THE CURRENT PILING CODE AS 2159 -2009
SOME NEW CHANGES AND FEATURES
Gary Chapman Golder Associates Melbourne
THE NEED FOR A REVIEW
The Old code was dated 1995 and was over 14 years old and in need of
updating
Concerns were raised by some contractors and consultants within the
piling industry regarding pile testing and the incorrect selection of φg factors – we now have a more rigorous selection system
New piling systems have become available over the last 14 years Advances have been made in pile testing methods
SAA COMMITTEE CE 018 MEMBERS
Prof Harry Poulos (chairman) Brian Chandler
Dr Gary Chapman David Klingberg
Peter Mc Donald (co-opted) Jim Millar
Prof Mark Randolph Dr Julian Seidel Slav Tchepak Dr Frank Collins
Coffey Geosciences, Sydney AECOM -Maunsell, Melbourne Golder Associates, Melbourne Wagstaff Piling, Brisbane
Douglas Partners, Melbourne Waterway Const. Sydney
UWA
Foundation QA, Melbourne Vibropile, Sydney
OUTLINE OF CHANGES
New terminology – S* is now Ed Code structure – similar to previous, new pile types recognised
-jacked and steel screwed, cast insitu screw displacement
Geotechnical design aspects – φg factor is now calculated not selected
from a list, down drag calculations improved
Structural design aspects –durability section revised, revised concrete
placement factor
Construction and testing aspects – changes to pile testing
acceptance criteria, some testing clauses are now normative (i.e.
required) rather than there for guidance only, there is now recognition of benefits of testing by increasing the φg factor with increasing amounts of testing
Testing aspects recognition of alternative forms of testing such as
Code Structure – Similar to previous with some changes
1. Scope and general
2. Site investigation – information required 3. Design requirements & procedures
4. Geotechnical design- strength and serviceability
5. Structural design – concrete and grout piles, steel, composite &
timber piles
6. Durability design
7. Materials and construction requirements 8. Testing- revised acceptance criteria
Appendices: Detailed testing procedures and requirements for static, O
Section 2 - Site Investigations
The code now includes a requirement for site investigations to address
working platform issues and the stability of a safe working platform for piling equipment.
Clause 2.2(c) (xii) “an assessment of the site surface for the provision of
a safe work platform for piling equipment”
Section 3 Design Requirements
Design for ultimate strength and for serviceability Load factors for actions from ground movements for structural design 1.2 x negative skin friction (Fnf) action
1.5 x compression, tension from vertical ground movement (Fes)
1.5 x moment, shear and axial forces from lateral ground movement
(Fem)
1.5 x moments shears and axial forces from heave due to unloading
from excavation (Feh)
For geotechnical strength design, loads due to soil movements (e.g.
down drag) do not need to be taken into account.
Section 4 - Geotechnical Design
A completely new section on the assessment of geotechnical design
parameters
A detailed process for the explicit determination of the geotechnical
strength reduction factor Φg
Tangible benefits for conducting load testing through the testing benefit
factor
A revised treatment of negative skin friction at serviceability loads and a
requirement for capacity in the stable zone to be verified
Selecting the right geotechnical strength
reduction factor
Underlying philosophy
: Reduce ad-hoc judgement in the fg selection process available under
previous code
Reduced maximum value of fg selection available from 0.9 to 0.76 You must now consider all of the site risks more specifically
There is an incentive for pile load testing by using the testing benefit
factor to increase fg
Can also allow for the benefits arising from the design of a redundant
foundation system. Single piles are not redundant and now attract a
Design Geotechnical Strength
Design geotechnical strength (Rd,g) is calculated as the design ultimate
geotechnical strength (Rd,ug) multiplied by a geotechnical strength reduction factor (
f
g)R
d,g =f
g .R
d,ugf
g,
= f
g,b
+ (f
t,f
– f
g,b
).K
f
g,b
where f
g,b= basic geotechnical strength reduction factor
f
t,f= intrinsic test factor – 0.9 for static test, 0.85 Osterberg cell, 0.8
for PDA test on preformed piles, 0.75 for Statnamic and for PDA on
other than preformed piles
Basic Geotechnical Strength Reduction
Factor f
g,b The value of fg,b depends upon the assessed site risk factors & the
weighted sum of individual risks x risk weighting factors
Risk factors to be considered are divided into 3 categories: Site Factors
Design Factors Installation Factors
Individual Risk Ratings (IRR) Table 4.3.2B
RISK LEVEL INDIVIDUAL RISK RATING (IRR) Very Low 1 Low 2 Moderate 3 High 4 Very High 5
Basic Risk Factors
TABLE 4.3.2 (A)
Risk Category
Risk Factor Weighting factor Site Geological complexity
of the site 2
Extent of Ground
Investigation 2
Amount & quality of
Basic Risk Factors (continued)
TABLE 4.3.2 (A) (cont.)
Risk Category
Risk Factor Weighting factor Design Experience with similar
foundations & conditions 1
Methods of assessing design
parameters for design 2
Design Method Adopted 1
Methods of utilizing in-situ test
Basic Risk Factors (continued)
TABLE 4.3.2 (A) (cont.)
Risk Category
Risk Factor Weighting factor Installation Level of construction
control 2
Level of performance monitoring (during &
after construction)
Average Risk Rating
To calculate the Site Average Risk Rating (ARR) ARR = S (wi. IRRi )/ S wi
Where wi = weighting factor for the individual risk factor considered IRR = Individual risk rating which is selected based on 1 = very low risk
through to 5 = very high risk.
Example: A site investigation for piling where the bores stop above
expected pile toe level = very high risk geotech data then IRR = 5 for site quality of data and possibly also for extent of investigation as well.
Examples Individual Risk Circumstances
Geological complexity of site. IRR 1 = horizontal well defined strata,
IRR 3 = some variability, IRR 5 highly variable profile steeply dipping rock
Design Method Adopted. IRR 1 = well established and soundly based
methods, IRR 3 = simplified methods with a well established basis, IRR 5 simple empirical methods or sophisticated methods that are not well
established.
Installation. IRR 1 = detailed construction control with professional
geotechnical engineering supervision with well established processes, IRR 3 = limited professional supervision with conventional procedures, IRR 5 = very limited or no involvement of designer with construction
Sample Average Risk Rating Calculation
Risk Factor (wi) IRR Wi . IRR
Geological Site Complexity 2 3 6
Extent of Site Investigation 2 4 8
Amount & Quality of Geotech Data 2 4 8 Experience with similar foundations 1 2 2
Method of Parameter assessment 2 3 6
Design Method Adopted 1 3 3
Method of using Insitu/Install data 2 3 6
Level of Construction Control 2 3 6
Level of Performance Monitoring 1 4 4
Sums 15 49
Selection of basic geotechnical strength
reduction factor f
g,b Range of ARR Overall Risk Category fg,b for low redundancy fg,b for high redundancyARR<= 1.5 Very low 0.67 0.76
1.5<ARR<2.0 Very low-low 0.61 0.70
2.0<ARR<2.5 Low 0.56 0.64
2.5<ARR<3.0 Low – mod 0.52 0.60
3.0<ARR<3.5 Moderate 0.48 0.56
3.5<ARR<4.0 Mod –High 0.45 0.53
Geotechnical reduction factor - Benefit of
pile load testing
f
g
=
f
g,b
+ (f
t,f
–
f
g,b
).K
f
g,b
where f
g,b= basic factor (0.56 in this example)
f
t,f= intrinsic test factor depends of type of testing
K = testing benefit factor which depends on the
amount of load testing carried out
Intrinsic Test Factor
The intrinsic test factor (f
t,f)
is determined by the type
of load testing proposed
f
t,f= 0.9 for static load proof testing
= 0.85 for Osterberg cell testing
= 0.8 for dynamic proof load testing (PDA) on
preformed piles
= 0.75 for rapid proof load testing (Statnamic)
Testing Benefit Factor K
For static, O cell, or rapid load testing
K= 1.33 p / (p + 3.3) <= 1
For dynamic load testing
K = 1.13 p /(p + 3.3) <=1
where p = percentage of the total number of project piles that are
Testing Benefit Factor
Testing Benefit Factor
0.2 0.4 0.6 0.8 1 1.2 Test ing B e nef it Fact or Static Dynamic
Improvement in f
g,dwith percentage of piles tested
0.5 0.55 0.6 0.65 0.7 0.75 0.8 0.85 0.9 0.95 0 5 10 15 20 25 30 Ph i g d % Piles TestedGeotechnical Strength Reduction Factor Test Benefit Factor
Static Testing Dynamic Testing
Combined Pile-Raft Foundations
Geotechnical Strength Criterion
Applies to the group as a whole and is the sum of the
factored strength of the shallow footing f
gsR
d,ug,sshallow
footing plus f
gR
d,ugpiles
Serviceability
Requires an analysis which takes into account the
interaction amongst the piles, the raft or shallow footing
and the soil. Usually a 2 or 3D FE analysis.
Negative Skin Friction
In the absence of other information, the design ultimate geotechnical
strength shall be assumed to be unaffected by negative friction.
Serviceability is often a key design feature and must be considered: via a pile-soil interaction analysis (preferred method),
or via a requirement for sufficient pile embedment in the “stable
zone” to satisfy strength criteria applied to design load and the negative friction force.
Rd,ug,sz fgs > (Eds +0.4Fnf)
and a serviceability settlement approximated by summing the pile
shaft compression under design load, the shaft compression due to down-drag load and the settlement of the part of the pile in the stable zone under the action of the design load and the negative friction
Section 5 - Structural Design
Design Structural Strength is given by: Rd,s = fs k Ru,s
fs is taken from the appropriate code for concrete, steel, timber
k = concrete placement factor varies from 0.75 to 1.0 as per Table 5.3.2 k value depends on pile type, construction methods and the level of
integrity testing and construction monitoring
K = 1.0 requires at least 5% integrity testing over full depth of shaft, full
installation monitoring of CFA piles, monitoring of drilling fluid for bored piles, monitoring of drive stresses for precast piles.
If integrity testing cannot “see” over the full depth of pile consider using a
Structural Design
Precast reinforced concrete piles shall have a longitudinal reinforcement
area of not less than 0.014Ag. This means 350 mm square precast piles require 4 No. 24 mm bars (0.0147), not 4 No. 20 mm bars (0.1026)
For other than precast piles, minimum steel area of 0.005 Ag. (as before) Partially reinforced piles can have reinforcement curtailed one
development length below the level in the pile when bending and tensile loads cease to be significant and when the design axial load in the
unreinforced section of the pile does not exceed 0.5 k f’cAg fs
Unreinforced piles are permitted where the design action effect does not
exceed 0.45 k f’cAg fs
Section 6 - Design for Durability
Exposure classification for concrete piles is unaltered
Greater reinforcement cover for cast-in-place piles
Now have a provision of 50 and 100 year design life cover
Steel piles now have separate exposure classifications for water,
refuse fill and soil
Section 7 - Material & Construction Requirements
Position. Revised position tolerances now avaiable for piles with deep
cut off levels
Non circular piles where axis orientation is specified have10 degree limit Installation by jacking
Follows Chinese code requirements (inventors of the system) Requirements on the installation force to be used
Pmax =0.74 γpRug where γp is the coefficient of jacking pressure
assessed from static test correlations but not less than 1.4.
If no correlations are available take γp as 1.5 for piles>15m, 1.75 for 8
m- 15 m and 2.2 for piles < 8m long
Repeated jacking required (minimum of 5 repeats)
Installation by jacking IS NOT considered to be equivalent to a static
Section 8 - Pile Load Testing
Pile testing is encouraged Testing benefit factors reward testing with higher fg factors
Where φg,b is 0.4 or less no testing is required unless specified
Where φg,b is > 0.4 then testing is mandatory (normative).
In absence of tests the verify design ultimate geotechnical strength
tests for serviceability are required for all sites with an ARR > 2.5.
Percentage of piles to be serviceability load tested varies with ARR
ARR 2.50 - 2.99 Test 1% of piles
3.00 - 3.49 2%
3.50 - 3.99 3%
4.00 – 4.49 5%
Integrity Testing Table 8.2.4 B
Testing of integrity shall be conducted in accordance with
Table 8.2.4(B)
Amount of integrity testing (5% to 25%) depends on
Whether the pile design load is governed by pile
geotechnical capacity or pile shaft structural capacity
The method of pile construction
Construction control and monitoring
Integrity test method must be capable of verifying the
integrity of the full length of pile shaft which may preclude
the use of low strain head impact methods for long piles
Determination of Test Load
Default test load values for sites without negative skin
friction are nominated
Loads for assessment of ultimate geotechnical strength
P
u= E
d/f
g,dfor compression
or 1.2 E
dfor tension or lateral loading
Load for assessment of serviceability
P
s= E
d,s
Load for assessment of design geotechnical strength
P
g= R
u,gDetermination of Test Load
with negative skin friction
Maximum test load shall take into account the required
ultimate pile strength in the stable, non down drag zone
Test load shall also include allowance for shaft resistance
through settling ground that will provide positive support
during the short duration of the load test but produce long
term negative skin friction
Static Load testing
Two types of static load test with procedures are
detailed in Appendix A
Proof load test to verify pile compression performance
Load to maximum of P
u= E
d/f
g,dholding 1hr at P
s&
3hrs at P
u
P
s= E
dsplus 2F
nffor downdrag sites
Total test time ~ 9.5 hrs hr
Ultimate geotechnical strength test
Load in 10% increments of estimated R
u,g
Hold for 10 minutes at each increment until gross
Static Load Test Acceptance Criteria
Load Maximum Deflection (mm) Ps= Eds = design serviceability load Ps L / A E + 0.01d
Ps = Eds +2Fnf for down drag sites Ps L / A E -0.5 FnfLnf/AE + max (0.01d,5)
0 (after removing Ps) Max (0.01d,5) Pg =Ed/φg (load for assessment of
design geotechnical strength)
PgL / A E + 0.05 d 0 (after removing Pu = load for
assessment of ultimate
Dynamic load test acceptance criteria
High Strain Dynamic Load Tests with procedures detailed in Appendix B
Load Maximum Deflection (mm) Ps Ps L / AE + 0.01 d
1.5 Ps Ps L/A E + 0.05 d
•
Same acceptance criteria as for static tests•In the absence of a more detailed analysis, pile head deflections should be taken as the accumulated displacement over all the test blows delivered
Other Pile Test Types
Rapid Load Testing (Statnamic) Procedures set out in Appendix C
Acceptance criteria are as for dynamic load tests
Integrity Testing
Procedures set out in Appendix D for pulse echo, vibration and impulse
response methods. Cross hole and sonic logging methods are also described with the opportunity to use other test methods if applicable
Acceptance criteria are stated in general terms. Tests are deemed
acceptable unless results show a likely impediment of the ability of the pile shaft to perform its intended function
Overall Objectives of Code
To improve the standard of pile design and
construction
Design is to include a detailed consideration of risk
factors
To encourage pile testing by: