INSTITUTIONAL INVESTOR'S
III Senior Delegates Roundtable 2014
St Regis Aspen
01/21/2014 - 01/23/2014
Tracey Grant
Head of Institutional Business Development
Aberdeen Asset Management
Sue Mullin
Head of Consultant Relations, US
Aberdeen Asset Management Inc.
Theodore W. Noon
Director, North American Business Development
Acadian Asset Management LLC
Christopher Boyle Senior Vice President, Institutional
AGF Investments Inc.
Loraine E. McEvoy
Senior Vice President, Head of Institutional Sales and Service
ALGER
Richard A. Davies
Senior Managing Director, Defined Contribution and Co-Head North America
AllianceBernstein
Joel R. Stevens, II
SVP/Senior Managing Director Head- North American Institutions & Consultants Relations
AllianceBernstein
Jill Lohrfink
Managing Director, Head of Institutional- North America
Allianz Global Investors
Sheila Hartnett-Devlin, CFA SVP Institutional
American Century Investments
Gregor Andrade, Ph.D Principal
AQR Capital Management, LLC
David Reilly Senior Partner
Ares Management LLC
Steve Borowski President
Aristotle Capital Management LLC
Dean Patenaude, Jr. Managing Director
Artisan Partners LP
Mark Weiller
Global Head of Consultant Relations & Corporate Treasury Solutions
Ashmore Investment Management Limited
Kelly Williams, Jr. President Chief Operating Officer
Atlanta Capital Management Company, LLC
Lawrence Remstedt
Director of Institutional Business Development and Relations
AXA Investment Managers
Jeffrey Stammen Managing Director
Babson Capital Management
Chad Lockey Strean Managing Director
Babson Capital Management
Jeff Anderson
Managing Director,Head of Pension, Endowment & Foundation Solutions
Barclays
Michael Siciliano
Head of Sales and Business Development
Baring Asset Management
Carla F. Avila
Vice President, Head of Financial Institutions
Baron Capital
James Barrett Head of Institutional Sales
Baron Capital Management
Phillip E. Enochs, CFA Managing Director – Head of Relationship Management, U.S. and International
BMO Global Asset Management
James Johnston Head of North American Sales
BNP Paribas Investment Partners
John Donaghey, CFA, CAIA Managing Director, Head of N.A. Institutional Distribution
BNY Mellon Investment Management
Adam B. Spector Managing Director
Daniel Greifenkamp Managing Director
Brown Brothers Harriman Asset Management
Jennifer Dunsdon, CFA Vice President
Burgundy Asset Management
Walt Best
SVP, Head of Institutional Distribution
Capital Group
Judith W. O'Connell
Chief Operating Officer/Managing Partner
Champlain Investment Partners, LLC
Russell Mahland
Managing Director, Chief Marketing Officer
ClearBridge Investments
Stephen W. Dunn
Executive Vice President/Director of Institutional Marketing
Cohen & Steers Capital Management, Inc.
Steven Snyder Head of US Institutional Sales
Columbia Management
Eric Hasenauer SVP, Head of Institutional Sales
Connor, Clark & Lunn (USA) Ltd.
Steve Sexeny Managing Director
Cornerstone Capital
Chris Keating
Managing Director, Head of Global Sales
Cutwater Asset Management
Jack O'Connor
Head of Business Development & Client Service
DDJ Capital Management
Aiden Redmond
Senior Vice President, Head of Institutional
Delaware Investments
Kelly Carbone Managing Partner
DePrince Race & Zollo, Inc.
J. Kurt Wood Director of Client Service
DePrince, Race & Zollo, Inc.
Laurie Riebel, CFA
Managing Director – Head of Institutional Business
Diamond Hill Capital Management
Timothy R. Sweeney Head of Business Development
DuPont Capital Management
Jeffrey W. Smith, CFA Head of the Americas
Eastspring Investments
Susan M. Brengle Director of Relationship Management
Eaton Vance Investment Managers
Alan Christensen
Vice President and Chief Operating Officer (COO)
Fayez Sarofim & Co.
James Heaton Senior Vice President
Federated Investors, Inc.
Paul A. Uhlman Executive Vice President
Federated Investors, Inc.
Richard (Rick) Nino
Executive Vice President-Institutional Markets
Fiera Asset Management USA
James R. Tufts Chief Operating Officer
First Quadrant, L.P.
Justin Arbuckle Executive Vice President
Fisher Investments
Matthew C. Waz Senior Vice President
FPA Funds
Kent P. Strazza Managing Director
Franklin Templeton Alternative Investments Strategies
Scott M. Lee, CFA
Managing Director, US Institutional Business Development
Franklin Templeton Institutional
Tom Regner President
Franklin Templeton Institutional, LLC.
Joseph F. Gieger Managing Director
GAM
Tim Cayen
Director, Business Development
Erica Evans Head of Sales & Marketing
Hartford Investment Management Company
Lois A. Gallagher
Senior Vice President, HSBC Global Asset Management (USA) Inc.
HSBC Global Asset Management
Stephen Weiss Principal, Senior Client Team
Income Research & Management
Bas NieuweWeme
Managing Director, Head of Institutional Distribution
ING U.S. Investment Management
Richard Garland
Managing Director, Americas and Japan Client Group
Investec Asset Management
Steven W. Paddon Consultant Relations Director
Investec Asset Management
Charles L. von Breitenbach, II Chief Executive Officer
Itaú USA Asset Management
Susan Oh
Senior Vice President, Head of Janus Capital Institutional
Janus Capital Institutional
Joseph M. Carrabes
Managing Director, Head of Institutional Sales & Client Service
Jennison Associates
Kevin D. Welsh Senior Managing Director
Kayne Anderson Capital Advisors, L.P.
Amy Lesch
Managing Director, Capital Raising Team
Kohlberg Kravis Roberts & Co.
Greg Mulready Director of Sales and Marketing
Lee Munder Capital Group
John F. Gallagher, III
Executive Vice President, Director of Institutional Services
Loomis, Sayles & Company, L.P.
Robert Krantz VP, Director of Marketing
Loomis, Sayles & Company, L.P.
Frank Paone
Partner, Director of Institutional Investor Services
Jason Ciaglo
Partner & Director, Business Development
LSV Asset Management
Gary Wing Executive Vice President
Mackenzie Institutional
Frank Saeli
Head of Sales & Relationship Management
Manulife Asset Management
Ranjit Sufi Executive Vice President
Martin Currie Inc.
Andy Sowerby
Managing Director of marketing, distribution and product management
Martin Currie Investment Management Ltd.
John Reynolds
Director of Institutional Marketing and Consultant Relations
McKinley Capital Management
Richard K. Watson
Executive Vice President, Global Head of Distribution
Mellon Capital Management
John C. Clavin Executive Vice President
Merganser Capital Management
Doug Lee Managing Director
Metropolitan Real Estate Equity Management, LLC
Christopher C. Callahan
Senior Managing Director, North American Sales & Relationship Management
MFS Investment Management
Stephen A. Hearty
Managing Executive, Client Solutions Group
Northern Trust Asset Management
David M. Stewart, CFA
Director, Business Development and Relationship Management
Numeric Investors, LLC
Scott Draper
Managing Director, Head of Institutional Distribution
Nuveen Investments
Dimitrios Stathopoulos Head of Global Consultant Relations
Nuveen Investments Inc.
George P. Webb
James-Keith (JK) Brown
Head of Global Investor Relations, Executive Managing Director
Och-Ziff Capital Management Group
Paul Eisenhardt
SVP, Head of Institutional Sales & Client Relationship Management
OFI Global Asset Management
Christie Loftus
Senior Vice President, Director DCIO/Sub-Advisory Strategic Accounts
OFI Global Asset Management
Brian J. Carroll
Senior Vice President, Head of North American Distribution
Old Mutual Asset Management
Linda T. Gibson
Executive Vice President, Head of Global Distribution
Old Mutual Asset Management
Shane Clifford
EVP, Head of US Business Development
Permal Group
Marc S. Pester Senior Vice President
Prudential Financial
Peter Cordrey Managing Director
Prudential Fixed Income Management
F. Peter Ferrelli
Director of Global Institutional Client Service
Putnam Investments
Michael Palermo
Senior Vice President, Head of Relationship Management Pyramis Global Advisors
Pyramis Global Advisors
Brad Allinson Managing Director
Quantitative Management Associates LLC
Matthew Appelstein, CFA, CPA Head of Distribution - US
RBC Global Asset Management (U.S.)
Chris Adair Director-Head of Americas
Record Currency Management Inc
Thomas P. Sorbo, CFA Partner & Managing Director
Regiment Capital Advisors, LP
Neil T. Johnson, CFA Head of Sales USA
RobecoSAM, Inc.
Ronan J. Burke
Director of Institutional Sales and Consultant Relations
Rockefeller & Co.
Dorsey Horowitz Director
Russell Indexes, Russell Investments
Joseph Gelly
Managing Director and Head of Institutional
Russell Investments
Stephen F. Nimmo
Managing Director, Business Development
Sands Capital Management
Jeffrey Hawkins Chief Operating Officer
Sankaty Advisors LLC
Eric Nelson US Alternatives Director
Schroder Investment Management
Jennifer Horne Head of Relationship Management
Schroders Investment Management
Deborah LaBerge
Managing Director - Head of North America
Scottish Widows Investment Partnership
Mimi M. Humphrey
Head of Marketing and Business Development
Select Equity Group, Inc
Cliff Yonce Managing Director
Siguler Guff & Company
Kelly Battle Vice President
Sionna Investment Managers
Jack Boyce
Managing Director, Head of US Distribution
Standard Life Investments
Christopher P. Austin, CFA
Executive Vice President, Head of U.S. Sales and Global Consultant Relations
Standish
Kristi Mitchem Executive Vice President
Keith Lewis
Head of Global Investment Services, Americas
T. Rowe Price Associates, Inc.
Chris Coburn
Managing Director, Business Development
Tradewinds Global Investors, LLC
Carter Lyons
Managing Director – Global Head of Investor Relations
Two Sigma
Robert C. McGowan
Managing Director, Head of Distribution, Financial Institutions and Corporate
UBS Global Asset Management
Shawn Lytle
Head of Americas, Group Managing Director
UBS Global Asset Management (Americas) Inc.
Michael S. Reeves Managing Director
Vermillion Asset Management, LLC
Paul G. Pasicznyk Head of Institutional
Victory Capital Management
David Eikenberry
Partner, Director, Americas Institutional Group
Wellington Management Company, LLP
Amru Khan
Executive Vice President, Institutional Long-Term Sales, Asset Management Group
Wells Capital Management
Morton L. Fearey, II
Managing Partner, Director of Marketing & Client Service
Westfield Capital Management
Daniel P. Charles
Global Head of Client Service and Business Development
William Blair
Christopher J. Krein Director of Institutional Sales
