SAMPLE
The objective of this report is to provide you with information to guide your future studies.Each module offered by the III is based on a module outline. This appears in the learning plan for the module and contains learning outcomes that outline what you should be able to do at the end of your studies.
The text book and associated learning supports then provide you with the material to allow you to achieve these outcomes. In the examination, it is these learning outcomes that are tested to ensure they have been achieved.
The examination paper for this module is structured on the basis of 40 Knowledge, 40 Understanding and 20 Application questions. This is to ensure a fair and balanced examination. Each type of question (K, U or A) targets a different level and type of learning.
PDI-02 - Compliance and Advice
24 May 2014
Fail
35.00%
The report below identifies:
1. the question type (i.e. K, U, A) and the learning outcome associated with each question you either answered incorrectly or chose not to answer;
2. the area of the textbook where the learning material for the question can be sourced; and 3. whether you answered the question incorrectly or chose not to attempt the question.
This information, if used correctly, can be an invaluable aid to your future studies. It means that you can focus on the specific areas of the text book and the exact learning outcomes and knowledge ratings that posed a problem for you.
Please contact Student Services should you have any queries or require any further assistance. Wishing you the best of luck in your future studies,
The Insurance Institute of Ireland.
Date Printed: Date Of Birth: Candidate No: May 2014 Session: Examination Examination Date
Overall Exam Result Percentage Exam Result
Questions Answered Correctly 45 Incorrectly 30 Not at all 25
SAMPLE
LEARNING OUTCOMES SOURCE LEARNING
MATERIAL QUESTIONS ANSWERED K - Explain the need for insurance market regulation
and differentiate between the operation of the different types of regulation and supervision: structural; systemic; prudential and conduct of
Chapter 1, Section B3 This question was not answered
U - Explain the need for insurance market regulation and differentiate between the operation of the different types of regulation and supervision: structural; systemic; prudential and conduct of
Chapter 1, Section A This question was answered incorrectly
U - Explain the need for insurance market regulation and differentiate between the operation of the different types of regulation and supervision: structural; systemic; prudential and conduct of
Chapter 1, Section B4 This question was not answered
K - Outline the role and enforcement powers of the Central Bank and apply the supervisory tools used in relation to Non-Life insurance undertakings.
Chapter 1, Section C1 This question was not answered
K - Outline the role and enforcement powers of the Central Bank and apply the supervisory tools used in relation to Non-Life insurance undertakings.
Chapter 1, Section C This question was answered incorrectly
U - Outline the role and enforcement powers of the Central Bank and apply the supervisory tools used in relation to Non-Life insurance undertakings.
Chapter 1, Section C1 This question was answered incorrectly
A - Outline the role and enforcement powers of the Central Bank and apply the supervisory tools used in relation to Non-Life insurance undertakings.
Chapter 1, Section E1 This question was not answered
U - Differentiate between the various categories of intermediaries, demonstrate the regulation which applies to these intermediaries and recognise the role which insurance undertakings play in their
Chapter 1, Section
F2B answered incorrectlyThis question was
A - Differentiate between the various categories of intermediaries, demonstrate the regulation which applies to these intermediaries and recognise the role which insurance undertakings play in their
Chapter 1, Section
F2C This question was not answered
K - Outline the impact of the legislation and regulation which are unique to the private health insurance market in Ireland, including the role of the Health Insurance Authority.
Chapter 1, Section H This question was answered incorrectly
U - Outline the impact of the legislation and regulation which are unique to the private health insurance market in Ireland, including the role of the Health Insurance Authority.
Chapter 1, Section I1 This question was not answered
K - Identify the impact of the EU and its legislation
SAMPLE
K - Identify the impact of the EU and its legislationupon the legal position in the Irish insurance market. Chapter 2, Section C answered incorrectlyThis question was
U - Identify the impact of the EU and its legislation
upon the legal position in the Irish insurance market. Chapter 2, Section A2 This question was not answered
K - Explain and apply the main provisions of the EU Non-Life Insurance Directives relevant to regulation (including private health insurance regulation) and the Insurance Mediation Directive 2002.
Chapter 2, Section G5 This question was answered incorrectly
U - Explain and apply the main provisions of the EU Non-Life Insurance Directives relevant to regulation (including private health insurance regulation) and the Insurance Mediation Directive 2002.
Chapter 2, Section H3 This question was not answered
U - Explain and apply the main provisions of the EU Non-Life Insurance Directives relevant to regulation (including private health insurance regulation) and the Insurance Mediation Directive 2002.
Chapter 2, Section G5 This question was answered incorrectly
U - Explain and apply the main provisions of the EU Non-Life Insurance Directives relevant to regulation (including private health insurance regulation) and the Insurance Mediation Directive 2002.
Chapter 2, Section H2 This question was not answered
A - Explain and apply the main provisions of the EU Non-Life Insurance Directives relevant to regulation (including private health insurance regulation) and the Insurance Mediation Directive 2002.
Chapter 2, Section I This question was answered incorrectly
A - Apply the main features of the European Health
Insurance Card scheme. Chapter 2, Section J This question was not answered
K - Describe the risk management process and its
link with decisions regarding insurance. Chapter 3, Section B1A2 This question was not answered
K - Describe the risk management process and its link with decisions regarding insurance.
Chapter 3, Section B1 This question was not answered
U - Describe the risk management process and its
link with decisions regarding insurance. Chapter 3, Section B4B This question was not answered
K - Explain and demonstrate the means by which consumer needs are established and outline the basis for recommending insurers and products to
consumers.
Chapter 3, Section G2 This question was answered incorrectly
U - Explain and demonstrate the means by which consumer needs are established and outline the basis for recommending insurers and products to
consumers.
Chapter 3, Section G1G
This question was answered incorrectly
SAMPLE
K - Describe and apply the general principles andrequirements of the Central Bank's Consumer Protection Code.
Chapter 4, Section C This question was not answered
U - Describe and apply the general principles and requirements of the Central Bank's Consumer Protection Code.
Chapter 4, Section D4 This question was answered incorrectly
U - Describe and apply the general principles and requirements of the Central Bank's Consumer Protection Code.
Chapter 4, Section B This question was answered incorrectly
A - Describe and apply the general principles and requirements of the Central Bank's Consumer Protection Code.
Chapter 4, Section D1 This question was answered incorrectly
A - Describe and apply the general principles and requirements of the Central Bank's Consumer Protection Code.
Chapter 4, Section
D4A answered incorrectlyThis question was
A - Describe and apply the general principles and requirements of the Central Bank's Consumer Protection Code.
Chapter 4, Section C This question was answered incorrectly
K - Demonstrate the effect of the Central Bank's general principles and requirements in its Consumer Protection Code on the provision of insurance advice.
Chapter 4, Section E4 This question was answered incorrectly
U - Demonstrate the effect of the Central Bank's general principles and requirements in its Consumer Protection Code on the provision of insurance advice.
Chapter 4, Section
E4A1 answered incorrectlyThis question was
K - Demonstrate the effect of the Central Bank's Consumer Protection Code on rebates and claims processing; complaint resolution and record keeping.
Chapter 5, Section
C2D This question was not answered
A - Demonstrate the effect of the Central Bank's Consumer Protection Code on rebates and claims processing; complaint resolution and record keeping.
Chapter 5, Section D2A
This question was not answered
A - Demonstrate the effect of the Central Bank's Consumer Protection Code on rebates and claims processing; complaint resolution and record keeping.
Chapter 5, Section C2 This question was answered incorrectly
K - Demonstrate the effect of the Fitness and Probity Regime, the Central Bank's Minimum Competency Code and the Central Bank Reform Act 2010.
Chapter 6, Section D1 This question was not answered
K - Demonstrate the effect of the Fitness and Probity Regime, the Central Bank's Minimum Competency Code and the Central Bank Reform Act 2010.
Chapter 6, Section C3 This question was not answered
SAMPLE
U - Demonstrate the effect of the Fitness and ProbityRegime, the Central Bank's Minimum Competency Code and the Central Bank Reform Act 2010.
Chapter 6, Section C4 This question was not answered
U - Demonstrate the effect of the Fitness and Probity Regime, the Central Bank's Minimum Competency Code and the Central Bank Reform Act 2010.
Chapter 6, Section C3 This question was answered incorrectly
A - Demonstrate the effect of the Fitness and Probity Regime, the Central Bank's Minimum Competency Code and the Central Bank Reform Act 2010.
Chapter 6, Section C3 This question was answered incorrectly
A - Demonstrate the effect of the Fitness and Probity Regime, the Central Bank's Minimum Competency Code and the Central Bank Reform Act 2010.
Chapter 6, Section
D1A This question was not answered
K - Explain the relationships between agents, principals and third parties in relation to Non-Life insurance contracts, including how this relationship may be terminated.
Chapter 7, Section D2 This question was answered incorrectly
K - Explain the relationships between agents, principals and third parties in relation to Non-Life insurance contracts, including how this relationship may be terminated.
Chapter 7, Section B1 This question was not answered
U - Differentiate between the different types of insurance agent (intermediary), explain the documentation that supports the relationship between agents and consumers and the need for
Chapter 7, Section G1 This question was answered incorrectly
A - Differentiate between the different types of insurance agent (intermediary), explain the documentation that supports the relationship between agents and consumers and the need for
Chapter 7, Section F This question was answered incorrectly
K - Demonstrate the impact of non-insurance specific legislation on insurers’ and intermediaries’ activities in relation to competition, financial crime, data protection and equality.
Chapter 8, Section E This question was answered incorrectly
U - Demonstrate the impact of non-insurance specific legislation on insurers’ and intermediaries’ activities in relation to competition, financial crime, data protection and equality.
Chapter 8, Section C4 This question was not answered
A - Demonstrate the impact of non-insurance specific legislation on insurers’ and intermediaries’ activities in relation to competition, financial crime, data protection and equality.
Chapter 8, Section
C3A This question was not answered
U - Outline the scope of consumer protection legislation impacting upon insurance contracts, with specific reference to advertising and distance marketing.
Chapter 8, Section H This question was answered incorrectly
U - Outline the scope of consumer protection legislation impacting upon insurance contracts, with specific reference to advertising and distance marketing.
Chapter 8, Section F1D
This question was not answered
SAMPLE
U - Identify the terms of business agreements thatare used between intermediaries and insurers. Chapter 9, Section B3 answered incorrectlyThis question was
K - Explain the insurance documentation required throughout the insurance process and the legal significance of general insurance procedures relating to the issue of cover notes, policies, certificates of
Chapter 9, Section G2 This question was answered incorrectly
U - Explain the insurance documentation required throughout the insurance process and the legal significance of general insurance procedures relating to the issue of cover notes, policies, certificates of
Chapter 9, Section H1 This question was answered incorrectly
U - Explain the insurance documentation required throughout the insurance process and the legal significance of general insurance procedures relating to the issue of cover notes, policies, certificates of
Chapter 9, Section E This question was answered incorrectly
