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Full application form Financial Adviser School


Academic year: 2021

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The Financial Adviser School welcomes applications from disabled people and will try to meet their needs wherever it reasonably can. The information that you give on this application form will help FAS to do this and plan the support and adjustments to be put in place for you. Disability has a broad definition which can include physical and sensory impairments, specific learning difficulties (e.g. dyslexia), mental health difficulties and other medical conditions which are likely to have a long-term effect on you.

Do you have a disability? If Yes, please give details

Full application form –

Financial Adviser School

Title (Mr, Mrs, Miss, Ms, Other) Forename Surname


Home address of applicant



We want to process your application as quickly as possible. It is therefore essential that all sections are completed

accurately to ensure that your application can be processed efficiently.

As part of the application process we ask that you enclose an up to date credit report (preferably less than 3 months old). To obtain a credit report, we suggest using one of the following online companies:

Noddle www.noddle.co.uk, Clearscore www.clearscore.com or Experian www.experian.co.uk

Reports can be requested online. All of the above companies now offer free credit scores, but please check the individual sites to confirm this.

Date of birth

Correspondence address for use with all communications given or made under or in connection with the contract

(if different to the above address)

Telephone number Mobile number

The Financial Adviser School is committed to ensuring that applicants are considered fairly and do not face unnecessary barriers because of their ethnic origin, national identity, gender, disability, sexual orientation, religion or other belief, age and socio-economic background.

Please state your nationality Please state your ethnicity

Do you have a valid work and/or study visa for the United Kingdom(3) Work Study Both

Will you require sponsorship to work in the United Kingdom? (3) Yes No

If you are not of UK or EU nationality, please state the purpose that you entered the UK and your current immigration status.

If English is not your first language, what is your English language competency?

1. Your details

Contact details



Full programme (DipFA® and CeMAP®)

DipFA® only

CeMAP® only

If you would like to be introduced to firms prior to starting on the programme, please indicate here (3) Yes No N/A

Please submit your current CV as part of your application. Also, if you hold any qualifications in financial advice, please detail them below and enclose a certified copy of your certificate(s) with your application form.

Qualification Provider name Result Dates

Indicate below why you want to be a financial adviser, describing the skills and attributes you currently have to be successful.

(In no more than 200 words)

2. Programme applying for

3. Qualifications


(Please tick which programme you are applying for)



Please tick the correct answers below (3) Have you ever:

Please confirm that you understand:

a) Had any criminal convictions or cautions (whether spent or otherwise)? Yes No

b) Had any outstanding County Court Judgements (CCJs)? Yes No

c) Been subject to bankruptcy? Yes No

d) Entered into an IVA?

(see https://www.gov.uk/options-for-paying-off-your-debts/individual-voluntary-arrangements) Yes No

1) You will be subject to DBS checks

(Disclosure and Barring Service checks before you complete your training) Yes No

2) Your data and your progress with the School will be shared with your sponsoring firm

(if applicable) Yes No

Who is responsible for the payment of the Financial Adviser School Fees?

(If either you or the sponsoring firm requires credit, please complete the loan application in appendix 1) Firm Learner

If the answer to any of the above questions in section 5 (a-d) is yes, please provide full details here.

5. Declaration


a. Current credit reference report (please see attached information sheet) Yes No N/A Please enclose the following with your application: (3)

b. Loan application (Appendix 1– if applying for credit) Yes No N/A

c. References for the past 5 years (name(s) and contact details) Yes No

d. Curriculum Vitae e. Data Consent Form





Please sign below to indicate that the information you have provided is correct. Applicant’s

signature Date

The Financial Adviser School will keep the information you supply to us in accordance with (1) the FAS privacy notice,

(2) to provide the programme, and (3) to keep you and your sponsoring firm (as outlined in section 6 on the next page)

updated with changes to the service we offer.

Please note: You will only need to complete sections 9 & 10 if you are being sponsored by a firm through the programme. If you are not being sponsored please go straight to Appendix 1 – Loan Application.

7. Enclosures

8. Signature

This application is made on the understanding that the learner has a contractual arrangement with an established practicing financial adviser firm who is willing and able to undertake the supervision responsibilities of the individual as detailed in their training and competency scheme. The individual will be providing advice within your compliance regime.

It is the responsibility of the firm to undertake the necessary fit and proper checks.

Please complete the following regarding your firm and sign at the end of section 10 to confirm your support.


Postcode Firm name in full

Principal’s name

FCA regulatory number Correspondence address if different from above

Postcode Legal Entity

9. Sponsoring firm

(Sole Trader, Partnership (state number of partners), Limited Liability Partnership, Limited Company, Public Limited Company, Other (please state))


Firm’s contact details


Telephone number Mobile number

Throughout the programme we will keep you updated on your learner’s progress. If you would like someone else within your firm to also receive this information, please fill in their details below:

Name Job title E-mail Telephone number Name Job title E-mail Telephone number

9. Sponsoring firm


10. Reference from sponsoring firm

Applicant’s start date

(with the firm)

Job title Hours worked

(per week in the office)

Overview of key responsibilities



Key facts

The Financial Adviser School will provide training to develop the soft skills and adviser skills which will contribute to the learner’s successful achievement of Competent Adviser Status (CAS).

These skills will be tested by the Financial Adviser School in a protected environment via observed role play.

The application of these skills with clients will not be supervised by the Financial Adviser School and the accreditation of CAS will not be awarded by the Financial Adviser School. This is the responsibility of the sponsoring firm.


The Financial Adviser School will deliver skills training as part of the overall programme. Where we identify a development need we will advise the sponsoring firm. We will also provide updates on the learner’s progress through the Financial Adviser School.

The sponsoring firm (if applicable) will work with the learner on any identified development needs to bring the learner up to the required standard.

The learner will follow the training programme as delivered by the Financial Adviser School and will work with their sponsor in order to successfully attain the standards required.

For more information regarding fit and proper checks, referencing or attaining (CAS) please refer to http://www.fca.org.uk/firms

Sponsor’s signature Date

I confirm that I support this application and authorise the reference provided. I have read and understood the key facts and responsibilities of the school as detailed below.

10. Reference from sponsoring firm



As detailed within the FAS Privacy Notice, which can be found at www.quilterfaschool.co.uk/privacy-policy/, in some instances, it is necessary for us to collect more sensitive information (such as health or lifestyle information) which is called special category data. This is to allow us to provide financial services training. This is where we need to gather your consent to the collection and processing of this data. You can withdraw your consent at any time to us processing this data, however, this may mean that you can no longer access the service or product the information was gathered for. Please return this notice with your application form.

The Financial Adviser School is a Registered Trademark of Quilter Financial Services Limited, registered in England No 5506637. Registered Office: Wiltshire Court, Farnsby Street, Swindon, SN1 5AH.

18646/220-1564/October 2020

By ticking this box you are giving consent for special category personal data to be collected and stored in order for us to provide financial services training.


We may want to send you relevant marketing electronically from time to time. If you do not wish to receive electronic marketing, then please tick the box below to opt out.

I do not wish to receive electronic marketing of relevant products or services

Electronic marketing

Signed by

Consent to gather special category data



Please send or email your application to:

Financial Adviser School, Trident 3, Trident Business Park, Styal Rd, Wythenshawe, Manchester Airport, M22 5XB.

Email: info@thefaschool.co.uk Telephone: 0333 200 1716 Web: www.quilterfaschool.co.uk


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