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(1)

“Drawdown Will Eventually

Replace Annuities”

(2)

The Gordon Midgley Memorial Debate 2008

Annuitisation

ƒ Puts capital at risk in exchange for receiving a mortality cross-subsidy

ƒ Does not have to take place at the time an annuity is bought

ƒ Provision of a death benefit can delay the timing of annuitisation

ƒ Can be applied to annuities with unitised investments

ƒ Annuitisation is the most effective and efficient way of maximising retirement income

(3)

Total 2007 UK retirement income market

Source: ABI

„ Conventional annuities now account for 68% of the total retirement income market compared to 67% in 2001

„ Income Drawdown accounts for 27% of the market

compared to 28% in 2001 (£4,012m) (£748m) (£10,279m) Total Market £15,039m 68% 5% 27%

(4)

The Gordon Midgley Memorial Debate 2008

Source: ABI

„ Nearly 450,000 new Annuities

„ 44,600 new Income Drawdown cases

„ A long way to go before

Drawdown replaces annuities!

44,599 19,589

448,942

Total Market 513,130 cases

87% 4%

9%

Conventional Annuity Investment Linked Annuities Income Drawdown

(5)

Annuity Funds Distribution 2007

Source: ABI

Less than 5% of the annuities purchased were with funds over £80,000

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% Less than £30,000 £30,000- £49,999 £50,000- £79,999 £80,000- £99,999 £100,000- £149,999 £150,000+ % of tot a l annuity cases

(6)

The Gordon Midgley Memorial Debate 2008

The lifetime income guarantee provided by an annuity is

funded by investment growth, the annuitant’s own capital and the capital released by those dying early …

Expected composition of each annuity payment for a male aged 65

purchasing an annuity for £100,000 providing an income of £7,773 payable at the end of each year to all annuitants still alive.

£

AGE

ANNUITY WITH NO DEATH BENEFIT MALE 65 - £7,773

0 1000 2000 3000 4000 5000 6000 7000 8000 65 70 75 80 85 90 95 100 105 110

Growth after charges Capital Cross-Subsidy

Source: Own analysis using 100% PNMA00 medium cohort 2007

(7)

In the early years the investment growth is the most significant constituent of the income payment and the cross-subsidy is small … £ AGE ANNUITY £7,773 NO DEATH BENEFIT MALE 65 0 1000 2000 3000 4000 5000 6000 7000 8000 65 70 75 80 85 90 95 100 105 110

Growth after charges Capital Cross-Subsidy

Limited cross-subsidy

Source: Own analysis using 100% PNMA00 medium cohort 2007

AGE

Investment growth significant

(8)

The Gordon Midgley Memorial Debate 2008

As annuitants get older the impact of mortality cross subsidy grows rapidly … £ AGE ANNUITY £7,773 NO DEATH BENEFIT MALE 65 0 1000 2000 3000 4000 5000 6000 7000 8000 65 70 75 80 85 90 95 100 105 110

Growth after charges Capital Cross-Subsidy

Limited cross-subsidy Significant cross-subsidy

Source: Own analysis using 100% PNMA00 medium cohort 2007

(9)

The funds of those dying in a year are spread over the lives surviving …

The scale of the mortality cross subsidy at older ages makes

annuitisation essential for anyone without extensive alternative wealth.

Source: PNMA00 100% medium cohort; 2007 Mortality cross-subsidy = qx / (1-qx)

AGE 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 65 70 75 80 85 90 95 100 MORTALITY CROSS-SUBSIDY AS A PERCENTAGE OF THE ANNUITISED FUND

MALE AGED 65 IN 2007

(10)

The Gordon Midgley Memorial Debate 2008

ANNUITY £20,401 NO DEATH BENEFIT MALE 85 £ AGE Limited Investment Growth Significant cross-subsidy 0 5000 10000 15000 20000 25000 85 90 95 100 105 110

Growth after charges Capital Cross-Subsidy

At age 85 the cross-subsidy provides half of the guaranteed income and continues to grow in significance …

Source: Own analysis using 100% PNMA00 medium cohort 2007

(11)

It is not a question of IF but WHEN pensioners should fully annuitise …

How can we change the rules to better meet pensioners’ needs?

Limited Value from

annuitisation – Death benefit seen as more valuable

Annuitisation increasing essential to provide income for life

Mortality Cross-Subsidy %

Source: PNMA00 100% medium cohort 2007 Mortality cross-subsidy = qx / (1-qx) AGE 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 65 70 75 80 85 90 95 100

(12)

The Gordon Midgley Memorial Debate 2008

Money Back Guarantee – The Consumers’ Perspective …

THE CONSUMER BENEFITS

ƒ Removes single biggest consumer objection to annuities:

“If I die soon after I retire, the annuity provider will keep my

fund”

ƒ ‘Live or die’ guarantee of getting your money back provides a simple underpin in the mass market

ƒ More readily understood than continuation of current income for a limited period

On death any excess of the original purchase price over the gross annuity payments already received is returned to the

(13)

Money-back annuities provide a guaranteed return of capital and allow full phasing into annuitisation …

% £

PURCHASE PRICE

PROPORTION OF FUND ANNUITISED UNDER A MONEY-BACK ANNUITY FOR A

MALE AGE 65 0 20 40 60 80 100 65 67 69 71 73 75 77 79 81 83 85 AGE

Annuitised Not Annuitised BENEFITS UNDER A MONEY-BACK

ANNUITY - MALE AGED 65

0 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 65 67 69 71 73 75 77 79 81 83 85 AGE AT DEATH

(14)

The Gordon Midgley Memorial Debate 2008 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 65 70 75 80 85 90 95 100 105 110 115 Age %a g e d y in g Random risk

Two charging methods for securing a guaranteed lifetime income:

ƒ All or part of the capital of those dying

early is used

– the traditional lifetime annuity approach

ƒ All policyholders pay an extra charge up to time of death or fund exhaustion

– the Variable Annuity approach

Charging for longevity insurance …

Any scheme designed to pay guaranteed income to those who live beyond their life expectancy requires some form of cross-subsidy

(15)

Annuity charging approach …

ƒ Cross-subsidy to those living longer from those dying earlier

ƒ Those dying earlier lose out significantly

ƒ Those living longest benefit most

(16)

The Gordon Midgley Memorial Debate 2008

Variable Annuity charging approach

ƒ Fund charges made for guarantees

ƒ Those dying early provide only a modest cross-subsidy to those living longest

ƒ Higher death benefits

ƒ Lower guaranteed lifetime income

ƒ Any move to providing higher guaranteed incomes closer to the levels provided by annuities will require high charges

(17)

US 5% GUARANTEED FOR LIFE MINIMUM WITHDRAWALS & UK FLEXIBLE LIFETIME MONEY- BACK ANNUITY

£0 £1,000 £2,000 £3,000 £4,000 £5,000 £6,000 £7,000 £8,000 £9,000 $10,000 65 67 69 71 73 75 77 79 81 83 85 87 89 91 93 95 97 99 101 103 105 107 109 £0 £20,000 £40,000 £60,000 £80,000 £100,000 $120,000

US 5% For Life Flexible Lifetime MB Annuity US Death Benefit FLA death benefit

Income depends on investment performance. 50% floor provided by automatic switch to Guaranteed annuity

Income

Death Benefit

Source: Own calculations Male age 65 income taken yearly in arrears; US 6% p.a. growth rate & 0.6% p.a. Living Benefit charge; UK 6% growth to age 90, 4% thereafter & 100% PMA92 (U2003)

Comparison between US Variable Annuity GMWB

and UK flexible lifetime money-back annuity

(18)

The Gordon Midgley Memorial Debate 2008

The risks of Income Drawdown …

ƒ

Longevity risks

– Outliving capital or reduced income

– Leaving unintended bequests

– Failure to leave intended bequests

ƒ

Investment risks

– Under performance

– Taking income when market are depressed

– Yields at fixed annuity purchase date

ƒ

Mortality drag and Mortality improvement risk

(19)

ƒ

Annuities have a central role as part of any holistic

retirement income plan

ƒ

Annuitisation is the most effective and efficient way

of maximising lifetime income

ƒ

There may be a role for more drawdown as a

prelude to annuitisation

ƒ

Money-back annuities can improve the mass market

proposition

ƒ

Drawdown will NOT eventually replace annuities

ƒ

The motion should be defeated

(20)

The Gordon Midgley Memorial Debate 2008

“Drawdown Will Eventually

Replace Annuities”

References

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