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Very low frequency component of heart rate variability as a marker for therapeutic efficacy in patients with obstructive sleep apnea: Preliminary study

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Very low frequency component of heart rate

variability as a marker for therapeutic efficacy in patients with obstructive sleep apnea: Preliminary study

Akiko Noda1,2, Junichiro Hayano3, Nami Ito4, Seiko Miyata5, Fumihiko Yasuma6, Yoshinari Yasuda7

1Department of Biomedical Sciences, Chubu University Graduate School of Life and Health Sciences, Kasugai, Japan, 2Innovative Research Center for Preventive Medical Engineering, Nagoya University, Nagoya, Japan, 3Department of Medical Education, Nagoya City University Graduate School of Medical Sciences, Nagoya, Japan, 4Department of Medical Technology, Nagoya University School of Health Sciences, Nagoya, Japan, 5Department of Psychiatry, Nagoya University Graduate School of Medicine, Nagoya, Japan, 6Department of Internal Medicine, National Hospital Organization Suzuka Hospital, Suzuka, Japan, 7Department of CKD Intitatives, Nagoya University Graduate School of Medicine, Nagoya, Japan

the poor adherence to continuous PAP (CPAP) therapy (generally defined as usage of < 4 h on 70% 

of nights) ranging from 30% to 74%[9‑12] is an urgent issue in the practice of sleep medicine. Age, body mass  index,  education,  smoking,  craniofacial  index,  and  nasal  resistance  are  important  factors  in  severity  of  OSA, treatment follow‑up, and adherence of OSA.[10,13,14]

Long‑term adherence to CPAP is highly associated with  initial comfort.[12,15] Bilevel PAP (BiPAP) allows for a 

INTRODUCTION

The  high  morbidity  and  mortality  rates  associated  with  severe  obstructive  sleep  apnea  (OSA)  are  largely  attributable  to  the  coexisting  cardiovascular  diseases.[1‑5] Apnea‑hypopnea episodes and these secondary effects can be successfully treated with a  positive airway pressure (PAP) treatment.[1,6‑8] However, 

Background: Although positive airway pressure (PAP) therapy is effective for treating obstructive sleep apnea (OSA), some patients with severe OSA are intolerable to this treatment, which may lead to an increase in the mortality and morbidity of cardiovascular diseases. We investigated the relationship between heart rate variability (HRV) and sleep parameters during natural sleep and treatment of patients with OSA. Materials and Methods: This was the cross‑sectional observation study. Patients were 17 males with severe OSA who were unable to accept continuous PAP. Standard polysomnography was performed for two consecutive nights, i.e., during natural sleep and following night with bilevel PAP (BiPAP) treatment. Time‑dependent responses of the amplitudes of low frequency (LF), very low frequency (VLF), and high frequency components of HRV were assessed with the technique of complex demodulation. Results: Apnea–hypopnea index, oxygen desaturation time, and percentage of stage 1 sleep were significantly reduced, whereas the percentages of rapid eye movement and stages 3 + 4 sleep were increased, by BiPAP treatment. Therapy also reduced the amplitudes of VLF and LF components of HRV. Difference in amplitudes of VLF during natural sleep and treatment with BiPAP was significantly correlated with difference in percentages of stage 1 and stages 3 + 4 sleep. Conclusion: Therapy‑induced amelioration of OSA and sleep quality was accompanied by decrease in the amplitudes of VLF components of HRV. The VLF component may thus reflect physiological changes in both autonomic activity and sleep structure and serve as an objective marker for therapeutic efficacy in patients with severe OSA.

Key words: Continuous positive airway pressure, heart rate, obstructive sleep apnea, polysomnography, sleep stage

Address for correspondence: Prof. Akiko Noda, Department of Biomedical Sciences, Chubu University Graduate School of Life and Health Sciences, 1200, Matsumoto‑cho, Kasugai‑shi, Aichi 487‑8501, Japan. E‑mail: [email protected]

Received: 02‑03‑2018; Revised: 14‑11‑2018; Accepted: 01‑07‑2019 Access this article online

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DOI:

10.4103/jrms.JRMS_62_18

How to cite this article: Noda A, Hayano J, Ito N, Miyata S, Yasuma F, Yasuda Y. Very low frequency component of heart rate variability as a marker for therapeutic efficacy in patients with obstructive sleep apnea: Preliminary study. J Res Med Sci 2019;24:84.

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difference between inspiratory and expiratory pressure,  resulting  in  more  efficient  and  comfortable  breathing  for some patients. The severity of OSA and concomitant  chronic obstructive pulmonary disease may be strong and  robust enough to be useful in the decision to use a BiPAP  as  a  first‑line  therapy.[15]  Thus,  an  objective  marker  for  clinical guide is needed to assess the therapeutic efficacy  in patients with OSA.

Heart rate variability (HRV), which has been used to quantify  autonomic activity, is receiving increased attention in many  clinical and basic research fields.[16,17] It can be broken down  into three components such as very low frequency (VLF),  low  frequency  (LF),  and  high  frequency  (HF).  The  HF  component is thought to be modulated by parasympathetic  activity,  whereas  the  LF  component  is  influenced  by  both  parasympathetic  and  sympathetic  activities.  The  VLF  component,  on  the  other  hand,  may  closely  relate  to the body temperature regulation,[18] fluctuations in the  activity of the renin–angiotensin system,[19] and peripheral chemoreceptor activity.[20]

Here, we have hypothesized that the VLF component of  HRV  may  serve  as  an  objective  marker  for  the  efficacy  of PAP therapy in patients with OSA. In this context, we  investigated  the  relationship  between  HRV  and  sleep  parameters during natural sleep and BiPAP night in patients  with OSA.

MATERIALS AND METHODS

Subjects

This  was  the  cross‑sectional  observation  study. 

Participants were recruited from patients who underwent  polysomnography  at  Nagoya  University  Hospital  and  diagnosed as OSA. Seventeen males aged 34–70 years (age: 

53.2  ±  9.9  years)  with  severe  OSA  (apnea–hypopnea  index  [AHI]:  >30/h)  (the American Academy  of  Sleep  Medicine, 2005), who were unable to accept CPAP, but could  be treated with BiPAP, we also performed BiPAP titration  using  polysomnography.  We  also  included  six  healthy  males among the same population, aged 30–70 years, who  underwent polysomnography and then confirmed AHI <5/h  to match the age with OSA patients (age: 46.2 ± 5.9 years). 

The control group comprised males who were free from  medication and had no history of cardiovascular disease or  diabetes mellitus. Electrocardiograms, echocardiographic  findings, and blood pressure of the controls were normal. 

The primary endpoint was the efficacy of BiPAP therapy  in  patients  with  OSA.  The  second  endpoint  was  to  explore  the  significant  relationship  between  HRV  and  sleep  indices.  The  study protocol was  approved  by  the  Ethics Review Committee of Nagoya University School of 

written consent to participate after being informed in detail  of the purpose and methods of the study.

Sleep parameters

Standard polysomnography (Alice III instrument; Respironics,  Murrysville, USA) with pulse oximetry was performed for  all patients. Electroencephalogram  (C3‑A2,  C4‑A1,  O1‑A2,  and O2‑A1), electrooculogram, electromyograms (legs and  diaphragm),  and  electrocardiogram  (bipolar  CM5)  were  recorded, and respiration was monitored with an oronasal  thermistor and a thoracoabdominal strain gauge. Apnea  was defined as a cessation of airflow through the mouth and  nose for ≥10 s, and hypopnea was defined as a reduction  in airflow of ≥50%,  or a reduction  in airflow associated  with either an oxygen desaturation of >3% or arousal, also  for ≥10 s. AHI was determined as the number of apnea  and hypopnea episodes per hour, and OSA was diagnosed  when AHI was ≥5 episodes/h and Epworth Sleepiness Scale  score ≥11. The total time that nocturnal oxygen saturation  was <90% (oxygen desaturation time: ODT), and minimum  oxygen saturation was determined by pulse oximetry.[21]

Sleep stages were evaluated by visual analysis, and the  percentages of stage 1, stage 2, stages 3 + 4, and rapid eye  movement (REM) sleep were calculated.[22]

Twenty-four-hour urinary noradrenaline

Sympathetic nervous system activity was estimated by the  excretion  of  noradrenaline  in  24‑h  urine.  Samples  were  collected into acidified containers containing 20 ml of 6 mol/L  hydrochloric acid and stored at 4°C prior to analysis. Urinary  noradrenaline levels were determined by high‑performance  liquid chromatography with fluorescent detection.[23]

Data acquisition and analysis of heart rate variability All patients underwent the standard polysomnography,  which was performed on two consecutive nights, i.e., the  first night of natural sleep and the following night during  treatment with BiPAP. The bipolar CM5 lead position of  the electrocardiogram recorded during polysomnography  was  used  for  the  analysis  of  HRV.  Time‑dependent  changes  in  the  amplitudes  of  VLF  (0.0033–0.04  Hz),  LF (0.04–0.15 Hz), and HF (0.15–0.45 Hz) components of the  R‑R interval were assessed with the technique of complex  demodulation  (CDM)  subroutine  written  in  Fortran 77 (developed by the Hayano Biosignal Laboratory (http://

hbsl.jp/index.html); the detailed code has been deposited  with  the  National Auxiliary  Publications  Service).[24]

CDM is a nonlinear time‑domain method of time series  analysis that suits to the investigations of nonstationary/

unstable oscillations. In contrast to spectral analysis that  provides  average  features  (power  and  frequency)  of  oscillatory components in stationary state, CDM provides  instantaneous amplitude and frequency as functions of time 

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Statistical analysis

Data are presented  as means ± standard  deviation.  The  paired Student’s t‑test  was  used  to  compare  with  and  without BiPAP data for primary endpoint. We calculated  the effect size and the power using G power 3.1 (Heinrich‑

Heine‑Universität  Düsseldorf,  Düsseldorf,  Nordrhein‑

Westfalen, Germany). In general, a statistic power of >0.8  is sufficient to reject the null hypothesis. Data comparing  patient with OSA and controls as reference of HRV were  analyzed using a nonpaired t‑test. We performed Pearson’s  correlation analysis followed by multiple regression analysis  to determine independent parameters correlated with HRV  parameters in relation to AHI, ODT, and stages 1, 2 or stages  3 + 4. We also performed step‑wise multiple regression  analysis to determine independent parameters correlated  with HRV parameters in relation to AHI, ODT, minimum  SpO2, stages 1, 2, and 3 + 4, and REM. P < 0.05 was considered  statistically  significant. All  analyses  were  performed  with StatView statistics and graphing software (Abacus  Concepts, Inc., Berkeley, CA, USA).

RESULTS

AHI, ODT, and percentage of stage 1 were significantly  decreased;  percentages  of  REM  and  stages  3  +  4  were  significantly increased, in patients with OSA on the night  with  BiPAP  treatment  compared  with  the  preceding  night of natural sleep [Table 1]. The percentage of stage  2  sleep  was  not  significantly  affected  by  treatment. 

Urinary  noradrenaline  excretion  (during  24  h)  in  OSA  patients  was  also  significantly  decreased  by  the  BiPAP  treatment (992 ± 471 vs. 599 ± 259 nmol; P < 0.05).

The  analysis  of  HRV  during  5‑min  revealed  that  the  amplitudes  of  all  three  frequency  components  were  increased during natural sleep. The decrease in AHI with  effective BiPAP treatment was accompanied by a decrease  in the amplitudes of all three frequency components of  HRV [Figure 1]. The reductions in amplitudes of VLF and  LF components with BiPAP treatment were statistically  significant, but not the reduction in the amplitude of HF  component [Table 1]. The effect size and power for VLF  of  primary  endpoint  were  1.30  and  0.99,  respectively,  between the natural sleep and BiPAP night in patients with  OSA.  R‑R  interval  also  did  not  significantly  differ  with  and without BiPAP treatment in patients with OSA. There  were no significant differences in the amplitude of any of  the three frequency components of HRV, and age between  patients undergoing BiPAP treatment and the controls as  a reference of HRV.

In  patients  with  OSA,  the  difference  in  the  amplitudes  of VLF component during the natural sleep and BiPAP 

night (⊿VLF)  was  significantly  correlated  with  the  difference  in  percentages  of  stage  1  (⊿stage 1) and stages 3 + 4 (⊿stages 3 + 4) [Table 2]. Multiple regression  analysis showed that ⊿ stages 3 + 4 was the most significant  factor correlated with ⊿ VLF [Table 2]. Step‑wise multiple  regression analysis including polysomnographic parameters  revealed that ⊿ stages 3 + 4 was the most significant factor  for ⊿ VLF (β = 0.579, P < 0.05).

Table 1: Sleep and heart rate variability parameters both in controls and in patients with severe obstructive sleep apnea during natural sleep and treatment with bilevel positive airway pressure

OSA patients Controls Natural sleep During treatment

AHI (/h) 52.2±11.2*,† 7.8±4.9 4.6±3.0

ODT (min) 132.7±107.1*,† 6.5±14.1 1.4±1.4 Minimum SpO2 (%) 70.8±8.7 87.0±4.8 87.7±3.2 Sleep stage (%)

REM 8.2±5.0*,† 19.6±8.1 18.8±4.6

Stage 1 47.9±17.7*,† 24.4±10.4 19.3±10.6

Stage 2 42.1±17.0 51.5±11.3 57.0±9.5

Stages 3 + 4 1.0±1.9* 4.2±5.9 5.3±5.6

HRV

R‑R interval (ms) 954.6±95.4 959.1±104.5 1048.0±153 VLF (ms) 84.5±29.0*,† 46.7±16.6 56.5±17.3 LF (ms) 38.2±13.6*,† 25.1±11.0 31.5±15.3

HF (ms) 30.1±13.9 18.8±9.6 27.5±16.6

*P < 0.05 versus during treatment; P < 0.05 versus controls. OSA=Obstructive sleep apnea; AHI=Apnea–hypopnea index; ODT=Oxygen desaturation time;

SpO2=Arterial oxygen saturation; REM=Rapid eye movement; VLF=Very low frequency; LF=Low frequency; HF=High frequency; HRV=Heart rate variability

Table 2: Simple correlations and multiple regression analysis between polysomnographic and heart rate variability parameters

Simple correlation VLF LF HF

r P r P r P

⊿AHI 0.230 0.381 0.108 0.685 −0.156 0.555

⊿ODT 0.227 0.388 −0.376 0.139 −0.216 0.412

⊿Minimum SpO2 0.100 0.709 −0.231 0.379 −0.230 0.381

⊿Stage 1 0.572 0.015 0.416 0.098 0.275 0.291

⊿Stage 2 0.219 0.406 0.465 0.059 0.275 0.291

⊿Stages 3 + 4 0.579 0.014 0.096 0.719 0.442 0.075

REM 0.431 0.085 0.031 0.908 0.031 0.908

Multiple regression VLF LF HF

β P β P β P

⊿AHI ‑0.040 0.879 −0.138 0.561 −0.379 0.176

⊿ODT 0.065 0.787 0.548 0.024 −0.341 0.189

⊿Stage 1 0.572 0.051 0.638 0.002 0.549 0.068

⊿AHI 0.122 0.603 0.103 0.688 −0.243 0.285

⊿ODT 0.028 0.909 −0.467 0.099 −0.413 0.929

⊿Stages 3 + 4 0.545 0.042 0.237 0.391 0.632 0.017

=difference between natural sleep and during treatment with bilevel positive airway pressure; AHI=Apnea–hypopnea index; ODT=Oxygen desaturation time;

SpO2=Arterial oxygen saturation; REM=Rapid eye movement; VLF=Very low frequency; LF=Low frequency; HF=High frequency

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DISCUSSION

This study found that AHI and ODT were markedly reduced,  percentages of REM and stages 3 + 4 were increased, and the  percentage of stage 1 was reduced, and amplitudes of VLF  and LF components of HRV were significantly decreased  by  treatment  with  BiPAP  in  patients  with  severe  OSA  who were unable to accept CPAP. The change in VLF was  associated with the percentages of stages 3 + 4 and stage 1. 

Our findings indicate that VLF components of HRV may  serve as markers for the efficacy of treatment for OSA and  for overall sleep structure.

In  this  study,  the  amplitude  of  VLF  component  was  increased in individuals with severe OSA compared with  controls,  and  it  was  normalized  by  BiPAP  treatment. 

Our  findings  may  be  supported  by  the  findings  of  a  previous HRV study.[25] The change of this component was  associated with not only the improvement of OSA but also  sleep quality. VLF component of HRV reflects long‑term  fluctuations in the R‑R interval (25 s to 5 min) and is similar  to the frequency of episodes of sleep apnea. Although VLF  component of the heart rate power spectrum is reportedly  related  to  temperature  regulation[18]  and  activity  of  the  renin–angiotensin  system,[19]  as  low  and  respiratory  frequency R‑R interval rhythms, VLF heart period rhythms  depend on the presence of parasympathetic outflow.[26] The previous study demonstrated parasympathetic dominance  during slow‑wave sleep.[27] Thus, it is possible that VLF  component  of  HRV  in  these  patients  reflects  transient 

breathing fluctuations and sleep stages, which suggests  that VLF may be a marker for the therapeutic efficacy in  patients with OSA.

The  LF  component,  but  not  the  HF  component  of  HRV,  as  well  as  urinary  noradrenaline  excretion  was  significantly reduced by BiPAP treatment in the present  study. Whereas the HF component of HRV is modulated  by  parasympathetic  nervous  system  activity,  the  LF  component  is  modulated  by  both  parasympathetic  and  sympathetic activities.[18] In patients with OSA, the heart  rate changes cyclically in response to episodes of apnea and  subsequent hyperventilation.[28] The sympathetic nervous  system, which can be activated by hypoxia, respiratory  acidosis,  cortical  arousal,  and  swings  in  intrathoracic  pressure, may contribute to the abrupt increases in heart  rate  and  blood  pressure  apparent  when  patency  of  the  upper  airway  is  restored.  The  sympathetic  activity  in  muscle and blood pressure during sleep were assumed to  be higher in patients with OSA than in normal controls. 

The reduction in amplitude of the LF component induced  by BiPAP treatment may thus reflect the normalization of  sympathetic activity by this therapy. Analysis of HRV may,  therefore, provide information on the balance of autonomic  activities during arousal from sleep and the effectiveness  of treatment.

Polysomnography is an essential tool for diagnosing OSA  as well as for evaluating its severity and the effectiveness  of  therapy.  However,  it  is  still  relatively  expensive  to 

Figure 1: Heart rate variability components with and without treatment. The magnitude of heart rate variability components is presented in amplitude (ms). HF = High frequency; LF = Low frequency; VLF = Very Low frequency

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One  drawback  of  polysomnography  is  the  difficulty  of  evaluating impairment of autonomic activity in individuals  with severe OSA; although OSA is considered to be strongly  related  to  the  development  of  cardiovascular  diseases. 

Abnormal HRV is associated with increased mortality and  adverse  cardiac  events,  and  the  analysis  of  HRV  could  present  a way  to  predict  sudden  arrhythmic  death  and  myocardial  infarction.[29,30]  Thus,  VLF  according  to  the  analysis of HRV may provide a simple and useful technique  for obtaining information on autonomic activity as well as  on sleep structure reflecting the effectiveness of therapy in  individuals with OSA.

This study had the limitation that the number of patients  with OSA was relatively small. Further intervention trials  among  a  larger  sample  will  be  needed  to  elucidate  the  physiological  relevance  of  VLF  component,  especially  multiple  regression  analysis  between  sleep  parameters  including AHI of diagnostic criteria and HRV parameters  in patients with OSA.

CONCLUSION

This study showed that BiPAP decreased AHI and ODT and  improved sleep structure. Successful BiPAP treatment also  significantly decreased sympathetic activity indices such  as VLF and LF components of HRV in patients with severe  OSA. VLF was associated with the therapeutic efficacy of  sleep quality. Our findings, therefore, suggest that the VLF  component of HRV during sleep may provide insight into  the effectiveness of the treatment of OSA and overall sleep  structure.

Financial support and sponsorship Nil.

Conflicts of interest

There are no conflicts of interest.

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References

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