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and Resistance to Caspofungin among 3,764 Clinical Isolates of

Candida

by Use of CLSI Methods and Interpretive Criteria

Michael A. Pfaller,a,bShawn A. Messer,aDaniel J. Diekema,bRonald N. Jones,aMariana Castanheiraa

‹JMI Laboratories, North Liberty, Iowa, USAa

; University of Iowa, Iowa City, Iowa, USAb

Due to unacceptably high interlaboratory variation in caspofungin MIC values, we evaluated the use of micafungin as a

surro-gate marker to predict the susceptibility of

Candida

spp. to caspofungin using reference methods and species-specific

interpre-tive criteria. The MIC results for 3,764 strains of

Candida

(eight species), including 73 strains with

fks

mutations, were used.

Caspofungin MIC values and species-specific interpretive criteria were compared with those of micafungin to determine the

per-cent categorical agreement (%CA) and very major error (VME), major error (ME), and minor error rates as well as their ability

to detect

fks

mutant strains of

Candida albicans

(11 mutants),

Candida tropicalis

(4 mutants),

Candida krusei

(3 mutants), and

Candida glabrata

(55 mutants). Overall, the %CA was 98.8% (0.2% VMEs and MEs, 0.8% minor errors) using micafungin as the

surrogate marker. Among the 60 isolates of

C. albicans

(9 isolates),

C. tropicalis

(5 isolates),

C. krusei

(2 isolates), and

C.

glabrata

(44 isolates) that were nonsusceptible (either intermediate or resistant) to both caspofungin and micafungin, 54

(90.0%) contained a mutation in

fks1

or

fks2

. An additional 10

C. glabrata

mutants, two

C. albicans

mutants, and one mutant

each of

C. tropicalis

and

C. krusei

were classified as susceptible to both antifungal agents. Using the epidemiological cutoff

val-ues (ECVs) of 0.12

g/ml for caspofungin and 0.03

g/ml for micafungin to differentiate wild-type (WT) from non-WT strains

of

C. glabrata

, 80% of the

C. glabrata

mutants were non-WT for both agents (96% concordance). Micafungin may serve as an

acceptable surrogate marker for the prediction of susceptibility and resistance of

Candida

to caspofungin.

T

he echinocandins caspofungin and micafungin are now well

established as first-line agents for the treatment of candidemia

and other forms of invasive candidiasis (IC) (1–3). The

in vitro

activities of caspofungin and micafungin against

Candida

spp.

have been documented using broth dilution, agar disk diffusion,

and Etest methods (4–8), and most recently, clinically relevant

interpretive breakpoints for broth microdilution (BMD) MIC

testing of

Candida

spp. were established by the Clinical and

Lab-oratory Standards Institute (CLSI) (9). Whereas the CLSI has

de-veloped clinical breakpoints (CBPs) for anidulafungin,

caspofun-gin, and micafungin against the six most common species of

Candida

(9), the European Committee on Antimicrobial

Suscep-tibility Testing (EUCAST) has elected to establish CBPs for

anidu-lafungin and micafungin but not for caspofungin (10).

Further-more, the EUCAST does not currently recommend caspofungin

MIC testing for clinical decision making due to unacceptably high

variation among the caspofungin MIC values obtained from

dif-ferent centers (4,

5,

11,

12). This variation is evident not only using

the EUCAST BMD method (4,

11) but also using the CLSI method

(13). A recent CLSI analysis of the MIC distributions from 16

different laboratories showed variation in the caspofungin

wild-type (WT) modal MIC values of as much as five doubling dilutions

(e.g., 0.015 to 0.5

g/ml) (13). In contrast, the variation in

mica-fungin WT modal MIC values was within

1 doubling dilution

step for various species (M. A. Pfaller et al., unpublished data).

The reasons for such variation in the caspofungin MIC values

from center to center remain unclear but may involve the

lot-to-lot variation in the potency of caspofungin powders, the use of

dimethyl sulfoxide (DMSO) versus water as a solvent, storage

con-ditions, or the determined MIC endpoints (4,

11–13).

Previously, we demonstrated that

in vitro

cross-resistance

be-tween micafungin and caspofungin does exist among clinical

iso-lates of

Candida

(9,

14) (M. A. Pfaller et al., unpublished data).

The clinical relevance of this cross-resistance has been

docu-mented in studies of the resistance mechanisms (detection of

fks

mutations) (15–17), in animal models of IC (18–21), and in case

series where clinically significant resistance to one or more

echi-nocandins, marked by the acquisition of a resistance mutation in

the

fks

gene, has been reported in immunocompromised patients

(e.g., those in intensive care, stem cell transplant patients, and

solid organ transplant patients) with a high level of prior

echino-candin exposure (11,

22–27). Although many of the resistant

iso-lates and cases of breakthrough IC were due to

Candida glabrata

, a

number of

Candida albicans

,

Candida tropicalis

,

Candida krusei

,

and

Candida lusitaniae

isolates have also been observed to have

reduced susceptibility or resistance to both micafungin and

caspo-fungin (17,

22–24,

26,

28,

29). It should be noted that isolates of

C.

glabrata

with paradoxical reduced caspofungin susceptibility but

increased micafungin susceptibility have been reported (30,

31).

Although the clinical importance of such differential

susceptibil-ities to the echinocandins is not clear, two recent studies found

such differences to be meaningful in murine models of IC,

irre-spective of the presence or absence of

fks

mutations (19,

21).

Despite the fact that CBPs for caspofungin and

Candida

spp.

Received6 September 2013Returned for modification9 October 2013 Accepted18 October 2013

Published ahead of print23 October 2013

Editor:D. W. Warnock

Address correspondence to Michael A. Pfaller, michael-pfaller@jmilabs.com.

Copyright © 2014, American Society for Microbiology. All Rights Reserved.

doi:10.1128/JCM.02481-13

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were established by the CLSI (9), the extreme intra- and

interlabo-ratory variations in caspofungin MIC results are of great concern

(4,

11,

13). The fact that micafungin MIC values appear to be

much less variable from laboratory to laboratory (M. A. Pfaller et

al., unpublished data) suggests that this echinocandin may be the

preferred reagent for the

in vitro

testing of echinocandins against

Candida

. Previously, we have shown that fluconazole may serve as

a surrogate marker for evaluating the susceptibility of

Candida

to

ravuconazole (32), voriconazole (33), and posaconazole (34).

This same approach should be applicable to caspofungin, while

the more reliable test reagent, micafungin, may be applied for the

prediction of susceptibility and resistance to these echinocandins.

In the present study, we utilized a large database of

susceptibil-ity test results, all determined by CLSI BMD methods and that

included results for 73

fks

mutant strains, to provide a robust

analysis of cross-resistance between the two agents and

addition-ally to examine the usefulness of micafungin as a surrogate marker

for evaluating caspofungin susceptibility and resistance among

WT

Candida

spp.

MATERIALS AND METHODS

Organisms.We tested a total of 3,764 clinical isolates ofCandidaspp. obtained from⬎100 medical centers worldwide (8,9,34). The collection included 2,010 isolates ofC. albicans, 566 isolates ofC. glabrata, 539 iso-lates ofCandida parapsilosis, 426 isolates ofC. tropicalis, 105 isolates ofC. krusei, 52 isolates ofCandida guilliermondii, 42 isolates ofC. lusitaniae, and 24 isolates ofCandida kefyr. All were incident isolates from individual patients and were obtained from blood or other normally sterile body fluids. Among the included isolates ofC. albicans,C. glabrata,C. tropicalis, andC. kruseiwere 73 isolates (11C. albicans, 4C. tropicalis, 3C. krusei, and 55C. glabrata) with documentedfksresistance mutations. The isolates were identified by use of the Vitek and API yeast identification systems (bioMérieux, Inc., Hazelwood, MO, USA) supplemented with conven-tional methods as needed (35). The isolates were stored as water suspen-sions until use. Prior to testing, each isolate was passaged at least twice on potato dextrose agar (Remel, Lenexa, KS, USA) and CHROMagar

Candida(Becton, Dickinson, Sparks, MD, USA) to ensure purity and viability. The presence or absence of a mutation in the hot spot (HS) regions offks1andfks2(C. glabrataonly) was determined as described previously (36,37).

Antifungal susceptibility testing.All isolates were tested forin vitro

susceptibility to caspofungin and micafungin using CLSI BMD methods (38,39). The MIC results for the agents were read following 24 h of incu-bation. In all instances, the MIC values were determined visually as the lowest concentration of the drug that caused significant growth diminu-tion levels (38,39).

We used the recently revised CBPs to identify the strains of the 6 most common species ofCandida(C. albicans,C. glabrata,C. parapsilosis,C. tropicalis,C. krusei, andC. guilliermondii) that were susceptible (S), inter-mediate (I), or resistant (R) to caspofungin and micafungin (40,41): caspofungin and micafungin MIC values ofⱕ0.25␮g/ml, 0.5␮g/ml, and

ⱖ1␮g/ml were considered to be susceptible, intermediate, and resistant, respectively, forC. albicans,C. tropicalis, andC. krusei, and MIC results of

ⱕ2␮g/ml, 4␮g/ml, andⱖ8␮g/ml were categorized as susceptible, inter-mediate, and resistant, respectively, forC. parapsilosisandC. guilliermon-dii; caspofungin MIC values ofⱕ0.12␮g/ml, 0.25␮g/ml, andⱖ0.5␮g/ml and micafungin MIC values ofⱕ0.06 ␮g/ml, 0.12␮g/ml, andⱖ0.25

␮g/ml were considered to be susceptible, intermediate, and resistant, re-spectively, forC. glabrata. In addition to the CBPs for these species, epi-demiological cutoff values (ECVs) were established in order to provide a sensitive means of separating WT from non-WT strains (those that pos-sess an intrinsic or acquired resistance mutation). The ECVs for caspo-fungin and micacaspo-fungin for each species are 0.12␮g/ml and 0.03␮g/ml for bothC. albicansandC. glabrata, 1␮g/ml and 4␮g/ml forC. parapsilosis,

0.12␮g/ml and 0.12␮g/ml forC. tropicalis, 0.25␮g/ml and 0.12␮g/ml for

C. krusei, and 2␮g/ml and 2␮g/ml forC. guilliermondii, respectively (41). CBPs have not been established for caspofungin and micafungin and less common species, such asC. lusitaniaeandC. kefyr. The caspofungin and micafungin ECVs for these two species are 1␮g/ml and 0.5␮g/ml forC. lusitaniaeand 0.03 and 0.12␮g/ml forC. kefyr, respectively (41).Candida

spp. isolates for which caspofungin or micafungin MICs exceed the ECVs are considered to be non-WT and may harbor acquired mutations in the

fksgenes (17).

Quality control was performed as recommended in CLSI documents M27-A3 (39) and M27-S4 (38) usingC. kruseistrain ATCC 6258 andC. parapsilosisstrain ATCC 22019.

Analysis of results.All MIC results (in␮g/ml) for micafungin were directly compared with those for caspofungin by regression statistics and by scattergram (data not shown). The error rate bounding method to minimize intermethod interpretive error was also applied using the inter-pretive criteria described above. The acceptable error rate limits used in this comparison were those cited in CLSI document M23-A3 (40,42) and in other studies (43,44).

The definitions of the errors used in this analysis are as follows: a very major error (VME), or a false-susceptible error, was a susceptible result for the surrogate marker micafungin and a resistant result for caspofun-gin; a major error (ME), or a false-resistant error, was a resistant result for micafungin and a susceptible result for caspofungin; and minor errors occurred when the result for one of the agents was susceptible or resistant and that for the other agent was intermediate. In general, for an agent to be considered a reliable surrogate marker, the VME rate should beⱕ1.5% of all results, and the absolute categorical agreement (CA) between methods should beⱖ90% (33,40,42). In addition to the above analysis, we will also examine the detectability offksmutants ofC. albicansandC. glabrata

using the CBPs and ECVs for each echinocandin.

RESULTS AND DISCUSSION

Table 1

depicts the MIC distribution profiles for micafungin and

caspofungin determined for 3,764 strains of

Candida

spp. using

BMD methods validated by the CLSI (39). Overall, 3,694 isolates

(98.2%) were susceptible, 20 isolates (0.5%) were intermediate,

and 50 isolates (1.3%) were categorized as resistant to micafungin.

Similarly, 3,682 isolates (97.8%) were susceptible, 20 isolates

(0.5%) were intermediate, and 62 isolates (1.7%) were resistant to

caspofungin. The modal MIC for micafungin was 0.015

g/ml

(1,323 results [35.1%]) compared to 0.03

g/ml (1,362 results

[36.2%]) for caspofungin. There was a strong positive correlation

(

r

0.84) between the micafungin and caspofungin MIC values

(data not shown). Overall, the essential agreement (MIC

2

dilu-tions) was 97.2%. Decreased potencies of both micafungin and

caspofungin were observed among

C. parapsilosis

(modal MICs, 1

g/ml and 0.5

g/ml, respectively) and

C. guilliermondii

(modal

MICs, 0.25

g/ml and 0.5

g/ml, respectively). The highest rates

of resistance to both agents were observed with

C. glabrata

: 5.8%

were resistant to micafungin and 7.9% were resistant to

caspofun-gin. Among the 33 isolates of

C. glabrata

that were resistant to

micafungin, 30 isolates (90.9%) possessed a mutation in

fks1

or

fks2

, and among 45 isolates that were resistant to caspofungin, 40

(88.9%) possessed a mutation in the

fks

gene (Table 1).

The extent of cross-resistance between micafungin and

caspo-fungin can be seen more clearly in

Table 2. For the 3,694 isolates

that were susceptible to micafungin, 3,672 (99.4%) were also

ceptible to caspofungin. There were seven isolates that were

sus-ceptible to micafungin and resistant to caspofungin; of those, four

isolates were

C. glabrata

, two isolates were

C. guilliermondii

, and

one isolate was

C. krusei

, and two of the four

C. glabrata

isolates

contained an

fks

mutation. Among the 50 isolates that were

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tant to micafungin, 43 isolates (86.0%) were also resistant and

seven isolates (14.0%) were susceptible to caspofungin. Similarly,

17 of the 20 (85.0%) isolates categorized as intermediate to

mica-fungin were either intermediate or resistant to caspomica-fungin. Thus,

99.4% of the micafungin-susceptible and 85.7% of the

micafun-gin-nonsusceptible (NS) (I plus R) isolates were susceptible and

nonsusceptible, respectively, to caspofungin.

When the micafungin test result category (S, I, or R) was used

to predict the caspofungin category, the absolute categorical

agreement (CA) between the test results was 98.8%, with only a

0.2% VME (false-susceptible error) and ME (false-resistant error)

rate and a 0.8% minor error rate (Table 3). Among the eight

spe-cies of

Candida

tested, the CA was

ⱖ92% (range, 92.4% to

100.0%) for all species. Generally, the discrepancies in the

cate-gorical results were minor errors. VMEs were seen more often

with

C. glabrata

,

C. krusei

, and

C. guilliermondii

; however, only the

VME rate involving

C. guilliermondii

(3.8%) exceeded the

allow-able VME rate of

1.5% (Table 3) (40,

42,

43).

Clearly, it is important to detect those isolates of

Candida

that

possess an acquired mutation in the

fks

gene (9,

17), and in that

regard, micafungin performs quite well as a surrogate marker.

Among all 73

fks

mutant strains, 14 (19.2%) were susceptible to

both caspofungin and micafungin, and 54 (74.0%) were

interme-diate or resistant to both, for an overall concordance of 93.2%.

Furthermore, for the 11 isolates of

C. albicans

with a mutation in

fks1

, nine isolates (82.0%) were either intermediate or resistant to

both micafungin and caspofungin and two isolates were

suscepti-ble to both agents (Tasuscepti-bles 1

and

4). Using the micafungin ECV for

C. albicans

(0.03

g/ml), all 11 isolates would be classified as

non-WT, indicating that they were likely to contain an acquired

resis-tance mutation. There were a total of 55 isolates of

C. glabrata

that

contained a mutation in

fks1

or

fks2

(Tables 1

and

4). Of these, 10

isolates (18.2%) were susceptible to both micafungin and

caspo-TABLE 1MIC distributions of caspofungin and micafungin versusCandidaspp., including strains withfksmutations using CLSI methods

Candidasp. (no. of

isolates tested) Echinocandins

No. of isolates with an MIC (␮g/ml) (no. of isolates withfksmutation) of:

0.007 0.015 0.03 0.06 0.12 0.25 0.5 1 2 4 ⱖ8

C. albicans(2,010) Caspofungin 33 539 892 502 22 12 (2) 3 (2) 4 (4) 3 (3) Micafungin 177 1,357 375 80 (1) 5 (1) 1 4 (4) 8 (2) 3 (3)

C. glabrata(566) Caspofungin 34 273 (1) 189 (6) 16 (3) 9 (5) 14 (11) 7 (6) 8 (8) 2 (2) 14 (13) Micafungin 29 437 (3) 39 (7) 14 (5) 14 (10) 11 (9) 10 (10) 2 (1) 3 (3) 5 (5) 2 (2)

C. parapsilosis(539) Caspofungin 1 1 1 17 35 208 219 49 7 1

Micafungin 1 2 25 93 285 133

C. tropicalis(426) Caspofungin 4 137 191 82 3 (1) 4 2 (1) 2 (2) 1 Micafungin 7 126 169 101 15 (1) 2 1 5 (3)

C. krusei(105) Caspofungin 1 44 32 19 (1) 6 2 (1) 1 (1) Micafungin 3 9 75 (1) 15 1 1 (1) 1 (1)

C. guilliermondii(52) Caspofungin 1 2 4 13 22 7 1 2

Micafungin 1 2 3 4 23 18 1

C. lusitaniae(42) Caspofungin 1 1 20 18 2

Micafungin 2 25 13 2

C. kefyr(24) Caspofungin 3 20 1

[image:3.585.42.544.77.334.2]

Micafungin 9 15

TABLE 2Use of micafungin to predict susceptibility patterns of caspofungin employing 3,764 clinical isolates ofCandidaspp. from a global surveillance program

Candidasp. (no. of isolates tested)

Micafungin susceptibility categorya

No. (%) of isolates in caspofungin categoryb:

S I R

C. albicans(2,010) S 1,994 (99.2) 1 (0.1)

I 2 (0.1) 2 (0.1) R 6 (0.3) 5 (0.2)

C. glabrata(566) S 509 (90.0) 6 (1.1) 4 (0.7) I 3 (0.5) 3 (0.5) 8 (1.4)

R 33 (5.8)

C. parapsilosis(539) S 538 (99.8) 1 (0.2) I

R

C. tropicalis(426) S 420 (98.6)

I 1 (0.2)

R 1 (0.2) 4 (1.0)

C. krusei(105) S 96 (91.4) 6 (5.6) 1 (1.0)

I 1 (1.0)

R 1 (1.0)

C. guilliermondii(52) S 49 (94.2) 1 (2.0) 2 (3.8) I

R

C. lusitaniae(42) WT 42 (100.0) Non-WT

C. kefyr(24) WT 24 (100.0) Non-WT

a

S, susceptible; I, intermediate; R, resistant; WT, wild type.

bMIC interpretive criteria for each species as shown in reference41.

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fungin, 5 isolates (9.1%) were susceptible to micafungin and

ei-ther intermediate or resistant to caspofungin, and 40 (72.7%)

were intermediate or resistant to both agents (Table 4). The

over-all concordance between the two methods (testing of micafungin

versus caspofungin) using the CLSI CBPs to classify

fks

mutant

strains of

C. glabrata

as susceptible or nonsusceptible was 90.9%.

Using the ECVs of 0.03

g/ml for micafungin and 0.12

g/ml for

caspofungin to differentiate WT from non-WT strains of

C.

glabrata

, nine strains (16.4%) were WT and 44 strains (80.0%)

were non-WT for both agents (overall concordance, 96.4%).

There were four strains of

C. tropicalis

and three of

C. krusei

that harbored an

fks

mutation. Of these, 3 strains of

C. tropicalis

(75.0%) and 2 strains of

C. krusei

(66.7%) were intermediate or

resistant to both agents, whereas one strain of each species was

susceptible to both agents. All of these would be considered

non-WT using the micafungin ECV of 0.12

g/ml for each

spe-cies.

[image:4.585.297.541.93.700.2]

The most frequently encountered mutations in this collection

occurred at position S663 (18 isolates), followed by F659 (nine

isolates), S645 (seven isolates), and S629 (six isolates), and four

isolates each contained mutations at positions F625, F641, and

I634 (Table 4). Previous reports indicate that isolates of

C.

glabrata

with the S663F mutation respond

in vivo

to high doses of

either micafungin or caspofungin, whereas isolates with the S629P

mutation fail to respond to even the highest dose of either agent

(21). Notably, the pharmacodynamic target for the isolate with the

S663F mutation was below the human area under the

concentra-tion curve (AUC) using standard doses of micafungin but not

caspofungin, suggesting that differences in the echinocandin MIC

values observed with individual

fks

mutations may be associated

with differential antifungal activity

in vivo

(21). These findings are

supported by those of Spreghini et al. (19), who found in a

com-parison between micafungin, caspofungin, and anidulafungin

that micafungin showed the best

in vitro

and

in vivo

activities

against two resistant mutants of

C. glabrata

bearing specific

mu-tations in the

fks2

HS region. Mutations at positions S663 and

F659 in

C. glabrata

have been associated with breakthrough

infec-tions in patients receiving echinocandin therapy (22,

23,

27),

whereas patients infected with

C. glabrata

strains containing the

I1379V and I634V mutations (i.e., susceptible to both micafungin

and caspofungin) tended to respond to therapy with either agent

TABLE 3Absolute categorical agreement and error rates when the micafungin results were used to predict the caspofungin susceptibility of

Candidaspp.

Candidasp. (no. of isolates tested)

% ofa:

CA VME ME

Minor errors

C. albicans(2,010) 99.6 0.0 0.2 0.2

C. glabrata(566) 96.3 0.7 0.0 3.0

C. parapsilosis(539) 99.8 0.0 0.0 0.2

C. tropicalis(426) 99.6 0.0 0.2 0.2

C. krusei(105) 92.4 1.0 0.0 6.6

C. guilliermondii(52) 94.2 3.8 0.0 2.0

C. lusitaniae(42) 100.0 0.0 0.0 0.0

C. kefyr(24) 100.0 0.0 0.0 0.0 AllCandidaspp. (3,764) 98.8 0.2 0.2 0.8 aCA, categorical agreement; VME, very major errors; ME, major errors.

TABLE 4Isolates ofC. albicans,C. glabrata,C. tropicalis, andC. krusei

harboringfksmutations

Candidasp. fksmutation

MIC (␮g/ml) for:

Micafungin Caspofungin

C. albicans S629P 1 2

S629P 2 2

F641Y 0.5 1

F641S 0.5 0.5

S645P 1 1

S645P 0.5 1

S645P 2 2

S645F 0.5 0.5

S645Y 2 1

D648Y 0.06 0.25 P649H 0.12 0.25

C. glabrata F625Y 0.03 0.12 F625S 0.12 0.5

F625S 0.5 2

F625S 0.5 2

S629P 1 16

S629P 0.5 16

S629P 4 16

S629P, R631S 16 2 L630I 0.015 0.03 R631G 0.06 0.12 D632Y 0.015 0.12 D632E 0.25 0.5

D632E 0.25 1

I634V 0.03 0.06 I634V 0.03 0.06 I634V 0.015 0.06 I634V 0.03 0.06 F659S 0.06 0.5 F659S 0.06 0.25 F659S 0.06 0.5

F659V 0.25 8

F659V 0.12 2

F659V 0.25 4

F659V 0.25 2

F659Y 0.12 1

F659Y 0.25 2

L662W 0.5 1

L662W 0.25 0.5 S663F 0.12 0.25 S663F 0.12 0.25

S663P 0.25 1

S663P 4 16

S663P 2 2

S663P 2 4

S663P 0.5 2

S663P 16 16

S663P 0.5 8

S663P 0.12 0.5

S663P 4 16

S663P 0.5 8

S663P 0.12 0.5

S663P 4 16

S663P 0.5 8

S663P 0.5 1

S663P 4 16

S663Y 0.5 0.5

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(22). Regarding the

C. albicans

mutants in this study, three of the

11

fks

mutants contained the S645P mutation, a genotype that

cannot be treated with conventional doses of micafungin or

caspofungin (45). Taken together, these results suggest a linkage

between the increased echinocandin MIC results, specific

fks

mu-tations, and the potential for a successful clinical outcome (19,

21,

22,

27).

Previously, we conducted similar analyses using fluconazole

results to predict the susceptibilities of

Candida

spp. to the newer

triazoles as a proof of concept regarding the use of surrogate

mark-ers or class representatives for antifungal susceptibility testing

(32–34). This strategy has been used for decades in antibacterial

susceptibility testing to develop practical alternatives for the

mi-crobiology laboratory when specific diagnostic susceptibility

re-agents produce unreliable results or are limited or unavailable (40,

44). Given the issue of unacceptable variability in caspofungin

MIC results, we concur with the recommendations of the

EUCAST that the caspofungin MIC results for

Candida

spp.

should not be used for clinical decision making at this time (10).

As shown herein, MIC testing with micafungin is highly predictive

of caspofungin categorical results, and it reliably detects clinically

important

fks

mutations.

In addition to providing a strategy for predicting caspofungin

susceptibility and resistance among

Candida

spp., these results

provide strong support for concerns regarding the issue of

cross-resistance between micafungin and caspofungin (5,

15,

16,

18,

22,

26). By using an extensive global collection of clinically important

isolates, including

fks

mutant strains, we validate concerns

origi-nating from single-center case series and rightly focus attention on

C. glabrata

as the species most likely to demonstrate

cross-resis-tance between these two studied echinocandins.

Micafungin functioned well as a surrogate marker for

caspo-fungin susceptibility when applied to this large collection of

clin-ically significant isolates of

Candida

spp. The absolute CA of

98.8%, with only 0.2% VMEs among the 3,764 isolates tested,

easily meets the recognized criteria for a reliable surrogate marker

in antibacterial susceptibility testing (40,

44). The excellent

con-cordance between the micafungin and caspofungin results in

cat-egorizing the

fks

mutants also provides further validation of this

approach. The major limitation of this study, given the

interlabo-ratory variability of caspofungin MICs, is the fact that the data

were obtained from only two laboratories. This may lead to

con-cerns regarding the generalizability of the findings to other

labo-ratories. These concerns are somewhat mitigated by the inclusion

of a large number of

fks

mutants in the study.

In conclusion, we have demonstrated the existence of

cross-resistance between micafungin and caspofungin, with the greatest

emphasis on

C. glabrata

. Furthermore, we have shown that in the

face of the unreliable caspofungin MIC results documented

else-where, a prediction of caspofungin susceptibility in a medical

cen-ter currently performing antifungal susceptibility testing of

mica-fungin can be accomplished by using the micamica-fungin result as a

surrogate marker for caspofungin susceptibility and resistance.

Arguably, the most important role of

in vitro

susceptibility testing

is to predict the resistance of the infecting organism to the agent

under consideration for use in a patient (46). The occurrence of

false-resistant and false-susceptible errors with this application of

the class representative concept to the echinocandin antifungal

was low and was considered very acceptable for use as a surrogate

marker. The excellent CA documented in this study was further

supported by the high level of concordance in identifying strains

of

Candida

with clinically important

fks

resistance mutations.

Fur-ther efforts to clarify and correct the issues of caspofungin testing

using the CLSI and EUCAST BMD methods should be a priority

for future research.

ACKNOWLEDGMENTS

The global antifungal surveillance programs that served as the source of data used in the development of the manuscript were supported in part by Pfizer, Inc., and Astellas.

We acknowledge the excellent technical assistance of S. Benning in the preparation of the manuscript.

JMI Laboratories, Inc., received research and educational grants in 2011 to 2013 from AIReS, the American Proficiency Institute (API), Ana-cor, Astellas, AstraZeneca, Bayer, bioMérieux, Cempra, Cerexa, Contra-Fect, Cubist, Dipexium, Furiex, GlaxoSmithKline, Johnson & Johnson (J&J), LegoChem Biosciences, Inc., Meiji Seika Kaisha, Merck, Nabriva, Novartis, Pfizer, PPD Therapeutics, Premier Research Group, Rempex, Rib-X Pharmaceuticals, Seachaid, Shionogi, The Medicines Company, Theravance, and Thermo Fisher Scientific. Some JMI employees are ad-visors and/or consultants for Astellas, Cubist, Pfizer, Cempra, Cerexa-Forest, J&J, and Theravance. These authors have no conflicts of interest with regard to speakers’ bureaus and stock options. D. Diekema has re-ceived research funding from Cerexa, bioMérieux, Pfizer, T2Biosystems, and PurThread, Inc. D. Diekema has no conflicts of interest with regard to speakers’ bureaus or consultant and/or advisor work.

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candi-TABLE 4(Continued)

Candidasp. fksmutation

MIC (␮g/ml) for:

Micafungin Caspofungin

L664R 0.25 0.5 R665G 0.12 0.5 R665S 0.12 0.5 D666Y 0.06 0.25

P667F 0.12 1

delF658 2 16

I1379V 0.03 0.06 I1379V 0.03 0.06 P1371S 0.03 0.25

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S645P 1 2

S645P 1 2

C. krusei F655C 0.5 1

R1361G 2 16

L701M 0.06 0.25

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/10.1128/CMR.00047-06.

on May 16, 2020 by guest

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Figure

TABLE 1 MIC distributions of caspofungin and micafungin versus Candida spp., including strains with fks mutations using CLSI methods
TABLE 4 Isolates of C. albicans, C. glabrata, C. tropicalis, and C. kruseiharboring fks mutations
TABLE 4 (Continued)

References

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