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G.LABOR

G.LABORRELATIONSRELATIONSLAWLAW

1.RIGHT

1.RIGHTTOTOSELFSELFORGANIZATIONORGANIZATION

a.Who

a.Whomaymayunionizeunionizeforforpurposespurposesof of collectivecollective

bargaining

bargaining

Q:

Q: WhatWhat isis thethe extentextent of of  thethe rightright toto self self 

‐‐

organization?

organization? A:

A: ItIt includesincludes thethe right:right: 1.

1. ToTo form,form,  join join andand assistassist laborlabor organizations

organizations forfor thethe purposepurpose of of  collective

collective bargainingbargaining (CB)(CB) throughthrough representatives

representatives of of  theirtheir ownown choosing;

choosing; andand 2.

2. ToTo engageengage inin lawfullawful andand concertedconcerted activities

activities forfor thethe purposepurpose of of CBCB oror forfor their

their mutualmutual aidaid andand protection.protection. (Art.(Art. 246)

246) Q:

Q: WhoWho areare thethe persons/Ee’spersons/Ee’s eligibleeligible toto  join join aa labor

labor organizationorganization (LO)(LO) forfor purposespurposes of of CB?CB? A:

A: TheThe entitiesentities coveredcovered areare allall personspersons employedemployed in:in: 1.

1. CommercialCommercial industrial,industrial, andand agriculturalagricultural enterprises;

enterprises; andand 2.

2. InIn religious,religious, charitable,charitable, medicalmedical oror educational

educational institutionsinstitutions whetherwhether operating

operating forfor profitprofit oror not.not. (Art.(Art. 243)243) Q:

Q: WhoWho areare thethe persons/Ee’spersons/Ee’s eligibleeligible toto  join join aa labor

labor organizationorganization forfor mutualmutual aidaid andand protection?protection? A:

A: TheThe followingfollowing enjoyenjoy thethe rightright toto self self ‐‐organizationorganization for

for mutualmutual aidaid andand protection:protection: 1.

1. AmbulantAmbulant workersworkers 2.

2. Intermittent workersIntermittentworkers 3.

3. Itinerant workersItinerantworkers 4.

4. Self Self ‐‐employedemployed peoplepeople 5.

5. RuralRural workersworkers 6.

6. Those withoutThose without andand definitedefinite Er’s.Er’s. (Art.(Art. 243)

243) Q:

Q: WhoWho areare thethe persons/Ee’spersons/Ee’s notnot grantedgranted thethe rightright to

to self self 

‐‐

organization:organization: A:

A: 1.

1. HighHigh levellevel oror ManagerialManagerial GovernmentGovernment Ee’s.

Ee’s. (Sec.(Sec. 3,3, E.O.E.O. 180)180) 2.

2. Ee’sEe’s of of  InternationalInternational organizationsorganizations withwith immunities.

immunities. (ICMC (ICMC  v.v. Calleja,Calleja, G.R.G.R. No.No. 85750,

85750, Sep.Sep. 28,28, 1990)1990) 3.

3. Managerial Employees.ManagerialEmployees. (Art.(Art. 212212 of of LC)LC)

4.

4. MembersMembers of of  thethe AFPAFP includingincluding thethe policepolice officers,

officers, policemen,policemen, firemen,firemen, andand  jail jail guards.

guards. (Sec.(Sec. 4,4, E.O.E.O. 180)180) 5.

5. ConfidentialConfidential Employees.Employees. (Metrolab(Metrolab Industries

Industries Inc.Inc. v.v. Confesor,Confesor, G.R.G.R. No.No. 108855,

108855, Feb.Feb. 28,28, 1996)1996) 6.

6. EmployeesEmployees of of  cooperativescooperatives whowho areare itsits members.

members. (Benguet (Benguet  Elec.Elec. Coop.Coop. v.v. Ferrer Ferrer 

‐‐

Calleja,

Calleja, G.R.G.R. No.No. 79025,79025, Dec.Dec. 29,29, 1989)1989);; However

However theythey maymay formform worker’sworker’s association.

association. (NEECO(NEECO Ee’sEe’s  Assoc. Assoc. v.v. NLRC,NLRC, G.R.

G.R. No.No. 16066,16066, Jan. Jan. 24,24, 2000)2000) 7.

7. NonNon‐‐Ee’sEe’s.. (Rosario(Rosario Bros.Bros. v.v. Ople,Ople, G.R.G.R. No.No. LL

‐‐

5390,5390, July  July 31,31, 1984)1984)

8.

8. Gov’tGov’t Ee’s,Ee’s, includingincluding GOCC’sGOCC’s withwith originaloriginal charters.

charters. (Arizala(Arizala v.v. CA,CA, G.R.G.R. Nos.Nos. 4363343633

‐‐

34,

34, Sep.Sep. 14,14, 1990)1990) 9.

9. AliensAliens withoutwithout aa validvalid workingworking permitpermit oror aliens

aliens withwith workingworking permitspermits butbut areare nationals

nationals of of  aa countrycountry whichwhich dodo notnot allowallow Filipinos

Filipinos toto exerciseexercise theirtheir rightright of of  self self ‐‐ organization

organization andand toto  join join oror assistassist laborlabor organizations.

organizations. (Art.(Art. 269269 of of  LC;LC; D.O.D.O. No.No. 99 [1997],

[1997], RuleRule II,II, Sec.Sec. 2)2) b.Bargaining

b.BargainingUnitUnit

Q:

Q: WhatWhat isis aa bargainingbargaining unit?unit? A:

A: ItIt isis aa groupgroup of of Ee’sEe’s of of aa givengiven Er,Er, comprisedcomprised of of allall or

or lessless thanthan allall of of  thethe entireentire bodybody of of  thethe Ee’sEe’s whichwhich the

the collectivecollective interestinterest of of allall thethe Ee’sEe’s consistentconsistent withwith equity

equity toto thethe employer,employer, indicateindicate toto bebe bestbest suitedsuited toto serve

serve thethe reciprocalreciprocal rightsrights andand dutiesduties of of  thethe partiesparties under

under thethe collectivecollective bargainingbargaining provisionsprovisions of of  thethe law.

law. Q:

Q: WhatWhat isis anan appropriateappropriate bargainingbargaining unit?unit? A:

A: 1.1. AA groupgroup of of employeesemployees (Ees)(Ees) 2.

2. Of Of aa givengiven employeremployer 3.

3. ComprisedComprised of of  allall oror lessless thanthan allall of of  thethe entire

entire bodybody of of EesEes 4.

4. WhichWhich thethe collectivecollective interestinterest of of allall thethe EesEes consistent

consistent withwith equityequity toto thethe ErEr 5.

5. IndicateIndicate toto bebe bestbest suitedsuited toto serveserve thethe reciprocal

reciprocal rightsrights andand dutiesduties of of  thethe partiesparties under

under thethe collectivecollective bargainingbargaining provisionsprovisions of 

of thethe law.law. (1)Test

(1)Testtotodeterminedeterminethetheconstituencyconstituencyof of anan

appropriate

appropriatebargainingbargainingunitunit

Q:

Q: WhatWhat areare thethe factorsfactors consideredconsidered inin determiningdetermining the

the appropriatenessappropriateness of of aa bargainingbargaining unit?unit? A:

A: 1.

(2)

2.

2. AffinityAffinity andand unityunity of of thethe EesEes interest,interest, suchsuch as

as substantialsubstantial similaritysimilarity of of  workwork andand duties,

duties, oror similaritysimilarity of of  compensationcompensation andand working

working conditions.conditions. (Substantial(Substantial MutualMutual Interest

Interest Rule)Rule) 3.

3. PriorPrior collectivecollective bargainingbargaining historyhistory 4.

4. SimilaritySimilarity of of  employmentemployment status.status. (SMC (SMC  v.v. Laguesma,

Laguesma, G.R.G.R. No.No. 100485,100485, Sep.Sep. 21,21, 1994)

1994) Q:

Q: WhatWhat areare thethe factorsfactors consideredconsidered inin determiningdetermining the

the substantialsubstantial mutualmutual interestinterest doctrine?doctrine? A:

A: 1.1. SimilaritySimilarity inin thethe scalescale andand mannermanner of of  determining

determining earningsearnings 2.

2. SimilaritySimilarity inin employmentemployment benefits,benefits, hourshours of 

of  work,work, andand otherother termsterms andand conditionsconditions of 

of employmentemployment 3.

3. SimilaritySimilarity inin thethe kindskinds of of workwork performedperformed 4.

4. SimilaritySimilarity inin thethe qualifications,qualifications, skillsskills andand training

training of of EesEes 5.

5. FrequencyFrequency of of  contractcontract oror interchangeinterchange among

among thethe EesEes 6.

6. GeographicalGeographical proximityproximity 7.

7. ContinuityContinuity andand integrationintegration of of  productionproduction processes

processes 8.

8. CommonCommon supervisionsupervision andand determinationdetermination of 

of laborlabor

‐‐

relationsrelations policypolicy 9.

9. HistoryHistory of of CBCB 10.

10. DesiresDesires of of thethe affectedaffected EesEes oror 11.

11. ExtentExtent of of unionunion organizationorganization Q:

Q: AA registeredregistered laborlabor unionunion inin UP,UP, ONAPUP,ONAPUP, filedfiled aa petition

petition forfor certificationcertification electionelection (PCE)(PCE) amongamong thethe non

non

‐‐

academicacademic Ees.Ees. TheThe universityuniversity diddid notnot oppose,oppose, however,

however, anotheranother laborlabor union,union, thethe AllAll UPUP WorkersWorkers Union

Union assentsassents thatthat itit representsrepresents bothboth academicacademic and

and nonnon

‐‐

academicacademic personnelpersonnel andand seeksseeks toto uniteunite allall workers

workers inin 11 union.union. DoDo EesEes performingperforming academicacademic functions

functions needneed toto comprisecomprise aa bargainingbargaining unitunit distinct

distinct fromfrom thatthat of of thethe nonnon

‐‐

academicacademic Ees?Ees? A:

A: Yes.Yes. TheThe mutualitymutuality of of  interestinterest testtest shouldshould bebe taken

taken intointo consideration.consideration. ThereThere areare twotwo classesclasses of of  rank

rank andand filefile EesEes inin thethe universityuniversity thatthat is,is, thosethose whowho perform

perform academicacademic functionsfunctions suchsuch asas thethe professorsprofessors and

and instructors,instructors, andand thosethose whosewhose functionfunction areare nonnon

‐‐

academic

academic whowho areare thethe  janitors, janitors, messengers,messengers, clerksclerks etc.

etc. Thus,Thus, notnot muchmuch reflectionreflection isis neededneeded toto perceiveperceive that

that thethe mutualitymutuality of of  interestinterest whichwhich  justifies justifies thethe formation

formation of of  aa singlesingle bargainingbargaining unitunit isis lackinglacking between

between thethe twotwo classesclasses of of  Ees.Ees. (U.P.(U.P. v.v. Ferrer Ferrer 

‐‐

Calleja,

Calleja, G.R.G.R. No.96189,No.96189, July  July 14,14, 1992)1992) Q:

Q: IsIs thethe bargainingbargaining historyhistory aa decisivedecisive factorfactor inin thethe determination

determination of of  appropriatenessappropriateness of of  bargainingbargaining unit?

unit?

A:

A: No.No. WhileWhile thethe existenceexistence of of aa bargainingbargaining historyhistory isis a

a factorfactor thatthat maymay bebe reckonedreckoned withwith inin determiningdetermining the

the appropriateappropriate bargainingbargaining unit,unit, thethe samesame isis notnot decisive

decisive oror conclusive.conclusive. OtherOther factorsfactors mustmust bebe considered.

considered. TheThe testtest of of  groupinggrouping isis communitycommunity oror mutuality

mutuality of of  interests.interests. ThisThis isis soso becausebecause thethe basicbasic test

test of of  anan assertedasserted bargainingbargaining unit’sunit’s acceptabilityacceptability isis whether

whether oror notnot itit isis fundamentallyfundamentally thethe combinationcombination which

which willwill bestbest assureassure toto allall EesEes thethe exerciseexercise of of theirtheir CB

CB rights.rights. (Democratic(Democratic Labor Labor   Ass’n Ass’n v.v. CebuCebu Stevedoring

Stevedoring Company,Company, Inc.,Inc., G.RG.R.. NoNo.. LL

‐‐

10321,10321, Feb.Feb. 28,

28, 1958)1958) Q:

Q: WhatWhat isis “one“one

‐‐

union,union, oneone

‐‐

company”company” policy?policy? A:

A: GR:GR: ItIt isis thethe proliferationproliferation of of unionsunions inin anan ErEr unit.unit. Such

Such isis discourageddiscouraged asas aa mattermatter of of  policypolicy unlessunless there

there areare compellingcompelling reasonsreasons whichwhich wouldwould denydeny a

a certaincertain classclass of of  EesEes toto thethe rightright toto self self 

‐‐

organization

organization forfor purposespurposes of of  collectivecollective bargaining

bargaining (CB).(CB). XPNs:

XPNs: 1.

1. SupervisorySupervisory EesEes whowho areare allowedallowed toto formform their

their ownown unionsunions apartapart fromfrom thethe rankrank

‐‐

and

and

‐‐

filefile EesEes andand 2.

2. TheThe policypolicy shouldshould yieldyield toto thethe rightright of of  EesEes to

to formform unionunion forfor purposespurposes notnot contrarycontrary to

to law,law, self self 

‐‐

organizationorganization andand toto enterenter intointo CB

CB negotiations.negotiations. Note:

Note: TwoTwo companiescompanies cannotcannot bebe treatedtreated intointo aa singlesingle bargaining

bargaining unitunit eveneven if if theirtheir businessesbusinesses areare related.related. Subsidiaries

Subsidiaries oror corporationscorporations formedformed outout of of  formerformer divisions

divisions of of  aa mothermother companycompany followingfollowing aa rere‐‐

organization

organization maymay constituteconstitute aa separateseparate bargainingbargaining unit.

unit. Q:

Q: UnionUnion filedfiled aa PCEPCE amongamong thethe rankrank andand filefile EesEes of 

of  threethree securitysecurity agenciesagencies includingincluding thethe VeteransVeterans Security.

Security. TheThe latterlatter opposedopposed allegingalleging thatthat thethe threethree security

security agenciesagencies havehave separateseparate andand distinctdistinct corporate

corporate personalities.personalities. MayMay aa singlesingle PCEPCE filedfiled byby aa labor

labor unionunion inin thethe threethree corporationscorporations insteadinstead of of  filing

filing 33 separateseparate petitions?petitions? A:

A: Yes.Yes. TheThe followingfollowing areare indicationsindications thatthat thethe 33 agencies

agencies dodo notnot existexist andand operateoperate separatelyseparately andand distinctly

distinctly fromfrom eacheach otherother withwith differentdifferent corporatecorporate direction

direction andand goals:goals: 1)1) VeteransVeterans SecuritySecurity failedfailed toto rebut

rebut thethe factfact thatthat theythey areare managedmanaged throughthrough thethe Utilities

Utilities ManagementManagement CorpCorp withwith allall theirtheir EesEes drawing

drawing theirtheir salariessalaries andand wageswages fromfrom thethe saidsaid entity;

entity; 2)2) thatthat thethe agenciesagencies havehave commoncommon andand interlocking

interlocking incorporatorsincorporators andand officers;officers; 3)3) thatthat theythey have

have aa singlesingle mutualmutual benefitbenefit systemsystem andand followedfollowed aa single

single systemsystem of of  compulsorycompulsory retirement.retirement. 4)4) theythey could

(3)

2.

2. AffinityAffinity andand unityunity of of thethe EesEes interest,interest, suchsuch as

as substantialsubstantial similaritysimilarity of of  workwork andand duties,

duties, oror similaritysimilarity of of  compensationcompensation andand working

working conditions.conditions. (Substantial(Substantial MutualMutual Interest

Interest Rule)Rule) 3.

3. PriorPrior collectivecollective bargainingbargaining historyhistory 4.

4. SimilaritySimilarity of of  employmentemployment status.status. (SMC (SMC  v.v. Laguesma,

Laguesma, G.R.G.R. No.No. 100485,100485, Sep.Sep. 21,21, 1994)

1994) Q:

Q: WhatWhat areare thethe factorsfactors consideredconsidered inin determiningdetermining the

the substantialsubstantial mutualmutual interestinterest doctrine?doctrine? A:

A: 1.1. SimilaritySimilarity inin thethe scalescale andand mannermanner of of  determining

determining earningsearnings 2.

2. SimilaritySimilarity inin employmentemployment benefits,benefits, hourshours of 

of  work,work, andand otherother termsterms andand conditionsconditions of 

of employmentemployment 3.

3. SimilaritySimilarity inin thethe kindskinds of of workwork performedperformed 4.

4. SimilaritySimilarity inin thethe qualifications,qualifications, skillsskills andand training

training of of EesEes 5.

5. FrequencyFrequency of of  contractcontract oror interchangeinterchange among

among thethe EesEes 6.

6. GeographicalGeographical proximityproximity 7.

7. ContinuityContinuity andand integrationintegration of of  productionproduction processes

processes 8.

8. CommonCommon supervisionsupervision andand determinationdetermination of 

of laborlabor

‐‐

relationsrelations policypolicy 9.

9. HistoryHistory of of CBCB 10.

10. DesiresDesires of of thethe affectedaffected EesEes oror 11.

11. ExtentExtent of of unionunion organizationorganization Q:

Q: AA registeredregistered laborlabor unionunion inin UP,UP, ONAPUP,ONAPUP, filedfiled aa petition

petition forfor certificationcertification electionelection (PCE)(PCE) amongamong thethe non

non

‐‐

academicacademic Ees.Ees. TheThe universityuniversity diddid notnot oppose,oppose, however,

however, anotheranother laborlabor union,union, thethe AllAll UPUP WorkersWorkers Union

Union assentsassents thatthat itit representsrepresents bothboth academicacademic and

and nonnon

‐‐

academicacademic personnelpersonnel andand seeksseeks toto uniteunite allall workers

workers inin 11 union.union. DoDo EesEes performingperforming academicacademic functions

functions needneed toto comprisecomprise aa bargainingbargaining unitunit distinct

distinct fromfrom thatthat of of thethe nonnon

‐‐

academicacademic Ees?Ees? A:

A: Yes.Yes. TheThe mutualitymutuality of of  interestinterest testtest shouldshould bebe taken

taken intointo consideration.consideration. ThereThere areare twotwo classesclasses of of  rank

rank andand filefile EesEes inin thethe universityuniversity thatthat is,is, thosethose whowho perform

perform academicacademic functionsfunctions suchsuch asas thethe professorsprofessors and

and instructors,instructors, andand thosethose whosewhose functionfunction areare nonnon

‐‐

academic

academic whowho areare thethe  janitors, janitors, messengers,messengers, clerksclerks etc.

etc. Thus,Thus, notnot muchmuch reflectionreflection isis neededneeded toto perceiveperceive that

that thethe mutualitymutuality of of  interestinterest whichwhich  justifies justifies thethe formation

formation of of  aa singlesingle bargainingbargaining unitunit isis lackinglacking between

between thethe twotwo classesclasses of of  Ees.Ees. (U.P.(U.P. v.v. Ferrer Ferrer 

‐‐

Calleja,

Calleja, G.R.G.R. No.96189,No.96189, July  July 14,14, 1992)1992) Q:

Q: IsIs thethe bargainingbargaining historyhistory aa decisivedecisive factorfactor inin thethe determination

determination of of  appropriatenessappropriateness of of  bargainingbargaining unit?

unit?

A:

A: No.No. WhileWhile thethe existenceexistence of of aa bargainingbargaining historyhistory isis a

a factorfactor thatthat maymay bebe reckonedreckoned withwith inin determiningdetermining the

the appropriateappropriate bargainingbargaining unit,unit, thethe samesame isis notnot decisive

decisive oror conclusive.conclusive. OtherOther factorsfactors mustmust bebe considered.

considered. TheThe testtest of of  groupinggrouping isis communitycommunity oror mutuality

mutuality of of  interests.interests. ThisThis isis soso becausebecause thethe basicbasic test

test of of  anan assertedasserted bargainingbargaining unit’sunit’s acceptabilityacceptability isis whether

whether oror notnot itit isis fundamentallyfundamentally thethe combinationcombination which

which willwill bestbest assureassure toto allall EesEes thethe exerciseexercise of of theirtheir CB

CB rights.rights. (Democratic(Democratic Labor Labor   Ass’n Ass’n v.v. CebuCebu Stevedoring

Stevedoring Company,Company, Inc.,Inc., G.RG.R.. NoNo.. LL

‐‐

10321,10321, Feb.Feb. 28,

28, 1958)1958) Q:

Q: WhatWhat isis “one“one

‐‐

union,union, oneone

‐‐

company”company” policy?policy? A:

A: GR:GR: ItIt isis thethe proliferationproliferation of of unionsunions inin anan ErEr unit.unit. Such

Such isis discourageddiscouraged asas aa mattermatter of of  policypolicy unlessunless there

there areare compellingcompelling reasonsreasons whichwhich wouldwould denydeny a

a certaincertain classclass of of  EesEes toto thethe rightright toto self self 

‐‐

organization

organization forfor purposespurposes of of  collectivecollective bargaining

bargaining (CB).(CB). XPNs:

XPNs: 1.

1. SupervisorySupervisory EesEes whowho areare allowedallowed toto formform their

their ownown unionsunions apartapart fromfrom thethe rankrank

‐‐

and

and

‐‐

filefile EesEes andand 2.

2. TheThe policypolicy shouldshould yieldyield toto thethe rightright of of  EesEes to

to formform unionunion forfor purposespurposes notnot contrarycontrary to

to law,law, self self 

‐‐

organizationorganization andand toto enterenter intointo CB

CB negotiations.negotiations. Note:

Note: TwoTwo companiescompanies cannotcannot bebe treatedtreated intointo aa singlesingle bargaining

bargaining unitunit eveneven if if theirtheir businessesbusinesses areare related.related. Subsidiaries

Subsidiaries oror corporationscorporations formedformed outout of of  formerformer divisions

divisions of of  aa mothermother companycompany followingfollowing aa rere‐‐

organization

organization maymay constituteconstitute aa separateseparate bargainingbargaining unit.

unit. Q:

Q: UnionUnion filedfiled aa PCEPCE amongamong thethe rankrank andand filefile EesEes of 

of  threethree securitysecurity agenciesagencies includingincluding thethe VeteransVeterans Security.

Security. TheThe latterlatter opposedopposed allegingalleging thatthat thethe threethree security

security agenciesagencies havehave separateseparate andand distinctdistinct corporate

corporate personalities.personalities. MayMay aa singlesingle PCEPCE filedfiled byby aa labor

labor unionunion inin thethe threethree corporationscorporations insteadinstead of of  filing

filing 33 separateseparate petitions?petitions? A:

A: Yes.Yes. TheThe followingfollowing areare indicationsindications thatthat thethe 33 agencies

agencies dodo notnot existexist andand operateoperate separatelyseparately andand distinctly

distinctly fromfrom eacheach otherother withwith differentdifferent corporatecorporate direction

direction andand goals:goals: 1)1) VeteransVeterans SecuritySecurity failedfailed toto rebut

rebut thethe factfact thatthat theythey areare managedmanaged throughthrough thethe Utilities

Utilities ManagementManagement CorpCorp withwith allall theirtheir EesEes drawing

drawing theirtheir salariessalaries andand wageswages fromfrom thethe saidsaid entity;

entity; 2)2) thatthat thethe agenciesagencies havehave commoncommon andand interlocking

interlocking incorporatorsincorporators andand officers;officers; 3)3) thatthat theythey have

have aa singlesingle mutualmutual benefitbenefit systemsystem andand followedfollowed aa single

single systemsystem of of  compulsorycompulsory retirement.retirement. 4)4) theythey could

(4)

to

to anotheranother andand backback againagain byby simplysimply fillingfilling‐‐upup aa common

common propro‐‐formaforma slip;slip; 5)5) theythey alwaysalways holdhold  joint joint yearly

yearly ceremoniesceremonies suchsuch asas thethe PGAPGA AnnualAnnual AwardsAwards Ceremony;

Ceremony; andand 6)6) theythey continuecontinue toto bebe representedrepresented by

by oneone counsel.counsel. Hence,

Hence, thethe veilveil of of  corporatecorporate fictionfiction of of  thethe 33 agencies

agencies shouldshould bebe liftedlifted forfor thethe purposepurpose of of  allowing

allowing thethe EesEes of of  thethe 33 agenciesagencies toto formform singlesingle union.

union. AsAs aa singlesingle bargainingbargaining unit,unit, thethe EesEes needneed notnot file

file 33 separateseparate PCE.PCE. (Philippine(Philippine Scout Scout  VeteransVeterans Security 

Security  and and  InvestigationInvestigation  Agency  Agency  v.v. SLE,SLE, G.R.G.R. No.No. 92357,

92357, July  July 21,21, 1993)1993) (2)Voluntary

(2)VoluntaryRecognitionRecognition

Q:

Q: WhatWhat areare thethe 33 methodsmethods of of  determiningdetermining thethe bargaining

bargaining representative?representative? A:

A: 1.

1. VoluntaryVoluntary recognitionrecognition 2.

2. CertificationCertification electionelection withwith oror withoutwithout runrun‐‐ off 

off  3.

3. ConsentConsent electionelection Q:

Q: WhatWhat isis voluntaryvoluntary recognitionrecognition (VR)?(VR)? A:

A: TheThe processprocess byby whichwhich aa legitimatelegitimate laborlabor unionunion isis recognized

recognized byby thethe employeremployer (Er)(Er) asas thethe exclusiveexclusive bargaining

bargaining representativerepresentative oror agentagent inin aa bargainingbargaining unit,

unit, reportedreported withwith thethe RegionalRegional Office.Office. (Sec.(Sec. 11 [bbb],

[bbb], RuleRule I,I, Book Book V,V, IRR)IRR) Q:

Q: WhatWhat areare thethe requirementsrequirements forfor VR?VR? A:

A: TheThe noticenotice of of  VRVR shallshall bebe accompaniedaccompanied byby thethe original

original copycopy andand 22 duplicateduplicate copiescopies of of thethe followingfollowing req’ts:

req’ts: 1.

1. JointJoint statementstatement underunder oathoath of of VRVR 2.

2. Certificate of Certificate of  postingposting of of  joint joint statementstatement for

for 1515 consecutiveconsecutive daysdays inin atat leastleast 22 conspicuous

conspicuous placesplaces inin thethe establishmentestablishment of 

of thethe bargainingbargaining unitunit 3.

3. Certificate of Certificateof postingposting 4.

4. Approximate numberApproximate number of of  EesEes inin thethe bargaining

bargaining unitunit andand thethe namesnames of of  thosethose who

who supportedsupported thethe recognitionrecognition 5.

5. StatementStatement thatthat thethe laborlabor unionunion isis thethe onlyonly LLO

LLO operatingoperating withinwithin thethe bargainingbargaining unit.unit. Note:

Note: WhereWhere thethe noticenotice of of  voluntaryvoluntary recognitionrecognition isis sufficient

sufficient inin form,form, numbernumber andand substancesubstance andand wherewhere there

there isis nono registeredregistered laborlabor unionunion operatingoperating withinwithin thethe bargaining

bargaining unitunit concerned,concerned, thethe RegionalRegional Office,Office,

through

through thethe LaborLabor RelationsRelations DivisionDivision shall,shall, withinwithin 1010 days

days fromfrom receiptreceipt of of thethe notice,notice, recordrecord thethe factfact of of VRVR inin its

its rosterroster of of  legitimatelegitimate laborlabor unionsunions andand notifynotify thethe labor

labor unionunion concerned.concerned. Q:

Q: WhatWhat areare thethe threethree (3)(3) conditionsconditions toto voluntaryvoluntary recognition

recognition (VR)?(VR)? A:

A: VRVR requiresrequires 33 concurrentconcurrent conditions:conditions: 1.

1. VRVR isis possiblepossible only only  inin anan unorganized unorganized  establishment 

establishment .. 2.

2. Only Only oneone unionunion must must ask ask  for  for recognitionrecognition.. If If  there

there 22 oror moremore unionsunions askingasking toto bebe recognized,

recognized, thethe ErEr cannotcannot recognizerecognize anyany of 

of  them;them; thethe rivalryrivalry mustmust bebe resolvedresolved through

through anan election.election.

3.

3. TheThe unionunion voluntarilyvoluntarily recognizedrecognized shouldshould be

be thethe majoritymajority unionunion asas indicatedindicated byby thethe fact

fact thatthat membersmembers of of  thethe bargainingbargaining unitunit did

did notnot objectobject toto thethe projectedprojected recognition.

recognition. If If  nono objectionobjection isis raised,raised, thethe recognition

recognition willwill proceed,proceed, thethe DOLEDOLE willwill bebe informed

informed andand CBACBA recognitionrecognition willwill commence.

commence. If If  objectionobjection isis raised,raised, thethe recognition

recognition isis barredbarred andand aa certificationcertification election

election oror consentconsent electionelection willwill havehave toto take

take place.place. Note:

Note: InIn anan organizedorganized establishment,establishment, voluntaryvoluntary recognition

recognition isis notnot possible.possible. AA petitionpetition toto holdhold aa CECE hashas to

to bebe filedfiled withinwithin thethe freedomfreedom periodperiod whichwhich meansmeans thethe last

last 6060 daysdays of of  thethe 55thth yearyear of of  thethe expiringexpiring CBA.CBA. TheThe petition

petition maymay bebe filedfiled byby anyany LegitimateLegitimate LaborLabor Organization

Organization (LLO),(LLO), butbut thethe petitionpetition mustmust havehave writtenwritten support

support of of  atat leastleast 25%25% of of  thethe EesEes inin thethe bargainingbargaining unit.

unit. Q:

Q: WhereWhere andand whenwhen toto filefile thethe petitionpetition forfor VR?VR? A:

A: WithinWithin 3030 daysdays fromfrom suchsuch recognition,recognition, ErEr shallshall submit

submit aa noticenotice of of  VRVR withwith thethe RegionalRegional OfficeOffice which

which issuedissued thethe recognizedrecognized laborlabor union’sunion’s certificate

certificate of of  registrationregistration oror certificatecertificate of of  creationcreation of 

of aa charteredchartered local.local. Q:

Q: WhatWhat areare thethe effectseffects of of  recordingrecording of of  factfact of of  voluntary

voluntary recognitionrecognition (VR)?(VR)? A:

A: 1.

1. TheThe recognizedrecognized laborlabor unionunion shallshall enjoyenjoy the

the rights,rights, privilegesprivileges andand obligationsobligations of of anan existing

existing bargainingbargaining agentagent of of  allall thethe employees

employees (Ees)(Ees) inin thethe bargainingbargaining unit.unit. 2.

2. ItIt shallshall alsoalso barbar thethe filingfiling of of  aa petitionpetition forfor certification

(5)

organization for a period of  1 year from the date of entry of VR.

(3)Certification Election Q: What is certification election (CE)?

A: It is the process of  determining through secret ballot the sole and exclusive representative of  the Ees in an appropriate bargaining unit, for purposes of CB or negotiation. (Sec. 1 [h], Rule I, Book V, IRR) Note: The process is called CE because it serves as the official, reliable and democratic basis for the BLR to determine and certify the union that shall be the exclusive bargaining representative of  the Ees for the purpose of bargaining with the Er.

Q: What is the nature of certification election? A: A certification election is not a litigation but merely an investigation of  a non

adversarial fact

finding character in which BLR plays a part of  a disinterested investigator seeking merely to ascertain the desire of  the employees as to the matter of  their representation. (Airline Pilots  Ass’n of  the Philippines v. CIR, G.R. No. L

33705,  April  15, 1977)

Q: What is the purpose of a certification election? A: It is a means of determining the worker’s choice of:

1. Whether they want a union to represent them for collective bargaining or if  they want no union to represent them at all. 2. And if  they choose to have a union to

represent them, they will choose which among the contending unions will be the

sole and exclusive bargaining

representative of  the employees in the appropriate bargaining unit.

Q: What are the issues involved in a certification proceeding?

A: Certification proceedings directly involve two issues:

1. Proper composition and constituency of  the bargaining unit; and

2. The veracity of  majority membership claims of  the competing unions so as to identity the one union that will serve as the bargaining representative of  the entire bargaining unit.

Note: Some of  the Ees may not want to have a union; hence, “no union” is one of  the choices named in the ballot. If  “no union” wins, the company or the bargaining unit remains un‐unionized for at least 12

months, the period is known as 12‐month bar . After

that period, a petition for a CE may be filed again. Q: Distinguish the requisites for a petition for certification election between an organized and an unorganized establishment.

A:

Art.256. ORGANIZED Art.257. UNORGANIZED

Bargaining agent 

Present None

Petition filed 

Has to be a verified

petition No need to be verified

Freedom Period 

No petition for CE except  within 60 days before the

expiration of the CBA. (See Art. 253 & 253‐ A)

Not applicable. No freedom period. Petition

can be filed anytime.

Substantial  support  rule

Must be duly supported by 25% of all the

members of the appropriate bargaining

unit (ABU). Percentage base: all members of an ABU.

No substantial support rule.

Why? Intention of law is to bring in the union, to implement policy behind

Art. 211(a).

Note: The approval of  the PCE in an unorganized bargaining unit is NEVER appealable, the reason being that the law wants the ununionized to be unionized. Q: Should the consent signatures of  at least 25% of  the Ees in the bargaining unit be submitted simultaneously with the filing of  the petition for certification election (PCE)?

A: No, the administrative rule requiring the simultaneous submission of  the 25% consent signatures upon the filing of  PCE should not be strictly applied to frustrate the determination of the legitimate representative of  the workers. Accordingly, the Court held that the mere filing of a PCE within the freedom period is sufficient basis for the issuance of  an order for the holding of  a CE, subject to the submission of  the consent signatures within a reasonable period from such filing. (Port  Workers Union of  the Phils. v. Laguesma, G.R. Nos. 94929

30, Mar. 18, 1992)

Q: Who may file a petition for certification election (PCE)?

A:

(6)

2. A national union or federation which has already issued a charter certificate to its local chapter participating in the CE 3. A local chapter which has been issued a

charter certificate

4. An Er only when requested to bargain collectively in a bargaining unit where no registered CBA exists. (Sec. 1, Rule VIII, Book V, IRR as amended by D.O. 40

03) Note: A national union or federation filing a petition in behalf  of  its local/chapter shall not be required to disclose the names of  the local/chapter’s officers and members, but shall attach to the petition the charter certificate it issued to its local/chapter. (Sec. 1, Rule VIII, Book V, IRR as amended by D.O. 40‐F ‐03)

Q: May an employee intervene in the petition for certification election (PCE)?

A: Yes, for the purpose of  protecting his individual right. (Sec. 1, Rule VIII, Book  V, IRR as amended  by  D.O. 40

03)

Q: Where is PCE filed?

A: It shall be filed with the Regional Office which issued the petitioning union's certificate of  registration/certificate of  creation of  chartered local. (Implementing Rules, as amended by  D.O. 40

03)

Q: Who shall hear and resolve the PCE? A: The Mediator‐Arbiter.

Q: When to file PCE?

A: The proper time to file the PCE depends on whether the Certified Bargaining Unit has a CBA or not:

1. If  it  has no CBA, the petition may be filed anytime outside the 12‐month bar (certification year).

2. If it has CBA, it can be filed only within the last 60 days of the 5thyear of the CBA. Note: At the expiration of  the freedom period, the Er shall continue to recognize the majority status of  the incumbent bargaining agent where no PCE is filed. Q: Distinguish union election from certification election.

A:

UNION ELECTION CERTIFICATION ELECTION

Held pursuant to the union’s constitution and

The process is ordered and supervised by DOLE

by‐laws Right to vote is enjoyed only by union members

All Ees whether union or non‐union members who belong to the appropriate bargaining unit can vote

Winners of union election become officers and representatives of the

union only

The winner in a CE is an entity, a union, which

becomes the representative of the whole bargaining unit that includes even the members of the defeated

unions.

Note: Both in CE and union election, the prescribed procedures should be followed.

Q: Can a "no

union" win in a certification Election (CE)?

A: Yes. Because the objective in a CE is to ascertain the majority representation of  the bargaining representative, if  the Ee’s desire to be represented at all by anyone. Hence, no union is one of  the choices in a CE. (2006 Bar Question)

Alternative Answer:

No. A no union cannot win in a CE. The purpose of a CE is to select an excusive bargaining agent and a no union vote would precisely mean that the voter is not choosing any of  the contending unions. If the no‐union votes constitute a majority of  the valid votes cast, this fact will all the more mean that no union won in CE. A one‐year bar will consequently stop the holding of  another CE to allow the Er to enjoy industrial peace for at least one year.

Q: In what instance may a PCE be filed outside the freedom period of  a current CBA?

A: As a general rule, in an establishment where there is a CBA in force and effect, a PCE may be filed only during the freedom period of  such CBA. But to have that effect, the CBA should have been filed and registered with the DOLE. (Art. 231, 253

 A and 256, LC). (1997 Bar Question)

Thus, a CBA that has not been filed and registered with the DOLE cannot be a bar to a CE and such election can be held outside the freedom period of  such CBA.

Alternative Answer:

A PCE may be filed outside the freedom period of  a current CBA if  such CBA is a new CBA that has been prematurely entered into, meaning, it was entered into before the expiry date of  the old CBA. The filing of  the PCE shall be within the

(7)

freedom period of the old CBA which is outside the freedom period of  the new CBA that had been prematurely entered into.

Q: Are probationary employees (Ees) entitled to vote in a CE? Why?

A: Yes, in a CE, all rank

and

file Ees in the appropriate bargaining unit (ABU) are entitled to vote. This principle is clearly stated in Art. 255 of  the LC which states that the "labor organization designated or selected by the majority of the Ees in such unit shall be the exclusive representative of  the Ees in such unit for the purpose of  collective bargaining (CB)."

CB covers all aspects of  the employment relation and the resultant CBA negotiated by the certified union binds all Ees in the bargaining unit. Hence, all rank

and

file Ees, probationary or permanent, have a substantial interest in the selection of  the bargaining representative. The LC makes no distinction as to their employment status as basis for eligibility to vote in the petition for CE. The law refers to "all" the Ees in the bargaining unit. All they need to be eligible to vote is to belong to the "bargaining unit" (Airtime Specialists, Inc. v. Ferrer 

Calleja, G.R. No. 80612

16, Dec. 29, 1989). (1999 Bar Question)

Q: What is direct certification?

A: It is the process whereby the Med

Arbiter directly certifies a labor organization of  an appropriate bargaining unit (ABU) of  a company after a showing that such petition is supported by at least a majority of the Ees in the bargaining unit. Q: Does the failure of  SAMAFIL (an independent union) to prove its affiliation with NAFLU

KMU federation affect its right to file a PCE as an independent union?

A: No, as a LLO, it has the right to file a PCE on its own beyond question. Its failure to prove its affiliation with the NAFLU

KMU cannot affect its right to file said PCE as an independent union. At the most, its failure will result in an ineffective affiliation with NAFLU

KMU. Despite affiliation, the local union remains the basic unit free to serve the common interest of  all its members and pursue its own interests independently of  the federation. (Samahan ng mga Manggagawa sa Filsystems v. SLE, G.R. No. 128067, June 5, 1998)

Q: May illegally dismissed Ees of  the company participate in the certification election (CE)?

A: Yes, it is now well

settled that Ees who have been improperly laid off  but who have at present an unabandoned right to or expectation of  re

employment, are eligible to vote in CE’s. Thus, and to repeat, if  the dismissal is under question, as in the case now at bar whereby a case of  illegal dismissal and/or ULP was filed, the Ee’s concerned could still qualify to vote in the elections. (Phil. Fruits & Vegetables Industries v. Torres, G.R. No. 92391, July 3, 1992)

Q: Is direct certification (DC) still allowed?

A: No. Even in a case where a union has filed a petition for CE, the mere fact that there was no opposition does not warrant a DC. More so in a case when the required proof is not presented in an appropriate proceeding and the basis of  the DC is the union’s self 

serving assertion that it enjoys the support of  the majority of  the Ees, without subjecting such assertion to the test of  competing claims. (Samahang Manggagawa sa Permex  v. Secretary, G.R. No. 107792, Mar. 2, 1998)

Q: What are the grounds for denying the PCE? A:

1. The petitioning union or federation is not listed in the DOLE’s registry of  legitimate labor unions or that its registration certificate legal personality has been revoked or cancelled with finality

2. Failure of  a local chapter or national union/federation to submit a duly issued charter certificate upon filing of  the petition

3. The petition was filed before or after the FREEDOM PERIOD of  a duly registered CBA; provided that the 60

day period based on the original CBA shall not be affected by any amendment, extension or renewal of the CBA; (contract bar rule) 4. The petition was filed within 1 year from

entry of  voluntary recognition or within the same period from a valid certification, consent or run

off  election and no appeal on the results of the certification, consent or run

off  election is pending; (12

month bar; certification year bar rule)

5. A duly certified union has commenced and sustained negotiations with the Er in accordance with Art. 250 of  the LC within the 1

year period. (negotiation bar rule) 6. There exists a bargaining deadlock which

had been submitted to conciliation or arbitration or had become the subject of  a valid notice of strike or lockout to which an incumbent or certified bargaining agent is a party. (deadlock bar rule)

(8)

7. In case of  an organized establishment, failure to submit the 25% support req’t for the filing of the PCE.

8. Non‐appearance of  the petitioner for 2

consecutive scheduled conferences

before the med‐arbiter despite due notice, and

9. Absence of Er‐Ee relationship between all the members of the petitioning union and the owner of  the establishment where the proposed bargaining unit is sought to be represented. (Sec.14[a], Rule VIII, Book  V, IRR, as amended by D.O. 40

03)

Q: What is a prohibited ground for the

denial/suspension of  the petition for certification election?

A: The inclusion as union members of  Ees outside the bargaining unit. Said Ees are automatically deemed removed from the list of  membership of  said unions.

Q: Does the filing of  a petition to cancel the petitioner’s registration cause the suspension or dismissal of the petition for certification election? A: No. To serve as a ground for dismissal of  a PCE, the legal personality of  the petitioner should have been revoked or cancelled “with finality”.

Q: UNIDAD, a labor organization claiming to represent the majority of  the rank and file workers of  BAGSAK Toyo Manufacturing Corp. (BMTC), filed a petition for CE during the

freedom period obtaining in said corp.

Despite the opposition thereto by SIGAW

Federation on the ground that UNIDAD was not possessed with all the attributes of  a duly registered union, the Med

Arbiter issued an order calling for a CE on July 25, 2001. This order was promulgated and served on the parties on July 12, 2001. On July 14, 2001, UNIDAD submitted and served the required documents for its registration as an independent union, which documents were approved by the DOLE on July 15, 2001.

During the elections, UNIDAD won over SIGAW.

SIGAW questioned UNIDAD's victory on the

ground that UNIDAD was not a duly registered union when it filed the petition for a CE. Shall SIGAW’s case prosper or not? Why?

A: No, SIGAW's case will not prosper. The application of  technicalities of  procedural req’ts in CE disputes will serve no lawful objective or purpose. It is a statutory policy that no obstacles should be placed on the holding of a CE, (Samahang

ng Manggagawa sa Pacific Plastic vs. Laguesma, G.R. No. 111245, Jan. 31, 1997) and that the law is indisputably partial to the holding of a CE. (Western  Agusan vs. Trajano G.R. No. 65833, May 6, 1991)

At any rate, UNIDAD completed all the req’ts for union registration on July 14, 2001, and legitimate union status was accorded on July 15, 2000, or at least 10 days before the scheduled date for holding the CE. (2001 Bar Question)

Q: What is meant by “contract

bar rule”?

A: Contract‐bar rule means that while a valid and registered CBA is subsisting, the BLR is not allowed to hold an election contesting the majority status of  the incumbent union except  during the 60‐day period immediately prior to its expiration, which period is called the freedom period.

Note: In the absence of  such timely notice or filing of  petition, the contract executed during the automatic renewal period is a bar to CE.

There shall be no amendment, alteration, or termination of  any of  the provisions of the CBA except  to give notice of  one party’s intention to amend, alter and terminate the provisions within the freedom period.

Q: What are the requirements in order to invoke the contract bar rule?

A: The existing CBA must:

1. Be in writing and signed by all contracting parties

2. Contain the terms and conditions of  employment

3. Cover employees in an appropriate

bargaining unit

4. Be for a reasonable period or duration 5. Be ratified

6. Be registered with the BLR; and

7. The violation of  the contract bar rule or the existence of  a duly registered CBA must be specially pleaded as a defense. Q: What is the effect of  an invalid or unregistered CBA?

A: There is no bar and therefore a certification election may be held.

Note: Registration of  CBA only puts into effect the contract‐bar rule but the CBA itself is valid and binding even if unregistered.

Q: What are the exceptions to the contract bar rule?

(9)

A: A:

1.

1. TheThe CBACBA isis unregisteredunregistered 2.

2. TheThe CBACBA isis inadequateinadequate andand incompleteincomplete 3.

3. TheThe CBACBA waswas hastilyhastily enteredentered intointo (Doctrine

(Doctrine of of  premature premature extension)extension) 4.

4. WithdrawalWithdrawal of of  affiliationaffiliation fromfrom thethe contracting

contracting unionunion broughtbrought aboutabout byby schism

schism oror massmass disaffiliationdisaffiliation 5.

5. ContractContract wherewhere thethe identityidentity of of  thethe representative

representative isis inin doubt.doubt. (ALU(ALU v.v. Ferrer Ferrer  Calleja,

Calleja, G.R.G.R. No.No. 85085,85085, Nov.Nov. 6,6, 1989)1989) 6.

6. CBACBA enteredentered intointo betweenbetween thethe ErEr andand thethe union

union duringduring thethe pendencypendency of of  aa petitionpetition for

for CECE (Vassar (Vassar  IndustriesIndustries EesEes UnionUnion v.v. Estrella,

Estrella, G.R.G.R. No.No. LL

‐‐

46562,46562, Mar.Mar. 31,31, 1978)1978) 7.

7. CBACBA conductedconducted betweenbetween thethe ErEr andand thethe union

union isis notnot barbar toto aa certificationcertification electionelection filed

filed byby anotheranother unionunion andand saidsaid CBACBA cancan be

be renegotiatedrenegotiated atat thethe optionoption of of  thethe newnew bargaining

bargaining agent.agent. (ATU(ATU v.v. Hon.Hon. Noriel,Noriel, G.R.G.R. No.

No. LL

‐‐

48367,48367, Jan. Jan. 16,16, 1979)1979) 8.

8. AA CBACBA registeredregistered withwith falsifiedfalsified supportingsupporting documents

documents 9.

9. CBACBA waswas concludedconcluded inin violationviolation of of  anan order

order enjoiningenjoining thethe partiesparties fromfrom enteringentering into

into aa CBACBA untiluntil thethe issueissue of of  representation

representation isis resolvedresolved 10.

10. PetitionPetition isis filedfiled duringduring thethe 6060

‐‐

dayday freedom

freedom period.period. Note:

Note: BasicBasic toto thethe contractcontract barbar rulerule isis thethe propositionproposition that

that thethe delaydelay of of thethe rightright toto selectselect representativesrepresentatives cancan be

be justified justified onlyonly wherewhere stabilitystability isis deemeddeemed paramount.paramount. Excepted

Excepted fromfrom thethe contractcontract barbar rulerule areare certaincertain typestypes of 

of  contractscontracts whichwhich dodo notnot fosterfoster industrialindustrial stability,stability, such

such asas contractscontracts wherewhere thethe identityidentity of of  thethe representative

representative isis inin doubt.doubt. AnyAny stabilitystability derivedderived fromfrom such

such contractscontracts mustmust bebe subordinatedsubordinated toto thethe Ees’Ees’ freedom

freedom of of  choicechoice becausebecause itit doesdoes notnot establishestablish thethe type

type of of  industrialindustrial peacepeace contemplatedcontemplated byby law.law. (Firestone

(Firestone TireTire && Rubber Rubber  Company Company  Ee’sEe’s UnionUnion v.v. Estrella,

Estrella, G.R.G.R. No.No. LL‐‐4551345513‐‐14,14, Jan. Jan. 6,6, 1978)1978)

Q:

Q: CanCan thethe BLRBLR certifycertify aa unionunion asas thethe exclusiveexclusive bargaining

bargaining representativerepresentative afterafter showingshowing proof proof  of of  majority

majority representationrepresentation thruthru unionunion membershipmembership cards

cards withoutwithout conductingconducting anan election?election? A:

A: No.No. TheThe LCLC (In(In  Arts. Arts. 256,256, 257 257  and and  258)258) providesprovides only

only forfor aa CECE asas thethe modemode forfor determiningdetermining the

the exclusiveexclusive collectivecollective bargainingbargaining representativerepresentative if 

if  therethere isis aa questionquestion of of  representationrepresentation inin anan appropriate

appropriate bargainingbargaining unit.unit. (1998(1998 BarBar Question)Question) Q:

Q: WhenWhen doesdoes deadlockdeadlock arise?arise? A:

A: ItIt arisesarises whenwhen therethere isis anan impasse,impasse, whichwhich presupposes

presupposes reasonablereasonable efforteffort atat goodgood faithfaith

bargaining

bargaining which,which, despitedespite noblenoble intentions,intentions, diddid notnot conclude

conclude inin anan agreementagreement betweenbetween thethe parties.parties. Q:

Q: WhatWhat isis deadlockdeadlock barbar rule?rule? A:

A: AA petitionpetition forfor certificationcertification electionelection (PCE)(PCE) cannotcannot be

be entertainedentertained if,if, beforebefore thethe filingfiling of of  thethe PCE,PCE, aa bargaining

bargaining deadlockdeadlock toto whichwhich anan incumbentincumbent oror certified

certified bargainingbargaining agentagent isis aa party,party, hadhad beenbeen submitted

submitted toto conciliationconciliation oror arbitrationarbitration oror hadhad become

become thethe subjectsubject of of aa validvalid strikestrike oror lockout.lockout. Q:

Q: WhatWhat areare thethe indicationsindications of of  aa genuinegenuine deadlock?

deadlock? A:

A: 1.

1. TheThe submissionsubmission of of  thethe deadlockdeadlock toto aa thirdthird party

party conciliatorconciliator oror arbitrator;arbitrator; andand 2.

2. TheThe deadlockdeadlock isis thethe subjectsubject of of  aa validvalid notice

notice strikestrike oror lockout.lockout. Q:

Q: CapitolCapitol MedicalMedical CenterCenter Ees’Ees’ AssociationAssociation

‐‐

AllianceAlliance of 

of  FilipinoFilipino WorkersWorkers (CMCEA(CMCEA

‐‐

AFW)AFW) emergedemerged asas thethe certified

certified representativerepresentative of of  thethe rankrank

‐‐

andand

‐‐

filefile EesEes atat Capitol

Capitol MedicalMedical CenterCenter (CMC).(CMC). DueDue toto CMC’sCMC’s refusal

refusal toto bargainbargain collectively,collectively, CMCEACMCEA

‐‐

AFWAFW filedfiled aa notice

notice of of strikestrike andand laterlater onon stagedstaged thethe strikestrike afterafter complying

complying withwith thethe otherother legallegal req’ts.req’ts. TheThe SLESLE assumed

assumed  jurisdiction jurisdiction overover thethe casecase andand issuedissued anan order

order certifyingcertifying thethe samesame toto thethe NLRCNLRC forfor compulsory

compulsory arbitration.arbitration. DuringDuring allall of of  thesethese eventsevents Capitol

Capitol MedicalMedical CenterCenter AllianceAlliance of of  ConcernedConcerned employees

employees (Ees)(Ees)

‐‐

Unified FilipinoUnified Filipino ServiceService WorkersWorkers filed

filed aa petitionpetition forfor CECE amongamong thethe regularregular rankrank

‐‐

andand

‐‐

file

file EesEes of of CMC.CMC. TheThe petitionpetition forfor CECE waswas dismisseddismissed and

and thethe CMCCMC waswas directeddirected toto negotiatenegotiate withwith CMCEA

CMCEA

‐‐

AFW.AFW. WasWas thethe dismissaldismissal of of thethe PCEPCE proper?proper? A:

A: Yes,Yes, if if  thethe lawlaw proscribesproscribes thethe conductconduct of of  aa CECE when

when therethere isis aa bargainingbargaining deadlockdeadlock submittedsubmitted toto conciliation

conciliation oror arbitration,arbitration, withwith moremore reasonreason shouldshould it

it notnot bebe conductedconducted if,if, despitedespite attemptsattempts toto bringbring anan Er

Er toto thethe negotiationnegotiation tabletable byby thethe certifiedcertified bargaining

bargaining agent,agent, therethere waswas "no"no reasonablereasonable efforteffort in

in goodgood faith"faith" onon thethe ErEr toto bargainbargain collectively.collectively. The

The circumstancescircumstances inin thisthis casecase shouldshould bebe consideredconsidered as

as similarsimilar inin naturenature toto aa "bargaining"bargaining deadlock"deadlock" when

when nono CECE couldcould bebe held.held. ThisThis isis alsoalso toto makemake suresure that

that nono floodgatesfloodgates willwill bebe openedopened forfor thethe circumvention

circumvention of of  thethe lawlaw byby unscrupulousunscrupulous ErsErs toto prevent

prevent anyany certifiedcertified bargainingbargaining agentagent fromfrom negotiating

negotiating aa CBA.CBA. Sec.Sec. 3,3, (Rule(Rule VIII),VIII), BookBook VV of of  thethe IRR

IRR shouldshould bebe interpretedinterpreted liberallyliberally soso asas toto includeinclude aa circumstance

circumstance wherewhere aa CBACBA couldcould notnot bebe concludedconcluded due

due toto thethe failurefailure of of  oneone partyparty toto willinglywillingly performperform its

its dutyduty toto bargainbargain collectively.collectively. (Capitol (Capitol  Medical Medical  Center 

Center  Alliance Alliance of of  Concerned Concerned EesEes v.v. Laguesma,Laguesma, G.R.G.R. No.

(10)

Q:

Q: ShouldShould thethe certificationcertification electionelection proceedingsproceedings bebe suspended

suspended inin viewview of of  thethe pendingpending casecase forfor cancellation

cancellation of of  thethe union’sunion’s certificatecertificate of of  registration?

registration? A:

A: No,No, thethe pendencypendency of of  aa cancellationcancellation casecase isis notnot aa ground

ground forfor thethe dismissaldismissal oror suspensionsuspension of of  aa representation

representation proceedingproceeding consideringconsidering thatthat aa registered

registered laborlabor organizationorganization (LO)(LO) continuescontinues toto bebe aa legitimate

legitimate oneone entitledentitled toto allall thethe rightsrights appurtenantappurtenant thereto

thereto untiluntil aa finalfinal validvalid orderorder isis issuedissued cancellingcancelling such

such registration.registration. Once

Once aa LOLO attainsattains thethe statusstatus of of  aa LLOLLO itit beginsbegins toto possess

possess allall of of  thethe rightsrights andand privilegesprivileges grantedgranted byby law

law toto suchsuch organizations.organizations. AsAs suchsuch rightsrights andand privileges

privileges ultimatelyultimately affectaffect areasareas whichwhich areare constitutionally

constitutionally protected,protected, thethe activitiesactivities inin whichwhich LO,LO, associations

associations andand unionsunions areare engagedengaged directlydirectly affectaffect the

the publicpublic interestinterest andand shouldshould bebe zealouslyzealously protected.

protected. (Progressive(Progressive Dev’t Dev’t  Corp.Corp. v.v. SLE,SLE, G.R.G.R. No.No. 115077,

115077, April  April 18,18, 1997)1997) Q:

Q: WhatWhat isis negotiationnegotiation barbar rule?rule? A:

A: AA PCEPCE cannotcannot bebe entertainedentertained if,if, beforebefore thethe filingfiling of 

of  thethe PCE,PCE, thethe dulyduly recognizedrecognized oror certifiedcertified unionunion has

has commencedcommenced negotiationsnegotiations withwith thethe ErEr inin accordance

accordance withwith Art.Art. 250250 of of thethe LC.LC. Q:

Q: WhatWhat isis certificationcertification yearyear rule?rule? A:

A: NoNo PCEPCE maymay bebe filedfiled withinwithin oneone yearyear fromfrom thethe date

date of of  aa validvalid certification,certification, consent,consent, oror runrun‐‐off off  election

election oror fromfrom thethe datedate of of voluntaryvoluntary recognition.recognition. (4)Run

(4)Run‐‐off off ElectionElection Q:

Q: WhatWhat isis aa runrun

‐‐

off off election?election? A:

A: AnAn electionelection conductedconducted when:when: 1.

1. AnAn electionelection whichwhich providesprovides forfor 33 oror moremore choices

choices resultsresults inin nonenone of of  thethe contendingcontending unions

unions receivingreceiving aa majoritymajority of of  thethe validvalid votes

votes cast,cast, and and  2.

2. There areThere are nono objectionsobjections oror challengeschallenges which

which if if sustainedsustained cancan materiallymaterially alteralter thethe results,

results, provided  provided  3.

3. TheThe totaltotal numbernumber of of  votesvotes forfor allall thethe contending

contending unionsunions isis atat leastleast 50%50% of of  thethe number

number of of votesvotes cast.cast. (Sec.(Sec. 1,1, RuleRule X, X, Book Book  V,

V, IRR)IRR) 4.

4. NotNot oneone of of  thethe choiceschoices obtainedobtained thethe majority

majority of of  thethe validvalid votesvotes castcast (50%+(50%+ 11 second

second majority);majority); 5.

5. TheThe twotwo choiceschoices whichwhich garneredgarnered thethe highest

highest votesvotes willwill bebe votedvoted andand thethe oneone which

which garnersgarners thethe highesthighest numbernumber of of 

votes

votes willwill bebe declareddeclared thethe winnerwinner provided

provided theythey getget thethe majoritymajority votesvotes of of  the

the totaltotal votesvotes cast.cast. Q:

Q: WhoWho areare thethe choiceschoices inin aa runrun

‐‐

off off election?election? A:

A: TheThe unionsunions receivingreceiving thethe highesthighest andand 22ndndhighesthighest number

number of of  thethe votesvotes cast.cast. (Sec.2,(Sec.2, RuleRule  X, X, Book Book  V,V, IRR)

IRR) Note:

Note: “No“No Union”Union” shallshall notnot bebe aa choicechoice inin thethe runrun‐‐off off  election

election

(5)Re

(5)Re‐‐runrunElectionElection Q:

Q: WhenWhen doesdoes ReRe

‐‐

runrun ElectionElection taketake place?place? A:

A: 1.1. If If oneone choicechoice receivesreceives aa pluralityplurality of of thethe vote

vote andand thethe remainingremaining choiceschoices resultsresults inin aa tie;

tie; oror 2.

2. If If allall choiceschoices receivedreceived thethe samesame numbernumber of 

of votes.votes. Note:

Note: InIn bothboth instances,instances, thethe nono unionunion isis alsoalso aa choice.choice. (5)Consent

(5)ConsentElectionElection

Q:

Q: WhatWhat isis aa consentconsent election?election? A:

A: AnAn electionelection voluntarilyvoluntarily agreedagreed uponupon byby thethe parties,

parties, withwith oror withoutwithout thethe interventionintervention byby DOLE.DOLE. (Sec.1

(Sec.1 [h],[h], RuleRule I,I, Book Book V,V, IRR)IRR) Note:

Note: ToTo affordafford anan individualindividual employeeemployee‐‐votervoter anan informed

informed choicechoice wherewhere aa local/chapterlocal/chapter isis thethe petitioning

petitioning union,union, thethe local/chapterlocal/chapter shallshall securesecure itsits certificate

certificate of of  creationcreation at at  least least  55 workingworking daysdays beforebefore the

the datedate of of thethe consentconsent election.election. ((Sec.1,Sec.1, RuleRule VIII,VIII, Book Book  V,

V, IRRIRR asas amended amended by by DODO 4040‐‐F F ‐‐0303))

Q:

Q: WhatWhat areare thethe requisitesrequisites beforebefore aa laborlabor unionunion can

can bebe declareddeclared aa winnerwinner (double(double majoritymajority rule)?rule)? A

A:: 1.

1. MajorityMajority of of  thethe eligibleeligible votersvoters castcast theirtheir votes.

votes. 2.

2. MajorityMajority of of thethe validvalid votesvotes castcast isis forfor suchsuch union.

union. Q:

Q: HowHow toto determinedetermine thethe doubledouble majoritymajority rule?rule? A:

A: 1.

1. InIn determiningdetermining thethe eligibleeligible votesvotes castcast (first (first  majority)

majority) includeinclude spoiledspoiled ballotsballots 2.

2. InIn determiningdetermining validvalid votesvotes (second (second  majority),

majority), eliminateeliminate spoiledspoiled ballotsballots butbut included

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