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Information Technology

Service Availability Metrics

ERCOT Board of Directors

January 2009

David Forfia

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Agenda and Commentary

Retail and Wholesale Systems Performance

Retail Transaction Processing – December performance was 100%. Overall performance in 2008 (99.47%), was below the target of 99.9%, but was an improvement over 2007 (99.11%).

TML, TML Report Explorer, Retail API and Wholesale Total – December performance was at 100%. Overall the 2008 performance was above the service level targets.

MarkeTrak – December performance was 99.48%. December as well as 2008 performances were above service level target of 98%.

Market and Grid Control Systems Performance

Real Time Balancing Market (RTBM), Frequency Control (FC) – December performance was 99.966% and 100% respectively

ERCOT Public January 20th , 2009

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Agenda and Commentary (continued)

Nodal Systems Performance

H/W Infrastructure, Grid and Market system – H/W Infrastructure and

Aggregate EMS performance levels exceeded service level targets in December. Aggregate MMS performance was 97.693%, which was below the target of 98%.

 A mismatch between telemetry data received from EMS and registration data within MMS caused SCED, a component of MMS, to fail. Telemetry value was replaced temporarily until registration data was updated to restore the service.

MIS, Current Day Reports (CDR) and Financial Clearinghouse – December performance levels exceeded service level targets

ERCOT Public January 20th , 2009

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Retail Transaction Processing performance: 2007 and 2008

ERCOT Public January 20th , 2009

Retail Transaction processing Outage root cause

Number of occurrences Outage minutes Number of occurrences Outage minutes 1 Application 9 1,065 9 769 2 Other Human Error 3 1,016 2 745 Database 4 1,078 0 0 Infrastructure 9 1,327 7 1,156 Total 25 4,486 18 2,670 Availability 99.11% 99.47% 2007 2008

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2008 Net Service Availability

ERCOT Public January 20th , 2009

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December 2008 Net Service Availability

ERCOT Public January 20th , 2009

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Retail Transaction Processing Availability Summary

ERCOT Public January 20th , 2009

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TML Availability Summary

ERCOT Public January 20th , 2009

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MarkeTrak Availability Summary

ERCOT Public January 20th , 2009

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TML Report Explorer Availability Summary

ERCOT Public January 20th , 2009

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Retail API Availability Summary

ERCOT Public January 20th , 2009

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Metrics Guide – Nodal Early Delivery Systems

EDS Hardware Infrastructure

– Measure of the availability of the systems that compose the “Early Delivery Systems” where Nodal applications are deployed

Aggregate Energy Management System (EMS)

– Measure of the availability of software that provides real time grid control capability. Calculated as average of deployed & monitored components availability

Aggregate Market Management System (MMS)

– Measure of the availability of the software to economically deploy generation and manage day ahead, real time and ancillary services markets. Calculated as

average of deployed & monitored components availability • Outage Scheduler

– Measure of the availability of the software to manage the submission, modification, deletion of schedules for various types of transmission and generation systems’ outages

Network Model Management System (NMMS)

– Measure of the availability of the software to manage the ERCOT network model. Calculated as availability of model management core engine (IMM)

ERCOT Public January 20th , 2009

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Metrics Guide – Nodal Early Delivery Systems (Contd.)

Congestion Revenue Rights (CRR)

– Measure of the availability of software to manage the financial instruments that help Market Participants hedge against losses due to transmission constraints. • Aggregate Market Information System (MIS)

– Measure of the availability of software that provides web-based interfaces for Market Participants to interact with ERCOT markets. Calculated as average of deployed & monitored user-interface components availability

Current Day Reports (CDR)

– Measure of the availability of the software that allows Market Participants query and download reports related to grid and market operations in near real time • Settlements & Billing (S&B)

– Measure of the availability of the software to financially settle Market Participant transactions and generate statements and invoices

Credit Monitoring and Management (CMM)

– Measure of the availability of the software to determine credit exposure of Market Participants to the ERCOT markets and continually monitor their ability to meet the credit standards

ERCOT Public January 20th , 2009

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Nodal EDS Environment – December 2008 Net Availability

ERCOT Public January 20th , 2009 92.000 94.000 96.000 98.000 100.000 H/W Infra Aggregate EMS Aggregate MMS Outage Sched NMMS CRR Availability 99.704 98.867 97.693 100.000 100.000 100.000 SLA Target 98.000 98.000 98.000 98.000 98.000 98.000

December 2008 Net Availability - Infrastructure, Grid

and Market Systems

A mismatch between telemetry data  recieved from EMS and registration data within  MMS caused SCED, a component of MMS, to fail. Telemetry value was replaced  temporarily until registration data was updated to restore the service. 

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Nodal EDS Environment – December 2008 Net Availability (Contd.)

ERCOT Public January 20th , 2009 92.000 94.000 96.000 98.000 100.000 Aggregate MIS Cur Day Reports Sett & Bill CMM Availability 100.000 100.000 100.000 100.000 SLA Target 98.000 98.000 98.000 98.000

December 2008 Net Availability - MIS, Reporting and Financial Clearinghouse

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