on new mane i.e. Vistra ITCL (India) Limited

Aditya Dar

General Manager (Finance)

Date: 09.05.2019

Not Applicable

NA

ICDR is applicable for convertible debentures only. Not applicable for NTPC's NCD.

NA

YES

Nil

NA

Certificate Already Submitted

Yes

NA

Yes

(3)

SERIES XLIV XLV XLVI XLVII XLVIII XLIX L 1A L 2A L 3A L 1B L 2B L 3B LIII LIV

1 Description of the Debenture Series /Issue_{(Secured / Unsecured PCD/FCD/NCD)}

9.25% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 9.4376% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 9.3473% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 8.84% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 8.73% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 8.80% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 8.41% Tax free secured cumulative non-convertible redeemable bonds – 2013 8.48% Tax free secured cumulative non-convertible redeemable bonds – 2013 8.66% Tax free secured cumulative non-convertible redeemable bonds – 2013 8.66% Tax free secured cumulative non-convertible redeemable bonds – 2013 8.73% Tax free secured cumulative non-convertible redeemable bonds – 2013 8.91% Tax free secured cumulative non-convertible redeemable bonds – 2013 9.17% Secured Cumulative Non-Convertible Taxable Redeemable Bonds 8.49% Secured cumulative non-convertible redeemable taxable fully paid-up Bonus Debentures 2 Type of Issue

(Private / Public / Rights)

3 Issue Amount and Amounts Raised (Rs. Crore) 500.00 75.00 75.00 390.00 300.00 200.00 488.03 249.95 312.03 208.64 91.39 399.97 1,000.00 10,306.83 4 Listed/Unlisted (If Listed, the Exchange where_listed) Listed (NSE) Listed (NSE) Listed (NSE) Listed (NSE) Listed (NSE) Listed (NSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE) Listed (NSE & BSE) 5 ISIN (Listed and Unlisted)

6 Date of Listing of NCDs (please provide confirmation and supporting from BSE/NSE)

7 Original & Revised (if any) Coupon Rate 9.25% 9.4376% 9.3473% 8.84% 8.73% 8.80% 8.41% 8.48% 8.66% 8.66% 8.73% 8.91% 9.17% 8.49%

8 Tenor of Issue 15 Years door to door 20 Years door to door 20 Years door to door 10 years 10 years 10 years 10 years 15 years 20 years 10 years 15 years 20 years 10 years 10 years door to door

9 Date of Allotment of Debentures 04.05.2012 16.05.2012 20.07.2012 04.10.2012 07.03.2013 04.04.2013 22.09.2014 25.03.2015

10

PAS-3, PAS-4,PAS-5 filed with ROC within specified time limit(please provide confirmation and supporting)

11 Date of Issue of Debenture Certificate (Physical)

or Credit to Demat A/c 04.05.2012 16.05.2012 20.07.2012 04.10.2012 07.03.2013 04.04.2013 22.09.2014 25.03.2015

12 Credit Rating at the time of issue / last credit_{rating prior to change} [ICRA ] AAA(Stable) & _{CRISIL AAA} [ICRA ] AAA(Stable) & _{CRISIL AAA} [ICRA ] AAA(Stable) & _{CRISIL AAA} [ICRA ] AAA(Stable) & _{CRISIL AAA}

[ICRA ] AAA(Stable) , CRISIL AAA & CAREAAA

CRISIL AAA & CAREAAA

CRISIL AAA , ICRA AAA (Stable) & CAREAAA

CRISIL AAA , ICRA AAA (Stable) & CAREAAA 13 No. of debenture holders on the date of

Allotment 5 1 1 6 6 2 15 701102

14

Certificate of inspection of trust property (security provided – immovable) is confirmed annually by the Auditors of the Company. 15 Valuation Report (if applicable) has been_{obtained from Government approved valuer} 16 ROC Search Report has been obtained 17 Details Regarding Registration of charges and

reasons for delay (if any) 18

Confirmation of having complied with Foreign Account Tax Compliance Act (FATCA) as regards the investors, borrowers and other intermediaries (If Applicable - along with supporting documents, registration number etc)

19 Outstanding amount as on March 31, 2019 (Rs. _Crore) 500.00 70.00 70.00 390.00 300.00 200.00 488.03 249.95 312.03 208.64 91.39 399.97 1,000.00 10,306.83

20

Previous Interest Payment Date and Amount paid (if fallen due on holiday, the payment has been made on working day as per IM/SEBI Circular) 04.05.2018 (Rs. 46.25 crore) 16.05.2018 (Rs.0.40 crore with redemption), 10.07.2018 (Rs. 6.61 crore) 10.07.2018 (Rs. 7.01 crore), 20.07.2018 (Rs.0.01 crore with redemption) 04.10.2018 (Rs. 34.48 crore) 07.03.2019 (Rs. 26.19 crore) 04.04.2018 (Rs. 17.60 crore) 17.12.2018 (Rs. 41.16 crore) 17.12.2018 (Rs. 21.25 crore) 17.12.2018 (Rs. 27.10 crore) 17.12.2018 (Rs. 18.09 crore) 17.12.2018 (Rs. 7.99 crore) 17.12.2018 (Rs. 35.60 crore) 24.09.2018 (Rs. 92.20 crore) 25.03.2019 (Rs. 872.65 crore) 21

Next Interest Payment Date and Amount (if fallen due on holiday, the payment will be made on working day as per IM/SEBI Circular)

04.05.2019 (Rs. 46.25 crore) 16.05.2019 (Rs.0.40 crore with redemption), 10.07.2019 (Rs. 6.13 crore) 10.07.2019 (Rs. 6.54 crore), 20.07.2019 (Rs.0.01 crore with redemption) 04.10.2019 (Rs. 34.48 crore) 07.03.2020 (Rs. 26.19 crore) 04.04.2019 (Rs. 17.60 crore) 16.12.2019 (Rs. 40.93 crore) 16.12.2019 (Rs. 21.14 crore) 16.12.2019 (Rs. 26.95 crore) 16.12.2019 (Rs. 18.01 crore) 16.12.2019 (Rs. 7.96 crore) 16.12.2019 (Rs. 35.54 crore) 23.09.2019 (Rs. 91.45 crore) 25.03.2020 (Rs. 875.05 crore) 22 Previous Repayment Date and Amount paid NA 16.05.2018 _{(Rs. 5 crore)} 20.07.2018 _{(Rs. 5 crore)} NA NA NA NA NA NA NA NA NA NA NA 23 Next Repayment Date and Amount 04.05.2023

(Rs. 100 crore ) 16.05.2019 (Rs. 5 crore) 20.07.2019 (Rs. 5 crore) 04.10.2022 (Rs. 390 crore) 07.03.2023 (Rs. 300 crore) 04.04.2023 (Rs. 200 crore) 16.12.2023 (Rs. 488.03 crore) 16.12.2028 (Rs. 249.95 crore) 16.12.2033 (Rs. 312.03 crore) 16.12.2023 (Rs. 208.64 crore) 16.12.2028 (Rs. 91.39 crore) 16.12.2033 (Rs. 399.97 crore) 22.09.2024 (Rs. 1000 crore) 25.03.2023 (Rs. 2,061.37 crore) 24

Whether there has been any delay / default in payment of interest and/or principal amount? If yes the due dates thereof & date of payment 25

Present Credit Rating and date of change of credit rating. In case of revision, please attach letter from Credit Rating Agency indicating revision in rating.

CARE AAA ,CRISIL AAA , ICRA AAA [Stable]

CARE AAA ,CRISIL AAA , ICRA AAA [Stable] No. of debenture holders as on last day of this

quarter,

(please provide details of NCD Holder viz. Names, Holding, Mailing Address, Contact Nos. (Benpos))

26

As per attached Benpose As per attached Benpose

No No

Yes Yes

No delay, all details already shared with Vistra ITCL (India) Limited No delay, all details already shared with Vistra ITCL (India) Limited

Yes. Certified Final accounts for FY 2017-18 by statutory auditors are filed with Exchanges. Yes. Certified Final accounts for FY 2017-18 by statutory auditors are filed with Exchanges. Yes. Certified Final accounts for FY 2017-18 by statutory auditors are filed with Exchanges. NA. Book value is considered as per audited accounts by Statutory Auditors appointed by CAG NA. Book value is considered as per audited accounts by Statutory Auditors appointed by CAG

NA NA

[ICRA] AAA (stable) & CRISIL AAA 18273

All details had already furnished as and when Bonds had been listed. All details had already furnished as and when Bonds had been listed.

16.12.2013

Issued before Companies Act,2013 became effective, hence NA Issued before Companies Act,2013 became effective, hence NA

Private Public

List attached. List attached

(4)

SERIES

1 Description of the Debenture Series /Issue_{(Secured / Unsecured PCD/FCD/NCD)}

2 Type of Issue (Private / Public / Rights)

3 Issue Amount and Amounts Raised (Rs. Crore) 4 Listed/Unlisted (If Listed, the Exchange where_listed) 5 ISIN (Listed and Unlisted)

6 Date of Listing of NCDs (please provide confirmation and supporting from BSE/NSE) 7 Original & Revised (if any) Coupon Rate 8 Tenor of Issue

9 Date of Allotment of Debentures 10

PAS-3, PAS-4,PAS-5 filed with ROC within specified time limit(please provide confirmation and supporting)

11 Date of Issue of Debenture Certificate (Physical) or Credit to Demat A/c

12 Credit Rating at the time of issue / last credit_{rating prior to change} 13 No. of debenture holders on the date of

Allotment 14

Certificate of inspection of trust property (security provided – immovable) is confirmed annually by the Auditors of the Company. 15 Valuation Report (if applicable) has been_{obtained from Government approved valuer} 16 ROC Search Report has been obtained 17 Details Regarding Registration of charges and

reasons for delay (if any) 18

Confirmation of having complied with Foreign Account Tax Compliance Act (FATCA) as regards the investors, borrowers and other intermediaries (If Applicable - along with supporting documents, registration number etc) 19 Outstanding amount as on March 31, 2019 (Rs. _Crore)

20

Previous Interest Payment Date and Amount paid (if fallen due on holiday, the payment has been made on working day as per IM/SEBI Circular)

21

Next Interest Payment Date and Amount (if fallen due on holiday, the payment will be made on working day as per IM/SEBI Circular) 22 Previous Repayment Date and Amount paid 23 Next Repayment Date and Amount 24

Whether there has been any delay / default in payment of interest and/or principal amount? If yes the due dates thereof & date of payment 25

Present Credit Rating and date of change of credit rating. In case of revision, please attach letter from Credit Rating Agency indicating revision in rating.

No. of debenture holders as on last day of this quarter,

(please provide details of NCD Holder viz. Names, Holding, Mailing Address, Contact Nos. (Benpos)) 26 55 57 58 59 60 61 62 63 64 65 66 7.15% Secured Cumulative Non-Convertible Redeemable Tax Free Bonds 8.19% Secured Non Cumulative Non-Convertible Redeemable Taxable Bonds 8.18% Secured Non Cumulative Non-Convertible Redeemable Taxable Bonds 8.33% Secured Non Cumulative Non-Convertible Redeemable Taxable Bonds 8.05% Secured Redeemable Non Convertible Bonds In The Nature Of Debentures 8.10% p.a. Secured, Non Guaranteed, Taxable, Rated, Redeemable, Non Cumulative, Non Convertible Debentures 7.58% Secured, Not guaranteed, Taxable, Non Cumulative, Rated, Redeemable, Non Convertible Bonds 7.47% Secured, Not guaranteed, Taxable, Non Cumulative, Rated, Redeemable, Non Convertible Bonds 7.49% p.a. Secured, Non Guaranteed, Taxable, Rated, Redeemable, Non Cumulative, Non Convertible Debentures 6.72% Secured, Not guaranteed, Taxable, Non Cumulative, Rated, Redeemable, Non Convertible Bonds 7.37% Secured, Not guaranteed, Taxable, Non Cumulative, Rated, Redeemable, Non Convertible Bonds 300.00 500.00 300.00 655.00 1,000.00 1,072.50 800.00 670.00 700.00 700.00 3,925.00 Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE) Listed (NSE & BSE)

NSE approval dated 09.03.2016 & BSE approval dated 10.03.2016 already shared with ILFS

7.15% 8.19% 8.18% 8.33% 8.05% 8.10% 7.58% 7.47% 7.49% 6.72% 7.37%

10 years 10 years 5 years 5 years 10 years door to door 15 years door to door 10 years door to door 10 years door to door 15 years door to door 5 years door to door 15 years door to door 21.08.2015 15.12.2015 31.12.2015 24.02.2016 05.05.2016 27.05.2016 23.08.2016 16.09.2016 07.11.2016 24.11.2016 14.12.2016

21.08.2015 15.12.2015 01.01.2016 24.02.2016 05.05.2016 27.05.2016 23.08.2016 16.09.2016 07.11.2016 24.11.2016 14.12.2016 CRISIL AAA , ICRA AAA

(Stable)

CRISIL AAA , ICRA AAA (Stable) & CAREAAA

CARE AAA ,CRISIL AAA

CARE AAA ,CRISIL AAA , ICRA AAA [Stable] 21 20 1 15 22 18 11 4 13 15 46 Yes 300.00 500.00 300.00 655.00 1,000.00 1,072.50 800.00 670.00 700.00 700.00 3,925.00 21.08.2018 (Rs. 21.45 crore) 15.12.2018 (Rs. 40.95 crore) 31.12.2018 (Rs. 24.47 crore) 25.02.2019 (Rs. 54.41 crore) 05.05.2018 (Rs.80.50 crore) 28.05.2018 (Rs. 86.63 crore) 23.08.2018 (Rs. 60.64 crore) 17.09.2018 (Rs.50.19 crore) 08.11.2018 (Rs. 52.57 crore) 26.11.2018 (Rs. 47.30 crore) 14.12.2018 (Rs. 289.27 crore) 21.08.2019 (Rs. 21.45 crore) 16.12.2019 (Rs.41.06 crore) 31.12.2019 (Rs.24.54 crore) 24.02.2020 (Rs. 54.41 crore) 06.05.2019 (Rs. 80.72 crore) 27.05.2019 (Rs. 86.63 crore) 23.08.2019 (Rs. 60.64 crore) 16.09.2019 (Rs. 49.91 crore) 07.11.2019 (Rs.52.29 crore) 25.11.2019 (Rs.46.91 crore) 16.12.2019 (Rs.290.86 crore) NA NA NA NA NA NA NA NA NA NA NA 21.08.2025 (Rs. 300 crore) 15.12.2025 (Rs. 500 crore) 31.12.2020 (Rs. 300 crore ) 24.02.2021 (Rs. 655 crore) 05.05.2026 (Rs. 1,000 crore) 27.05.2021 (Rs. 357.50 crore) 23.08.2026 (Rs. 800 crore) 16.09.2026 (Rs. 670 crore) 07.11.2031 (Rs. 700 crore) 24.11.2021 (Rs. 700 crore) 14.12.2031 (Rs.3925 crore)

CARE AAA ,CRISIL AAA

CARE AAA ,CRISIL AAA , ICRA AAA [Stable] As per attached Benpose

As per attached Benpose No Yes

No delay, all details already shared with Vistra ITCL (India) Limited Yes. Certified Final accounts for FY 2017-18 by statutory auditors are filed with Exchanges. Yes. Certified Final accounts for FY 2017-18 by statutory auditors are filed with Exchanges. NA. Book value is considered as per audited accounts by Statutory Auditors appointed by CAG

NA. Book value is considered as per audited accounts by Statutory Auditors appointed by

CAG

NA. Book value is considered as per audited accounts by Statutory Auditors appointed by CAG

NA Yes complied with. Documents already submitted to Trustee

Private

(5)

27 Brief details of the security created till date for the Debentures including third party securities

Secured by (I) English mortgage, on first pari-passu charge basis, of the office premises of the Company at Mumbai and (II) Equitable mortgage of the immovable properties, on first pari-passu charge basis, pertaining to National Capital Thermal Power Project by extension of charge already created

Secured by (I) English mortgage, on first pari-passu charge basis, of the office premises of the Company at Mumbai and (II) Equitable mortgage of the immovable properties, on first pari-passu charge basis, pertaining to National Capital Thermal Power Project by extension of charge already created Secured by English mortgage, on first charge basis, of Solapur Super Thermal Power Project. Secured by Equitable Mortgage of the immovable properties pertaining to Barh Super Thermal Power Project on first charge basis

28

Whether any security is pending to be created for the Debentures, if yes provide details of the same along with the date by which such security is to be / was to be created

29 Whether the Secured Assets are insured? If yes, attach the latest renewed copies thereof 30

Confirmation with respect to submission of Half yearly communication (HYC) to BSE / NSE for the last applicable half year and reasons for non submission/ delay if any (Only for Listed) unaudited/audited financial results on half yearly basis should be submitted to exchanges within 45 days from the end of half year 31

Half yearly results statement should indicate material deviation, if any. This should cover deviation in use of proceeds of issue other than the object stated in offer document 32

Publication of financial results and statements within 2 calendar days of the conclusion of the Board Meeting. (atleast in one English national daily newspaper)

33 HYC submitted to stock exchange contains certificate signed by Debenture Trustee 34 Whether unaudited financial results are_{accompanied by Limited Review Report (LRR)*}

*LRR is not required if the company has intimated exchanges in advance that it shall submit annual audited results within 60 days from the end of Financial Year

35

Whether all taxes, cesses, insurance premia, any other government charges with respect to Secured Assets for the issue have been paid. If No, please give details and reasons for the same

36

Whether Debenture Redemption Reserve (DRR) as per SEBI Guidelines and Companies Act has been maintained. If No, please give reasons for the same. Please provide details / issue wise of DRR amount and date of transfer till date

37

Confirmation & Supporting of creation / maintaining DRR before April 30th_{by way of}

deposit / invest not less than 15% of the amount of debentures maturing during the year ending March 31, 2019 as detailed in the clarification circular provided by MCA

38

Whether any material change has taken place in the nature and the conduct of the business of the Issuer since the date of Issue which is detrimental to the interest of debenture holders. If yes, please give details 39

Whether any orders, directions, notice of court/ tribunal / authority affecting or likely to affect the Secured Assets has been passed. If yes, please give details

No No

Yes.The company has created Debenture Redemption reserve (DRR) out of profits of the company @ 50% (Statutory requirement of 25%) of the value of debentures on a prudent basis, every year on equal installments till the year prior to the year of redemption of debentures

for the purpose of redemption of debentures.

Yes.The company has created Debenture Redemption reserve (DRR) out of profits of the company @ 50% (Statutory requirement of 25%) of the value of debentures on a prudent basis, every year on equal installments till the year prior to the year of redemption of debentures for the purpose of redemption of debentures.

For Bonds redeeming in FY 2019-20, copy of FDR already shared with you. For Bonds redeeming in FY 2019-20, copy of FDR already shared with you.

Unaudited financial results of Q4/ Audited results for FY 2018-19 will be filed with LRR within stipulated time, as applicable Unaudited financial results of Q4/ Audited results for FY 2018-19 will be filed with LRR within stipulated time, as applicable

Yes Yes

HYC for period ended on 31.03.2019 will be filed after receipt of certificate from the Trustee. HYC for period ended on 31.03.2019 will be filed after receipt of certificate from the Trustee. HYC for the half-year ended on 31.03.2019 will be filed with Stock Exchanges within stipulated time. HYC for the half-year ended on 31.03.2019 will be filed with Stock Exchanges within stipulated time.

There is no deviation in use of proceeds. There is no deviation in use of proceeds.

Secured by (I) English mortgage, on first pari-passu charge basis, of the office premises of the Company at Mumbai and (II) Equitable mortgage of the immovable properties, on first pari-passu charge basis, pertaining to National Capital Thermal Power Project by extension

of charge already created.

No No

(6)

SERIES

27 Brief details of the security created till date for the Debentures including third party securities

28

Whether any security is pending to be created for the Debentures, if yes provide details of the same along with the date by which such security is to be / was to be created

29 Whether the Secured Assets are insured? If yes, attach the latest renewed copies thereof 30

Confirmation with respect to submission of Half yearly communication (HYC) to BSE / NSE for the last applicable half year and reasons for non submission/ delay if any (Only for Listed) unaudited/audited financial results on half yearly basis should be submitted to exchanges within 45 days from the end of half year 31

Half yearly results statement should indicate material deviation, if any. This should cover deviation in use of proceeds of issue other than the object stated in offer document 32

Publication of financial results and statements within 2 calendar days of the conclusion of the Board Meeting. (atleast in one English national daily newspaper)

33 HYC submitted to stock exchange contains certificate signed by Debenture Trustee 34 Whether unaudited financial results are_{accompanied by Limited Review Report (LRR)*}

*LRR is not required if the company has intimated exchanges in advance that it shall submit annual audited results within 60 days from the end of Financial Year

35

Whether all taxes, cesses, insurance premia, any other government charges with respect to Secured Assets for the issue have been paid. If No, please give details and reasons for the same

36

Whether Debenture Redemption Reserve (DRR) as per SEBI Guidelines and Companies Act has been maintained. If No, please give reasons for the same. Please provide details / issue wise of DRR amount and date of transfer till date

37

Confirmation & Supporting of creation / maintaining DRR before April 30th_{by way of}

deposit / invest not less than 15% of the amount of debentures maturing during the year ending March 31, 2019 as detailed in the clarification circular provided by MCA

38

Whether any material change has taken place in the nature and the conduct of the business of the Issuer since the date of Issue which is detrimental to the interest of debenture holders. If yes, please give details 39

Whether any orders, directions, notice of court/ tribunal / authority affecting or likely to affect the Secured Assets has been passed. If yes, please give details

55 57 58 59 60 61 62 63 64 65 66 Secured by English mortgage, on first Pari-paasu basis, of Solapur Super Thermal Power Project. Secured by Equitable Mortgage of the immovable properties pertaining to Barh Super Thermal Power Project on first Pari Passu charge basis

Secured by Equitable Mortgage of the immovable properties pertaining to Barh Super Thermal Power Project on first Pari Passu charge basis

Secured by mortgage, on Pari-paasu basis, of Solapur Super Thermal Power Project. Secured by Equitable Mortgage of the immovable properties pertaining to Barh Super Thermal Power Project on first Pari Passu charge basis

Secured by Equitable Mortgage of the immovable properties pertaining to Barh Super Thermal Power Project on first Pari Passu charge basis

Secured by Equitable Mortgage of the immovable properties pertaining to Vindyachal Super Thermal Power Station on first charge basis

No

Yes.The company has created Debenture Redemption reserve (DRR) out of profits of the company @ 50% (Statutory requirement of 25%) of the value of debentures on a prudent basis, every year on equal installments till the year prior to the year of redemption of debentures Yes.The company has created Debenture Redemption reserve (DRR) out of profits of the company @ 50% (Statutory requirement of 25%) of the value of debentures on a prudent basis, every year on equal installments till the year prior to the year of redemption of debentures for the purpose of redemption of

debentures.

For Bonds redeeming in FY 2019-20, copy of FDR already shared with you.

Unaudited financial results of Q4/ Audited results for FY 2018-19 will be filed with LRR within stipulated time, as applicable Unaudited financial results of Q4/ Audited results for FY 2018-19 will be filed with LRR within stipulated time, as applicable

Yes Yes

HYC for period ended on 31.03.2019 will be filed after receipt of certificate from the Trustee. HYC for period ended on 31.03.2019 will be filed after receipt of certificate from the Trustee. HYC for the half-year ended on 31.03.2019 will be filed with Stock Exchanges within stipulated time. HYC for the half-year ended on 31.03.2019 will be filed with Stock Exchanges within stipulated time.

There is no deviation in use of proceeds No

(7)

40

Whether any major change in the composition of the Board of directors or shareholders as defined in SEBI (Substantial Acquisition and Take Over) Regulations, 2011 which amounts to change in control of Issuer Company has occurred. If yes, please give details 41

Whether any change in Authorized Signatory to banks who had signed Post Dated Cheques (PDCs) given as security as per transaction documents

42

Security Cover as on March 31, 2019 (Please attach CA Certificate in the format as stated in Annexure)

43

Whether Register of Debenture Holders has been maintained with their addresses and whether the transfers and changes in ownership have been recorded. If no, please give reasons. 44

In case of Partially / Fully Convertible Debentures, whether the debentures have been converted into equity in accordance with the terms of issue? If no, please give reasons. 45

Whether all the terms & conditions of the transaction documents are complied with? If no, please give reasons.

Whether the provisions of the following laws applicable to debentures have been complied with :

a) Companies Act, 2013 and Rules made thereunder ( For all Issuers)

b) SEBI Model Listing Agreement (For Listed Issues)

c) SEBI (Listing Obligation and Disclosure Requirements) Regulations 2015 (For Listed Issues)

d) SEBI(Issue of Capital and Disclosure Requirements), 2009 (For all issuers) e) SEBI (Isuue and Listing of Debts Securities), 2008

47 Whether any dividend has been declared during this quarter.

48

Nature of investor grievances received for quarter ended March 2019 its status as on date of the submission of QCR and reason for the non resolution/ delay if any (Details to be separately provided in annexure as enclosed)

135 complaints. All resolved. Attached RTAs letter 49 Any Buy Back of NCDs during the quarter and

details of the same 50

Whether the company has given prior intimation to exchanges of at least 11 working days before the date on and from which the interest on Debenture and redemption amount of Debentures is payable

51 Whetherfunctional thewebsitecompanycontaininghas maintainedrequisite information (Reg 62)

52

Whether the company has intimated exchange(s) about its intention to raise funds through issue of new NCD and such intimation was given prior to holding Board meeting 53 Compliance with Accounting Standard and

Financial disclosures

54

Compliance with Corporate Governance provisions as specified in Chapter IV viz Related Party framework, Independent Directors, submission of quarterly compliance report on corporate governance to Exchange(s), prior intimation to exchanges, disclosure of material information/event, shareholding pattern 55

Whether Directors and KMPs have disclosed to Board of Directors whether they are directly or indirectly have material interest in any transaction

56 Whether the company has appointed qualified_{Company Secretary as the Compliance Officer}

Yes Yes

Information has already been given to stock exchanges for the NCD to be raised from the date of AGM i.e. 20.09.2018 till the date of next

AGM. Information has already been given to stock exchanges for the NCD to be raised from the date of AGM i.e. 20.09.2018 till the date of next AGM.

No No

Yes, wherever interest/redemption was due same was intimated to Exchanges Yes, wherever interest/redemption was due same was intimated to Exchanges Yes. Interim Dividend for FY 2018-19 had been declared in February 2019. Yes. Interim Dividend for FY 2018-19 had been declared in February 2019.

No grievance received for Privately Placed Bonds. RTAs letter attached 20 Complaints. All resolved. RTAs letter attached.

Not applicable for NCD's Not applicable for NCD's

Yes Yes 46 Yes Yes Yes Yes Yes Yes NA NA Yes Yes

Adequate Security Cover is available Adequate Security Cover is available

Yes Yes

No No

(8)

SERIES

40

Whether any major change in the composition of the Board of directors or shareholders as defined in SEBI (Substantial Acquisition and Take Over) Regulations, 2011 which amounts to change in control of Issuer Company has occurred. If yes, please give details 41

Whether any change in Authorized Signatory to banks who had signed Post Dated Cheques (PDCs) given as security as per transaction documents

42

Security Cover as on March 31, 2019 (Please attach CA Certificate in the format as stated in Annexure)

43

Whether Register of Debenture Holders has been maintained with their addresses and whether the transfers and changes in ownership have been recorded. If no, please give reasons. 44

In case of Partially / Fully Convertible Debentures, whether the debentures have been converted into equity in accordance with the terms of issue? If no, please give reasons. 45

Whether all the terms & conditions of the transaction documents are complied with? If no, please give reasons.

Whether the provisions of the following laws applicable to debentures have been complied with :

a) Companies Act, 2013 and Rules made thereunder ( For all Issuers)

b) SEBI Model Listing Agreement (For Listed Issues)

c) SEBI (Listing Obligation and Disclosure Requirements) Regulations 2015 (For Listed Issues)

d) SEBI(Issue of Capital and Disclosure Requirements), 2009 (For all issuers) e) SEBI (Isuue and Listing of Debts Securities), 2008

47 Whether any dividend has been declared during this quarter.

48

Nature of investor grievances received for quarter ended March 2019 its status as on date of the submission of QCR and reason for the non resolution/ delay if any (Details to be separately provided in annexure as enclosed) 49 Any Buy Back of NCDs during the quarter and

details of the same 50

Whether the company has given prior intimation to exchanges of at least 11 working days before the date on and from which the interest on Debenture and redemption amount of Debentures is payable

51 Whetherfunctional thewebsitecompanycontaininghas maintainedrequisite information (Reg 62)

52

Whether the company has intimated exchange(s) about its intention to raise funds through issue of new NCD and such intimation was given prior to holding Board meeting 53 Compliance with Accounting Standard and

Financial disclosures

54

Compliance with Corporate Governance provisions as specified in Chapter IV viz Related Party framework, Independent Directors, submission of quarterly compliance report on corporate governance to Exchange(s), prior intimation to exchanges, disclosure of material information/event, shareholding pattern 55

Whether Directors and KMPs have disclosed to Board of Directors whether they are directly or indirectly have material interest in any transaction

56 Whether the company has appointed qualified_{Company Secretary as the Compliance Officer} 46 55 57 58 59 60 61 62 63 64 65 66 Yes Yes Yes Yes Yes

Information has already been given to stock exchanges for the NCD to be raised from the date of AGM i.e. 20.09.2018 till the date of next AGM. Information has already been given to stock exchanges for the NCD to be raised from the date of AGM i.e. 20.09.2018 till the date of next AGM. No

Yes, wherever interest/redemption was due same was intimated to Exchanges Yes. Interim Dividend for FY 2018-19 had been declared in February 2019.

No grievance received for Privately Placed Bonds . RTAs letter attached Yes Not applicable for NCD's

Yes Yes Yes NA

Yes

Adequate Security Cover is available Adequate Security Cover is available

Yes No

(9)

57 Whether the Company has appointed Share_{transfer agent or manage the same in house}

58 Whether the Company has preserved the_{transactions records at least for 8 years} 59 Whether the Company is registered on the SEBI

SCORES 60

Whether statement of investor grievances has been filed to Exchanges within 21 days from the end of quarter

Whether the Company has constituted following committees and held meetings in compliance with the provisions

Audit Committee

Nomination and Remuneration Committee Stakeholders Relationship Committee Risk Management Committee 62

Whether the Company has made disclosure of material events/information to Exchanges and Debenture Trustee, if any

63

Whether the company has submitted Annual Report within 21 working days to stock exchange(s)

64

In case the Company has provided Post Dated Cheques (PDCs) in favour of Trustee towards Security, whether the same are reissued in the new name of Trustee i.e. Vistra ITCL (India) Limited

65

Whether the Company has submitted a compliance certificate to the Exchange(s), duly signed by both Compliance Officer of the listed entity and the authorised representative of the transfer agent (RTA)

66

Pursuant to name change of the Trustee, whether the revised Form SH-4 (Securities Transfer Form) is submitted by the company on new mane i.e. Vistra ITL (India) Limited

67

Whether the company has made disclosures to the stock exchanges, when the company has defaulted in payment of interest/ installment obligation on debt securities (including commercial paper) Medium Term Notes (MTNs), FCCBs, Loan from Banks and Financial institutions, ECBs, etc, (SEBI circular No. CIR/CFD/CMD/93/2017 dated August 04,2017) 68

In case of default in payment of Interest/principal, whether the company has made disclosures to the Credit Rating Agencies in timely manner.

General Manager (Finance) Date: 09.05.2019 Aditya Dar No default. No default. NA NA Yes Yes NA NA

Annual report for FY 2017-18 has been submitted to the stock exchange within twenty one working days of it being approved and adopted

in the AGM as per the provisions of the Companies Act, 2013. Annual report for FY 2017-18 has been submitted to the stock exchange within twenty one working days of it being approved and adopted in the AGM as per the provisions of the Companies Act, 2013.

NA NA

61

Yes Yes

Yes. For Q4 FY 2018-19, the same has been filed before due date. Yes. For Q4 FY 2018-19, the same has been filed before due date.

STA is appointed STA is appointed

(10)

SERIES

57 Whether the Company has appointed Share_{transfer agent or manage the same in house}

58 Whether the Company has preserved the_{transactions records at least for 8 years} 59 Whether the Company is registered on the SEBI

SCORES 60

Whether statement of investor grievances has been filed to Exchanges within 21 days from the end of quarter

Whether the Company has constituted following committees and held meetings in compliance with the provisions

Audit Committee

Nomination and Remuneration Committee Stakeholders Relationship Committee Risk Management Committee 62

Whether the Company has made disclosure of material events/information to Exchanges and Debenture Trustee, if any

63

Whether the company has submitted Annual Report within 21 working days to stock exchange(s)

64

In case the Company has provided Post Dated Cheques (PDCs) in favour of Trustee towards Security, whether the same are reissued in the new name of Trustee i.e. Vistra ITCL (India) Limited

65

Whether the Company has submitted a compliance certificate to the Exchange(s), duly signed by both Compliance Officer of the listed entity and the authorised representative of the transfer agent (RTA)

66

Pursuant to name change of the Trustee, whether the revised Form SH-4 (Securities Transfer Form) is submitted by the company on new mane i.e. Vistra ITL (India) Limited

67

Whether the company has made disclosures to the stock exchanges, when the company has defaulted in payment of interest/ installment obligation on debt securities (including commercial paper) Medium Term Notes (MTNs), FCCBs, Loan from Banks and Financial institutions, ECBs, etc, (SEBI circular No. CIR/CFD/CMD/93/2017 dated August 04,2017) 68

In case of default in payment of Interest/principal, whether the company has made disclosures to the Credit Rating Agencies in timely manner.

General Manager (Finance) Date: 09.05.2019 Aditya Dar 61 55 57 58 59 60 61 62 63 64 65 66 No default. NA Yes NA

Annual report for FY 2017-18 has been submitted to the stock exchange within twenty one working days of it being approved and adopted in the AGM as per the provisions of the Companies Act, 2013. Annual report for FY 2017-18 has been submitted to the stock exchange within twenty one working days of it being approved and adopted in the AGM as per the provisions of the Companies Act, 2013.

NA Yes

Yes Yes

Yes. For Q4 FY 2018-19, the same has been filed before due date. STA is appointed

(11)

S.No. Requirement Series XX XXI XXII XXIII XXIV XXVII XXIX XXX XXXI XXXII XXXIII XXXIV XXXV

1 Issue Size (Rs. Crore) 500 1000 500 500 500 350 550 700 500 105 195 150 120

2 Public/Right/Privately Placed Private Private Private Private Private Private Private Private Private Private Private Private Private

3 Listed/Unlisted Unlisted Unlisted Unlisted Unlisted Unlisted Unlisted Listed Listed Listed Listed Listed Listed Listed

4 Secured/Unsecured Secured Secured Secured Secured Secured Secured Secured Secured Secured Secured Secured Secured Secured

5 Credit Rating at the time of opening of Issue and as on date, state revision if any

AAA & LAAA by CRISIL & ICRA. Currently CRISIL AAA , (ICRA )AAA(Stable) & CARE AAA

AAA , LAAA & CARE AAA by CRISIL,ICRA & CARE. Currently CRISIL AAA , (ICRA)AAA(Stable) & CARE AAA

AAA & LAAA by CRISIL & ICRA. Currently CRISIL AAA , (ICRA )AAA(Stable) & CARE AAA

6 Date of Opening NA NA NA NA NA NA 27.01.2009 27.04.2009 04.03.2010 19.03.2010 26.03.2010 02.06.2010 08.09.2010

7 Date of Closing NA NA NA NA NA NA 27.01.2009 27.04.2009 04.03.2010 19.03.2010 26.03.2010 02.06.2010 08.09.2010

8 Date of Allotment 23.03.2005 02.02.2006 02.01.2007 05.02.2007 09.03.2007 06.11.2008 04.02.2009 05.05.2009 09.03.2010 25.03.2010 31.03.2010 10.06.2010 15.09.2010

9 Date of dispatch of Bonds/Credit of Bonds

23.03.2005 02.02.2006 02.01.2007 05.02.2007 09.03.2007 06.11.2008 04.02.2009 05.05.2009 09.03.2010 25.03.2010 31.03.2010 10.06.2010 15.09.2010

10 Date of Execution of Bond Trustee Agreement

01.06.2010 07.09.2010

11 Date of Execution of Trust Deed 10.06.2005 09.03.2006 26.03.2007 26.03.2007 26.03.2007 28.01.2009 28.01.2009 07.07.2009 26.05.2010 26.05.2010 26.05.2010 30.08.2010 30.08.2010

12 Date of creation of Charge 11.06.2005 23.03.2006 27.03.2007 27.03.2007 27.03.2007 29.01.2009 29.01.2009 08.07.2009 28.05.2010 28.05.2010 28.05.2010 31.08.2010 31.08.2010

13 Date of Registration of Charge with RoC

14.06.2005 29.04.2006 31.03.2007 31.03.2007 31.03.2007 06.02.2009 06.02.2009 17.07.2009 04.06.2010 04.06.2010 04.06.2010 08.09.2010 08.09.2010

14 Date of Transfer of Funds from Escrow Account to Issuers Account

NA NA NA NA NA NA NA NA NA NA NA NA NA

15 Name of the Exchanges where Debentures are listed

NA NA NA NA NA NA NSE NSE BSE NSE BSE NSE NSE

16 Copy of Listing Agreement NA NA NA NA NA NA Already furnished Already furnished Already furnished Already furnished Already furnished Already furnished Already furnished

17 No. of Bondholders as on the date of allotment with ISIN

No. of Bondholders-1 List of ISINs already provided to Trustee

18 No. of Bondholders at the end of the quarter

19 Valuation of properties as done by approved Valuer. Name of the Valuer and the amount of valuation

20 Status of Utilization of Issue Proceeds under Regulation 15 (1A) © of the SEBI (Debenture Trustees) Regulations, 1993 i) As disclosed in the offer document ii) Actual Utilization iii) Reasons for deviation, if any 21 Auditors Certificate for

utilization of issue proceeds 22 Creation of DRR and

Investments

23 Evidence of maintenance of the debenture redemption reserve and investment of monies lying therein as stipulated in the guidelines formulated (or modified or revised) by the central government or any other statutory or regulatory authority 24 Payment of interest upto the

last due date (if fallen due on holiday, the payment has been made on working day as per IM/SEBI Circular) 22.03.2019 -Rs.0.41 crore (with redemption payment) 02.02.2019 -Rs.0.34 crore (with redemption payment) 02.01.2019 -Rs.0.01 crore (with redemption payment) 05.02.2019 -Rs.0.20 crore (with redemption payment) 08.03.2019 -Rs.0.39 crore (with redemption payment) -04.02.2019 -Rs. 43.14 crore (with redemption payment) 20.03.2019 -Rs. 55.23 crore - 25.03.2019 -Rs.0.44 crore (with redemption payment) - - -25 Status of redemption of debentures due date ( if fallen due on holiday, the payment has been made on working day as per IM/SEBI Circular)

22.03.2019 -Rs.25 crore Maturity of STRPP T 02.02.2019 -Rs.50 crore Maturity of STRPP R 02.01.2019 -Rs.25 crore Maturity of STRPP P 05.02.2019 -Rs.25 crore Maturity of STRPP P 08.03.2019 -Rs.25 crore Maturity of STRPP P -04.02.2019 -Rs.550 crore - - 25.03.2019 -Rs.7 crore Maturity of STRPP D - -

-26 Copy of Certificate under Regulation 57(1) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, with respect to obligations regarding disclosure of payment of interest or principal of listed debt securities submitted to the stock exchanges and extracts of the disclosure of the same on the website by the issuer.

Unlisted not required Unlisted not required Unlisted not required Unlisted not required Unlisted not required - Disclosure submitted to Exchanges, Trustees and Co. Website.

Disclosure submitted to Exchanges, Trustees and Co. Website.

- Disclosure submitted to Exchanges, Trustees and Co. Website.

27 Extracts of the disclosure with respect to defaults on interest or redemption amount with respect to the listed debt securities made by the Issuer on its website under Regulation 62(1) of SEBI (LODR) Regulations, 2015.

NA NA NA NA NA NA NA NA NA NA NA NA NA

28 Properties secured for Debentures are adequately insured

29 Default if any

Not available Not available Not available Not Available

NA. Since valuation is as per book value duly audited /Limited reviewed by Statutory Auditors appointed by CAG.

As per attached list As per attached list As per list attached

NA. Since valuation is as per book value duly audited /Limited reviewed by Statutory Auditors appointed by CAG.

As per attached list

Already furnished Already furnished Already furnished

Issue proceeds utilized as per details already submitted. No deviation. Issue proceeds utilized as per details already submitted. No deviation. Issue proceeds utilized as per details already submitted. No deviation.

Already furnished

Issue proceeds utilized as per details already submitted. No deviation.

Finalization of accounts for FY 2018-19 is likely to be completed by May 2019 .The Financial statements duly certified by statutory auditors and filed with Exchanges containing data on DRR will be submitted thereafter.

Finalization of accounts for FY 2018-19 is likely to be completed by May 2019 .The Financial statements duly certified by statutory auditors and filed with Exchanges containing data on DRR will be submitted

thereafter.

Finalization of accounts for FY 2018-19 is likely to be completed by May 2019 .The Financial statements duly certified by statutory auditors and filed with Exchanges containing data on DRR will be submitted

thereafter. For Bonds maturing during 2019-20, copy of FDR already forwarded. DRR being created in terms of

Companies Act,2013.

For Bonds maturing during 2019-20, copy of FDR already forwarded. DRR being created in terms of Companies Act,2013.

Finalization of accounts for FY 2018-19 is likely to be completed by May 2019 .The Financial statements duly certified by statutory auditors and filed with

Exchanges containing data on DRR will be submitted thereafter. For Bonds maturing during 2019-20, copy of FDR already forwarded. DRR being

created in terms of Companies Act,2013.

No No No

Yes Yes Yes

No Yes

(12)

S.No. Requirement Series XX XXI XXII XXIII XXIV XXVII XXIX XXX XXXI XXXII XXXIII XXXIV XXXV 30 Breach of covenants of

BTD/IM/Disclosure Document/Term Sheet 31 Minimum security cover/asset

cover required and maintained (times of O/s Bonds)

1.25 Actual Security cover is

more than the above.

1.25 Actual Security cover is more than the

above.

1 Actual Security cover is more

than the above.

1 Actual Security cover is

32 Statement that assets are sufficient to discharge the claims of Bondholders

33 Redemption Schedule Redeemed on 22.03.2019 Outstanding amount due in 2 equal semi-annual installments commencing from 02.08.2019 and ending on 02.02.2020

Outstanding amount due in 4 equal semi-annual installments commencing from 02.07.2019 and ending on 02.01.2021

Outstanding amount due in 5 equal annual installments commencing from 06.11.2019 ending on 06.11.2023

Redeemed on 04.02.2019 Due on 05.05.2019 Due on 09.03.2020 Outsstanding amount due in 11 equal annual installments commencing from 25.03.2020 and ending on 25.03.2030

Due on 31.03.2020 Outstanding amount due in 12 equal annual installments commencing from 10.06.2019 and ending on 10.06.2030

Outstanding amount due in 12 equal annual installments commencing from 15.09.2019 and ending on 15.09.2030

34 List of Bondholders as at quarter end (e-mailed separately) 35 No.& Nature of complaints

received 36 Any major changes in the

composition of Board of Directors which may amount to change of control 37 Submission of HYC to SE's 38 Form GNL2, PAS 3, PAS 4& PAS 5

alongwith challan filed with RoC. Confirmation that said filing done within 30 days from the date of IM

39 Form PAS 4 alongwith IM filed with SEBI. Confirmation of filing within 30 days from the date of IM

40 Form MGT 14 filed with RoC 41 Accounts for the quarter 42 Financials of the Issuer (as

submitted by the Issuer company as per Regulation 56(1) (a) of the SEBI (LODR) Regulations, 2015 43 Delay or default in payment of

interest/principal amount in terms of Regulation 15 (1) (q) of SEBI (DT) Regulations, 1993. 44 Trading Status of the debt

security

Listed/NSE Listed/NSE Listed/BSE Listed/NSE Listed/BSE Listed/NSE Listed/NSE

45 Cash flows of the Issuer are adequate for payment of interest and redemption of Principal 46 Certificate from

Director/Independent CA regarding value of book debts/receivable

Aditya Dar General Manager (Finance) Date: 09.05.2019

Yes Yes Yes

No No No

Yes No

Nil . Report of RTA attached Nil . Report of RTA attached Nil . Report of RTA attached

As per list attached As per list attached As per list attached As per list attached

Nil . Report of RTA attached

NA. Refer comments at sl.no.38 NA. Refer comments at sl.no.38 NA. Refer comments at sl.no.38

Unlisted not required Unlisted not required

Issued before Companies Act,2013 became effective, hence NA Issued before Companies Act,2013 became effective, hence NA Issued before Companies Act,2013 became effective, hence NA

No No No

NA. Refer comments at sl.no.38 Issued before Companies Act,2013 became effective, hence NA

No

Will be forwarded Separately. Will be forwarded Separately. Will be forwarded Separately.

Issued before Companies Act,2013 became effective, hence NA Issued before Companies Act,2013 became effective, hence NA Issued before Companies Act,2013 became effective, hence NA Will be forwarded Separately.

Issued before Companies Act,2013 became effective, hence NA

No No No

Already furnished Already furnished Already furnished

No Already furnished

NA since no charge has been created on receivables/book debts NA since no charge has been created on receivables/book debts NA since no charge has been created on receivables/book debts

Unlisted Unlisted

Yes Yes Yes

NA since no charge has been created on receivables/book debts Yes