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QUALITY MANAGEMENT PROGRAM 2015 EVALUATION

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Tim Gutshall, MD

Vice President & Chief Medical Officer Wellmark Blue Cross and Blue Shield

QUALITY MANAGEMENT

PROGRAM

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Table of Contents

Purpose ... 2

Scope of Work ... 2

Objectives... 2

Lessons Learned and Opportunites ... 2

Patient Safety: Quality of Care and Service Quality Investigation Timeliness ... 3

HEDIS Measures ... 4

Antibiotic Stewardship ... 4

Comprehensive Diabetes Care ... 5

Management of Respiratory Conditions ... 7

Prescribing for Behavioral Health ... 9

Cardiovascular Care ... 11

Transitions of Care and Utilization of Services ... 12

Preventive Screening ... 15

Pediatric Care ... 17

Health and Care Management Quality Projects... 21

CAHPS Measures ... 22

Satisfaction Surveys ... 26

Continuity and Coordination of Care ... 26

Consumer transparency ... 26

Quality Management Program Activities ... 27

Acronyms ... 28

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PURPOSE

The Quality Management Program (QMP) is designed to promote an objective and systematic approach to monitoring and evaluating the quality and safety of select services that Wellmark, Inc., on its own behalf or on behalf of its subsidiaries Wellmark of South Dakota, Inc. and Wellmark Health Plan of Iowa, Inc. provide to specific customer groups. This document is an evaluation of the quality management program and the measures as described within the QMP work plan.

SCOPE OF WORK

The scope of this quality management program is as follows:

 Iowa Department of Human Services (DHS) Healthy and Well Kids in Iowa (hawk-i) contract requirements;

 Medical and behavioral case management functions performed on behalf of the Federal Employee Plan (FEP) Director’s Office of the Blue Cross and Blue Shield Association;  Utilization review functions performed on behalf of all members and customer groups; and  Services, in addition to those stated above, to support Wellmark Health Plan of Iowa (WHPI),

Inc.’s continued health plan accreditation under the Wellmark Health Plan of Iowa, Inc. and Wellmark, Inc. Management Agreement.

OBJECTIVES

The objectives for the quality management program are to:

 Systematically monitor and evaluate key indicators and measures of the services referenced in the stated Scope of Work section;

 Identify, prioritize and develop interventions to improve the above named services;  Measure and report the results of quality improvement activities to staff, and corporate

management; and

 Monitor ongoing compliance with applicable accreditation and regulatory standards.

LESSONS LEARNED AND OPPORTUNITES

The lessons learned and opportunities of the Quality management Program are evaluated in a variety of ways. Recommendations received from our accreditation consultant, results from accreditation readiness reviews, suggestions from QM process owners and quality improvement consultants are carefully

reviewed. The feedback from these sources is summarized below.

Lessons Learned

 Customers have increased expectations regarding cost and quality transparency

 Providers reflect they are over burdened with quality metrics and desire consistency across payers

 Accountable Care Organizations (ACOs) require not only data regarding quality metrics (Value Index Score) but also desire utilization rates for specific services to engage the conversation with their clinicians

 Wellmark’s interventions, both internal process and provider collaboration, have positively impacted:

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o CAHPS (Consumer Assessment of Healthcare Providers and Systems) survey scores, and

o NCQA (National Committee for Quality Assurance) standard scores

 Federal Employee Program (FEP) is increasing the emphasis of clinical quality Healthcare Effectiveness Data and Information Set and CAHPS metrics for service payment

 Effort will be needed to align resources for Iowa and South Dakota PPO accreditation due to the FEP mandate

 Our decision to be involved in the exchange for 01/01/2017 will require resources and incentives to improve the Quality Rating System (QRS) metrics to improve star status of our products on the exchange

Opportunities

 Enhance Wellmark’s tools and communication strategy to promote cost and quality transparency  Continue to align the Quality Management Program with the work of the payment innovation

strategy

 Expand payment innovation to providers beyond Accountable Care Organization participants  QRS will need to be prioritized with the network through transparency and incentives

 Understanding both the member and provider experience will be integral in our work in order for Wellmark to maintain its status as the preferred health plan in Iowa and South Dakota

PATIENT SAFETY: QUALITY OF CARE AND SERVICE QUALITY INVESTIGATION TIMELINESS

Customer Service collects Wellmark members’ inquiries and complaints regarding provider quality of care and service quality. Wellmark Quality Management staff monitors and acts on member complaints received through the Customer Service complaint and appeal process. Provider Quality of Care and Service Quality complaints and inquiries are also collected through the Health and Care Management SharePoint site where all Wellmark employees can document member provider issues.

Cases are categorized as Class 1 through 4. The higher the class number indicates a more complex the complaint. Cycle times reflect the number of days required to address the complaint from the time it was received by the Quality Management staff until the time it is closed. The resolution cycle times for each class are: Class 1 and 2 are 30 days, Class 3 is 75 days, and Class 4 is 160 days.

All Quality of Care complaints and any questionable Service Quality complaints are reviewed with a Wellmark Medical Director. Service quality issues are forwarded to the appropriate Wellmark business partner for additional investigation and intervention for complaint resolution. Quality of Care and Service Quality issues (including adverse events) are forwarded to Network Administration for ongoing monitoring of physician performance.

All quality of care and service quality complaints met class timeliness expectations. Enhancements were made to the Peer Review Process which included inclusion of the BlueCard team for out of network medical record request. Requesting medical records out-of-state is less timely than requesting medical records in-state. Enhancements to the Peer Review Process continues as opportunities arise. Additional barriers overcame in 2015 include:

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 Changing the staff ownership of the Peer Review Process from the Network Administration team to the Accreditation and Compliance team.

 Additional Health and Care Management staff and Customer Service training increased the number of complaints documented against services provided by Providers.

HEDIS MEASURES

HEDIS is one of the most widely used sets of health care performance measures in the United States. The term “HEDIS” originated in the late 1980s as the product of a group of forward-thinking employers and quality experts, and was entrusted to NCQA in the early 1990s. The NCQA measurement

development process has expanded the size and scope of HEDIS to include measures for physicians, PPOs and other organizations. This data is collected via the HEDIS Data Submission System.

HEDIS is designed to provide purchasers and consumers with the information they need to reliably compare the performance of health care plans. HEDIS results are included in Quality Compass (QC), an interactive, web-based comparison tool that allows users to view plan results and benchmark information. QC users benefit from the largest database or comparative health plan performance information to conduct competitor analysis, examine quality improvement and benchmark plan performance.

Antibiotic Stewardship

Three HEDIS measures encompass the Antibiotic Stewardship grouping which includes:

 Appropriate Testing for Children with Pharyngitis (CWP): Percentage of children 2 – 18 years of age diagnosed with pharyngitis and dispensed antibiotic, and who also received a group A Strep test for the episode (measurement period is 07/01/2013 – 06/30/2014)

 Appropriate Treatment for Children with Upper Respiratory Infection (URI): Percentage of children 3 months – 18 years of age who were given a diagnosis of URI and were not dispensed an antibiotic prescription (measurement period is 07/01/2013 – 06/30/2014)

 Avoidance of Antibiotic treatment in Adults with Acute Bronchitis (AAB): Percentage of adults 18 – 64 years of age with a diagnosis of acute bronchitis who were not dispensed an antibiotic prescription on or 3 days after episode (measurement period 01/01/2014 – 12/24/2014)

All Antibiotic Stewardship measures are at or below the 10th percentile NCQA QC for all product lines.

WHPI rates for both HEDIS measures, CWP and URI, have an increased compliance rate of 3% over the past four years. The AAB measure had a decreasing rate of 4.24%. SD FEP and SD PPO rates are steadily greater than the WHPI and IA PPO product rates. The hawk-i population, a WHPI population segmentation, had a 5% lower rate than the WHPI population as a whole. QC rates for both CWP and URI followed a slow upward five year trend and AAB 90th percentile NCQA QC had a 10% upward trend

over the past five years. Only WHPI and hawk-i rates are displayed below.

Similar barriers continue year-over-year for both the members and providers prescribing the antibiotics. These include:

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 The cultural / social stressors expectations for providers to prescribe antibiotics for acute URI.

Comprehensive Diabetes Care

Five subcategories of HEDIS measures encompass the Comprehensive Diabetes Care (CDC) measure.  Percentage of adults 18 – 75 years of age with diabetes (type 1 and type 2) who had each of the

following:

o HbA1c testing, o HbA1c control,

o Medical attention for nephropathy, o Blood pressure control, and

o Retinal eye exam during measurement year or negative retinal exam in year prior.

63.48% 67.26% 69.43% 69.44% 70.43% 55% 65% 75% 85% 95% 2011 2012 2013 2014 2015

Appropriate Testing - Children with Pharyngitis

WHPI hawk-i 10th 25th 90th 75.24% 71.66% 74.98% 60% 70% 80% 90% 2011 2012 2013 2014 2015

Appropriate Treatment - Children with

URI

WHPI hawk-i 10th 25th 90th 18.29% 11.94% 13.56% 10% 20% 30% 40% 2011 2012 2013 2014 2015

Inapprop AB Treatment - Adults with

Acute Bronchitis

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The Comprehensive Diabetes Care measure is a hybrid measure for the WHPI population. Hybrid data collection is a combination of claims data and medical record review. Reportable elements of the medical record are abstracted to demonstrate providers in the network are performing the identified tasks.

Evidence of HbA1c testing is primarily claims based information. HbA1c control and blood pressure control is primarily medical record reviewed information. Providers are able to submit CPT II codes to provide health plans the member’s documented rate, but less than 1% of the provider population submit this information with their claims. Acquiring the diabetic retinopathy eye exam information is a mix between claims and medical record reviewed information for the WHPI population. Both SD and IA FEP products have achieved the 90th percentile QC for the retinal eye exam testing. The hawk-i population is

assessed on their HbA1c testing for pediatric patients indicated as being diabetic. The population scored 100%.

The 90th percentile QC remained the same, increasing by less than one percentage point in five years for

all Comprehensive Diabetes Care measures, except for the HbA1c Control which increased by 2.67 points. The HbA1c testing rate range between the 90th and 50th percentile QC is 4.61 percentage points.

Part of the Value Index Score (VIS) metrics for the Wellmark Accountable Care Organizations (ACOs) includes the maintaining or improvement of attributed member’s Clinical Risk Group (CRG) scores. It is unknown if ACO providers are ordering the appropriate health maintenance diabetic monitoring

interventions for diabetic members in an effort to improve or maintain a member’s CRG score. FEP members diagnosed with diabetes receive diagnosis based educational mailings and are enrolled in Disease Management services.

The WHPI rates met the QC benchmarks. Barriers for all other products not meeting goal include:  Providers not submitting CPT II codes

 VIS metrics are not directly related to the treatment of a diabetic patient

 Frequency of follow-up appointment scheduling when desired rates are not obtained  Member compliance with disease management activities (medication and diet compliance)

85% 90% 95%

2013 2014 2015

HbA1c Test

IA PPO SD PPO SD FEP IA FEP

50th 75th 90th 30% 40% 50% 60% 70% 80% 2013 2014 2015

Eye Exam

IA PPO SD PPO SD FEP IA FEP

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Management of Respiratory Conditions

Four HEDIS measures encompass the Management of Respiratory Conditions subgroup. They include:  Pharmacotherapy for COPD (Chronic Obstructive Pulmonary Disease) Exacerbation (PCE):

Percentage of COPD exacerbations for members 40 years of age and older who had an acute inpatient discharge or Emergency Department (ED) visit on or between January 1st – November

30th of the measurement year and who were dispensed appropriate medications.

o Dispensed a systemic corticosteroid within 14 days of the event o Dispensed a bronchodilator within 30 days of the event

 Use of Spirometry Testing in the Assessment and Diagnosis of COPD (SPR): Percentage of adults 40 years and older with a new diagnosis or newly active COPD who received spirometry testing to confirm the diagnosis (measurement period 07/01/2013 – 06/30/2014). Chronic lung disease diagnosis includes emphysema, chronic bronchitis, and COPD.

 Use of Appropriate Medications for People with Asthma (ASM): Percentage of members 5 – 64 years of age during the measurement year who were identified as having persistent asthma and who were appropriately prescribed medication during the measurement year.

 Advising Smokers to Quit (MSC): Percentage of adults 18 years of age and older who are current smokers / tobacco users and received cessation advice from a physician during the measurement year; Rolling two year average

All product lines show an upward five year trend for both PCE measures. Rate increases outpaced the QC increased rate trending. The WHPI PEC corticosteroid measure rate did not meet the 75th percentile,

but the PEC bronchodilator rate was at the 75th percentile. IA PPO and SD PPO rate continues to lag

behind the WHPI rates. The IA FEP PEC corticosteroid rate is 7 points higher than the WHPI rate and the bronchodilator rate is 4 points higher. SD FEP’s PEC corticosteroid rate is similar to SD PPO’s rate, but PEC bronchodilator rates are dramatically different, SD FEP 92.86% and SD PPO 78.69%.

89.57% 87.66% 89.80% 85% 90% 95% 100% 2013 2014 2015

Monitor Nephropathy

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The SPR measure has limited five year rate increases for the WHPI, IA PPO and SD PPO products. SD FEP increased by 6.73 percentage points with a rate spike in 2013, while IA FEP increased by 4.71 percentage points. All rates fall within the 25th or 50th percentile QC, not meeting goal.

The ASM measure has tight compliance practice patterns. Seven percentage points separate the 90th

and the 10th percentile NCQA QC. For five years, rates have remained constant for all measured

products. SD FEP has the highest rate at 93.20%, 75th percentile. MSC is a WHPI only HEDIS measure.

It is measured through the Consumer Assessment of Healthcare Providers and Systems (CAHPS) survey. Because of the low number of member’s who smoke, NCQA rated the health plan fully compliant for this measure. The member population did respond with an 85.9% satisfaction.

The HEDIS measures did not meet benchmarks except for the PEC: Bronchodilator measure. Barriers include:

 Small scoring span for practice pattern variations

 Calculating COPD exacerbations: the diagnosing, treating and educating appropriately  Lack of patient education about need for spirometry testing

 Quality metrics are not diagnosis specific

 Patient Compliance with treatment plan and understanding of disease states

77.08% 85.87% 82.55% 86.86% 65% 75% 85% 95% 2012 2013 2014 2015

COPD Exacerbation: Bronchodilator

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Prescribing for Behavioral Health

There are two HEDIS measures discussed under the prescribing for behavioral health HEDIS measure grouping. Each measure has two subcategories. They include:

 Follow-up Care for Children prescribed ADHD Medications (ADD):

o Initiation phase – percentage of children between 6 – 12 years of age diagnosed with ADHD and had one follow-up visit with a prescribing practitioner within 30 days of 1st

prescription of ADHD medication

o Continuation and Maintenance phase – percentage of children between 6 – 12 years of age with a prescription for ADHD medication who remained on med for at least 210 days AND had at least 2 follow-up visits with practitioner in the nine months subsequent to the initiation phase; 12 month window starting 03/01/2014 – 02/28/2015

72.92% 77.17% 77.18% 78.83% 65% 75% 85% 95% 2012 2013 2014 2015

COPD Exacerbation: Systemic Corticosteroid

WHPI IA PPO SD PPO SD FEP IA FEP 25th 75th 90th

40.47%

40.69%

38.67%

44.82%

25%

35%

45%

55%

2012

2013

2014

2015

Spirometry Testing in Assessment and Dx of COPD

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 Antidepressant Medication Management (AMM): Percentage of members 18 years of age and older diagnosed with new episode of major depression and treated with antidepressant

medication and remained on medication; 12 month window is 05/01/2013 – 04/30/2014

o Effective Acute Phase – percentage of members who remained on antidepressant for at least 84 days

o Effective Continuation Phase – percentage who remained on antidepressant for at least 180 days

The IA PPO product had a decreased rate for the ADD measure for both the initiation and maintenance phases. SD PPO saw similar rate trending. WHPI and the hawk-i population had rate increases in the initiation phase measurement. WHPI had an increased maintenance phase rate, but hawk-i rates have remained the same. SD FEP and IA FEP have an increasing three year trend in both the initiation and maintenance phases, but IA FEP decreased when comparing 2014 to 2015.

Similar five year AMM HEDIS measure trending rates for the WHPI, IA PPO and SD PPO populations. SD FEP had a notable increase in the effective acute phase. IA FEP had a notable decrease in both the acute and continuation phases, but in 2011 FEP started as the highest ranking group for both

segmentations. All product lines had a 2013 percentage spike. QC for both segmentations remained constant except the 75th and 90th percentiles which have had a notable percentage increase.

Barriers continuing for this group include:

 Increasing number of members with a depression diagnosis and ADHD diagnosis  Patient medication compliance

 Patient / family health literacy  Parent prioritization

 Geographic distance between patient and practitioner in rural IA and rural SD  No quality metric directly tied to diagnosis

60% 70% 80%

2011 2012 2013 2014 2015

Antidepressant Mgmt: Acute Med Trial

Effective

SD FEP IA FEP 50th 75th 90th 45% 55% 65% 2011 2012 2013 2014 2015

Antidepressant Mgmt: Effective Drug

Therapy Continuation

SD FEP IA FEP 50th

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Cardiovascular Care

The Cardiovascular Care HEDIS measure population includes:

 Controlling High Blood Pressure (CBP): Percentage of adults 18 – 85 years of age with diagnosis of hypertension and whose blood pressure was adequately controlled. Adequately control is defined as less than 140/90 for members 18 – 59 years of age or 60 – 85 years of age with diagnosis of diabetes and less than 150/90 for members 60 – 85 years of age without a diagnosis of diabetes.

 Persistence of Beta-Blocker after Heart Attack (PBH): Percentage of adults 18 years of age and older during measurement year who were hospitalized with diagnosis of Acute Myocardial Infarct and discharged from 07/01/2013 to 06/30/2014, and received persistent beta blocker treatment for six months after discharge.

CBP HEDIS measure is a hybrid only measure. No codes are accepted to represent compliance according to NCQA technical specifications. WHPI is the only product with a reportable rate. The population saw a positive trend comparing 2013 to 2015. The HEDIS 2014 rate did not reached the 2011 measure rating high.

Remarkable positive five year trending occurred for WHPI, IA PPO, SD PPO and IA FEP in relation to prescribing of beta blocker treatment after an Acute Myocardial Infarct. SD FEP’s trend line had a remarkable rating spike in 2014, but small denominators played a part in the rate spike. Product rate increases outpaced the QC rate increases.

Goals were met for both of these measures, but barriers still exist for members. They include:  Medication complaint and monthly refills

25% 35% 45%

2011 2012 2013 2014 2015

Follow-up Care for Children ADHD:

Initiation

IA PPO SD PPO 10th 25th 90th 25% 35% 45% 55% 2011 2012 2013 2014 2015

Follow-up Care for Children ADHD:

Maintenance

IA PPO SD PPO 10th

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 Hospital discharge communication process; continuity and coordination of medical care

Transitions of Care and Utilization of Services

Continuity and coordination of care is important for every member’s health care. Four HEDIS measures display the results of four different transitional moments in health care.

 Follow-up After Hospitalization for Mental Illness (FUH): Percentage of discharges for members 6 years of age and older, hospitalized for treatment of selected mental health disorders and had an outpatient visit, intensive outpatient visit or partial hospitalization with mental health

practitioners within seven days of discharge (measurement period is 01/01/2014 – 12/31/2014)  Use of Imaging Studies for Low Back Pain (LBP): Percentage of adults 18 – 50, with primary

diagnosis of low back pain, who did not have an imaging study (plain x-ray, MRI or CT scan) within 28 days of diagnosis (measurement period is 01/01/2014 – 12 /31/2014)

 Timeliness of Prenatal and Postpartum Care (PPC): 79.08% 72.75% 76.16% 65% 75% 85% 2011 2012 2013 2014 2015

Controlling HBP - Total

WHPI 75th 90th 68.94% 80.31% 88.00% 91.06% 89.26% 60% 70% 80% 90% 100% 2011 2012 2013 2014 2015

Persistence of Beta Blocker Treatment

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o Percentage of deliveries that received a prenatal care visit in the first trimester or within 42 days of enrollment in health plan

o Percentage of deliveries that had a postpartum visit on or between 21 – 56 days after delivery. Measurement is based on deliveries from 11/06/2013 – 11/15/2014

 Ambulatory Care (AMB) – Emergency department Visits: Measure summarizes utilization of ambulatory care. It excludes mental health or chemical dependency services. The measure is displayed as Visits per 1,000 Member Months.

 Plan All-Cause Readmission (PAC): For members 18 years of age and older, the number of acute inpatient stays during the measurement year that were followed by an unplanned acute readmission for any diagnosis within 30 days and the predicted probability of an acute readmission.

The FUH measure had an increasing three year trend for the WHPI (25th percentile), hawk-i (50th

percentile), IA PPO (10th percentile) and SD PPO (10th percentile) populations. SD FEP (10th percentile)

and IA FEP (50th percentile) rates have both remarkably decreased. The LBP had a remarkable

improvement for the FEP populations, achieving above the 90th percentile. The SD PPO population is

also above the 90th percentile QC. IA PPO and WHPI lag behind in the 75th percentile.

Medical record review is needed for the PPC measures. Comparing WHPI to IA PPO, approximately a 63 percentage point increase was seen for the prenatal measure with medical record review. Reviewing the five year trend, rates have been steady with a slight spike for both measures in 2013.

Emergency department utilization is at a four year low for the WHPI and hawk-i products. This measure is tied to the hawk-i Performance Improvement Project: Child and Adolescent Access to Care.

Calculations were not available for the IA and SD PPO and IA and SD FEP populations. Emergency department utilization is tied to the ACO VIS metrics. PAC measures have also decreased for the WHPI and SD PPO products. IA PPO and hawk-i product rates increased. Plan All-Cause Readmissions are indirectly tied to ACO VIS scoring metrics. This is the first year QC was released for the HEDIS measure. The majority of the products are in the 25th percentile, SD PPO is in the 50th, and hawk-i is in the 10th

percentile.

Barriers to meeting the goal include:

 Perceived behavioral health (BH) access issue

 Timely notification of BH admissions and/or discharges impact member discharge outreach  Member’s lack of engagement with Wellmark’s call outreach program

 Discharge planning and member compliance

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48.89% 51.91% 46.57% 46.26% 49.63% 40% 50% 60% 70% 80% 2011 2012 2013 2014 2015

Follow-Up After Hosp for Mental Illness (7 days)

WHPI hawk-i 25th 50th 90th 80.46% 79.30% 78.23% 78.25% 79.69% 75% 85% 95% 2011 2012 2013 2014 2015

Use of Imaging Studies for Low Back Pain

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Preventive Screening

Four HEDIS metrics encompass the Preventive Screening subgroups.

 Cervical Cancer Screening (CCS): Percentage of women ages 21 – 64 years of age, who received one or more Pap tests to screen for cervical cancer in 2014 or two years prior. Pap test in conjunction with a negative Human Papillomavirus test only needs to be performed once every five years.

 Breast Cancer Screening (BCS): Female members ages 50 – 72, who have had a mammography screening every two years (2014 or year prior)

 Colorectal Cancer Screening (COL): Percentage of adults 50 – 75 years of age, who had appropriate screening for colorectal cancer (FOBT / flexible sigmoidoscopy / colonoscopy) during the applicable measurement period (1 year / 5 year / 10 year)

85.89% 87.35% 86.13% 30% 40% 50% 60% 70% 80% 90% 100% 2011 2012 2013 2014 2015

Pre/Postpartum Care: Postpartum

WHPI IA PPO 75th 90th 0.7822 0.7822 0.7813 0.5 0.6 0.7 0.8 0.9 2013 2014 2015

Plan All Cause Readmission: Observed to

Expected Ratio

WHPI hawk-i IA PPO

SD PPO SD FEP IA FEP

50th 75th 90th 187.15 192.43 192.43 173.67 125.00 175.00 225.00 275.00 2012 2013 2014 2015

Emergency Department Utilization

WHPI hawk-i 10th 25th 50th 90th 95.13% 97.32% 93.67% 20% 30% 40% 50% 60% 70% 80% 90% 100% 2011 2012 2013 2014 2015

Pre/Postpartum Care: Prenatal

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 Chlamydia Screening (CHL): Percentage of women ages 16 – 24 years of age, who were identified as sexually active and who had at least one test for Chlamydia during the measurement year 2014

The measurement for CCS is primarily a medical record review measure looking for the exclusions of having a total hysterectomy. Comparing IA PPO and WHPI rates demonstrates a 12 percentage point increase in the rate with the review of medical records. The point increase can be attributed to finding the applicable exclusions. WHPI demonstrated an upward trend with medical record reviews. IA PPO, IA FEP, SD FEP, and SD PPO all demonstrated population compliance of approximately 68%.

Five year trending had a similar pattern for all products and QC. The WHPI population receives reminder postcards regarding annual preventive health exams. IA and SD FEP members received mail files reminding them about their need for mammography testing. IA and SD PPO lag behind. Historically these two groups do not receive additional educational materials. An ACO VIS quality metric is directly related to this quality measurement.

The COL measure is also a medical record review measure. If the member receives a colonoscopy the historical lookback can be ten years. COL increased to the 90th percentile in 2014. An ACO VIS quality

metric is directly related to this quality measurement.

CHL is a physician process and physician communication measure. The product populations are at least 36.50 percentage points below benchmark and are all at or below the 10th percentile. The hawk-i

population which demonstrates the youngest population had a 21.44% screening rate.

Barriers to meeting the goals include:

 Confusion – Changes in recommendations for female cancer screenings  Health Literacy

 Barriers from Gaps in Care Calls: Cost, Time, Personal (Fear, Pain and Procrastination) and Network Availability

 Disbandment of Iowa Department of Health workgroup on Chlamydia

33.99% 34.46% 33.48% 31.05% 33.76% 20% 30% 40% 50% 60% 2011 2012 2013 2014 2015

Chlamydia Screening in Women

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Pediatric Care

Eight HEDIS measures are grouped into two subgroups (Infant and Childhood / Adolescent Health Care) represents pediatric care. They are:

 Infant and Childhood Health Care

o Childhood Immunization Status (CIS) (Combo 2): Percentage of children 2 years of age who had four DTaP, one MMR, three IPV, three Hib, three Hepatitis B and one VZV immunizations during the child’s first two years of life by 2014

o Well Child Visits in 1st 15 months of life (W15): Percentage of members who turned 15

months old during the measurement year, who received six plus visits during their 1st 15

months of life

o Well Child Visits at 3rd, 4th, 5th and 6th years of life (W36): Percentage of members 3 – 6

years of age, who had one or more well child visits with a PCP during the measurement 79.18% 79.38% 78.26% 77.37% 82.00% 65% 75% 85% 2011 2012 2013 2014 2015

Cervical Cancer Screening

WHPI IA PPO 75th 90th 64.48% 68.13% 72.75% 35% 45% 55% 65% 75% 2011 2012 2013 2014 2015

Colorectal Cancer Screening

WHPI IA PPO SD PPO

75th 90th 73.23% 72.60% 73.22% 77.31% 78.87% 60% 70% 80% 2011 2012 2013 2014 2015

Breast Cancer Screening

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o Weight Assessment and Counseling for Nutrition and Physical Activity for Children and Adolescents (WCC): BMI Total: Percentage of children, 3 – 17 years of age, who had an outpatient visit with a PCP or OB/Gyn and had a BMI percentile documented

 Adolescent Health Care

o Adolescent Well Child Visits (AWC): Percentage of members age 12 – 21 years of age, who had at least one comprehensive well-care visit with a PCP or OB/Gyn during the measurement year 2014

o Immunizations for Adolescents (IMA): Percentage of children who turned 13 years old during measurement year, who had one dose of meningococcal vaccine and one Tdap or TD by their 13th birthday

o Human Papillomavirus Vaccinations (HPV): Percentage of female adolescents who turned 13 during the measurement year that had three HPV vaccinations on different dates between their 9th and 13th birthdays

o Child and Adolescents Access to Primary Care practitioners (CAP): Percentage of members 12 months – 19 years of age, who had a visit with a PCP

CIS (Combo 2) is a medical record review measure. The measure was rotated which means the HEDIS medical record reviewed rate was rolled over to current HEDIS year. Rates reached an all-time low in 2014. The pregnancy program discusses with new moms about new baby’s preventive health care. Capturing the Hep B immunization given at the hospital is the primary driver for the need for medical record review.

IMA rates are climbing upward comparing HEDIS 2014 to HEDIS 2015. There were legislative changes requiring DTaP immunizations prior to 8th grade due to recent outbreaks of whooping cough. The HPV

measure continues to be a difficult measure to move upward for all product lines, but the low IA and SD rates are within 50th to 25th percentile range. Health literacy is the primary barrier to increasing all

immunization rates. Both IMA and HPV measurements are included in the hawk-i Performance Improvement Project: Adolescent Health.

There was a downward trend for IA FEP W15 measure over the past three years. In contrast SD FEP stabilized over the past three years. They are both in the 25th percentile. WHPI rates are remarkably

higher in the 75th percentile, but have not made any remarkable changes over the past four years. Both

IA and SD PPO lag behind. This measure is directly related to an ACO VIS metric. PPO and WHPI populations are the only membership information provided to the ACO. W36 measurement rates have remained constant over the past five years, except the hawk-i population made a notable rate increase. AWC measurement also had a similar trend only with a lower reported rate and a lower benchmark.

WCC: BMI Total measure is a medical record review measure. Only the hawk-i population had their medical records reviewed. Less than 1% of providers are reporting CPT II codes which would demonstrate compliance.

WHPI rates for the CAP are in the 75th percentile where the IA and SD PPO rates are in the 10th or below

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between the 10th and 90th percentiles for all age stratifications. This measure is included in the hawk-i

Performance Improvement Project: Child and Adolescent Access to Care.

Barriers to meeting goals include:

 SD rates appear lower due to inability to have access to the state immunization registry; use of Public Health rural nurses for immunizations; WHPI chart audits are reflective of Hep B in hospital not a separate claim for the baby; low percentage of hospitals use registry; global billing of birthing event encompasses Hep B vaccine where the birthing mom is indicated as having a Hep B shot

 Health literacy and provider education practices about adolescent immunizations  BMI percentage is not noted in the medical record

 Physicians continue to just document height and weight and not BMI percentile

83.94% 87.83% 81.02% 75% 85% 95% 2011 2012 2013 2014 2015

Childhood Immunization Status

(Combo 2)

WHPI 75th 90th 21.21% 14.12% 16.09% 0% 10% 20% 2013 2014 2015

HPV for Female Adolescents

WHPI hawk-i IA PPO

SD PPO SD FEP IA FEP

48.33% 47.05% 47.08% 46.90% 46.83% 15% 25% 35% 45% 55% 65% 2011 2012 2013 2014 2015

Adolescent Well Child Visits

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51.58% 66.67%66.67% 35% 45% 55% 65% 75% 85% 2011 2012 2013 2014 2015

Weight Assessment and Counseling: BMI

Percentile - Total

WHPI hawk-i 50th 75th 90th 76.83% 75.56% 87.64% 83.77% 78.28% 60% 70% 80% 90% 2011 2012 2013 2014 2015

Well Child visits first 15 months (6+)

SD FEP IA FEP 25th 50th 90th 74.72% 74.17% 75.16% 73.33% 74.54% 40% 50% 60% 70% 80% 90% 2011 2012 2013 2014 2015

Well-Child 3rd, 4th, 5th and 6th

WHPI hawk-i IA PPO SD PPO 10th 25th 50th 90th

44.77% 46.23% 49.09% 46.90% 53.88% 0% 10% 20% 30% 40% 50% 60% 70% 80% 2011 2012 2013 2014 2015

Immunizations for Adolescents

WHPI hawk-i IA PPO SD PPO SD FEP

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HEALTH AND CARE MANAGEMENT QUALITY PROJECTS

Health and Care Management establishes two Utilization Management (UM) program Quality Improvement Projects (QIPs) and two Case Management (CM) program QIPs.

The UM QIPs both provide opportunities to impact the member experience and CAHPS scores. They are  Improving Documentation for Utilization Management Denial Rationales

o Measure: Criteria denied upon by physician Is accurately reflected in denial letter o Goal: Increase compliance to 90%

 Ensuring Appropriate Timeframes for Utilization Management Decision Making

o Measure: UM denials are reviewed and mailed within appropriate turnaround times o Goal: Increase compliance to 90%

Improving Documentation for UM Denial Rationales

Ensuring Appropriate Timeframes for UM Decision Making

Time Period Results Time Period Results

3rd Qtr. 2014 (Baseline) 73% 3rd Qtr. 2014 (Baseline) 80%

4th Qtr. 2014 87% 4th Qtr. 2014 73%

1st Qtr. 2015 80% 1st Qtr. 2015 87%

2nd Qtr. 2015 83% 2nd Qtr. 2015 73%

3rd Qtr. 2015 Pending 3rd Qtr. 2015 Pending

Different teams within Utilization Management as well as the Medical Director team worked collaboratively to create solutions to this important member experience QIP. Rates continue to fluctuate throughout the quarters. Work continues to be meet goals. Interventions include:

 Audits to monitor compliance  Report metrics to QOC

 Education provided to nurse’s by team leader

 Nurses document conversations when rationales are changed upon discussion with physicians  Evaluation of letter writing process to determine appropriate skill set

 Collaborative team discussion with NCQA consultant

 Process for review and education about requests that come late in the day and/or with little clinical information

 Daily reports produced for monitoring to ensure all denial letters are sent timely

The CM QIPs focus on the patient safety with their medication management. CM nurses play a vital role in the member’s health and health education. Their understanding and properly documenting the member’s medication with provide the CM nurse tools to promote proper medication management. The QIPs are

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 Increase the number of members appropriately screened for medication reconciliation

 Ensure appropriate interventions and follow up is documented when medication reconciliation is indicated

 The CM nurse documented the follow up with the member was completed at the next member contact or within 30 days after implementation of the intervention o Goal:93% for measure 1 and 100% for measures 2 and 3

 Improve Documentation of Medication List

o Measure: The advanced care nurse will correctly document all of the medications o Goal: Increase compliance to 97%

Medication Reconciliation for Member Safety Improve Documentation of Medication List

Time Period Measure Results Time Period Results

1 2 3 3rd Qtr. 2014 (Baseline) 53% 71% 71% 1st Qtr. 2015 (Baseline) 73.1% 4th Qtr. 2014 100% 80% 80% 3rd Qtr. 2015 84% 1st Qtr. 2015 100% 91% 91% 2nd Qtr. 2015 87% 89% 89% 3rd Qtr. 2015 87% 100% 100%

The CM QIP Consent for Case Management maintained meeting established goals in the beginning of 2015. The QIP was retired. 1 or 2 files create a barrier for the Medication Reconciliation for Member Safety QIP from meeting its goal. Process and education are the primary drivers for changes in the QIPs. The Improve Documentation of Medication List QIP was approved by the QOC in July 2015. There has not been enough trending data to make a concrete assessment. Interventions for these QIPs include:

 Audits to monitor compliance

 Audit results shared with staff during team huddles  Report metrics to Quality Oversight Committee  Education provided to nurse’s by team leader

 Increase quality assurance weighting related to medication reconciliation question on individual team member’s performance plans

CAHPS MEASURES

Consumer Assessment of Healthcare Providers and Systems (CAHPS) surveys ask WHPI members to report on and evaluate their experiences with health care. These surveys cover topics that are important to consumers and focus on aspects of quality that consumers are best qualified to assess, such as communication skills of providers and ease of access of health care services. CAHPS measures on the QMP work plan include

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 Getting Needed Care  Getting Care Quickly  Rating of Personal Doctor

 Rating of Specialist Seen Most Often  Claims Processing

 Customer Service  Rating of Health Plan  Rating of all Health Care

Getting Needed Care and Getting Needed Care Quickly continues to fall short of the 90th percentile, but

exceeds the 25th percentile QC. Getting appointments with specialists as soon as needed and getting

check-up/ routine care appointments as soon as needed had notable decreases in satisfaction. The

hawk-i population continues to exceed the 90th percentile in satisfaction. The interventions reaching out

to the ACO populations does not impact specialist care. The Rating of Personal Doctor measure

continues to be the same over the past 4 years. The Rating of Specialist seen most often dipped down in 2013 and 2014 from an all-time high satisfaction rating in 2012, but made a slight increase in satisfaction just falling short of the 50th percentile. The hawk-i population continues to meet or exceed the 90th

percentile in satisfaction for both of these measures.

Claims Processing is a measure for WHPI only of how satisfied the members are related to their processing of claims. In 2014, member’s satisfaction was above the 90th percentile where in 2015

satisfaction dipped to the 50th percentile. A large majority of member dissatisfaction was the paper claims

process. Process improvement activities have been started to improve this member experience measure. Member experience interventions have shown to increase the member satisfaction for the WHPI

population where the hawk-i population dropped to below the 50th percentile. Organization focus on the

member experience assisted in maintaining a 75th percentile satisfaction level for the Rating of Health

Plan. The hawk-i population continues to exceed the 90th percentile in satisfaction. Both the WHPI and

hawk-i populations exceed the 90th percentile in satisfaction related to the Rating of All Health Care.

Barriers to meeting the 90th percentile goal includes:

 Business decisions which effected the member: Pharmacy formulary, Prior-authorization and referral process, and denial process

 Small sample size for Customer Service

 Increase activity/ use of mywellmark.com and the mobile app

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88.85% 90.83% 93.43% 91.11% 85% 95% 2012 2013 2014 2015

Getting Needed Care

WHPI hawk-i 75th 90th 87.87% 89.18% 92.17% 89.29% 85% 90% 95% 100% 2012 2013 2014 2015

Getting Care Quickly

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87.06% 87.61% 88.66% 88.93% 80% 85% 90% 95% 2012 2013 2014 2015

Rating of Personal Doctor

WHPI hawk-i 75th 90th 86.55% 83.25% 82.65% 84.24% 80% 85% 90% 2012 2013 2014 2015

Rating of Specialist Seen Most Often

WHPI hawk-i 50th 75th 90th 85.20% 87.90% 88.80% 92.20% 80% 85% 90% 95% 2012 2013 2014 2015

Customer Service

WHPI hawk-i 50th 75th 90th 93.24% 94.05% 91.60% 95.90% 90.29% 85% 90% 95% 100% 2011 2012 2013 2014 2015

Claims Processing

WHPI 50th 75th 90th 69.42% 67.18% 74.74% 73.49% 65% 70% 75% 80% 85% 90% 95% 2012 2013 2014 2015

Rating of Health Plan

WHPI hawk-i 75th 90th 82.12% 80.85% 83.86% 84.59% 75% 80% 85% 90% 2012 2013 2014 2015

Rating of All Health Care

WHPI hawk-i 50th

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SATISFACTION SURVEYS

Case management services are provided to the FEP population as well as WHPI, IA PPO and SD PPO. Quarterly, the FEP Director’s Offices as well as Wellmark, Inc. analyzes Case Management member satisfaction survey results. Overall, the response rate for the FEP CM Satisfaction Survey was less than 5 per quarter, decreasing the validity of the survey. Staffing changes impacted the member satisfaction in 1st Quarter 2015, but member satisfaction rebounded in the 3rd Quarter. All areas of member satisfaction

was 90% or above by the 3rd Quarter of 2015.

Member experience is a corporate initiative. The Member Loyalty Index (MLI) is measured on a rolling 12 month cycle. Corporate education and interventions have taken place to impact member satisfaction. MLI numbers met targeted rates.

CONTINUITY AND COORDINATION OF CARE

Continuity and coordination of medical care and continuity and coordination between medical care and behavioral health care has shown to improve the member’s health care experience and health outcomes. Annually, a provider satisfaction survey is sent to primary care providers, behavioral health care

providers, and specialists. The survey assesses many aspects of the provider’s interactions with Wellmark, but also their satisfaction with receiving medical information and the quality of the medical information as well.

Significant decreases were seen in both the receiving of feedback/reports from Behavioral Health clinicians and Specialists regarding patients in their care. The movement to electronic medical records and shared medical records between the primary care practitioners and the specialist/ behavioral health clinicians decreases the member’s knowledge of when medical records have been shared. Increases in timeliness and satisfaction with feedback/ reports from specialists were also seen for the provider

population. Where timeliness and satisfaction with feedback/ reports from Behavioral Health clinicians for patients in your care was seen.

Member’s satisfaction with the continuity and coordination of the health care remained constant during the past 3 years according the CAHPS survey. Members are not experiencing the same dissatisfaction about continuity and coordination of care as providers. Providers responded negatively in the Provider Satisfaction survey about this topic. The survey is distributed to Iowa WHPI contracted providers.

CONSUMER TRANSPARENCY

Customers have an increasing desire for quality consumer information. Wellmark has two consumer transparency initiatives to drive educated quality health care decisions. They included the Patient Review of Physicians (PRP) program and the Physician Quality Measurement (PQM) program. Both of these programs took a larger role as a QMP activity. The QOC approved the expansion from 2 PQM measures to 12 PQM measures. Corporate Marketing and Communication increased their involvement with the PQM program to increase the member’s knowledge of the tools.

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QUALITY MANAGEMENT PROGRAM ACTIVITIES

Activities Start End Resources Needed

Share aggregate HEDIS results with providers via web / Blue Ink

01/15 12/15 Health and Care Management (HCM), Corporate

Communications (CC) New software capabilities (Verisk) to include

reporting for monitoring

01/15 12/15 HCM, Information Technology (IT), Verisk

New software capabilities (Verisk) to include reporting for monitoring

01/15 12/15 HCM, IT

Disease Management Activities 01/15 12/15 HCM, IT, WebMD Member education (web, portal, Blue) 01/15 12/15 HCM, CC

Explore options with Disease Monitor tool 01/15 12/15 HCM ACO Value Index Scoring dashboard

documents

01/15 12/15 Network Engagement (NE)

Annual reminder card to all female WHPI members, fully insured Alliance & Blue Select and purchased Self-Funded

01/15 12/15 HCM

Design provider educational pieces 01/15 12/15 HCM, CC CareNet call campaign to member to

educate about value of spirometry testing

01/15 12/15 HCM, Business Intelligence and Reporting, CareNet

Depression care guide and screening tool available to providers on Wellmark.com

01/15 12/15 HCM, Behavioral Health

Consultant (BHC), CC, Website Behavioral Health Forum 01/15 12/15 NE, CC, BHC

ADHD clinical guideline for providers

available on Wellmark.com – update every 2 years (March 2014) and with new

recommendations

01/15 12/15 NE, CC, BHC, Web

Online self-management tools – WebMD 01/15 12/15 WebMD Inclusion of discharge planning questions in

the Provider Satisfaction Survey

01/15 12/15 HCM

CareNet discharge call program: Members’ follow up arrangements and offer to assist in making appointments if needed

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Activities Start End Resources Needed

Utilization Management and Advanced Care Management Programs

01/15 12/15 HCM

Wellmark Pregnancy Program activities 01/15 12/15 HCM Member portal reminder process – targeted

preventive messaging (includes identified members delinquent with screenings)

01/15 12/15 MyWellmark

Annual immunization reminder cards mailed to parents of newborns, 12 & 18 month old infants and 10, 11 & 12 year old children

01/15 12/15 HCM, IT, JT Direct, CC

Blue Ink article directed at hawk-i members focusing on importance of preventive care; drafting in 6th grade reading level

01/15 12/15 CC

Verisk HEDIS tool to determine class of physicians who are causing greatest impact to the measure of low back pain

01/15 12/15 HCM

American Imaging Management (AIM) provides pre-authorization for defined set of diagnostic imaging

01/15 12/15 HCM

ACRONYMS

AAB Avoidance of Antibiotic treatment in Adults with Acute Bronchitis ACO Accountable Care Organizations

ADD Follow-up Care for Children prescribed ADHD Medications AMB Ambulatory Care

AMM Antidepressant Medication Management

ASM Use of Appropriate Medications for People with Asthma AWC Adolescent Well Child Visits

BCS Breast Cancer Screening BHC BH Consultant

CAHPS Consumer Assessment of Healthcare Providers and Systems CAP Child and Adolescents Access to Primary Care practitioners CBP Controlling High Blood Pressure

CC Corporate Communications CCS Cervical Cancer Screening CDC Comprehensive Diabetes Care CHL Chlamydia Screening

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COL Colorectal Cancer Screening

COPD Chronic Obstructive Pulmonary Disease

CWP Appropriate Testing for Children with Pharyngitis DHS Iowa Department of Human Services

FEP Federal Employee Plan

FUH Follow-up After Hospitalization for Mental Illness

hawk-I Healthy and Well Kids in Iowa HCM Health and Care Management

HEDIS Healthcare Effectiveness Data and Information Set HPV Human Papillomavirus Vaccinations

IMA Immunizations for Adolescents IT Information Technology

LBP Use of Imaging Studies for Low Back Pain MSC Advising Smokers to Quit

NE Network Engagement PAC Plan All-Cause Readmission

PBH Persistence of Beta-Blocker after Heart Attack

PCE Pharmacotherapy for Chronic Obstructive Pulmonary Disease(COPD) Exacerbation PPC Timeliness of Prenatal and Postpartum Care

QC Quality Compass

QMP Quality Management Program

SPR Use of Spirometry Testing in the Assessment and Diagnosis of COPD URI Appropriate Treatment for Children with Upper Respiratory Infection VIS Value Index Score

W15 Well Child Visits in 1st 15 months of Life

W36 Well Child Visits at 3rd, 4th, 5th and 6th years of life

WCC Weight Assessment and Counseling for Nutrition and Physical Activity for Children and Adolescents

WHPI Wellmark Health Plan of Iowa

LEGEND

Graph Line Meaning

Wellmark Health Plan of Iowa (WHPI) Healthy and Well Kids in Iowa (hawk-i) Iowa PPO (IA PPO)

South Dakota PPO (SD PPO)

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Graph Line Meaning

South Dakota Federal Employee Program (SD FEP) 10th Percentile NCQA Quality Compass (10th)

25th Percentile NCQA Quality Compass (25th)

50th Percentile NCQA Quality Compass (50th)

75th Percentile NCQA Quality Compass (75th)

References

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