ISA TRANSFER APPLICATION FORM.

TAX YEAR 2015/2016

ISA TRANSFER APPLICATION FORM.

Use this form to transfer an existing stocks and shares or cash ISA from another ISA manager to a

stocks and shares ISA with us.

LEGAL & GENERAL INVESTOR PORTFOLIO SERVICE – SELF DIRECTED – LGFS/LGN

Please complete in BLOCK CAPITALS using black ink and return to: Investor Portfolio Service, Legal & General, PO Box 1112, Chelmsford CM99 2UX

Please ensure you’ve read the current version of the following Product Documents before you make any investment decisions: • Key Investor Information Document (KIID)

• Investing with IPS • IPS Terms and Conditions • Important Fund Information.

If you don’t understand any point please ask for further information. You can contact us on 0345 272 0089 and we’ll be happy to help. Call charges will vary. We may record and monitor calls.

FOR OFFICE USE ONLY

Legal & General agency number Reference

SECTION 1. Personal details – complete this section in full

If you’ve lived at your current address for less than three months, please provide your previous address:

Mr/Mrs/Ms/Miss/Other Surname

Forename(s) in full Address

We need your permanent residential address including the postcode, we can’t accept

a c/o address. _Postcode

Postcode

Please confirm the number of ISA transfer authority forms attached

D D M M Y Y Y Y

Date of birth

Existing IPS customer reference (if applicable)

Yes No

Do you have a National Insurance number? Please tick

If Yes, please provide your National Insurance number

Contact telephone number

Email address

Male Female

Tax residency

Please read the following sentence and confirm by ticking the box if applicable.

I confirm that I am solely UK resident for tax purposes and not a US citizen.

SECTION 2. Transfer investment choices

Please write the name(s) of the fund provider and fund you want to invest in and select a unit type (ACC - accumulation, INC - income).

We’ll invest the proceeds of the investments being sold into the commission-free share class of the funds you choose. Tell us what percentage of the amount being transferred you want to invest into each fund.

If you choose income units/shares, ensure you complete Section 3 if you wish the income to be paid to you.

Legal & General ISA Transfer application form

SECTION 3. Nominated bank account – complete this section in full

Postcode

You need to provide the details of your bank/building society account so we can make any payments by BACS. We may use these details to pay you the proceeds of any future withdrawals.

Name(s) of account holder(s)

Bank/building society account number

Roll number (if applicable) Branch sort code

This account must be held, or jointly held, by the named applicant(s). We can’t make payments to a third party. If any of these details change in the future, please write and tell us.

–

–

* If you don’t specify ACC or INC in this column, we’ll automatically allocate accumulation units/shares where available.

Fund management company and full fund name (including unit/share class where appropriate (for

example I Class)) Type of unit/share (delete as appropriate)*

ACC / INC % ACC / INC % ACC / INC % ACC / INC % ACC / INC % ACC / INC % ACC / INC % ACC / INC % Percentage to invest in this fund

Total transfer amount 100%

SECTION 4. Income options – if you’ve chosen any ‘INC’ units/shares

Tick one of the following boxes:

Receive the income. Any income will be paid to you. Income received from your investments in INC units/shares will be paid into your IPS cash account and then paid to your nominated bank account on the next monthly payment date.

Reinvest into the fund. Income received from your investments in INC units/shares will be used to buy more units/shares in the fund. Hold in my IPS Cash Account. Income received from your investments in INC units/shares will be paid into and held in your IPS Cash Account. If you have selected to ‘Reinvest into the fund’ this will be applied to all commission-free share classes you hold in your account. Commission-included share classes you hold will continue to pay income in accordance with your previous instruction.

SECTION 5. Declaration and Authority

Please read the General Declaration, then sign and date. Please also complete, sign and date the Transfer Authority Form(s).

I declare that:

• the information given in this application form is full and accurate to the best of my knowledge and belief and that I will inform Legal & General (Portfolio Management Services) Limited without delay of any change in my circumstances affecting any of the information in this form.

For current tax year ISA transfers:

• l wish to transfer my existing ISA and subscribe to this stocks and shares ISA for the tax year 2015/2016 and each subsequent year until further notice.

• All subscriptions made, and to be made, belong to me. • I am 18 years of age or over.

• I have not subscribed, and will not subscribe, more than the overall subscription limit in total to a cash ISA and a stocks and shares ISA in the same tax year.

• I have not subscribed, and will not subscribe, to another stocks and shares ISA in the same tax year that I subscribe to this stocks and shares ISA.

• I am resident in the United Kingdom for tax purposes or, if not so resident, either perform duties which, by virtue of Section 28 of the Income Tax (Earnings & Pensions) Act 2003 (Crown employees serving overseas), are treated as being performed in the United Kingdom, or I am married to, or in a registered civil partnership with, a person who performs such duties. I will inform Legal & General if I cease to be so resident or to perform such duties or be married to, or in a registered civil partnership with, a person who performs such duties.

For all ISA transfers:

• I authorise the account manager to hold my cash subscription, ISA investments, interest, dividends and any other rights or proceeds in respect of those investments and any other cash and to make on my behalf any claims for tax relief in respect of ISA investments. Details about residence are available from my tax office or on HM Revenue & Customs’ website.

• I authorise my existing ISA manager to provide Legal & General (Portfolio Management Services) Limited with any information, written or non-written, concerning the ISA and to accept any instructions from them relating to the ISA being transferred. By signing this declaration I am consenting that a copy of this form will be provided to my existing ISA manager in order to demonstrate that you have my consent to the transfer.

IMPORTANT PLEASE READ: DATA PROTECTION

Use of your information: Legal & General takes your privacy very seriously. We use the personal information collected via this form and any other information that you provide to us (‘your information’) for the purposes of:

1. Providing you with our products and services and dealing with your enquiries and requests;

2. Administering your investment;

3. Carrying out market research, statistical analysis and customer profiling; and

4. Sending you marketing information (by post, telephone, email and SMS) about products and services of companies in the Legal & General group and of third parties whose products and services we offer to our customers.

By signing below, you agree to receive the information as described in 4 above, unless you tell us otherwise by ticking this box.

Given the global nature of our business, we may need to transfer your information to countries outside the European Economic Area in order to provide our services to you.

Disclosures: We will disclose your information to other companies within the Legal & General group of companies, regulatory bodies, law enforcement agencies, future owners of our business and suppliers we engage to process data on our behalf and when necessary to a reassurer.

If you have been dealing with a financial adviser, we will give them information about your product and, where appropriate, provide them with other information about your dealings with us to enable them to give you informed advice.

Where you have been introduced to us by a bank or a building society, we will share your information with them to enable them to:

(a) carry out market research, statistical analysis and customer profiling; and

(b) send you marketing information about their products and services and products and services of companies in the Legal & General group and of third parties whose products and services we offer to our customers.

By signing below, you agree to receive the information as described in (b) above by post or telephone, unless you tell us otherwise by writing to Legal & General, PO Box 1112, Chelmsford CM99 2UX.

Access: You have the right to ask for a copy of your information in return for payment of a small fee. To obtain a copy of your information, please write to us at the above address.

PLEASE READ AND SIGN BELOW I confirm that:

• I agree to the use of my information as set out above.

• I understand that a copy of the complete application form and/or Terms and Conditions is available on request.

• I have been provided with the Terms and Conditions of the IPS Platform and by signing this application form I agree to be bound by them.

• I confirm that I have received the Product Documents and Key Investor Information Documents (KIID) relating to my investment. • I understand that I will pay the IPS Platform Fee for use of the IPS

service and I authorise Legal & General to collect this fee from my IPS Cash Account. If there is insufficient money in my IPS Cash Account, I authorise Legal & General to sell enough of my assets to pay the fee in accordance with the Terms and Conditions.

• I understand that my signed application form and the Terms and Conditions form the basis of my agreement with Legal & General.

Legal & General ISA Transfer application form

Please read, sign and date the transfer authority on page 5.

D D M M Y Y Y Y

APPLICANT OR LEGAL GUARDIAN SIGNATURE

Signature Date

Legal & General (Portfolio Management Services) Limited Registered in Englandand Wales No.2457525

ISA TRANSFER AUTHORITY FORM.

A separate authority will be required for each manager, so if you’re transferring from

more than one account/plan manager, please use more Transfer Authority Forms.

LEGAL & GENERAL INVESTOR PORTFOLIO SERVICE – SELF DIRECTED – LGFS/LGN

Postcode

Name of manager you’re transferring from

Please ensure you complete this section in full. If you don’t this may cause a delay or mean we are unable to process your request.

Address

Signature

FUND MANAGER DETAILS YOUR DETAILS

Mr/Mrs/Ms/Miss/Other Surname Forename(s) in full Address Postcode D D M M Y Y Y Y D D M M Y Y Y Y Date Existing client reference

(if you have one)

I hereby instruct my current ISA manager to withdraw the assets within my ISA with immediate effect, and forward the proceeds as specified below to my new manager, Legal & General (Portfolio Management Services) Limited, HM Revenue & Customs Ref Z1160. Investor Portfolio Service, Legal & General, PO Box 1112, Chelmsford CM99 2UX

I authorise my current ISA manager to provide Legal & General (Portfolio Management Services) Limited with any information, written or non-written, concerning the ISA and to accept any instructions from them relating to the ISA being transferred.

FOR OFFICE USE ONLY

Legal & General agency number Name

Date of Birth

Legal & General (Portfolio Management Services) Limited Registered in England and Wales No. 2457525

Registered office: One Coleman Street, London EC2R 5AA Authorised and regulated by the Financial Conduct Authority. P525 W10720 04/15 NON ASD

PREVIOUS TAX YEARS ISA

(% or £)

SECTION 1. Your ISA transfer instruction

If you’re transferring an ISA invested in the current tax year (either a stocks and shares or a cash ISA), it must be transferred in full. The minimum investment amount is £20. Please ensure you tick the ‘Current Tax Year ISA’ box in the table below.

If you’re transferring an ISA invested in a previous tax year (either a stocks and shares or a cash ISA), it can be transferred in whole or in part. The minimum investment amount is £20. Please ensure you specify the percentage or amount in the ‘Previous Tax Years ISA’ box in the table below.

Please ensure that you’ve signed both the Transfer Application form and this Transfer Authority form.

Date you wish funds to be sold CURRENT TAX YEAR ISA (Please tick) Full fund or cash ISA name

£ % £ % £ % £ % £ % £ % Account or plan numbers