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PII. S0161171204302085 http://ijmms.hindawi.com © Hindawi Publishing Corp.

ON LINEAR DIFFERENCE EQUATIONS OVER

RINGS AND MODULES

JAWAD Y. ABUHLAIL

Received 8 February 2003

We develop a coalgebraic approach to the study of solutions of linear difference equations over modules and rings. Some known results about linearly recursive sequences over base fields are generalized to linearly (bi)recursive (bi)sequences of modules over arbitrary com-mutative ground rings.

2000 Mathematics Subject Classification: 16W30, 39A99.

1. Introduction. Although the theory of linear difference equations over base fields is well understood, the theory over arbitrary ground rings and modules is still under development. It is becoming more interesting and is gaining increasingly special impor-tance mainly because of recent applications in coding theory and cryptography (e.g., [10,15]).

In a series of papers, Taft et al. (e.g., [17, 22, 24]) developed a coalgebraic aspect for the study of linearly recursive sequences over fields. Moreover, Grünenfelder et al. studied in [8,9] the linearly recursive sequences overfinite-dimensionalvector spaces. Linearly recursive (bi)sequences over arbitrary rings and modules were studied inten-sively by Nechaev et al. (e.g., [16,20,21]); however, the coalgebraic approach in their work was limited to the field case. Generalization to the case of arbitrary commuta-tive ground rings was studied by several authors including Kurakin [12,13, 14] and eventually Abuhlail, Gómez-Torrecillas, and Wisbauer [4].

In this paper, we develop a coalgebraic aspect for the study of solutions of linear difference equations overarbitrary rings and modules. For some of our results, we assume that the ground ring is Artinian. Besides the new results, this paper extends results in [4] and “Kapitel 4” of my doctoral thesis [2]. A standard reference for the theory of linearly recursive sequences over rings and modules is the comprehensive work of Mikhalev et al. [16]. For the theory of Hopf algebras, the reader may refer to any of the classical references (e.g., [1,19,23]).

By R we denote a commutative ring with 1R≠0R and withU (R)= {r ∈R|r is invertible}the group ofunits ofR. The category ofR-(bi)modules will be denoted by ᏹR. For anR-moduleM, we call anR-submoduleK⊂Mpure(in the sense of Cohn) if for everyR-moduleN, the induced mapιk⊗idN:K⊗RN→M⊗RNis injective.

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A-moduleMthefinite dualrightA-module

M◦:=f∈M∗|Ke(f )⊃IM

for someA-idealIwithA/Ifinitely generated overR. (1.1)

ByN(resp.,Z) we denote the set of natural numbers (resp., the ring of integers). More-over, we setN0:= {0,1,2,3, . . .}. For ann×nmatrixMoverR, we denote the

charac-teristic polynomial byχ(M). The identity matrix of ordernoverR is denoted byEn. For anm×nmatrixAand ak×lmatrixB, theKronecker product(tensor product) of AandBis themk×nlmatrix

A⊗B:=       

a11·B a12·B ··· ··· a1n·B a21·B a22·B ··· ··· a2n·B

..

. ... ... ... ... am1·B am2·B ··· ··· amn·B

     

. (1.2)

2. Preliminaries. LetMbe anR-module and

M[x]:=M x1, . . . , xk, M x,x1:=M x1, x11, . . . , xk, xk−1

. (2.1)

We consider thepolynomial ringR[x]and thering of Laurent polynomialsR[x,x1]as

commutativeR-algebras with the usual multiplication and the usual unity. For everyR -moduleM,M[x](resp.,M[x,x1]) is anR[x]-module (resp., anR[x,x1]-module) with

action induced from theR-module structure onM and we have, moreover, canonical R-module isomorphisms

M[x]M⊗RR[x]M(N k

0), M x,x1MRR x,x1M(Zk). (2.2)

Forn=(n1, . . . , nk)∈Nk0 (resp.,z=(z1, . . . , zk)∈Zk), we setxn:=xn11, . . . , x

nk k (resp.,

xz:=xz1

1 , . . . , x

zk k ).

2.1. LetM be anR-module,l=(l1, . . . , lk)∈Nk0, and consider thesystem of linear

difference equations(SLDE)

xn+(l1,0,...,0)+ l1

i=1

p(1,l1−i)(n)xn+(l1−i,0,...,0)=g1(n),

xn+(0,l2,0,...,0)+ l2

i=1

p(2,l2−i)(n)xn+(0,l2−i,0,...,0)=g2(n),

.. .

xn+(0,...,0,lk)+ lk

i=1

p(k,lk−i)(n)xn+(0,...,0,lk−i)=gk(n),

(2.3)

where thepjl’s areR-valued functions and thegj’s areM-valued functions defined for allnNk

0. If thegj’s are identically zero, then (2.3) is said to be ahomogenousSLDE.

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2.2. For anR-moduleMandk≥1, let

kM :=

u:Nk

0 →M

MNk0 (2.4)

be theR-module ofk-sequencesoverM. IfM(resp.,k) is not mentioned, then we mean thatM=R(resp.,k=1). Forf (x)=iaixi∈R[x]andw∈Mk, define

f (x) w=u∈k

M , u(n):=

i

aiw(n+i)∀nNk0. (2.5)

With this action,᏿Mk is anR[x]-module. For subsetsI⊂R[x]andL⊂ k

M , consider the annihilator submodules

Ank M (I)=

w∈kM |f w=0 for everyf∈I

,

AnR[x](L)=

h∈R[x]|h u=0 for everyu∈L. (2.6)

Note that AnkM(I)⊂k

M is anR[x]-submodule and AnR[x](L) R[x]is an ideal.

2.3. A polynomialf (x)∈R[x]is called monic if its leading coefficient is 1R. For every monic polynomialf (x)=xl+al−

1xl−1+ ··· +a1x+a0∈R[x], thecompanion

matrixoffis defined to be thel×lmatrix

Sf :=          

0R 0R ··· 0R −a0

1R 0R ··· 0R −a1

0R 1R ··· 0R −a2

..

. ... ... ... ... 0R 0R ··· 1R −al−1

         

. (2.7)

In factSf is a matrix that hasf (x)as its characteristic polynomial as well as its mini-mum polynomial (see [11, Theorem 4.18]).

Definition2.1. An idealI R[x]will be calledmonic, if it contains a nonempty subset of monic polynomials

fjxj=xljj+a(j)l j−1x

lj1

j +···+a (j)

1 xj+a

(j)

0 |j=1, . . . , k

. (2.8)

In this case, the polynomials (2.8) are calledelementary polynomials and(f1(x1), . . . ,

fk(xk)) R[x] an elementary ideal. A monic polynomial q(x)∈ R[x] is called re-versibleifq(0)∈U (R). An idealI R[x,x1]will be calledreversibleif it contains a

subset of reversible polynomials{q1(x1), . . . , qk(xk)}.

2.4. LetMbe anR-module. We callu∈kM alinearly recursivek-sequence(resp., a linearly birecursivek-sequence) if AnR[x](u)is a monic ideal (resp., a reversible ideal).

Note that ak-sequenceu∈k

M is linearly recursive if and only if it is a solution of a homogenous SLDE with constant coefficients of the form (2.3). If AnR[x](u)contains a

set of monic polynomials{f1(x1), . . . , fk(xk)}, wherefj(xj)is of ordermj,j=1, . . . , k,

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are calledminimal polynomialsofuandn:=(n1, . . . , nk)is called therank ofu. The

subsetsᏸkM kM of linearly recursivek-sequences andᏮkM kM of linearly birecur-sivek-sequences are obviouslyR[x]-submodules.

2.5. Thelexicographical linear order()onNk0is defined as follows: fori=(i1, . . . , ik)

andn=(n1, . . . , nk)∈Nk0, we sayinif the first number in the sequence of integers

n1+···+nk−i1+···+ik, n1−i1, . . . , nk−ik (2.9)

that is different from zero is positive (see [18, page 170]).

LetMbe anR-module,F:= {f1(x1), . . . , fk(xk)} ⊂R[x]a subset of monic polynomials

with deg(fj(xj))=ljforj=1, . . . , k,l:=(l1, . . . , lk),1:=(1, . . . ,1), andIF:=(f1, . . . , fk)

R[x]. Note that the natural order “” onN0 induces on Nk0 a partial order and we

define thepolyhedronΠF=Π(l):= {iNk0|il1}. Theinitial polyhedron of values

ofω∈k

M is defined asω(ΠF):= {ω(i)|iΠF}. Forl=l1, . . . , lk, the points of the

polyhedronΠFbuild a chain0=i0i1 ··· il−1and we can writeω(ΠF)as aninitial

vector of values(ω(0), ω(i1), . . . , ω(il−1))∈Ml.

Letω∈An

Mk(f1(x1), . . . , fk(xk)), wherefj(xj)is monic forj=1, . . . , nand write, for everyn=(n1, . . . , nk)∈Nk0,

xjnj=hjxjfjxj+rjxj, degrjxj< lj. (2.10)

If we set

g(n)(x):=

k

j=1

rjxj=

iΠF

a(in)xi, v:=xn ω=g(n)(x) ω, (2.11)

then

ω(n)=v(0)=

iΠF

a(in)ω(i) for everynNk

0. (2.12)

Consequently,ωis completely determined by the initial polyhedron of valuesω(ΠF).

FortΠF, define the sequenceetFAnk

R (IF)with initial polyhedron of valuese

F t(i)=

δi,tfor alliΠF. The sequenceeFl1is called theimpulse sequenceof Ank R (IF).

3. Examples. We now give some examples of linearly recursive sequences. For more examples, the reader may refer to [16].

Example3.1(geometric progression). LetM be anR-module,m∈M,r ∈R, and considerw∈M given by

w(n):=rnm for everyn∈N0. (3.1)

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Example3.2(arithmetic progression). LetMbe anR-module,{p, q} ⊂M, and con-siderw∈M given by

w(n):=p+nq for everyn∈N0. (3.2)

Thenw∈M with initial vector(p, p+q)and elementary characteristic polynomial f (x)=(x−1)2. If AnR(q)=0, thenf (x) is a unique minimal polynomial of w. If

r∈AnR(q), thenfr(x)=(x−1)2+r (x1)is another minimal polynomial ofw.

Remark3.3. An example of a nonrecursive sequence overZis the sequence of prime positive numbers{2,3,5,7, . . .}.

Example3.4. LetE= {f1(x), . . . , fk(x)} ⊂R[x]be a subset of monic polynomials. (1) LetM be anR-module,ui AnM(fi) fori=1, . . . , k, and consider u:=u1

·

+ ···+·uk∈k

M defined byu(n)=u1(n1)+ ··· +uk(nk). Thenu∈Ank

M (g1(x1), . . . , gk(xk)), where fori=1, . . . , k,

gixi=   

fixi, fi1R

=0R, fixixi−1R, otherwise.

(3.3)

(2) LetM1, . . . , Mk beR-modules,ui∈An᏿Mi(fi)fori=1, . . . , k,M:=M1⊕ ··· ⊕Mk,

and consideru∈kM defined byu(n):=(u1(n1), . . . , uk(nk)). Thenu∈Ank

M (g1(x1), . . . , gk(xk)), where thegi’s are defined as in (3.3).

(3) Let ui AnR(fi) for i= 1, . . . , k and consider u k

R defined by u(n):= u1(n1), . . . , uk(nk). Thenu∈Ank

R (f1(x1), . . . , fk(xk))and

Ank R

f1

x1

, . . . , fkxkAn᏿R

f1

⊗R···⊗RAn᏿R

fk. (3.4)

(4) LetM1, . . . , MkbeR-modules,ui∈An᏿Mi(fi)fori=1, . . . , k,M:=M1⊗R···⊗RMk,

and consideru∈k

M defined byu(n):=u1(n1)⊗···⊗uk(nk). Thenu∈Ank

M (f1(x1), . . . , fk(xk))and

Ank M

f1

x1

, . . . , fkxkAnM 1

f1

⊗R···⊗RAn᏿Mkfk. (3.5)

4. AdmissibleR-bialgebras and HopfR-algebras. For everyR-coalgebra(C,C, εC), there is adualR-algebraC∗:=HomR(C, R)with the so-calledconvolution product mul-tiplication

(f∗g)(c):=fc1

gc2

∀f , g∈C∗, c∈C, (4.1)

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Definition 4.1. Let A be an R-algebra (resp., an R-bialgebra, a Hopf R-algebra). ThenAis called

(1) anα-algebra(resp., anα-bialgebra, aHopf α-algebra) if᏷Ais a filter andA◦⊂RA is pure;

(2) cofinitaryif᏷Ais afilter and, for everyI∈A, there exists anA-ideal ¯I⊆Iwith A/¯Ifinitely generated and projective.

4.1. LetHbe anR-bialgebra and consider the class ofR-cofiniteH-ideals᏷H. We call HanadmissibleR-bialgebraifHis cofinitary and᏷Hsatisfies the following axioms:

(A1) for allI, J∈H, there existsL∈H, such that∆H(L)⊆Im(I⊗RH)+Im(H⊗RJ), (A2) there existsI∈H, such that Ke

εH⊃I.

We call a HopfR-algebraH anadmissible Hopf R-algebra ifH is cofinitary and᏷H satisfies (A1), (A2), and

(A3) for everyI∈H, there existsJ∈H, such thatSH(J)⊆I.

Remark4.2. It follows from the proof of [3, Proposition 4.2.] that every cofinitary R-algebra (resp.,R-bialgebra, HopfR-algebra) is anα-algebra (resp., anα-bialgebra, a Hopfα-algebra). By [2, Lemma 2.5.6.], every cofinitary bialgebra (Hopf algebra) over a Noetherianground ring is admissible.

Proposition4.3(see [2, Propositions 2.4.13 and 2.5.7]). (1)IfAis a cofinitary R-algebra, thenA◦is anR-coalgebra. IfHis an admissibleR-bialgebra (resp., an admissible HopfR-algebra), thenH◦is anR-bialgebra (resp., a HopfR-algebra).

(2)LetRbe Noetherian. IfAis anα-algebra (resp., anα-bialgebra, a Hopfα-algebra), thenA◦is anR-coalgebra (resp., anR-bialgebra, a HopfR-algebra).

Proposition4.4. LetAbe anα-algebra (resp., anα-bialgebra, a Hopfα-algebra), Ba cofinitaryR-algebra (resp.,R-bialgebra, HopfR-algebra), and consider the canonical mapσ:A◦⊗RB◦→(A⊗RB)◦. Then

(1) σ is injective,

(2) ifRis Noetherian, thenσis an isomorphism ofR-coalgebras (resp.,R-bialgebras, HopfR-algebras).

Proof. (1) The proof is along the lines of the proof of [14, Proposition 5]. (2) The proof is along the lines of the proof of [3, Theorem 4.10].

The proof of [3, Lemma 4.12] can be generalized to prove the following lemma.

Lemma4.5. For any set of reversible polynomials{q1(x1), . . . , qk(xk)} ⊆R[x], there is an isomorphism ofR-algebras

R[x]/q1x1, . . . , qkxkR x,x1/q1(x1, . . . , qkxk. (4.2)

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(2)An idealI R[x,x1]isR-cofinite if and only if it is reversible. Consequently, every

R-cofiniteR[x,x1]-ideal contains an idealI R[¯ x,x1]such thatR[x,x1]/¯I is free of

finite rank. In particular,R[x,x1]is cofinitary.

5. Linearly (bi)recursive sequences. In this section, we study thelinearly(bi) recur-sivek-sequencesoverR-modules, whereRis an arbitrary commutative ground ring.

5.1. Let(G, µG, eG)be a (commutative) monoid. Considering the elements of the basis Gasgroup-like elements, the monoid algebraRGbecomes a (commutative) cocommu-tativeR-bialgebra(RG, µ, η,g, εg), where

g(x)=x⊗x, εg(x)=1R for everyx∈G. (5.1)

IfGis a group, thenRGis a HopfR-algebra with antipode

Sg:RGRG, xx−1 for everyxG. (5.2)

5.2. Bialgebra structures onR[x]. Consider the commutative monoidGgenerated by{xj|j=1, . . . , k}. ThenR[x]=RGhas the structure of acommutative cocommutative R-bialgebraR[x;g]=(R[x], µ, η,g, εg), where µis the usual multiplication, ηis the usual unity, and for alln≥0, j=1, . . . , k,

g:R[x]R[x]⊗RR[x], xjnxnj⊗xnj,

εg:R[x]R, xjn→1R. (5.3)

On the other hand,R[x;p]=(R[x], µ, η,p, εp)is acommutative cocommutativeHopf R-algebra, whereµ is the usual multiplication,ηis the usual unity, and for alln≥0, j=1, . . . , k,

p:R[x]R[x]⊗RR[x], xjnn

t=0

n t

xjt⊗xjn−t,

εp:R[x]R, xnj δn,0,

Sp:R[x]R[x], xn

j (−1)nxnj.

(5.4)

Remarks5.1. (1) LetRbe an integral domain, then it follows by [7, Theorem 1.3.6] that for every setG, the class of group-like elements of theR-coalgebraRGisGitself. Then one can show, as in the field case [6], thatR[x;g]andR[x;p]are the only possible R-bialgebra structures onR[x]with the usual multiplication and the usual unity.

(2) TheR-bialgebraR[x;g]has no antipode because the group-like elements in a Hopf R-algebra should be invertible.

The proof of the following result depends mainly on the arguments of [14, Theorem 2].

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Proof. Denote by(R[x],, ε)either of the cofinitaryR-bialgebrasR[x;g]andR[x;p]. LetI, J R[x]beR-cofinite ideals and assume without loss of generality thatR[x]/I andR[x]/Jare free of finite rank (seeLemma 4.6). Letβbe a basis of the freeR-module B:=R[x]/I⊗RR[x]/Jand consider theR-algebra morphism ¯∆:=(πI⊗πJ)◦∆:R[x]→ R[x]/I⊗RR[x]/J. Forj=1, . . . , k, letMjbe the matrix of theR-linear map

Tj:BB, b→∆¯xjb, (5.5)

with respect toβ, andχj(λ)its characteristic polynomial. Thenχj(¯(xj))=0 forj= 1, . . . , k. Since ¯∆is an R-algebra morphism, it follows thatχj(xj)∈Ke(∆¯)=1(I

R R[x]+R[x]⊗RJ)forj=1, . . . , k. If we setL:=(χ1(x1), . . . , χk(xk)) R[x], then∆(L)⊆

I⊗RR[x]+R[x]⊗RJ, that is, ᏷R[x] satisfies axiom (A1). Note that R[x]/Ke(ε)R, hence᏷R[x]satisfies axiom (A2). Consequently,R[x;g]andR[x;p]are admissibleR -bialgebras. Consider now the Hopf R-algebra R[x;p]with the bijectiveantipode Sp. For every ideal I R[x], S−1

p (I) R[x;p] is an ideal and we have an isomorphism ofR-modulesR[x]/S−1

p (I)R[x]/I, hence᏷R[x;p] satisfies axiom (A3). Consequently, R[x;p]is an admissible HopfR-algebra. The last statement follows now byProposition 4.3.

If M is an arbitrary R-module, then we have obviously an isomorphism ofR[x] -modules

ΦM:M[x]∗ →᏿kM∗, nm

mxn, (5.6)

with inverseu[mxnu(n)(m)].

Proposition5.3. LetMbe anR-module. Then (5.6) induces an isomorphism ofR[x ]-modules

M[x]◦kM∗. (5.7)

Proof. Consider theR[x]-module isomorphismM[x]ΦMkM, see (5.6). Let M[x]◦. Then there exists anR-cofiniteR[x]-idealIsuch thatI =0. SoI ΦM()=

ΦM(I )=0, that is,I⊂AnR[x](ΦM()). ByLemma 4.6(1),Iis monic, that is,ΦM()∈Mk∗.

On the other hand, letu∈k

M∗. By definition,J:=AnR[x](u)is a monic ideal and it

follows byLemma 4.6(1) thatJ R[x]isR-cofinite. For:=Φ1

M (u), we haveJ = J Φ1

M (u)=ΦM−1(J u)=0, that is,∈M[x]◦.

5.3. The coalgebra structure onk. ByLemma 4.6(1),(R[x], µ, η)is a cofinitaryR -algebra, whereµis the usual multiplication andηis the usual unity. Hence,(R[x]◦, µ◦, η◦)is (byProposition 4.3) anR-coalgebra, where

µ◦:R[x]◦R[x]◦⊗RR[x]◦, fxis⊗x t jf

xisxtj, s, t≥0, i, j=1, . . . , k,

η◦:R[x]◦R, ff1R

.

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SoᏸkR[x]has the structure of anR-coalgebra with counity

εk:ᏸkR, uu(0), (5.9)

and comultiplication described as follows (see [16, Proposition 14.16]).

Letu∈k,{f1(x1), . . . , fk(xk)} ⊆AnR[x](u)a subset of elementary characteristic polynomials with deg(fj(xj))=lj, andl:=(l1, . . . , lk). So we have for alln,iNk0,

u(n+i)=xi u(n)=

tl1

xi u(t)·eF t

(n)=

tl1

xt u(i)·eF

t(n). (5.10)

The comultiplication ofᏸkis given then by

∆ᏸk:ᏸk →ᏸk⊗Rk, u

tl1

xt ueF

t. (5.11)

Example5.4. Consider the Fibonacci sequence=(0,1,1,2,3,5, . . .). Clearly, is given by

(0)=0, (1)=1, (n+2)=(n+1)+(n) ∀n≥0, (5.12)

that is,ᏸZwith initial vector(0,1)and elementary characteristic polynomialf (x)=

x2x1Z[x]. By (5.11), one can easily calculate

∆ᏸZ()=⊗Z(x )+(x )⊗Z−⊗Z. (5.13)

5.4. TheR-bialgebra(kR ;g). Consider theR-bialgebraR[x;g]. Then᏿kRN k 0

R[x;g]∗is anR-algebra with multiplication given by theHadamard product

∗g:᏿k⊗Rk →᏿k, u⊗v[nu(n)v(n)], (5.14)

and the unity

ηg:R →᏿k, 1

Rn→1R

for everynNk

0. (5.15)

By Propositions5.2and5.3,(kR ;g)R[x;g]◦has the structure of anR-bialgebra with the coalgebra structure described inSection 5.3, the Hadamard product (5.14), and the unity (5.15).

5.5. The HopfR-algebra(k

R ;p). Consider the HopfR-algebraR[x;p]. Then᏿k RNk0R[x;p]is anR-algebra with multiplication given by theHurwitz product

∗p:᏿k⊗Rk →᏿k, u⊗v

n

tn

n

t

u(t)v(nt)

, (5.16)

and the unity

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By Propositions5.2and5.3,(k

R ;p)R[x;p]◦ has the structure of a HopfR-algebra with the coalgebra structure described inSection 5.3, the Hurwitz product (5.16), the unity (5.17), and the antipode

Sk:ᏸk →ᏸk, ui(−1)iu(i). (5.18)

Proposition5.5(see [14, Theorem 3]). Letuandvbe linearly recursive sequences overRof ordersm,nand with characteristic polynomialsf (x),g(x), respectively. Then (1) u∗gv is a linearly recursive sequence overR of orderm·nand characteristic

polynomialχ(Sf⊗Sg);

(2) u∗pv is a linearly recursive sequence overRof orderm·nand characteristic polynomialχ(Sf⊗En+Em⊗Sg).

Example5.6. LetR be any ring and let{xn}∞n=0,{yn}∞n=0Rbe solutions of the difference equations

xn+3−xn+2+xn−1−xn=0; x0=0, x1=1, x2=2;

yn+2−yn+1+yn=0; y0=1, y1=0.

(5.19)

Then{xn}∞n=0is a linearly recursive sequence over R with characteristic polynomial

f (x)=x3x2+x1 and{yn}

n=0is a linearly recursive sequence overRwith

charac-teristic polynomialg(x)=x2x+1.

Notice that

Sf⊗Sg=    

0 0 1

1 0 1

0 1 1

   

0 1

1 1

=           

0 0 0 0 0 1

0 0 0 0 1 1

0 1 0 0 0 1

1 1 0 0 1 1

0 0 0 1 0 1

0 0 1 1 1 1

          

.

(5.20)

Hence, {zn}∞

n=0 := {xn}∞n=0∗g{yn}∞n=0 is by Proposition 5.5 a linearly recursive

se-quence overRwith characteristic polynomial

χSf⊗Sg=x6x5+x3x+1, (5.21)

that is,{zn}∞

n=0is a solution of the difference equation

[image:10.468.152.316.368.488.2]

zn+6−zn+5+zn+3−zn+1+zn=0 with initial vector(0,0,−2,−1,0,1). (5.22)

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Table5.1

n 0 1 2 3 4 5 6 7 8 9 10

xn 0 1 2 1 0 1 2 1 0 1 2

yn 1 0 1 1 0 1 1 0 1 1 0

zn 0 0 2 1 0 1 2 0 0 1 0

Example5.7. Consider the sequences{xn}∞n=0and{yn}∞n=0ofExample 5.6. Then

Sf⊗E2+E3⊗Sg=           

0 1 0 0 1 0

1 1 0 0 0 1

1 0 0 1 1 0

0 1 1 1 0 1

0 0 1 0 1 1

0 0 0 1 1 2

          

. (5.23)

ByProposition 5.5,{zn}∞

n=0= {xn}∞n=0∗p{yn}∞n=0:= { n

j=0 n

j

xj·yn−j}∞

n=0is a linearly

recursive sequence overRwith characteristic polynomial

χSf⊗E2+E3⊗Sg=x65x5+14x425x3+28x215x+3. (5.24)

Hence,{zn}∞

n=0is a solution of the difference equation

zn+65zn+5+14zn+425zn+3+28zn+215zn+1+3zn=0 (5.25)

with initial vector(0,1,2,−2,−16,−29).

Table 5.2gives the first 9 terms of the sequence{zn}∞ n=0.

Table5.2

n 0 1 2 3 4 5 6 7 8

xn 0 1 2 1 0 1 2 1 0

yn 1 0 1 1 0 1 1 0 1

zn 0 1 2 2 16 29 12 29 0

5.6. Cofree comodules. Let C be an R-coalgebra. A right C-comodule (M, M) is calledcofreeif there exists anR-moduleKsuch that(M, M)(K⊗RC, idK⊗C)as rightC-comodules. Note that ifKR(Λ), a freeR-module, thenMR(Λ)

RCC(Λ)as rightC-comodules (this is one reason for the terminologycofree).

As a direct consequence ofLemma 4.6, we get the following corollary.

Corollary5.8. LetMbe anR[x]-module. Then there are isomorphisms ofR[x]◦ -comodules

kM∗M[x]◦M∗⊗RR[x]◦M∗⊗RkR . (5.26)

In particular,M[x]◦(k

M∗) is a cofreeR[x]◦-comodule ( k

[image:11.468.53.417.89.137.2]
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6. Linearly (bi)recursive bisequences. In this section, we consider thelinearly( bi)re-cursivek-bisequencesand thereversiblek-sequencesoverR-modules, whereRis an ar-bitrary commutative ground ring. We generalize the results of [16,17] concerning the bialgebra structure of the linearly recursive sequences over a base field to the case of arbitraryArtinianground rings.

6.1. LetM be anR-module,l=(l1, . . . , lk)∈Nk0, and consider the system of linear

bidifference equations (SLBE):

xz+(l1,0,...,0)+ l1

i=1

p(1,l1−i)(z)xz+(l1−i,0,...,0)=g1(z),

xz+(0,l2,0,...,0)+ l2

i=1

p(2,l2−i)(z)xz+(0,l2−i,0,...,0)=g2(z),

.. .

xz+(0,...,0,lk)+ lk

i=1

p(k,lk−i)(z)xz+(0,...,0,lk−i)=gk(z),

(6.1)

where thepjl’s areR-valued functions and thegj’s areM-valued functions defined for allzZk. If thegj’s are identically zero, then (6.1) is said to be ahomogenousSLBE. If thepjl’s are constants, then (6.1) is said to be an SLBEwith constant coefficients.

6.2. Bisequences. For anR-moduleMandk≥0, let

k M :=

ν:Zk MMZk

(6.2)

be the R-module of k-bisequences over M. IfM (resp.,k) is not mentioned, then we meanM=R(resp.,k=1). Forw∈k

M andf (x)=

iaixi∈R[x,x1], define

f (x) w=ν∈k

M , whereν( z):=

i

aiw(z+i)∀zZk. (6.3)

With this action,᏿kM becomes anR[x,x1]-module. For subsetsI⊂R[x,x1]andY

k

M , consider

Ank M (I)=

w∈k

M |g w=0 for everyg∈I

,

AnR[x,x−1](Y )=

h∈R x,x1|h ν=0 for everyνY. (6.4)

Obviously, Ank M (I)⊂

kM is anR[x,x1]-submodule and AnR[x,x−1](Y ) R[x,x1]is an ideal.

Definition 6.1. Let M be anR-module. We call wMk a linearly recursive k-bisequence(resp., alinearly birecursivek-bisequence) if AnR[x](w)is a monic ideal (resp.,

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7. Reversible sequences over modules

7.1. LetM be anR-module. Ak-bisequenceu is said to be areverseofu∈k M if

u|Nk

0 =uand AnR[x](u) =AnR[x](u). A linearly recursivek-sequenceuwill be called reversibleifuhas a reverseu∈kM . With᏾kM kM , we denote theR[x]-submodule of reversiblek-sequences overM.

Lemma7.1(cf. [16, Proposition 14.11]). LetRbeArtinian.

(1)Every monic idealI R[x]contains a subset of monic polynomials

xjdjqjxj|qjxjis reversible forj=1, . . . , k. (7.1)

(2)LetMbe anR-module. Then every linearly recursivek-bisequence overMis linearly birecursive (i.e.,kM =kM ).

Proof. (1) By [5, Theorem 8.7] every commutative Artinian ring is (up to isomor-phism) a direct sum of local Artinian rings. Without loss of generality, letRbe a local Artinian ring. The Jacobson radical ofR,

J(R)= {r∈R|ris not invertible inR}, (7.2)

is nilpotent, hence there exists a positive integern such that J(R)n =0. LetI be a monic ideal with a subset of monic polynomials{g1(x1), . . . , gk(xk)} ⊂I. Ifgj(xj)≡

fj(xj)(modJ(R)[xj])for j =1, . . . , k, thengj(xj)|fj(xj)n, where nis the index of

nilpotency of the idealJ(R). Hence,fj(xj)nI. If we writefj(xj)n=xdj

j qj(xj)with (xj, qj(xj))=1, thenqj(0)∈U (R), that is,qj(xj)is a reversible polynomial forj= 1, . . . , k.

(2) Let u be a linearly recursivek-bisequence overM. IfR is Artinian, then by (1) AnR[x](u) contains a subset of monic polynomials{x

dj

j qj(xj)|qj(xj)is reversible for j=1, . . . , k}. Then for everyzZk, we have(qj(xj) u)(z

1, . . . , zj, . . . , zk)=(x

dj j qj(xj) u)(z 1, . . . , zj−dj, . . . , zk) = 0. Hence, {qj(xj) | i= 1, . . . , k} ⊂ AnR[x](u) , that is,

AnR[x](u) is a reversible ideal.

7.2. Backsolving. LetMbe anR-module. Letube a linearly recursive sequence over Mand assume that AnR[x](u)contains some monic polynomial of the formxdq(x)= xd(a

0+a1x+···+al−1xl−1+xl),a0∈U (R). Then

a0u(j+d)+a1u(j+d+1)+···+al−1u(j+d+l−1)+u(j+d+l)=0 ∀j≥0 (7.3)

and we get bybacksolvingauniquelinearly birecursive bisequence u∈An᏿M(q(x)) withu(n) =u(n)for alln≥d. In case l=0, The bisequenceu≡0 and is given for l≠0 by

u(z):=   

u(z), z≥d,

−a−01

a1u(z +1)+···+al−1u(z +l−1)+u(z +l)

, z < d. (7.4)

If there are two bisequencesv, w∈An

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AnR[x](u) =AnR[x](u). It is obvious that AnR[x](u) AnR[x](u). On the other hand, assume thatg(x)=m

j=0bjxj∈AnR[x](u). We prove by induction that(g u)(z) =0

for allz∈Z. First of all, note that for allz≥d, we have(g u)(z) =(g u)(z)=0. Now, letz0< dand assume that(g u)(z) =0 forz∈ {z0, z0+1, . . . , z0+l−1} ⊆Z.

Then we have, forz=z01,

g uz01

=

m

j=0

bjuj+z01 = m j=0 bj  l

i=1 −a−1

0 aiu

j+z01+i   = − l i=1

a−1 0 ai

m

j=0

bjuj+z01+i

= −

l

i=1

a−1 0 ai

g uz01+i=0.

(7.5)

Ifuis a linearly recursivek-sequence overM withk >1 and AnR[x](u)contains a

set of monic polynomials{xjdjqj(xj)|qjis reversible forj=1, . . . , k}, then we get by backsolvingthroughqj(xj)along thejth row forj=1, . . . , ka unique linearly birecur-sivek-bisequenceu∈Ank

M (q1(x1), . . . , qk(xk))withu( n)=u(n)for allndand it follows moreover that AnR[x](u) =AnR[x](u).

Lemma7.2. LetMbe anR-module.

(1)Every birecursivek-sequence overM is reversible with unique reverse (which we denote byRev(u)). Moreover,kM becomes a structure of anR[x,x1]-module through f u:=(f Rev(u))|Nk

0.

(2)IfRis Artinian, then every reversiblek-sequence overMis birecursive as well (i.e.,k

M = k M ).

Proof. (1) If u∈Mk, then AnR[x](u) contains a set of reversible polynomials {qj(xj)|j=1, . . . , k}and we get by backsolving (seeSection 7.2) auniquelinearly bire-cursivek-bisequenceu An

Mk(q1(x1), . . . , qk(xk))with u( n)=u(n)for allnN k

0.

For the bisequenceu, we have as shown above AnR[x](u) =AnR[x](u), that is, u is a

reverse ofu. The last statement is obvious. (2) By (1),Ꮾk

M k

M . IfRis Artinian andu∈ k

M with reverseu, then AnR[x](u)=

AnR[x](u) is, byLemma 7.1(2), reversible, that is,u∈Mk.

Example7.3. The Fibonacci sequence=(0,1,1,2,3,5, . . .)has elementary charac-teristic polynomialf (x)=x2x1. Sincef (0)= −1 is invertible inZ, we conclude

thatis reversible with reverse

Rev()(z)=  

(z), z≥0,

[image:14.468.126.349.146.272.2]

Rev()(z+2)−Rev()(z+1), z <0. (7.6)

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Table7.1

z 4 3 2 1 0 1 2 3 4

Rev()(z) 3 2 1 1 0 1 1 2 3

Lemma7.4. There is an isomorphism ofR[x,x1]-modules

k M

k

M . (7.7)

Proof. ByLemma 7.2, we have the well-definedR[x,x1]-linear map

Rev(−):ᏮMk →Ꮾ k

M , u→Rev(u), (7.8)

where Rev(u)is the linearly birecursive sequence defined in (7.4). It is easy to see that Rev(−)is bijective with inverseuu|Nk

0.

7.3. LetM be anR-module. We call a k-sequenceu∈Mk periodic (resp., degen-erating) if xd(xt u)=0 for somedNk

0 and tNk (resp.,xd u=0 for some dNk

0). It is clear that the subsetsᏼ

k M

k

M of periodick-sequences andᏰ k M

k M of degeneratingk-sequences areR[x]-submodules.

Remark7.5 (see [16, Proposition 5.2]). IfMis afiniteR-module, then every linearly recursive sequence overMis periodic (i.e.,ᏼM1=

1 M ).

Proposition 7.6(see [16, Proposition 5.27]). LetR be an arbitrarycommutative ring, M anR-module, and denote by ᏾ᏼk

M the set of reversible periodick-sequences overM. Then there is an isomorphism ofR[x]-modules

kM kM ᏾ᏼkM . (7.9)

The following result generalizes Proposition 7.6 and describes the R[x]-module structure of arbitrary linearly recursivek-sequences ofR-modules, whereRis an Ar-tiniancommutative ground ring.

Proposition7.7. LetMbe anR-module. IfRis Artinian, then there are isomorphisms ofR[x]-modules

k M

k M

k M =

k M

k M

k M

k M =

k M

k

M . (7.10)

Proof. If uis a linearly recursive sequence over M, then AnR[x](u)contains, by Lemma 7.1(1), a set of monic polynomials {xdjqj(xj)|qj(xj) is reversible for j = 1, . . . , k}. Bybacksolving(see Section 7.2), we have a well-defined morphism ofR[x] -modules

γ:ᏸkM →ᏸkM , uu, (7.11)

whereuis theuniquelinearly birecursive bisequenceu∈An᏿M(q1, . . . , qk)withu( n)= u(n)for allnd. It is clear that Ke(γ)=k

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ofR[x]-modules

β=k M →ᏸ

k

M , ww|Nk 0

. (7.12)

It is obvious thatγ◦β=idk

M , hence the exact sequence

0 →ᏰkM →ᏸkM γ

kM →0, (7.13)

ofR[x]-modules splits, that is,ᏸkM kM kM . SinceRis Artinian, we have by Lem-mata7.1(2) and7.2(2)ᏸk

M = k M andᏮ

k M =

k

M . We are done now by the isomorphism ofR[x]-modulesᏮMk

k

M (Lemma 7.4).

7.4. The HopfR-algebraR[x,x1]. Consider the commutative groupGgenerated by {xj|j=1, . . . , k}. Then the ring of Laurent polynomials R[x,x1]=RGhas the

struc-ture of acommutative cocommutativeHopfR-algebra(R[x,x1], µ, η,, ε, S), whereµ

(resp.,η) is the usual multiplication (resp., the usual unity) and for allz∈Z, j=1, . . . , k,

∆:R x,x1R x,x1

RR x,x1, xjzxzj⊗xjz, ε:R x,x1 R, xz

j→1R,

S:R x,x1 →R[x,x1], xjzx−jz.

(7.14)

Proposition7.8. LetRbe an arbitrary commutative ring. ThenR[x,x1]is an ad-missible HopfR-algebra andR[x,x1]is a HopfR-algebra.

Proof. Notice thatR[x,x1]is a cofinitary HopfR-algebra byLemma 4.6(2). Con-sider the proof ofProposition 5.2and replaceR[x]withR[x,x1]. Then the map

Tj:BB, b→∆xjb (7.15)

is invertible with inverse

Tj:BB, b→∆¯

xj1b. (7.16)

Then the matrixMjofTjis invertible andχj(0)∈U (R)forj=1, . . . , k. Consequently, ᏷R[x,x−1]satisfies axiom (A1). SinceR[x,x1]/Ke(ε)R,᏷R[x,x−1]satisfies axiom (A2). Consider thebijectiveantipode S ofR[x,x1]. For every idealI R[x,x1],S1(I)

R[x,x1] is an ideal and we have an isomorphism ofR-modulesR[x,x1]/S1(I)

R[x,x1]/I. Hence,

R[x,x−1]satisfies axiom (A3). Consequently,R[x,x1]is an admis-sible HopfR-algebra. The last statement follows now byProposition 4.3.

For everyR-moduleM, we have an isomorphism ofR[x,x1]-modules

ΨM:M x,x1 →᏿Mk∗, ϕzmϕ

mxz (7.17)

with inverseu[mxzu( z)(m)].

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Proposition7.9. LetRbe an arbitrary ring andManR-module. Then (7.17) induces an isomorphism ofR[x,x1]-modules

M x,x1kM∗. (7.18)

Proof. Consider the isomorphism of R[x,x1]-modules M[x,x1] ΨMkM∗, see (7.17). Let∈M[x,x1]. ThenI =0 for someR-cofiniteR[x,x1]-idealI R[x,x1]

and so I ΨM()=ΨM(I )=0. ByLemma 4.6(2), I is a reversible ideal and so AnR[x](u)⊃I∩R[x]is a reversible ideal, that is,ΨM()is linearly birecursive.

On the other hand, letu∈kM∗. Then AnR[x](u) is, by definition, a reversible ideal,

that is, it contains a subset of reversible polynomials{qj(xj),j=1, . . . , k}. Note that for arbitraryg∈R[x,x1], we havegqjΨ1

M (u) =ΨM−1(gqju) =ΨM−1(g (qju)) = 0 forj=1, . . . , k. ByLemma 4.6(2), the reversible ideal(q1(x1), . . . , qk(xk)) R[x,x1]

isR-cofinite, that is,Ψ1

M (u) ∈M[x,x1]◦.

7.5. The HopfR-algebra structures onkandk. LetRbe an arbitrary ring and consider the HopfR-algebra R[x,x1]. ThenkRZk

R[x,x1] is anR-algebra with theHadamard product

:᏿k

Rk →᏿k, u⊗vzu( z)v( z), (7.19)

and the unity

η:R →᏿k, 1

Rz→1R

for everyzZk. (7.20)

ByProposition 7.8,R[x,x1]is a HopfR-algebra. SokR[x,x1]inherits the struc-ture of a HopfR-algebra(k,g, ηg,

k, εk, Sk), where∗gis the Hadamard prod-uct (5.14),ηgis the unity (5.15), and

∆Ꮾk:Ꮾk →Ꮾk⊗Rk, u

tl1

xt ueF t,

εk:ᏮkR, uu(0),

Sk:Ꮾk →Ꮾk, un→Rev(u)(−n).

(7.21)

Moreover,ᏮkR[x,x1]becomes a HopfR-algebra(k,g,ηg,

k,εk,Sk), whereis the Hadamard product (7.19),ηis the unity (7.20), and

∆Ꮾk:Ꮾk →Ꮾk⊗Rk, u

tl1

Rev !

xtu

|Nk 0

"

ReveF t

,

εk:ᏮkR, uu( 0),

Sk:Ꮾk →Ꮾk, uzu( z).

(7.22)

Note that with these structures the isomorphismᏮkkofLemma 7.4turns to be an isomorphism of HopfR-algebras.

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Theorem7.10. IfRis Artinian, then there are isomorphisms ofR-bialgebras

kkk=kkkk=kk. (7.23)

Proof. Consider the isomorphismᏸk k⊕k, see (7.10). With the help of Lemmata4.5and7.1, one can show, as in [17, page 123], thatγ:ᏸkk, see (7.11), and β:ᏸk→k, see (7.12), are in fact bialgebra morphisms. Obviously, Ke(γ)=kkis ank-subbialgebra and we are done.

As an analog toCorollary 5.8, we get the following corollary.

Corollary 7.11. LetM be an R[x,x1]-module. Then there are isomorphisms of R[x,x1]-comodules

k

M∗M x,x

1M

RR x,x1

M

RRk. (7.24)

In particular,M[x,x1](k

M∗) is a cofreeR[x,x1]◦-comodule ( k

R -comodule).

As a consequence of [2, Theorem 2.4.7] and [2, Corollaray 2.5.10], we get the following corollary.

Corollary7.12. LetRbe Noetherian and consider theR-bialgebraR[x;g](resp., the HopfR-algebraR[x;p]◦, the HopfR-algebraR[x,x1]). IfAis anα-algebra (resp., anα-bialgebra, a Hopfα-algebra), then there are isomorphisms ofR-coalgebras (resp., R-bialgebras, HopfR-algebras)

A[x;g]◦A◦⊗RR[x;g]◦, A[x;p]◦A◦⊗RR[x;p]◦,

A x,x1A

RR x,x1

. (7.25)

7.6. Representative functions. Let G be a monoid (a group) and consider the R -algebraB=RGwith pointwise multiplication. ThenBis anRG-bimodule under the left and right actions

(yf )(x)=f (xy), (f y)(x)=f (yx) ∀x, y∈G. (7.26)

We callf∈RG anR-valued representative functionon the monoidGif(RG)f (RG)is finitely generated as anR-module. IfR is Noetherian, then the subset᏾(G)⊂RG of all representative functions onGis anRG-subbimodule. Moreover, we deduce from [4, Theorem 2.13 and Corollary 2.15] that in case(RG)◦⊂RGis pure, we have an isomor-phism ofR-bialgebras (HopfR-algebras)᏾(G)(RG)◦.

Corollary7.13. LetRbe Noetherian. (1)Considering the monoid(Nk

0,+), there are isomorphisms ofR-bialgebras

᏾Nk

0

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(2)Considering the group(Zk,+), there are isomorphisms of HopfR-algebras

᏾ZkR x,x1k R

k

R . (7.28)

Acknowledgments. I am so grateful to my advisor Professor Robert Wisbauer for his wonderful supervision and continuous encouragement and support. The author is also grateful to the referees for helpful suggestions and for drawing his attention to [12,13] by Kurakin.

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(20)

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[21] ,Polylinear recurring sequences over modules and quasi-Frobenius modules, 1st In-ternational Tainan-Moscow Algebra Workshop (Tainan, 1994) (Y. Fong, U. Knauer, and A. V. Mikhalev, eds.), de Gruyter, Berlin, 1996, pp. 283–298.

[22] B. Peterson and E. J. Taft,The Hopf algebra of linearly recursive sequences, Aequationes Math.20(1980), no. 1, 1–17.

[23] M. E. Sweedler,Hopf Algebras, Mathematics Lecture Note Series, W. A. Benjamin, New York, 1969.

[24] E. J. Taft,Linearly recursive tableaux, Congr. Numer.107(1995), 33–36.

Jawad Y. Abuhlail: Mathematics Department, Birzeit University, P.O. Box 14, Birzeit, West Bank, Palestine

Current address: Box # 281 KFUPM, 31261 Dhaharan, Saudia Arabia

Figure

Table 5.1 gives the first 11 terms of the sequence {zn}∞n=0.
Table 5.1n012345
Table 7.1 lists some of the terms of the bisequence Rev(ϝ) ∈ An��Z(x2 −x −1).

References

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