Executive Function
Dysfunction:
The Newest “Learning Disability”
Karen J. Miller, MD
Floating Hospital for Children Tufts Medical Center
Examples of possible
EF dysfunction
Juan, 8 y.o. referred for ADHD evaluation as
he is distractible and can’t wait his turn
Michael, 10 y.o. with a history of TBI is now
irritable and impulsive
Cathy, 11 y.o. with Asperger syndrome gets
upset with transitioning to new activities
Anthony, 14 y.o. who did well in elementary
school now referred for being “lazy”
Ken, 35 y.o. pediatrician who can’t remember
Executive Functions “definition”
Variety of “higher-order” mental
processes and behaviors
Enables self-regulation, problem-solving
and goal directed behavior
Integrates lower-level processes
Develop gradually over time
Exec Function: Metacognition
Exec Function: Self-Regulation
Levels of Brain Function
Neocortex-Rational thought Midbrain/ Limbic system-Automatic behaviors/ Emotions Brainstem-Survival/aggressionBasic Areas of Brain
Anterior Posterior
Inferior Superior
Brain Lateralization Oversimplified
Language Logic Left Hemisphere Sequential processingRight side control
Right Hemisphere Visual-spatial
Simultaneous processing
Imagination
Left side control Frontal Lobe
Executive Functions
Basic Neurological
functions-WHAT happens NOW
Physiological functions Sensory functions Speech/Language Spatial Motor Memory of skills Memory of facts
Basic Executive
Function-Not
What
but
How
and
When
Round-A composition for two or more
voices in which each voice enters at a
different time with the same melody
Row,Row,Row Your Boat
Row, row, row your boat Gently down the stream Merrily, merrily, merrily Life is but a dream
EF metaphors
Conductor
CEO
Director
Pilot
Cook
Executive Functions
-Closer look at some components
Self-Regulatory functions
Inhibition
Shift/Flexibility
Emotional Regulation
Metacognitive functions
Working Memory
Problem-solving
Monitoring
BRIEF rating scaleBasic Executive
Functions-Self-Regulation of NOW
Inhibition
Behavioral
Cognitive
Shift/Flexibility
Emotional Regulation
EF- Balancing between
Inhibition and Initiation
STOP!
Basic EF
Dysfunctions-Inhibition
Ability to inhibit is the gateway to other EFs
Deficits in behavioral inhibition
“Impulsive”, “can’t stop when asked”
Deficits in cognitive inhibition
“Daydreams”, “off topic”
Deficit associated with Attention
Deficit/Hyperactivity Disorder
Stroop Task-1
Say the COLOR of the ink:
GREEN
YELLOW
RED
BLUE
BLACK
Stroop Task-2
Say the COLOR of the ink:
GREEN
YELLOW
RED
BLUE
BLACK
Anterior Cingulate activated
during Stroop task-PET Scan
EF Regulates Attention
EF as air traffic controller Vigilance
Scanning the radar screen Houselights
Selective attention Focusing on the blip Flashlight/Spotlight
Dividing Attention Adaptively
Basic EF
Dysfunctions-Shift/Flexibility Deficits
ADAPT as new information presents Shifts too quickly
“Distractible”, “Doesn’t finish”
Associated with AD/HD
Shifts too slowly
“Daydreams”, “off-topic comments”
Associated with ADHD Inattentive
“Rigid”, “Perseverative”
Basic EF
Dysfunctions-Emotional Regulation Deficits
Ability to inhibit allows modification of
emotional expression, selection of adaptive emotional response and activate emotion if needed.
Self-regulation of affect (Barkley 1997,2000) Deficits can present as:
“Over-emotional”, “over-sensitive”,
“immature”, “moody”, “easily frustrated”
Exec Function: Metacognition
Exec Function: Self-Regulation
“METACOGNITION”
Managing LATER
Working Memory
Problem-solving
Monitoring
Meta-cognition:
Non-Verbal Working Memory
“mental work space” “scratch-pad” Non-verbal WM enables
Hindsight, foresight
Mental representations Pattern recognition
Sense of time and events in time
Deficits result in:
Poor time management, not learning from past,
difficulty reading facial expressions, poorly sequenced behavior, social incompetence,
misplacing items, clumsiness, problems in math
Meta-cognition:
Verbal Working Memory
Holds language “on-line” while processing,
manipulating or waiting
“Self-talk”
Rule-governed behavior/reasoning Deficits result in:
Forgetfulness, “careless errors”, comprehension
problems, “rude” behavior
Associated with learning disabilities, language
Working
Memory-Hidden but critical
Limited capacity; “budget problem” Easily overwhelmed or overwritten
May do task components in isolation but not simultaneously “Forget to remember”
Timing and timeliness of access
Need for contingent, convergent, coordinated retrieval
Impact is on writing, reading comprehension and time management
Productivity, accuracy and behavior will vary with volume, complexity and/or level of adult
Meta-cognition:
Problem-solving
Problem-solving components
Prioritizing/goal selection
Analysis/synthesis (“reconstitution”) Strategy development and selection Planning/Organization
Deficits result in problems in:
Completing tasks efficiently, organizing materials,
formulating responses, sequencing activities, balancing work/leisure, coping with adversity, managing long-term tasks
Meta-cognition:
Monitoring and Motivation
Task Monitoring
Is it done? Is it done right? Self-Monitoring
Social feedback
Introspection/self-awareness: WHY DO IT? Deficits result in:
Poor quality of work, poor pacing “Egocentric”, socially “clueless”
Over- or under-estimating abilities/skills Motivation; self-activation
Organization / Executive Function Control
Developmental Progression
Effectiveness Productive Efficient Accurate Inconsistent Inefficient Limited output Task Demands Simple Complex Preschool AdultDevelopment of EF
7-8 months
Demonstrates working memory 3 years
Begins ability to inhibit disadvantageous decision 6 years
Attention becomes volitional Adolescence
Manipulate and integrate complex information
Powell KB, Voeller Kytja KS.
Gray matter development
Gogtay, Giedd et al PNAS 2004
Cortical thinning of attention and executive function networks in adults with ADHD
Makris N, Biederman J, Valera EM et al; Cerebral Cortex 2007; 17(6):1264-75
ADHD - overall cortical thinning especially in dorsolateral preforontal, anterior cingulate, posterior cingulate and inferior parietal (angular gyrus)
Organization / Executive Function Control
in ADHD and other EF dysfunctions
Effectiveness Productive Efficient Accurate Inconsistent Inefficient Limited output Task Demands Simple Complex
EF:
At the interface between brain and
environment
Hot off the presses
Impact of Early Behavior Disturbances on
Academic Achievement in High School; J
Breslau et al;
Pediatrics
(2009) 123(6):1472 Attention problems at 6 significantly predict
math and reading achievement at 17
“interventions that target attention problems
at school entry should be tested as avenue for improving educational achievement”
Executive Function Dysfunction
Universal experience
Experience dependent (expertise) Increased in:
Illness and fatigue states
Attention Deficit Hyperactivity Disorder Autism Spectrum Disorders
Learning Disability
Fetal Alcohol syndrome
Side effects of medications Drugs or alcohol
Executive Function
Dysfunction-2
Brain Injury (traumatic or acquired) Brain disorder (e.g. dementia, tumors) Partial complex epilepsy, frontal origin
Mental illness (e.g. schizophrenia, depression,
bipolar, OCD)
Tic disorders
Genetic disorders
Phenylketonuria, Turner syndrome, William’s syndrome
Velocardiofacial syndrome, Metachromatic
Assessment of EF - Real Life
Interviews including the child/adolescent
Observation especially less structured settings Work samples
List areas of strengths/weak SKILLS:
Starting/stopping/shifting Flexible or creative thinking Response to problem or
frustration Social skills
Learn from mistakes
Parts of tasks that need adult structure/support
Ability to plan tasks?
Homework/chore breakdowns How well organized?
Attending to the right thing? Long enough?
Assessment of EF
Medical
Psychiatric/Behavioral
Psychological/Educational
Neuropsychological
Neuroimaging if indicated
EEG if indicated
Assessment of EF
-Neuropsychological Testing
Wechsler Intelligence Scale for Children-4th
edition WISC IV (working memory)
Delis-Kaplan executive function system NEPSY subtests
Rey Complex Figure
Behavior Rating Inventory of Executive
Function (BRIEF)
Where is the breakdown?
Is there a knowledge deficit?
Is there a procedural skill deficit? Is it an executive function deficit?
Inhibition/Initiation Shift/Flexibility Emotional Regulation Working Memory Problem-solving/Organization Monitoring
EF Intervention
ADHD, Autism, TBI, LD literature
Effective programs emerging for children Heterogeneity confounds (Denckla 2007)
Specify the skills (strengths/weaknesses) Process oriented: Not what but how
Levels of Intervention Environment Task Child Dawson, Guare 2004 Meltzer 2007
EF Intervention: Environment-based
Procedures and Routines
Make life predictable Black/white; when-then Establish explicit routines
Home School Social Play Transitions Disciplinary routines Academic procedures
EF Intervention: Environment-based
School issues
Executive function not an special education
disability category
Special Education categories (partial list) LD, Autism, ADHD (under Other Health
Impaired), Neurological, Communication
Lack of understanding of executive function Accommodations
Skill development Adult support
EF Intervention: Environment-based
Adopt an EF Lifestyle
EF is learned in day to day
activities with real life problems
EF is developed by modeling
and supported practice
Keep an EF mindset when
engaging in tasks and externalize the process
Externalizing EF
Talk out loud and model
“Hmm. What do I need to do before I…?” “I will write that down here”
“Wow! That didn’t go as I expected! What are my
options now?”
“I’m too upset to think clearly. I need to take a walk.” “I wonder who I can ask for help about…?”
“We want to go on vacation in two months. I’m going
EF Intervention: Task-based
Setting them up to get it right
Make it part of a ROUTINE
Increase demand by increments
(scaffold/fade)
Break into smaller parts Make steps more explicit Make it visual (e.g. lists)
Prioritize tasks or task components Limited choices
EF Intervention: Child-based
Medical and Medication
Medical
Sleep, nutrition, medical problems
Medication
Attention problems
Stimulants, atomoxetine
Improves with self-regulation and focus in the
moment; not metacognition
Emotional problems
EF Intervention:Child-based
Building
Skills
Practice component skills in isolation
? Role of computerized training (e.g.
Klingberg 2005)
Strategy instruction
(Meltzer 2007,Marlowe 2000)
Summary
Executive functions are late developing,
higher order cognitive processes
EF delays/deficits are common EF remediation involves
Modifying the environment Structured practice
Strategy development Sometimes medication
Assorted resources
(for more references/resources write to [email protected]
Dawson, P, Guare R. Smart by Scattered: the revolutionary “Executive
Skills” approach to helping kids reach their potential. Guilford Press, NY
www.guilford.com; for parents (2009)
Meltzer, L (Ed). Executive function in education: From theory to practice
(2007). New York, NY, US: Guilford Press. (for educators)
The Disorganized Mind: Coaching your ADHD brain to take control of your
tasks, time, and talents, The New Self-Coaching Book for ADHD Adults by Nancy Ratey, Ed. M. St. Martin’s Press, April 2008 $24.95, 320 pages,
hardcover); also visit Nancy Ratey’s websites
www.thedisorganizedmind.com for information on self-coaching for ADHD.
http://www.aboutkidshealth.ca/ofhc/news/SREF/4144.asp for series of
parent-oriented articles on developmental perspectives on executive function.
Miller KJ. Executive Functions. Pediatric Annals.2005;34(4):310-317
Kochanska G, Coy KC, Murray KT development of self-regulation in the first