(I)(a) Statement showing Shareholding Pattern
Name of the Company: KEC International Limited
Quarter ended: 31st March 2013
Partly paid-up shares:- Held by promoter/promoter group
Held by public Total
Outstanding convertible securities:-
Held by promoter/promoter group
Held by public Total
Warrants:
Held by promoter/promoter group
Held by public Total
Total paid-up capital of the company assuming full conversion of warrants and convertible securities
No. of Warrants As a % of total No. of warrants
As a % of total no. of shares of the company, assuming full conversion of the warrants
NA NA NA
NA NA NA
NA NA NA
NA NA NA
NA NA
NA
NA NA NA
NA NA NA
No. of outstanding securities
As a % of total No. of outstanding convertible securities
As a % of total no. of shares of the company, assuming full conversion of the convertible securities
NA NA
BSE-532714/NSE - KEC, KEC International Limited, Equity shares of Rs. 2/-each Scrip Code, Name of the scrip, class of security:
No. of partly paid-up shares
As a % of total no.of partly paid- up shares
As a % of total no. of shares of the Company
NA NA NA
NA NA NA
NA
As a percentage of
(A+B)
As a percentage of
(A+B+C)
Number of shares
As a percentage (IX) =(VIII)/
(IV)*100
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)
(A) Shareholding of Promoter and Promoter Group
1 Indian
(a) Individuals/ Hindu Undivided Family
4 1,205,110 1,205,110 0.47 0.47 0 0.00
(b) Central Government/ State Government(s)
0 0 0 0.00 0.00 0 0.00
(c) Bodies Corporate 13 113,394,104 113,394,104 44.11 44.11 0 0.00
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00 0 0.00
(e) Any Other (Specify) 0 0 0 0.00 0.00 0 0.00
Sub-Total (A)(1) 17 114,599,214 114,599,214 44.58 44.58 0 0.00
2 Foreign
(a) Individuals (Non-Resident Individuals/ Foreign Individuals)
0 0 0 0.00 0.00 0.00
(b) Bodies Corporate 0 0 0 0.00 0.00 0 0.00
(c) Institutions 0 0 0 0.00 0.00 0 0.00
(d) Qualified Foreign Investors 0 0 0 0.00 0.00 0 0.00
(e) Any Other (specify) 0 0 0 0.00 0.00 0 0.00
Sub-Total (A)(2) 0 0 0 0.00 0.00 0 0.00
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)
17 114,599,214 114,599,214 44.58 44.58 0 0.00
Category of shareholder Number of shareholders
Total number of shares
Shares Pledged or otherwise encumbered Number of
shares held in dematerialized
form
Total shareholding as a percentage of total number of
shares Cate-
gory
code
(B) Public shareholding 1 Institutions
(a) Mutual Funds/ UTI 85 72,078,000 71,979,575 28.04 28.04 0 0.00
(b) Financial Institutions/ Banks 61 6,358,834 6,342,299 2.47 2.47 0 0.00
(c) Central Government/ State Government(s)
0 0 0 0.00 0.00 0 0.00
(d) Venture Capital Funds 0 0 0 0.00 0.00 0 0.00
(e) Insurance Companies 2 10,285,350 10,285,225 4.00 4.00 0 0.00
(f) Foreign Institutional Investors 70 6,477,174 6,348,194 2.52 2.52 0 0.00
(g) Foreign Venture Capital Investors
0 0 0 0.00 0.00 0 0.00
(h) Qualified Foreign Investors 0 0 0 0.00 0.00 0 0.00
(i) Any Other (Foreign Banks) 2 5,480 5,480 0.00 0.00 0 0.00
Sub-Total (B)(1) 220 95,204,838 94,960,773 37.03 37.03 0 0.00
2 Non-Institutions
(a) Bodies Corporate 951 15,558,553 15,404,113 6.05 6.05 0 0.00
(b) Individuals - 0.00
i. Individual shareholders holding nominal share capital up to Rs. 1 lakh.
74,809 27,281,810 21,051,068 10.61 10.61 0 0.00
ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh.
13 1,316,017 1,246,267 0.51 0.51 0 0.00
(c) Qualified Foreign Investors 0 0 0 0.00 0.00 0 0.00
(d) Any Other (specify)
NRIs/ OCBs 1,151 1,083,899 991,284 0.42 0.42 0 0.00
Clearing Members 253 282,369 282,369 0.11 0.11 0 0.00
Trusts 23 1,761,630 193,585 0.69 0.69 0 0.00
Directors and Relatives 2 40 5 0.00 0.00 0 0.00
Sub-Total (B)(2) 77,202 47,284,318 39,168,691 18.39 18.39 0 0.00
Total Public Shareholding (B)= (B)(1)+(B)(2)
77,422 142,489,156 134,129,464 55.42 55.42 0 0.00
TOTAL (A)+(B) 77,439 257,088,370 248,728,678 100.00 100.00 0 0.00
(C) Shares held by Custodians and against which Depository Receipts have been issued
1 Promoter and Promoter Group NA NA NA NA NA NA NA
2 Public NA NA NA NA NA NA NA
GRAND TOTAL (A)+(B)+(C) 77,439 257,088,370 248,728,678 100.00 0.00
(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of person belonging to the category “Promoter ” and "Promoter Group"
Number of shares held
As a % of Grand Total (A) + (B) + (C)
Number of shares
As a % of (VI) = (V)/(III)* 100
As a % of Grand Total (A)+(B)+ (C) of sub-clause (I)(a)
Number of warrants held
As a % total
number of
warrants of the same class
Number of convertible securities held
As a % total number of convertible securities of the same class
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII)
1 Swallow Associates Limited* # 65,774,210 25.58 0 0.00 0.00 NA NA NA NA 25.58
2 Summit Securities Limited* 25,178,520 9.79 0 0.00 0.00 NA NA NA NA 9.79
3 Instant Holdings Limited* 13,710,218 5.33 0 0.00 0.00 NA NA NA NA 5.33
4 STEL Holdings Limited 4,685,880 1.82 0 0.00 0.00 NA NA NA NA 1.82
5 Carniwal Investments Limited 2,970,981 1.16 0 0.00 0.00 NA NA NA NA 1.16
6 Idea Tracom Private Limited $ 836,750 0.33 0 0.00 0.00 NA NA NA NA 0.33
7 Chattarpati Investments Limited 211,785 0.08 0 0.00 0.00 NA NA NA NA 0.08
8 Atlantic Holdings Limited 25,000 0.01 0 0.00 0.00 NA NA NA NA 0.01
9 Zensar Technologies Limited 760 0.00 0 0.00 0.00 NA NA NA NA 0.00
10
Mr. Harsh Vardhan Goenka Mrs. Mala Goenka
Mr. Anant Vardhan Goenka 1,165,030 0.45 0 0.00 0.00 NA NA NA NA 0.45
11 Mr. Anant Vardhan Goenka 40,000 0.02 0 0.00 0.00 NA NA NA NA 0.02
12 Mrs. Mala Goenka 50 0.00 0 0.00 0.00 NA NA NA NA 0.00
13 Mr. Harsh Vardhan Goenka 30 0.00 0 0.00 0.00 NA NA NA NA 0.00
TOTAL 114,599,214 44.58 0 0.00 0.00 44.58
* Shares held in multiple folios are combined
#
$
Sr. No. Name of the shareholder
Details of Shares held Encumbered Shares
Details of Convertible Securities
Merged with Instant Holdings Limited vide Scheme of Amalgamation which became effective on May 15, 2012.
Total Shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Swallow Associates Limited has been converted into a Limited Liability Partnership w.e.f. October 31, 2012 and thereafter is known as Swallow Associates LLP.
Details of warrants
(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares
Number of warrants held
As a % total number of warrants of the same class
Number of convertible securities held
% w.r.t total number of convertible securities of the same class
1 23,282,899 NA NA NA NA 9.06
2 15,213,235 NA NA NA NA 5.92
3
13,753,280 NA NA NA NA 5.35
4 7,973,570 NA NA NA NA 3.10
5 6,504,639 NA NA NA NA 2.53
6
6,498,258 NA NA NA NA 2.53
7 6,287,665 NA NA NA NA 2.45
8 5,927,693 NA NA NA NA 2.31
9 4,390,133 NA NA NA NA 1.71
10 3,381,472 NA NA NA NA 1.32
93,212,844
36.26
5.92
5.35 LIC of India Future Plus Growth Fund (AAACL0582H)
Reliance Capital Trustee Co. Ltd. A/C - Reliance Diversified Power Sector Fund (AAATR0090B)
HDFC Trustee Company Ltd A/c HDFC Balanced Fund (AAATH1809A) 9.06
Sr. No. Name of the shareholder Number of
shares held
Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above}
36.26 Birla Sun Life Insurance Company Limited
1.32 Kotak Mahindra Old Mutual Life Insurance Limited
DSP Blackrock India T.I.G.E.R. Fund (AAAJD0430B) 1.71
2.31 2.45
TOTAL
SBI Mangnum Taxgain Scheme - 1993 (AABTS6407Q) 3.10
Sundaram Mutual Fund A/c Sundaram Select Midcap (AAATS2554B)
Details of warrants Details of Convertible Securities
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as % of diluted share capital
UTI - Infrastructure Fund (AAATU1088L)
Birla Sun Life Trustee Company Pvt. Limited A/c Birla Sun Life Equity Fund (AAATB0102C)
2.53
2.53
(I)(C)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of person (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the Company
Number of warrants held
As a % total number of warrants of the same class
Number of convertible securities held
% w.r.t total number of convertible securities of the same class
1
HDFC Trustee Company Limited - HDFC Balanced Fund
(AAATH1809A) 23,282,899 9.06 NA NA NA NA 9.06
2 LIC of India Future Plus Growth Fund (AAACL0582H) 15,213,235 5.92 NA NA NA NA 5.92
3
Reliance Capital Trustee Co. Ltd. a/c Reliance Diversified Power
Sector Fund (AAATR0090B) 13,753,280 5.35 NA NA NA NA 5.35
Total 52,249,414 20.32 20.32
(I)(d) Statement showing details of locked-in shares
Sr. No. Name of the shareholder Number of
locked-in shares
NA NA
TOTAL
(II)(a) Statement showing details of Depository Receipts (DRs)
Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding DRs
Number of
shares underlying outstanding DRs
NA NA NA
(II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by 'Promoters/Promoter Group' are in excess of 1% of the total number of shares
Sr. No. Name of the DR Holder Type of
outstanding DR (ADRs, GDRs, SDRs, etc.)
Number of shares underlying outstanding DRs
NA NA NA
Sr. No. Name(s) of the sharehoder(s) and the Person Acting in Concert (PAC) with them
Number of Shares
Promoter/ Promoter Group/
Public
NA Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as % of diluted share capital Shares as a
percentage of total number of shares {i.e., Grand Total (A)+(B)+ (C) indicated in statement at para (I)(a) above}
Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
TOTAL TOTAL
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
NA
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
NA
NA Details of Convertible
Securities Details of warrants
(III)(a)
(Give description of voting rights for each class of security.
Class X:
Class Y:
Class Z: )
Class X (III)
Class Y (IV)
Class Z (V)
As a percentage
of (A+B) (VI) (A) Promoter and Promoter Group
(1) Indian
(a) Individuals / Hindu Undivided Family (b) Cental Government / State Governments(s) (c) Bodies Corporate
(d) Financial Institutions / Banks (e) Any Other (Specify )
(2) Foreign
(a) Individuals (Non-Resident Individuals / Foreign Individuals)
(b) Bodies Corporate (c) Institutions (d) Any Other (specify)
(B) Public Shareholding (1) Institutions (a) Mutual Funds / UTI (b) Financial Institutions / Banks (c) Cental Government / State Governments(s) (d) Venture Capital Funds
(e) Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Any Other (specify)
(2) Non-Institutions (a) Bodies Corporate (b) Individuals -
i Individual shareholders holding nominal share capital upto Rs. 1 lakh
ii Individual shareholders holding nominal share capital in excess of Rs. 1 lakh
(c) Any Other (specify)
(C) Shares held by Custodians and against which Depository Receips have been issued
TOTAL (A)+(B)
GRAND TOTAL (A)+(B)+(C) Sub-Total (A) (1)
Sub-Total (A) (2)
Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2)
Sub-Total (B) (1)
Sub-total (B) (2)
Total Public Shareholding (B) = (B)(1)+(B)(2)
Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer. - NOT APPLICABLE (As Company has only one class of shares)
Cate- gory code
(I)
Category of Shareholder (II)
Number of Voting Rights held in each class of
securities Total
Voting Rights (III+IV+V)
Total Voting Rights i.e. (VI)
As a percentage of (A+B+C)
(VII)
