Bare Trustee Agreements

(1)

Approved Fund Managers as of

May 31, 2016

Fund Manager

Region

Type of Products

Funds covered by agreement

Mutual Funds / Hedge Funds / LSF's Canada

1832 Asset Management L.P. (Dynamic Funds) 1

Includes Deposit accounts

Mutual Fund Overseas

Aberdeen Global Services S.A. 2

Aberdeen Global Funds Aberdeen Global II Funds

Pooled Fund Canada

Acernis Capital Management Inc. 3

Acernis Funds (Class A Units & Class F Units)

Mutual Fund Canada

Acker Finley Asset Management Inc. 4

QSATM Funds

Mortgage Investment Fund Canada

ACM Advisors Ltd. 5

ACM Commercial Mortgage Fund

Hedge Fund Canada

Acorn Global Investments Inc. 6

Acorn Global Investments Inc.

Pooled Fund Canada

Addenda Capital Inc. 7

Addenda Pooled Funds

Mutual Fund / Pooled Fund Canada

AGF Investments Inc. 8

AGF family of mutual funds Harmony family of mutual funds AGF Elements family of mutual funds AGF Pooled funds

Acuity family of mutual funds Acuity Pooled funds

Mutual Fund/Hedge Fund/Pooled Fund Canada

AHF Capital Partners Inc. 9

AHF Credit Opportunities Fund - Series A, F and I

Limited Partnership Canada

AIP Asset Management 10

AIP Global Marco Fund LP

GIC's Canada

Aldergrove Credit Union 11

Algonquin Capital Corporation 12

Hedge Fund Canada

Alignvest Capital Management Inc. 13

Alignvest Opportunities Fund Trust Alignvest Income Fund Trust

Mutual Fund Canada

AlphaNorth Asset Management 14

Pooled Fund Canada

Antares Investment Management, Inc. 15

Hedge Fund Canada

Arrow Capital Management Inc. 16

(2)

Funds covered by agreement

Mutual Fund / Limited Partnership Canada

Artemis Investment Management Limited 17

Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund

Mutual Funds / Hedge Funds / LSF's Canada

Aston Hill Asset Management Inc. 18

Mutual Fund Canada

ATB Investment Management Inc. 19

Pooled Fund Canada

Aurion Capital Management Inc. 20

Mutual Fund Trust Canada

Auspice Capital Advisors Ltd. 21

Auspice Diversified Trust

Mutual Fund Canada

Aventine Management Group Inc. 22

BTH Tactical Growth Fund Aventine Canadian Equity Fund

Mutual Fund Canada

B.E.S.T Investment Counsel Limited 23

B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc.

The Business, Engineering, Science & Technology Discoveries Fund Inc.

GIC's / Investment Savings Accounts Canada

B2B Bank 24

GIC's Canada

Bank of America, National Association (Canada Branch) 25 Other Canada Bank of Canada 26 GIC's Canada Bank of Montreal 27 GIC's Canada

Bank of Montreal Mortgage Corp. 28

GIC's Canada

Bank of Nova Scotia 29

Bank of Nova Scotia Scotia Mortgage Corporation

National Trust Company / Victoria&Grey MortgageCorp. Montreal Trust Company of Canada

Barometer Capital Management Inc. 30

Mutual Fund / Hedge Fund / GIC's Canada

Barrage Capital Inc. 31

Pooled Fund Canada

Bellwether Investment Management Inc. 32

Bellwether US Stock Fund

Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund

Mutual Fund/Pooled Fund/Seg Fund Canada

Beutel Goodman & Company Ltd 33

Pooled Fund Canada

BirchLeaf Investments Inc. 34

BirchLeaf Growth Fund

Black Swan Dexteritas Inc. 35

BSD Global Tech Hedge Fund LP

Mutual Fund Canada

BlackBridge Capital Management Corp. 36

(3)

Funds covered by agreement

Mutual Fund Canada

Blackheath Fund Management Inc. 37 Blackheath Mutual Fund Overseas BlackRock (Luxembourg) SA 38

BlackRock Global Funds

Mutual Fund Canada

BlackRock Asset Management Canada Limited 39

BlackRock Asset Management Canada Limited

Mutual Fund Canada

BloombergSen Inc. 40

BloombergSen Partners RSP Fund

Blumont Capital Corp. 41

Blumont family of funds

Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd.

Mutual Fund Canada

BMO Harris Investment Management Inc. 42

BMO Investments Inc. / BMO Investissements Inc. 43

BMO China A-Share Fund BMO Guardian Funds BMO Mutual Funds

Segregated Fund Canada

BMO Life Assurance Company 44

BMO Guaranteed Investment Funds

Mutual Fund / Linked Notes Canada

BMO Nesbitt Burns Inc. 45

BMO Nesbitt Burns Group of Funds

GIC's Canada

BMO Trust Company 46

Advisor's Advantage Trust

Linked Notes Canada BNP Paribas (Canada) 47 Mutual Fund Canada

BNP Paribas Investment Partners Canada Ltd. 48

BNY Mellon Global Management Ltd. 49

BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC

Mutual Fund Canada

Brandes Investment Partners & Co. 50

Pooled Fund Canada

Brandywine Global Investment Management (Canada), ULC 51

Mutual Fund Canada

Brickburn Asset Management Inc. 52

Dominion Equity Resource Growth Fund Brickburn family of mutual funds

Pooled Fund Canada

BridgingFinance Inc. 53

Bristol Gate Capital Partners Inc. 54

Bristol Gate U.S. Equity Fund LP

Broadview Capital Management Inc. 55

Broadview Dark Horse LP

Mutual Fund Canada

Brompton Funds Limited 56

Pooled Fund Canada

Brookfield Investment Management (Canada) Inc. 57

(4)

Funds covered by agreement

Pooled Fund Canada

Brookfield Soundvest Capital Management Ltd. 58

Soundvest North American Opportunity Pool

Hedge Fund Canada

BT Global Growth Inc. 59

BT Global Growth Fund L.P.

Pooled Fund Canada

Bull Capital Management Inc. 60

Canadian Equity Class Shares Global Equity Class Shares Balanced Class Shares EFG Private Portfolio Series ING

Mutual Fund Canada

Bullion Management Services Inc. 61

Mutual Fund Canada

Burgundy Asset Management Ltd. 62

Mutual Fund / Segregated Fund Canada

C.I. Investments Inc. 63

Optima Strategy Pools

United Financial Management Ltd. family of funds Castlerock Investments Corp. family of funds Lakeview Asset Management family of funds Artisan Portfolios

Includes Synergy Asset Management

KBSH Capital Management Inc. family of funds

Mutual Fund Canada

CADO Investment Fund Management Inc. 64

Maple Leaf Income Class Maple Leaf Resources Class

Mutual Fund Canada

Caldwell Investment Management Ltd. 65

Canada Life Assurance Company (The) 66

GIC's Canada

Canadian Tire Bank 67

Canadian Tire Bank

GIC's Canada

Canadian Western Bank 68

Mutual Fund / GIC's Canada

Canadian Western Trust 69

Mutual Fund Canada

Canoe Financial LP 70

Enervest Oil Sand Total Return Trust Enervest Natural Resources Fund Enervest Diversified Income Trust

Mutual Fund Canada

Canso Fund Management Ltd. 71

Mutual Fund Canada

Capital International Asset Management Inc. (Canada) Inc. 72

Hedge Fund Canada

Celernus Investment Partners Inc. 73

Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund

REIT Canada

Centurion Asset Management Inc. 74

GIC's Canada

CFF Bank 75

(5)

Funds covered by agreement

Pooled Fund Canada

CGOV Asset Management 76 Mutual Fund Canada CGS Asset Management Ltd. 77 CGS Resource Fund Ltd. Mutual Fund Canada

Chou Associates Management Inc. 78

Mutual Fund / GIC's / Linked Notes Canada

CIBC 79

CIBC Asset Management Inc. 80

GIC's Canada

CIBC Investor Network 81

CIBC Mortgages Inc. CIBC Trust Corporation

Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC

GIC's Canada

Coast Capital Savings Credit Union 82

Surrey Metro Savings Union

GIC's Canada

Coastal Community Credit Union 83

GIC's Canada

Community Trust Company Ltd. 84

GIC's Canada

Concentra Financial Services Association 85

Mutual Fund Canada

Connor, Clark & Lunn Capital Markets Inc. 86

Mutual Fund Canada

Connor, Clark & Lunn Funds Inc. 87

CC&L fund family

Mutual Fund Canada

Connor, Clark & Lunn Private Capital Ltd. 88

Pooled Fund Canada

Cornerstone Investment Counsel Ltd. 89

Blueprint Global Strategies Pool

Cortland Credit Group Inc. 90

Cortland Credit Strategies L.P.

Mutual Fund Canada Cote 100 Inc. 91 Mutual Fund Canada

Counsel Portfolio Services Inc. 92

Pooled Fund Canada

Covenant Capital Management Inc. 93

Labor Sponsored Fund Canada

Covington Capital Corporation 94

Covington Funds

Unit Trust Canada

Covista Capital Corp. 95

Covista Value Fund Trust

Pooled Fund Canada

Cowan Asset Management Limited 96

Cowan Absolute Return Fund

Mutual Fund Canada

CQI Capital Management L.P. 97

(6)

Funds covered by agreement

CQI Equity Opportunities Fund II Genesis Partners Fund LP CQI Equity Opportunities Fund I CQI Income Opportunities Fund

Linked Notes Overseas Credit Suisse AG 98 Mutual Fund Canada

Credit Suisse Inc. 99

GAF International Fund

Mutual Fund Canada

Crystal Wealth Management System Ltd. 100

Hedge Fund Canada

Crystalline Mgt Inc. / Gestion Cristallin Inc. 101

Cygnus Investment Partners L.P. 102

Cygnus/KKR Multi-Strat Fund LP

Pooled Fund Canada

Cypress Capital Management Ltd. 103

Davis-Rea Ltd. / Davis-Rea Ltee. 104

Pooled Fund / Segregated Funds Canada

Deans Knight Capital Management Ltd. 105

Deans Knight Capital Pool Funds Deans Knight Income Fund Deans Knight Equity Growth Fund II Deans Knight Equity Growth Fund

Mutual Fund Canada

Delbrook Capital Advisors Inc. 106

Delbrook Resource Opportunities Fund

GIC's Canada

Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 107

Segregated Funds / GIC's / Other Canada

Desjardins Financial Security Life Assurance Co. 108

Mutual Fund / Segregated Fund / GIC's Canada

Desjardins Global Asset Management Inc. 109

Mutual Fund Canada

Desjardins Trust Inc. 110

Maestral Funds

Pooled Fund Canada

Di Tomasso Group Inc. 111

The Di-Tomasso Equilibrium Fund

Hedge Fund Canada

Difference Capital Management Inc. 112

Mutual Fund Canada

Dimensional Fund Advisors Canada ULC. 113

Mutual Fund Canada

Discovery Capital Management Corp. 114

Mutual Fund Canada

Dixon Mitchell Investment Counsel Inc. 115

Dixon Mitchell Small Cap Fund

Donville Kent Asset Management Inc. 116

Donville Kent Asset Management

Mutual Fund Canada

Duncan Ross Associates Ltd. 117

East West Investment Management Corporation 118

(7)

Funds covered by agreement

East West Canada Fund LP

Hedge Fund Canada

EdgeHill Partners 119

EdgeHill Quantitative Proprietary Strategies Fund (Canada)

Mutual Fund Canada

EdgePoint Wealth Management Inc. 120

Edgepoint family of mutual funds

Mutual Fund Canada

Educators Financial Group Inc. 121

GIC's Canada

Effort Trust Company (The) 122

Empire Life Insurance Company 123

Segregated Funds

Interest investment options provided within an insurance contract

Mutual Fund Canada

Empire Life Investments Inc. 124

Empire Life

Unit Trust Canada

EnTrust Focus Partners LP 125

EnTrust 49 Focus Fund

Pooled Fund Canada

Epic Capital Management Inc. 126

Mutual Fund Canada

Equilibrium Capital Management Inc. 127

Equitable Bank 128

GIC's Canada

Equity Financial Trust Company 129

Hedge Fund / Limited Partnership Canada

Excalibur Capital Management Inc. 130

Excalibur Small Cap Opportunities LP Excalibur Limited Partnership

Mutual Fund Canada

Excel Funds Management Inc. 131

Faircourt Asset Management Inc. 132

Faircourt Pooled Monthly Income Fund (Pooled Fund) Faircourt Dividend Fund (Mutual Fund)

Mutual Fund Canada

Federated Investors Canada ULC 133

Federated Strategic Value U.S. Equity Dividend Fund

Mutual Fund Canada

Fidelity Investments Canada ULC 134

Mutual Fund Canada

Fiducie Desjardins Inc. 135

Mutual Fund Canada

Fieldhouse Capital Management Inc. 136

Fieldhouse Pro Funds Inc.

Fiera Capital Corporation 137

Pooled Fund / Hedge Funds Canada

Fiera Quantum Limited Partnership 138 Mutual Fund Overseas FIL Limited 139 Mutual Fund Canada

Financière des professionnels - Fonds d’investissement inc. 140

(8)

Funds covered by agreement

Mutual Fund Canada

First Asset Investment Management Inc. 141

REIT Canada

First Reliance Asset Management 142

First Reliance Real Estate Investment Trust

GIC's Canada

First West Credit Union Ltd. 143

Mutual Fund Canada

Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 144

Mutual Fund Canada

Fonds Desjardins (Fiducie Desjardins) 145

Mutual Fund Canada

Foresters Financial Investment Managent Company of Canada I 146

Pooled Fund / Hedge Funds Canada

Forge First Asset Management Inc. 147

Forge First Multi-Strategy Trust Forge First Long Short Trust

Mutual Fund / Hedge Fund Canada

Formula Growth Limited 148

Formula Growth Fund

Formula Growth Hedge Funds Class A Formula Growth Hedge Funds Class F

Pooled Fund Canada

Foyston, Gordon & Payne Inc. 149

Family of Pooled Funds FGP Funds

Franklin Templeton Investments Corp. 150

Bissett Mutual Funds

Franklin Templeton Mutual Funds

Mutual Fund U.S.

Franklin Templeton Investor Services 151

Franklin California, Tax Free Income Fund

Mutual Fund Canada

Front Street Capital 2004 152

Mutual Fund Canada

FrontFour Capital Corp. 153

FrontFour Opportunity Fund

Mutual Fund Canada

FT Portfolios Canada Co. 154

Mutual Fund Canada

Fulcra Asset Management Inc. 155

Fulcra Focused Yield Fund

Mutual Fund U.S.

Gabelli Funds (The) 156

Pooled Fund Canada

Galileo Global Equity Advisors Inc. 157

Investment Funds Canada

Galliant Advisors LP 158

Galliant Equity Long/Short Fund LP

GIC's Canada

General Bank of Canada 159

Mutual Fund Canada

GenFund Management Inc. 160

Pooled Fund Canada

Genus Capital Management 161

Mutual Fund Canada

Gestion Ferique 162

(9)

Funds covered by agreement

Hedge Fund Canada

GFI Investment Counsel Ltd. 163

Good Funds

Mutual Fund Canada

Global Growth Assets Inc. 164

Globevest Capital Ltee. 165

Hedge Fund Canada

Gold Investment Management Ltd. 166

FC Fund

Pooled Fund Canada

Goodman & Company, Investment Counsel, Inc. 167 Mutual Fund Canada Goodwood Inc. 168 Goodwood Funds Other Canada

Government of Quebec (for Placements Quebec) 169

Unit Trust Canada

Grafton Asset Management Inc. 170

Global Energy Growth Fund

Pooled Fund Canada

Greenchip Financial Corp. 171

Pooled Fund Canada

Greystone Managed Investments Inc. 172

Greystone Pooled Fund Trusts

Groundlayer Capital Inc. 173

The Alpha II Fund

Growth Works Capital Ltd. 174

Working Opportunity Fund (EVCC) Ltd.

Pooled Fund Canada Guardian Capital LP 175 Guardian Funds Vector Funds Vega Funds Limited Partnership Canada

Hamilton Capital Partners Inc. 176

Mutual Fund Canada

Harvest Portfolios Group Inc. 177

Pooled Fund Canada

Hemisphere Capital Management Inc. 178

Pooled Fund Canada

Heward Investment Management Inc. 179

HGC Investment Management Inc. 180

HGC Arbitrage Fund LP

Mutual Fund Canada

Highstreet Asset Management Inc. 181

Highwater Capital Management Corp. 182

Highwater Diversified Opportunities Fund

Mutual Fund Canada

Hillsdale Investment Management Inc. 183

Canada Hollis Canadian Bank

184

Home Trust Company 185

(10)

Funds covered by agreement

GIC's Canada HomEquity Bank 186 Unit Trust Canada

Horizons ETFs Management (Canada) Inc. 187 Pooled Fund Canada HR Strategies Inc. 188 Mutual Fund Canada HSBC Bank Canada 189

Structured Alternative Investment Return Securities

Mutual Fund Canada

HSBC Investment Funds (Canada) Inc. 190

Hymas Investment Management Inc. 191

Malachite Aggressive Preferred Fund

Mutual Fund Canada

I.A. Michael Investment Counsel Ltd. 192

ABC Funds

Mutual Fund Canada

I.G. Investment Management Ltd. 193

Mutual Fund Canada

IA Clarington Investments Inc. 194

ICICI Bank Canada 195

Industrial Alliance Pacific Insurance and Financial Services Inc. 196

GIC's Canada

Industrial Alliance Trust Inc. 197

GIC's Canada

Industrial and Commercial Bank of China (Canada) 198

Industrielle Alliance, Assurance et services financiers inc. 199

Unit Trust Canada

Inflection Management Inc. 200

Inflection Strategic Opportunity Fund

Mutual Fund Canada

Integra Capital Management Corp. 201

Invesco Canada Ltd. 202

Investec Asset Management Limited 203

Invico Capital Corporation 204

GIC's Canada

Island Savings Credit Union 205

Ivari 206

Pooled Fund Canada

J. Zechner Associates Inc. 207

Pooled Fund Canada

J.C. Clark Ltd. 208

(11)

Funds covered by agreement

Jarislowsky, Fraser Limited 209

Pooled Fund Canada

JDM Investments Partners Ltd. 210

Investment Partners Fund

Hedge Fund Canada

JM Fund Management Inc. 211

JM Catalyst Fund

Mutual Fund Canada

JovFinancial Solutions Inc. 212

Pooled Fund Canada

K J Harrison & Partners Inc. 213

K2 & Associates Investment Management Inc. 214

The K2 Principal Trust

Pooled Fund Canada

KAI Asset Management Inc. 215

KAI Core Equity Pool

Hedge Fund Canada

KCS Fund Strategies Inc. 216

KCS Great White North Fund KCS Fund Strategies Inc. Absolute Core Return Fund

Pooled Fund Canada

Kensington Capital Advisors Inc. 217 Limited Partnership Canada KFL Capital Management Ltd. 218 KFL Partners' Fund LP

Kingwest & Company 219

Kootenay Capital Management Corp. 220

Kootney Energy RSP Fund

Kooteny Global Energy Absolute Return Fund Ltd. Partnership

GIC's Canada

Korea Exchange Bank of Canada 221

Mutual Fund Canada

Landry Investment Management Inc. 222

GIC's Canada

Laurentian Bank of Canada 223

Includes B2B Trust term deposits

GIC's Canada

Laurentian Trust of Canada Inc. 224

Pooled Fund Canada

Laurus Investment Counsel 225

Hedge Fund Canada

Lawrence Park Capital Partners Ltd. 226

Lawrence Park Capital Partners

GIC's Canada

LBC Trust 227

LDIC Inc. 228

Includes LDIC Closed-End Funds

Mutual Fund Canada

Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 229

Legg Mason Global Funds PLC 230

Mutual Fund Canada

Leith Wheeler Investment Funds 231

(12)

Funds covered by agreement

Mutual Fund Canada

Leon Frazer & Associates Inc. 232

Mutual Fund Canada

Lester Asset Management Inc. 233

Hedge Fund Canada

Lightwater Partners Ltd. 234

Lightwater Long/Short Funds

Lincluden Investment Management Limited 235

Mutual Fund Canada

Longbow Capital Inc. 236

Pooled Fund Canada

Lorne Steinberg Wealth Management Inc. 237

Steinberg Global Value Equity Fund Steinberg High Yield Fund

Mutual Fund Canada

Lysander Funds Limited 238

Pooled Fund Canada

MacDougall Investment Counsel Inc. 239

Mackenzie Financial Corp. 240

Mutual Fund Canada

Mackie Research Capital Corporation 241

The Absolute Resource Company L.P. Grafton Energy Growth Fund

Pooled Fund Canada

MacNicol & Associates Asset Management Inc. 242

The Global Opportunities Fund (LP) The Emergence Fund (LP)

The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund The Absolute Return Fund (LP)

Majestic Asset Management LLC 243

Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I

Hedge Fund Canada

Man Investments Canada Corp. 244

GIC's / Segregated Fund Canada

Manufacturers Life Insurance Co. (The) 245

Deferred Annuities

Manulife Asset Management Limited 246

Manulife Financial Corp family of funds

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn

Manulife Bank of Canada 247

Manulife Trust Company 248

Marquest Asset Management Inc. 249

Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest Mining 2013-I Super Flow-Through Limited Partnership

Marquest Bridge Fund

(13)

Funds covered by agreement

Marquest Investment Fund

Marquest Mining Quebec 2014-I Super Flow-Through LP Marquest Mining B C 2014-I Super Flow-Through LP

Marquest Mining 2013-II Super Flow-Through Limited Partnership Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership MineralFields 2011-V Super Flow - Through Limited Partnership

Marquest Mining 2014-I Super Flow_through LP Matrix Fund Management family of mutual funds

Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership MineralFields 2011 Super Flow - Through Limited Partnership

Marquest-MineralFields 2012 Super Flow-Through Limited Partnership Marquest Mutual Funds Inc. - Various

Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership

Hedge Fund Canada

Marret Asset Management Inc. 250

Marret

Mutual Fund Canada

Matco Financial Inc. 251

MFI series of funds

Mutual Fund Canada

Mawer Investment Management Ltd. 252

Mutual Fund Canada

Maxam Capital Management Ltd. 253

GIC's Canada

MCAN Mortgage Corporation 254

Mutual Fund Canada

McElvaine Investment Management Ltd. 255

The McElvaine Investment Trust

Mutual Fund Canada

McLean Asset Management Ltd. 256

ROMC Trust

Mutual Fund Canada

McLean Budden Limited (Royal Trust) 257

Mutual Fund Canada

MD Financial Management Inc. 258

Meckelborg Financial Group Ltd. 259

MFG Diversified Strategy Fund

Linked Notes Canada

Merrill Lynch Canada Inc. 260 Mutual Fund Canada Middlefield Limited 261 Mutual Fund Canada

Montrusco Bolton Investment Inc. 262

Bolton Tremblay Funds inc.

Pooled Fund Canada

Morgan Meighen & Associates Limited 263

Smedley Fund Family

Unit Trust Canada

Morguard Financial Corp. 264

Morguard Real Estate Equity Fund

Natcan Investment Management Inc. 265

Natcan Trust Company 266

Mutual Funds / GIC's / Inv. Savings Acct Canada

National Bank Investments Inc. 267

(14)

Funds covered by agreement

GIC's Canada

National Bank of Canada 268

National Bank Trust GIC's Natcan Trust GIC's

National Bank of Canada GIC's

National Bank Trust Inc. 269

Mutual Fund Canada

National Trust Company 270

Tourism & Entertainment Growth Fund Inc. Family of Funds

Unit Trust Canada

NewGen Asset Management Limited 271

Mutual Fund Canada

Newport Private Wealth Inc. 272 Mutual Fund Canada NGAM Canada LP 273 Mutual Fund Canada

Niagara Capital Partners Ltd. 274

Niagara Access Alpha Fund

Nicola Wealth Management Ltd. 275

NWM Real Estate Fund NWM Global Bond Fund NWM Core Portfolio Fund NWM Global Equity Fund

SPIRE Value Add Limited Partnership NWM High Yield Bond Fund

SPIRE Real Estate Limited Partnership SPIRE US Limited Partnership NWM Bond Fund

NWM Primary Mortgage Fund

NWM Private Equity Limited Partnership NWM Preferred Share Fund

NWM U.S. Equity Income Fund NWM Canadian Equity Income Fund NWM Alternative Strategies Fund

NWM Canadian Tactical High Income Fund NWM U.S. Tactical High Income Fund NWM Precious Metals Fund

NWM Balanced Mortgage Fund

Mutual Fund/Pooled Fund/Ltd. Partnership Canada

Norrep Capital Management Ltd. 276

Mutual Fund Canada

North Growth Management Ltd. 277

GIC's Canada

Northern Savings Credit Union 278

Terrace & District Credit Union

Mutual Fund Canada

Northwest & Ethical Investments L.P. 279

Mutual Fund Canada

Ocean Rock Investments Inc. 280

Mutual Fund Canada

O'Leary Funds Management LP 281

GIC's Canada

Omista Credit Union Limited 282

(15)

Funds covered by agreement

Mutual Fund / Hedge Fund / GIC's Canada

One Financial Corporation 283

Pooled Fund Canada

Onex Credit Partners, LLC 284

Onex Credit Partners LLC OCP Debt Opportunity Class

Pooled Fund Canada

Orientation Finance inc. 285

GIC's / Other Canada

Pacific & Western Bank of Canada 286

Palisade Capital Management Ltd. 287

Palos Management Inc. 288

Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds

Hedge Fund / Limited Partnership Canada

Pan Asset Management Ltd. 289

Iron Fund LP

Pooled Fund Canada

Pavilion Advisory Group Ltd. 290

GIC's Canada

Peace Hill Trust Company 291

Pembroke Private Wealth Management Ltd. 292

Penbrooke Partners Investment Management Ltd. 293

Penbrooke Opportunities Fund LP

Labor Spons. Fund / Ven. Cap. Fund Canada

PenderFund Capital Management Ltd. 294

GIC's Canada

Peoples Trust Company 295

Mutual Fund Canada

Perennial Asset Management Corp. 296

Perennial Fixed Income Portfolio Perennial Canadian Equity Portfolio

Hedge Fund Canada

Performance Capital Ltd. 297

Pooled Fund / Limited Partnership Canada

Periscope Capital Inc. 298

Pooled Fund Canada

Perron & Partners Wealth Management Corp. 299

Kipling Private Investment Portfolios

PFM Venture Capital Operations Inc. 300

SaskWorks Venture Fund Inc.

Picton Mahoney Asset Management 301

PIMCO Canada Corp. 302

PIMCO Global Advisors (Ireland) Limited 303

PIMCO Funds - Global Investor Services

Hedge Fund Canada

Polar Securities Inc. 304

(16)

Funds covered by agreement

Altairis

Mutual Fund Canada

Portfolio Strategies Securities Inc. 305

Foundation Equity Portfolio Foundation Yield Portfolio

Foundation Tactical Conservative Portfolio Foundation Tactical Growth Portfolio Foundation Tactical Balanced Portfolio

Investment Funds / Limited Partnership Canada

Portland Investment Counsel Inc. 306

GIC's Canada

President's Choice Bank 307

Hedge Fund Canada

Primevest Capital Corp. 308

Propel Capital Corporation 309

Canadian Large CAP Enhanced Fund

Pooled Fund Canada

Provisus Wealth Management Limited 310

Mutual Fund Canada

Purpose Investments Inc. 311

Purpose Funds Series A, F & I

Mutual Fund Canada

Pursuit Financial Management Corp. 312

Mutual Fund Canada

Putnam Investment Inc. 313

Pooled Fund Canada

Quadrant Asset Management 314

QAM Tracking Pools

Mutual Fund Canada

Quantum Leap Asset Management Limited 315

Quantum Leap Mortgage Investment Fund

Pooled Fund Canada

QV Investors Inc. 316

QV Pooled Funds

Qwest Investment Fund Management Ltd. 317

Pooled Fund Canada

R.E.G.A.R. Gestion Privee Inc. 318

Mutual Fund Canada

R.N. Croft Financial Group Inc. 319

Radiant Investment Management Ltd. 320

Radiant Performance Fund LP

Pooled Fund Canada

Radin Capital Partners Inc. 321

Radin Capital Partners

Pooled Fund Canada

Rayne Capital Management Inc. 322

Rayne Capital LP

Rayne Capital Opportunities Trust Rayne Capital Opportunities Fund LP

Linked Notes Canada

RBC Dominion Securities Inc. 323

RBC Global Asset Management Inc. 324

RBC Life Insurance Company 325

(17)

Funds covered by agreement

Mutual Fund Canada

RCM Valule Opportunities Trust/RCM Partners Inc. 326

RCM Partners Inc.

Redwood Asset Management Inc. 327

Redwood Asset Management family of funds Ark Fund Management family of funds

GIC's Canada

Resmor Trust Company 328

Mutual Fund Canada

Resolute Funds Ltd. 329

Mutual Fund / Labor Sponsored Fund Canada

Return on Innovation Advisors Ltd. 330

Pooled Funds

Rival Capital Management Inc. 331

Rival North American Growth Fund L.P. Rival North American RRSP Growth Fund

Pooled Fund Canada

River Plate House Capital Management Inc. 332

Pooled Fund Canada

Roadmap Capital Inc. 333

Hedge Fund Canada

Robson Capital Management Inc. 334

Ross Smith Asset Management Inc. 335

Ross Smith Capital Investment Fund Ross Smith Opportunity Fund

Pooled Fund Canada

Roundtable Capital Partners Inc. 336

Roundtable Growth Fund Roundtable Focus Equity Fund Roundtable Dividend & Income Fund Roundtable Everkey Global Fund

Royal & Sun Alliance Life Insurance Co. (Canada) 337

Royal Bank of Canada 338

Royal Bank of Canada Connor Clark Private Merchant Private Trust Royal Bank Mortgage Corp. Royal Trust Company (The) Royal Trust Corp.

Mutual Fund Canada

Royal Trust Company (The) 339

The Protected American Fund The First American Fund

T.A.L. Private Management Pooled Funds T.A.L. Investment Pooled Funds

RT Capital Inc.

First Trust Canada Funds Classified Investment Trusts

RP Investment Advisors 340

Mutual Fund Canada

Russell Investments Canada Limited 341

(18)

Funds covered by agreement

Soverign mutual funds Life Points mutual funds Russel Group mutual funds

Mutual Fund U.S.

Sanford C. Bernstein & Co. LLC 342

Mutual Fund Canada

Scotia Capital Inc. 343

Cassels Blaikie Canadian Fund (U.S.) Scotia Capital family of funds

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Pinnacle family of funds - May 7-07

Mutual Fund Canada

Scotia Securities Inc. 344

Seamark Asset Management Ltd. 345

Mutual Fund Canada

SEI Investment Canada Company 346

Sentry Investments Inc. 347

Hedge Fund Canada

Sentry Select Investments Inc. 348

Pooled Fund Canada

Seymour Investment Management Ltd. 349

Seymour Performance Fund Seymour Canadian Equity Fund

Mutual Fund Canada

Sherpa Asset Management Inc. 350

Pooled Fund Canada

Silvercove Fund Management Ltd. 351

Silvercreek Management Inc. 352

Silvercreek family of funds

Mutual Fund Canada

Smart Investments Ltd. 353

Principal Protected Note Canada

Societe Generale (Canada) 354

CI Protected Coverage Notes, Series 1

Hedge Fund Canada

Spartan Fund Management Inc. 355

Thales Fund Management Inc. family of funds Spartan Fund Management Inc. family of funds

Sprott Asset Management L.P. 356

Sprott Mutual Funds Sprott Closed-End Funds Sprott Hedge Funds

Sprott Flow-Through Limited Partnerships

GIC's / Segregated Fund Canada

Standard Life Assurance Company of Canada (The) 357

Ideal Segregated Funds

Guaranteed Interest Rate Contracts

Mutual Fund Canada

Standard Life Mutual Funds Ltd. 358

Mutual Fund Canada

Standard Life Trust Company 359

Hedge Fund Canada

Stanton Asset Management Inc. 360

(19)

Funds covered by agreement

GIC's Canada

State Bank of India (Canada) 361

Mutual Fund Canada

Steadyhand Investment Management Ltd. 362

Steadyhand Global Equity Fund Steadyhand Income Fund Steadyhand Savings Fund Steadyhand Small Cap Equity Fund Steadyhand Equity Fund

GIC's Canada

Steinbach Credit Union Limited 363

GICs

GIC's Canada

Stella Maris Credit Union Ltd. 364

Stephenson & Company Capital Management Inc. 365

Stephenson & Company North American Opportunity Fund LP

Mutual Fund Canada

Stone Asset Management Limited 366

Mutual Fund Canada

Strathbridge Asset Management Inc. 367

Stratigis Capital Advisors Inc. 368

Goforth Technical Fund LP Uber Strategies LP

Pooled Fund Canada

Successful Investor Wealth Management Inc. 369

Sun Life Assurance Co. (Canada) 370

Individual Variable Insurance Contracts

GIC's Canada

Sun Life Financial Trust Inc. 371

Investment Funds Canada

Sun Life Global Investments (Canada) Inc./Placements mondiau 372

GIC's Canada

Sunshine Coast Credit Union 373

Hedge Fund Canada

SW8 Asset Management Inc. 374

Mutual Fund Canada

T.E. Investment Counsel Inc. 375

Prosperity Mutual Funds

Tangerine Bank 376

Pooled Fund Canada

Taylor Asset Management Inc. 377

Taylor Partners Fund

Mutual Fund / Inv. Savings Account Canada

TD Asset Management Inc. 378

GIC's / Linked Notes Canada

TD Bank Financial Group 379

TD Mortgage Corp. - GIC's TD Bank - GIC's & Linked Notes TD Pacific Mortgage Corp. - GIC's The Canada Trust Compay - GIC's

Linked Notes Canada

TD Securities Inc. 380

(20)

Funds covered by agreement

Terra Fund Management Ltd. 381

Pooled Fund Canada

Tetrem Capital Management Ltd. 382

Pooled Fund Canada

Third Eye Capital Management Inc. 383

Third Eye Capital Alternative Credit Trust

Pooled Fund Canada

Thornmark Asset Management Inc. 384

Thornmark Investment Funds

Timbercreek Asset Management Ltd. 385

Timelo Investment Management Inc. 386

Timelo Strategic Opportunities Fund

Mutual Fund Canada

TIS Preservation & Growth Fund/Accilent Capital Management. 387

TIS Preservation & Growth Fund Class A and Class F Units

Pooled Fund Canada

Toron Capital Markets Inc. 388

Hedge Fund Canada

Toronto Trust Management Ltd. 389

Friedberg Mercantile Group family of funds

Mutual Fund Canada

Tradex Management Inc. 390

Pooled Fund Canada

Trapeze Asset Management Inc. 391

Trapeze Value Trust

Income Trust Canada

Trez Capital Corporation 392

Pooled Fund Canada

Tri Delta Investment Counsel Inc. 393

Triumph Asset Management Inc. 394

Triumph Capital Appreciation Fund LP

Pooled Fund Canada

Trivest Wealth Counsel Ltd. 395

Pooled Fund Canada

Turtle Creek Asset Management Inc. 396

Turtle Creek Investment Fund Turtle Creek Equity Fund

Pooled Fund Canada

UBS Global Asset Management (Canada) Co. 397

UBS (Canada) Balanced Fund A

Mutual Fund Canada

Value Partners Investment Inc. 398

Mutual Fund Canada

Value-Contrarian Asset Management Inc. 399

GIC's Canada

Vancouver City Savings Credit Union 400

Pooled Fund Canada

Vantage Asset Management Inc. 401

Vantage Protected Performance Fund

Mutual Fund Canada

Vantage Point Investment Management Inc. 402

The Vantage Point Funds

Hedge Fund Canada

Venator Capital Management Ltd. 403

(21)

Funds covered by agreement

Mutual Fund Canada

Vertex One Asset Management Inc. 404

Hedge Fund Canada

Vision Capital Corporation 405

Mutual Fund / Labor Sponsored Fund Canada

VL Advisors Inc. 406

Mortgage Investment Fund Canada

W.A. Robinson & Associates Ltd. 407

Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp.

WARATAH Capital Advisors Ltd. 408

Waratah fund family

Mutual Fund Canada

Wave Cycle Mutual Funds Ltd. 409

Business Cycle Funds

Wealhouse Capital Limited Partnership 410

Panorama Private Client Fund Panorama Fund

Pooled Fund Canada

WealthCo Asset Management Inc. 411

WealthCo Pooled Funds

WealthCo Asset Management Inc.

Mutual Fund Canada

West Face Capital Inc. 412 WFC Opportunities Trust Mutual Fund Canada Westcap Mgt. Ltd. 413

Golden Opportunities Fund Inc.

Mutual Fund / Segregated Fund / GIC's Canada

Westminster Savings Credit Union 414

GIC's Canada

Windsor Family Credit Union 415

Mutual Fund Canada

Yorkville Asset Management Inc. 416

Heritage Yorkville Mutual Funds Southbridge Health Care Fund

Mutual Fund Canada

YTM Capital Asset Management Ltd. 417

Zag Bank 418

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

Note:

(22)

January 1, 2016

Name Changes and Mergers since

Fund Manager

Region

Type of Product

Funds covered by agreement

Date

Comments

National Bank Securities Inc. Mutual Funds / GIC's / Inv. Savings Acct

Changed name to National Bank Investments Inc.

Canada 1/29/2016

1

Includes PPN's Altamira Mutual Funds First Marathon Inc.

National Bank Mutual Funds

Dundee Bank of Canada GIC's / Investment Savings Accounts

Changed name to Hollis Canadian Bank

Canada 3/23/2016

2

AEGON Fund Management Inc. Mutual Fund Trsf from CIPF May 9 2005Name changed to Foresters Financial Investment Management

Canada 5/26/2016

3

Page 1 of 1 Listing of Name Changes and Mergers

(23)

(24)

Additions to List Since January 1, 2016

Fund Manager

Region

Type of Products

Funds covered by agreement

Date Approved

AIP Asset Management Canada Limited Partnership 1/26/2016 1

AIP Global Marco Fund LP

Federated Investors Canada ULC Canada Mutual Fund 1/26/2016 2

Federated Strategic Value U.S. Equity Dividend Fund

National Bank Investments Inc. Canada Mutual Funds / GIC's / Inv. Savings Acct 1/29/2016 3

Includes PPN's

KAI Asset Management Inc. Canada Pooled Fund 3/2/2016

4

KAI Core Equity Pool

Algonquin Capital Corporation Canada Limited Partnership 3/7/2016 5

Smart Investments Ltd. Canada Mutual Fund 3/17/2016

6

Hollis Canadian Bank Canada 3/23/2016

7

McLean Asset Management Ltd. Canada Mutual Fund 4/26/2016 8

ROMC Trust

Cygnus Investment Partners L.P. Canada Limited Partnership 5/10/2016 9

Cygnus/KKR Multi-Strat Fund LP

Foresters Financial Investment Managent Company Canada Mutual Fund 5/26/2016 10

Page 1 of 1 Listing of Additions to List

(25)

January 1, 2016

Deletions from List since

Fund Manager

Region

Type of Products

Reason of Removal

Funds covered by agreement

Date Removed

Pro-Financial Asset Management Inc.

No longer active and not registered Hedge Fund/Linked

Notes/Mutual Fund

Canada 2/29/2016

1

BlackRock (Channel Islands) Limited

No longer active and not registered Mutual Fund

Overseas 3/31/2016

2

BlackRock International Gold and General Fund

Growth Works Atlantic Ltd. Canada Labor Sponsored Fund 3/31/2016 See Growth Works Capital Ltd. 3

GrowthWorks Atlantic Venture Fund Ltd. Growth Works WV Management

Ltd.

See Growth Works Capital Ltd. Labor Sponsored Fund

Canada 3/31/2016

4

GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. Investec Asset Management Guernsey Ltd.

See Investec Asset Management Limited

Mutual Fund

Overseas 3/31/2016

5

Portland India Select Business Portfolio Inc.

See Portland Investment Counsel Inc. Mutual Fund

Overseas 3/31/2016

6

Scotiabank & Trust (Cayman) Ltd.

See Scotia Securities Inc. Mutual Fund

Overseas 3/31/2016

7

Templeton Global Advisors Ltd. See Franklin Templeton Advisors Investments Corp.

Mutual Fund

Overseas 3/31/2016

8

Page 1 of 1 Listing of Deletions from List