www.cpportal.kr
A Professional Certification of ISO Management
System designed for corporate success and
sustainable development
Certified
Compliance
•
The Certified Compliance Professional program is offered and administered by Korean Fair
Competition Federation, and the certification is confirmed
*
by the relevant department of the
Korean government and accredited by the Korea Research Institute for Vocational Education
and Training (registration number : 2014-5312).
* Fair Trade Commission•
The certification indicates that the holder demonstrates the relevant expertise and ability
to practice legal, ethical and sustainable management in an integrated manner through
corporate risk management system in accordance with an international standard of
Compliance Program, 「ISO 19600 (Compliance Management Systems)」
•
Duties : Compliance, risk management, audit, and sustainable management
and establishment of relationship with regulatory authorities
•
It is used as a benchmark to help regulatory and judicial bodies evaluate an organization’s
commitment to its compliance management in international business transactions. They
consider its commitment to compliance when determining the appropriate restrictions (e.g.
penalties) on transactions to be imposed for contraventions of relevant laws.
•
The global compliance community is aware of the creation of the ISO standard/guideline
on compliance management, due to the influence the standard will have on companies
assessing the compliance system of business partners.
Korean Fair Competition Federation registered as a formal member of the worldwide Compliance professional body,
‘IFCA (International Federation of Compliance Associations)’ in November 20, 2014.
Certified
Compliance
Professional
Certified Compliance Professional
Effectiveness of ISO 19600 (Compliance Management Systems)
C
ertified
Compliance
Category Certified Compliance Professional (CCP) Education
Period
1
stGroup
March 2015 ~ May 20152
ndGroup
October 2015 ~ December 2015Level Level I Level II
Eligibility
1. Have at least5 years of qualified CMS work experience*.
2. Have at least 3 years of qualified work experience after obtaining a minimum of CMS related graduate degree
3. Have at least 2 years of qualified work experience after obtaining a CMS related qualification 4. Have at least 2 years of qualified work experience
after completing the CCP level II
5. Have qualifications earned abroad in the same level or class as stated above
6. Others who have equivalent qualifications and the credential committee shall accept
1. Have at least 1 year of qualified CMS work experience
2. Have a minimum of CMS related graduate degree 3. Have a CMS related qualification
4. Have qualifications earned abroad in the same level or class as stated above
5. Others who have equivalent qualifications and the credential committee shall accept
The number to
be admitted Around 40 persons per group (Filled in a first-come, first-served basis) Education
Fees Non-Member:1,500,000 wonMember:1,200,000 won / Non-member:1,000,000 wonMember: 720,000 won /
Application Document &
Process
Submit each copy of education application form, training consignment contract and CMS related qualification certificate
Make a payment of education fee after e-mail or postal application
Application
Period Group 1: January ~ February 2015 / Group 2: August ~ September 2015 Contact Qualification Control Team (Assistant Manager, S.K Yong),
Education Management / Operation Team (Assistant Manager, Y.T Ahn) : Tel. 82-2-310-3325, Fax. 82-2-775-8873
* Refer to www.cpportal.kr for Education & Application in detail
● Exam guidebook and education materials will be provided for all the attendants.
● Continuing education courses should be taken within 2 years after completion of qualification
● A separate course work is available for an organization on consignment if the number of attendants is 20 or more.
* Documentation for qualified CMS work experience
- Experience : Relevant departments of compliance, judicial affairs, audit, fair trade, customer, finance, ethics, management, risk, social cooperation, law-abiding, sustainability, and mutual growth of large corporations and small & middle-sized firms (a copy of verification of employment or certificate of experience)
- Major : Management, law, sociology, commerce, and liberal arts (a copy of graduation / transcript)
- Certification : Lawyer, accountant, tax accountant, judicial scrivener, management consultant, and other relevant national or private certification (a copy of certificate)
Certification
Process
Overview
| Instructional Method and Contents |
| Completion of Education |
InstructionalMethod Category Courses (hours) Major Contents Instructors
Group (Test Subjects) Compliance Management (12 hours) Compliance Theory (6)
• Understanding of Compliance Management • Corporate Social Environmental Leadership • Planning, Support, Operation,
Performance Evaluation, Improvement
Secretary General, MK Hong
(Korean Fair Competition Federation)
Internal Audit (2) • Definition of Internal Audit• Internal Audit - Planning
• Risk Management and Internal Audit
Standing Auditor, CH Kim
(POSCO P&S)
Internal Control
Theory (2) • Understanding of Internal Control• Establishment of Internal Control System (Samil Accounting Firm)Director, SWYoo
Organization Management Theory (2)
• Definition of Organization Management • Communication and Organization
Management
Ph.D. JD Kim
(Human Insight Group)
Social Responsibility Management
(10)
Social Reponsibility
Theory (2) • Understanding of Social Responsibilities Team Leader, TK Kim
(Lloyd’s Register Group)
Sustainable
Management (4) • Definition of Sustainable Management• Sustainability Report
Ethics Management (4)
• Understanding of Ethics Management • Code of Ethics
• Ethics Management Infrastructure
Director JS Park
(Korea Business Ethics Institute) Risk Management (10) Corporate Risk Management Theory (10)
• Understanding of Risk Management • Risk Management Framework • Risk Management Process • Sustainability and Risk Management
Department Head, JK Yoo
(IBM Korea)
Auditor, JH Kim
(Lloyd’s Register Group)
On-line Management Legal Risk (8)
Environment
Management (1) • Environment Management Member HG Kim
(Lloyd’s Register Group)
Quality
Management (1) • Quality Management Legal Risk
Management (6)
• Corruption Prevention Act (Kim & Chang Law Firm)Lawyer JH Lee • Fair Trade Act (Understanding of Cartel) Market Economic
Education Institute
(edu.kfcf.or.kr)
• Fair Trade Compliance Program Guide
Category Group Education (Test Subjects) On-line Education Completion
LevelI 8 courses Total 32 hours
3 common courses (8 hours)
Total 40 hours
LevelII 3 courses Compliance Theory (6 hours)Ethics Management (4 hours)
Corporate Risk Management (6 hours) Total 24 hours
Education
Program
| Exam Dates |
Exam Offer (2015) Exam Schedule Availability of Exam Results
1st Group June 2015 July 2015
2nd Group December 2015 January 2016
* Refer to 「www.cpportal.kr」 for the detailed information
| Exam Courses and Format |
Category Exam Courses Exam Hours & No. of Questions Question Formats
Common for Level
1 & 2
•Compliance Management (ISO 19600) •Social Responsibility Management (ISO 26000)
•Risk Management (ISO 31000)
30 Questions per course Total 120 minutes
Multiple
(4 answer choices)
+ Essay
(write less than 5 lines)
| Exam Eligibility |
● Only those who have completed the Certified Compliance Professional (CCP) Program by more than 80% are eligible to sit for the exam
- Level 1 : Total 32 hours or more (Group : 26 hours, On-line : 6 hours) - Level 2 : Total 20 hours or more (Group : 14 hours, On-line : 6 hours) ● Limited to make the 3rd exam attempt after completing the CCP program
| Pass Criteria |
● A candidate should earn 60 points or more in average and 40 points or more for each course (Base Full Mark : 100 points)
| Exam Fee & Payment |
● Application Fee : 30,000 won ● Payment Method : Credit Card or Account Transfer
- Refund is available within 7 days of application according to item 24 (Refund of Fees) of 「The Certified Compliance Professional Management Policy」
| Steps to Certification |
Information
about
certification
and exam
Exam Format Qualifications of ApplicationCourse Requirements Selection
Total 3 courses
- 30 Questions per course (total 120 minutes)
- Multiple (4 answer choices) / Essay (write less than 5 lines) Complete the course
requirements in order to sit for the exam Level 1: 40 hours
(Group:32 hours,On-line:8 hours)
Level 2: 24 hours
(Group:16 hours,On-line:8 hours)
1. Education Application Form
2. Documentation of qualified CMS work experience
New Building 5 Fl, Korea Federation of Small and Medium Business, Eunhaeng-Ro 30, Yeongdeungpo-gu, Seoul
Tel. 82-2-310-3325 | Fax. 82-2-775-8873 | www.cpportal.kr
