Please fill out Sections 1 and 2 and sign in Section 13. Complete only those other sections where you wish to make a change. Additional Copies or Assistance
If you need additional copies of this application, or would like assistance completing it, please call Nuveen Investments at 800.257.8787 or go to www.nuveen.com.
Mail this form to:
Nuveen Investor Services | P.O. Box 8530 | Boston, MA 02266-8530 Overnight this form to:
Nuveen Investor Services | 30 Dan Road | Canton, MA 02021-2809 Please print clearly in all CAPITAL LETTERS using black ink.
1. Account RegistRAtion
Change of address section. Account Name:
Street Address: City, State, Zip Code: Taxpayer ID Number: Email Address:
Daytime Telephone Number / Evening Telephone Number: Account Number (if known):
❑ Please update my address.
❑ To speed processing I have included a copy of a recent statement.
2. Fund selection
Please indicate which account(s) you would like to apply your service options to. Apply the service options requested on this application to ():
❑ All accounts registered as above.
❑ Only those accounts listed below. Fund Name:
Share Class (): _A _B _C _I
Account Number: Fund Name:
Share Class (): _A _B _C _I
Account Number:
3. distRibution options
Please indicate how you would like to receive your distributions. If no box is checked, all distributions will be reinvested into additional shares of the paying fund.
Dividends ()
❑ Reinvest dividends into additional shares of this fund.
❑ Reinvest dividends into an identically registered Nuveen mutual fund account in the same share class. Fund Name:
Share Class (): _A _B _C _I
Account Number:
❑ Send dividends by check. (Complete Section 4.)
❑ Deposit dividends into my bank account via Fund Direct™. (Complete Section 9.) Capital Gains ()
❑ Reinvest capital gains into additional shares of this fund.
❑ Reinvest capital gains into an identically registered Nuveen mutual fund account in the same share class. Fund Name:
Share Class (): _A _B _C _I
Account Number:
❑ Send capital gains by check. (Complete Section 4.)
❑ Deposit capital gains into my bank account via Fund Direct™. (Complete Section 9.)
If you choose to deposit your dividends in your bank account, you must be consistent with your capital gains choice.
4. check instRuctions
Please complete this section only if you requested to receive fund distributions by check in Section 3. If you complete this section, you may need to have your signature(s) medallion guaranteed. See Section 13 for details. ()
❑ Make checks payable to the registered holder.
❑ Make checks payable to the registered holder at the address listed below.
❑ Make checks payable to a third party, as specified here. Third Party Name (if applicable):
Attention: Street Address: City, State, Zip Code: Daytime Telephone Number:
5. letteR oF intent
Please complete if you intend to purchase shares at a reduced sales charge under a Letter of Intent. ()
❑ I intend, but am under no obligation, to purchase additional Class A Shares in order to qualify for a reduced sales charge, subject to the terms and conditions described in the prospectus. I understand that I or my financial advisor must notify Nuveen when I make a purchase of fund shares that I wish to be covered under the Letter of Intent.
❑ I intend to purchase at least the following amount over the next 13 months:
❑ $50,000 $100,000 $250,000 $500,000 $1,000,000 or more
6. telephone seRvices
If you complete this section, you may need to have your signature(s) validated. See Section 13 for details. () Telephone Exchange and Telephone Redemptions by Check
You and your financial advisor will automatically receive telephone exchange and redemption privileges, unless you request otherwise below.
❑ I do not wish to have telephone privileges.
❑ I wish to have telephone privileges for myself, but not my financial advisor. Telephone Redemptions via Fund Direct™
❑ I would like to be able to redeem shares by phone and have the proceeds deposited directly into my bank account, and authorize Nuveen Investments to honor requests for such redemptions. (Complete Section 9.)
Telephone Purchases via Fund Direct™
❑ I would like to be able to purchase additional shares of my current fund by phone using funds from my bank account, and authorize Nuveen Investments to execute such transactions. (Complete Section 9.)
7. systemAtic investment plAn
Please complete this section if you wish to establish a Systematic Investment Plan. If you complete this section, you may need to have your signature(s) validated. See Section 13 for details. ()
I would like to make regular purchases of fund shares:
❑ From my bank account. (Complete this section and Section 9.) Please automatically purchase:
Amount (minimum of $100): $ ________________________________ Name of fund: _______________________________________________
On the __________ day of each month beginning ________________ (month/year). Systematic Exchange
I would like to exchange shares from another identically registered Nuveen Investments mutual fund of the same share class.
Exchange Amount (minimum of $100): $ _______________________ From (name of fund): _________________________________________
❑ Monthly Quarterly Semi-annually ()
On the __________ day of each month beginning ________________ (month/year).
8. systemAtic WithdRAWAl plAn
Please complete this section if you wish to establish a Systematic Withdrawal Plan. You must own fund shares worth at least
$10,000 to participate. If you complete this section, you may need to have your signature(s) validated. See Section 13 for details.
I would like to make regular redemptions of fund shares.
Withdraw (minimum of $50): $ ________________________________
From (name of fund): _________________________________________ (account via Fund Direct™)
❑ Monthly Quarterly Semi-annually ()
On the __________ day of each month beginning ________________ (month/year). Please send the proceeds: ()
❑ By check to the registered holder.
❑ To my bank account via Fund Direct™. (Complete Section 9.)
❑ By check payable to the registered holder at the address listed below.
❑ By check payable to a third party, specified here. Third Party Name (if applicable):
Attention:Street Address: City, State, Zip Code: Daytime Telephone Number:
9. bAnk inFoRmAtion
Please complete this section if you wish to transfer funds electronically to or from your bank account via Fund Direct™. Please activate Fund DirectTM for the following services:
❑ Dividend Payments (complete Section 3) Systematic Investment Plan (complete Section 7)
❑ Telephone Purchases (complete Section 6) Systematic Withdrawal Plan (complete Section 8)
❑ Telephone Redemptions (complete Section 6)
A Signature Medallion Guarantee is required if you are requesting that transactions be made to a bank account that is registered differently from your mutual fund account.
Bank Name: Street Address:
City State Zip Code Telephone Number: Bank Routing Number:
Bank Account Number:
Account Type ()
❑ Checking account (Please attach a voided check.)
❑ Savings account (Please attach a personalized deposit slip.)
If you do not have a check or a personalized deposit slip, please call Nuveen Investments at 800.257.8787.
10. duplicAte stAtements
Please complete this section if you wish someone else to receive copies of your statements.
❑ Please send a duplicate copy of my statement to the address below: First Name, Middle Initial, Last Name:
Street Address: City, State, Zip Code: Daytime Telephone Number:
11. cost bAsis method
For shares acquired on or after January 1, 2012, the Cost Basis Method you elect applies to all existing and future accounts you may establish. The Cost Basis Method you select will determine the order in which shares are redeemed and how your cost basis information is calculated and subsequently reported to you and to the Internal Revenue Service (IRS). Please consult your tax advisor to determine which Cost Basis Method best suits your specific situation. If you do not elect a Cost Basis Method, your account will default to Average Cost.
Primary Method (Select only one)
❑ Average Cost – averages the purchase price of acquired shares
❑ First In, First Out – oldest shares are redeemed first
❑ Last In, First Out – newest shares are redeemed first
❑ Low Cost – least expensive shares are redeemed first
❑ High Cost – most expensive shares are redeemed first
❑ Loss/Gain Utilization – depletes shares with losses prior to shares with gains and short-term shares prior to long-term shares
❑ Specific Lot Identification – you must specify the share lots to be sold at the time of a redemption (This method requires you elect a Secondary Method below, which will be used for systematic redemptions and in the event the lots you designate for a redemption are unavailable.)
Secondary Method – applies only if Specific Lot Identification was elected as the Primary Method (Select only one)
❑ First In, First Out
❑ Last In, First Out
❑ Low Cost
❑ High Cost
❑ Loss/Gain Utilization
Note: If a Secondary Method is not elected, First In, First Out will be used.
12. FinAnciAl AdvisoR inFoRmAtion
Please complete this section so your financial advisor can better service your account.
Your financial advisor will receive a duplicate copy of your statement and have limited telephone privileges regarding your account unless you specify otherwise in Section 6.
Financial Advisor’s Name: Rep. Number:
Firm Name: Branch Address: Branch Number: City, State, Zip Code: Telephone Number:
13. signAtuRe And ceRtiFicAtion
I/we release the fund(s), Nuveen Investments, and their agents and representatives from all liability and agree to indemnify them from any and all losses, damages or costs for acting in good faith in accordance with instructions, including telephone instructions, believed to be genuine. I/we agree to notify Nuveen promptly in writing if any information contained in this application changes.
Signature of Owner/Trustee/Other _____________________________________________________________ Date _______________________________________
Signature of Joint Owner/Trustee/Other ________________________________________________________ Date _______________________________________
Place Signature Validation Stamp/Signature Medallion Guarantee. A Signature Medallion Guarantee is required if:
• Check mailed to an address other than that currently on your account
• Check request over $50,000
• You want a check or checks to be made payable to a person or mailed to an address other than that which currently exists on your registration
• You are requesting that transactions be made to a bank account that is registered differently from your mutual fund account Signature Validation Stamps can be obtained from a bank or brokerage firm, or other financial intermediary that is a member of an Approved Validation Program, or that is otherwise approved by the fund. Just take your unsigned form to one of these institutions and request that an officer validate your signature. The officer may require a driver’s license and/or other identification, and should stamp and sign this application in the space provided.
Place Signature Validation here, if required.
This Stamp/Medallion Stamp validates all signatures in Section 13 of this Account Update Form.
Note: A Medallion Signature Guarantee/Signature Validation may be executed by any “eligible” guarantor that participates in the Securities Transfer Agents Medallion Program 2000 (STAMP2000). Eligible guarantors include Commercial Banks, Trust Compa- nies, Savings Associations and Credit Unions as defined by the Federal Deposit Insurance Act. Also included are member firms of a domestic stock exchange. The STAMP 2000 Program differs from the previous Medallion Guarantee format by including a unique bar code within the stamp. You should verify with the institution that they are an acceptable (eligible) guarantor prior to signing. A non-STAMP 2000 guarantee or a guarantee by a Notary Public are not acceptable.
MAP-NMFAU-0615P
