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Hironao Okahana, Research Associate

Jeff Allum, Director, Research and Policy Analysis

CGS Spring 2015 Research and Policy Forum

May 28, 2015

Doctoral Experience and Outcomes of URM

Students in STEM Fields: Implications for

(2)

Acknowledgements

The CGS publication, “Doctoral Initiative on Minority Attrition &

Completion (2015)” is based upon work supported by the

National Science Foundation

under Grant No. 1138814

(

Completion and Attrition in AGEP and non-AGEP Institutions

).

Any opinions, findings, and conclusions or recommendations

expressed in this publication are those of the authors and do not

necessarily reflect the views of the National Science Foundation.

(3)

Acknowledgements

The project also benefited from participation of the following 21

institutions: Brown University; Drexel University; Florida

International University; Florida State University; Loyola

University Chicago; Mississippi State University; New Mexico

State University; North Carolina State University; Northwestern

University; Princeton University; Texas A&M University; the

University of California, Irvine; the University of California, San

Diego; the University of Central Florida; the University of

Georgia; the University of Illinois, Urbana-Champaign; the

University of Iowa; the University of Maryland, Baltimore

County; the University of Mississippi; the University of Missouri;

and the University of South Florida

(4)

Project Background

The project builds on the previous CGS PhD Completion Project and aims to

further our understanding of completion and attrition of URM STEM doctoral

students.

More specifically, the following research questions were asked in this report:

RQ1. What are the completion and attrition rates for URM students in STEM

doctoral programs at the participating institutions?

RQ2. Do these URM STEM doctoral completion and attrition rates vary by

student characteristics?

RQ3. How have these completion and attrition rates changed over time?

RQ4. What are the times-to-degree and times-to-attrition for URM students in

STEM doctoral programs at the participating institutions?

RQ5. What activities or initiatives have been implemented by participating

institutions to facilitate completion of STEM doctoral programs among URM

students?

RQ6. What activities and initiatives enhance success, in terms of completion,

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Project Background (Cont.)

With support and active participation from 21 institutions, DIMAC

complied the largest data of its kind that includes:

Over 7,500 student records,

Over 1,600 URM STEM doctoral students surveyed, and

Over 320 URM STEM doctoral students participated in focus groups.

The project, through data collection exercises and site visits, facilitated

campus conversations about how to better support URM STEM

(6)

RQ1. What are the completion and attrition rates for URM students

in STEM doctoral programs at the participating institutions?

Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10

DIMAC URM Students

(N=2,530)

4%

9%

20%

32%

42%

48%

52%

54%

PhD Completion Project (Not

Including Int'l Students:

N=5,546)

2%

8%

19%

34%

44%

50%

53%

55%

42%

54%

44%

55%

0%

10%

20%

30%

40%

50%

60%

70%

Figure 1 10-Year STEM Doctoral Completion Rates. Reprinted from “Data Sources: Highlights from the Doctoral Initiative on Minority Attrition and Completion,” by J. Allum and H. Okahana, 2015,

GradEdge, 4(4), p.4. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

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RQ2. Do these URM STEM doctoral completion and

attrition rates vary by student characteristics?

0%

10%

20%

30%

40%

50%

60%

70%

Social & behavioral sciences

Physical & mathematical…

Life sciences

Engineering

No prior Master's

w/ prior Master's

Black/African American

Hispanic/Latino

Men

Women

All URM students (N=2,530)

52%

45%

63%

56%

52%

57%

50%

58%

52%

56%

54%

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

(8)
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RQ3. How have these completion and attrition rates

changed over time?

42%

35%

40%

45%

38%

35%

47%

36%

0%

10%

20%

30%

40%

50%

60%

7-year Completion Rate

7-year Attrition Rate

Group 1 (n=946)

Group 2 (n=976)

Group 3 (n=979)

Group 4 (n=928)

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Figure 3.5 Seven-year Completion and Attrition Rates by Academic Year Groups. Reprinted from

Doctoral Initiative on Minority Attrition and Completion (p.22), by R. Sowell, J. Allum, and H. Okahana, 2015, Washington, DC: Council of Graduate Schools. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

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RQ4. What are the times-to-degree and times-to-attrition

for URM students in STEM doctoral programs at the

participating institutions?

23 24 21 24 21 24 21 18 19 20 21 22 23 24 25

Median Time-to-Attrition (Months)

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

66 69 64 68 64 69 60 50 55 60 65 70 75

Median Time-to-Degree (Months)

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Figure 3.12 Median to-Degree by Select Student and Institutional Characteristics & Figure 3.14 Median Time-to-Attrition by Select Student and Institutional Characteristics. Reprinted from Doctoral Initiative on Minority Attrition and Completion (p.28 & 29), by R. Sowell, J. Allum, and H. Okahana, 2015, Washington, DC: Council of Graduate Schools. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

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RQ5. What activities or initiatives have been implemented

by participating institutions to facilitate completion of

STEM doctoral programs among URM students?

19% 23% 26% 28% 36% 36% 73% 79% 80% 86% 86% 88% 89% 94%

Grant faculty mentoring awards Provide faculty record of advisees' success in program to students Offer new faculty advising/mentoring workshops Provide web-based mentoring resource for faculty Provide targeted mentoring for ABD students Provide peer mentoring program Use early research experiences as mentoring tools Provide information on changing advisors Conduct annual student evaluations (preferably written) Assign designated advisor upon enrollment Provide graduate handbook to students Offer a clear process for selection/assignment of advisors Permit students to have multiple faculty mentors (especially for… Hold program/department orientation for new graduate students

% Programs with a Practice in Place as of Summer 2012

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Figure P.2 Summary of Advising and Mentoring Related Practices and Procedures. Reprinted from

Online Appendices for the DIMAC Project, by R. Sowell, J. Allum, and H. Okahana, 2015, Retrieved from http://cgsnet.org/online-appendices-dimac-project. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

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RQ5. What activities or initiatives have been implemented

by participating institutions to facilitate completion of

STEM doctoral programs among URM students?

Graduate schools are engaged in long-standing efforts to

promote URM student success; however, they are often

early interventions that focus on recruitment, selection,

and 1

st

year transition.

In latter stages of the doctoral process, students often rely

on more informal support mechanisms, such as peer

supports, mentorships, advocates/champions, and

personal determination.

Students are generally satisfied with support and

interventions offered by graduate programs and faculty

members; however, they seem to grow skeptical in latter

stages of the doctoral process.

(13)

RQ6. What activities and initiatives enhance success, in

terms of completion, for URM students in STEM doctoral

programs?

38% 40% 42% 53% 56% 62% 78% 95% 61% 57% 49% 46% 43% 37% 21% 4%

0% 20% 40% 60% 80% 100%

Isolated from other students. Financially burdened. Your family fully supports your academic aspirations. As though you are losing interest in this field. Your family responsibilities interfered with your educational

performance.

Worried about your mental or physical health. Your work responsibilities interfered with your educational

performance.

Supported by a network of students.

Frequently/Occasionally Rarely/Never N/A

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Figure 4.2 URM Doctoral Student Responses to Survey Questions on Graduate Student Experience. Reprinted from Doctoral Initiative on Minority Attrition and Completion (p.39), by R. Sowell, J. Allum, and H. Okahana, 2015, Washington, DC: Council of Graduate Schools. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

(14)

RQ6 (Cont.): Informal support mechanisms, such as peer supports,

mentorships, advocates/champions, and personal determination

play an important role.

15% 58% 63% 67% 72% 76% 79% 94% 4% 37% 31% 31% 25% 21% 20% 5%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Other Personal circumstances Professional/career guidance Social environment/peer group

support

Financial support Other mentors Family support (Non-financial) Motivation and determination

To a Great Extent/To a Moderate Extent To a Small Extent/Not at All N/A

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Figure 4.4 URM Doctoral Student Responses to Survey Questions on Program Personal Affecting Achievement of Degree Objectives. Reprinted from Doctoral Initiative on Minority Attrition and Completion (p.40), by R. Sowell, J. Allum, and H. Okahana, 2015, Washington, DC: Council of Graduate Schools. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

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RQ6 (Cont.): Students are generally satisfied with support and

interventions offered by graduate programs and faculty members;

however, they seem to grow skeptical in latter stages of the doctoral

process.

Table 4.1 URM Students’ Perception of Program Climate by Candidacy Status

Pre-candidates

Candidates

I feel integrated into the program environment in meaningful ways.

12%

17%

My program environment is supportive.

7%

11%

I have opportunities to communicate with individuals within my program about my experience.

5%

7%

I am able to share my perspectives with individuals within my program.

5%

7%

My perspectives are respected and valued.

6%

8%

All students are seen as being equally capable and expected to succeed.

12%

19%

Performance standards are the same for all students regardless of their race/ethnicity.

7%

12%

Faculty are aware of issues facing URMs.

22%

30%

This program is doing a good job helping URM students succeed.

13%

20%

Pre-candidates

Candidates

I have been subjected to racism.

11%

15%

My race/ethnicity is a factor in the manner in which I am treated.

16%

19%

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Agree/Strongly Agree

Disagree/Strongly Disagree

Table 4.1 URM Students’ Perception of Program Climate by Candidacy Status. Reprinted from

Doctoral Initiative on Minority Attrition and Completion (p.41), by R. Sowell, J. Allum, and H. Okahana, 2015, Washington, DC: Council of Graduate Schools. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

(16)

RQ6 (Cont.): Students are generally satisfied with support and

interventions offered by graduate programs and faculty members;

however, they seem to grow skeptical in latter stages of the doctoral

process.

Table 4.2 URM Graduate Student Experience by Candidacy Status

Pre-candidates

Candidates

As though you are losing interest in this field.

52%

55%

Your work responsibilities interfered with your educational performance.

78%

78%

Financially burdened.

39%

42%

Your family responsibilities interfered with your educational performance.

55%

58%

Worried about your mental or physical health.

59%

65%

Isolated from other students.

32%

45%

Pre-candidates

Candidates

Your family fully supports your academic aspirations.

48%

49%

Supported by a network of students.

5%

4%

Data Source: Council of Graduate Schools, Doctoral Initiative on Minority Attrition and Completion, 2015

Rarely/Never

Frequently/Occasionally

Table 4.2 URM Graduate Student Experience by Candidacy Status. Reprinted from Doctoral Initiative on Minority Attrition and Completion (p.42), by R. Sowell, J. Allum, and H. Okahana, 2015, Washington, DC: Council of Graduate Schools. Copyright 2015 by the Council of Graduate Schools. Reprinted with permission.

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Summary Findings:

STEM doctoral outcomes differ by selected student

characteristics.

STEM doctoral education is a new and rigorous experience

for students.

Unique challenges URM students face may compound this

experience.

STEM doctoral process can be intensive, solitary, and often

complicated.

The challenge remains for STEM doctoral programs to offer

support for URMs beyond early interventions.

(18)

Implication for Practice

Conduct interventions throughout the doctoral

process

Provide enhanced academic support

(19)

Implications for Future Research and Assessment

Data collection efforts

Beyond enrollment records, we need better accounts of:

Students’ socioeconomic status

Financial aid information

Employment status

Enrollment intensity

Only 52% administers exit interviews/surveys of completers &

non-completers

Targeted analysis and evaluation

Modes of interventions, as well as definitions of “participation” vary

Needs for rigorous institutional-/program-level assessment

(20)

Figure

Figure 1 10-Year STEM Doctoral Completion Rates. Reprinted from “Data Sources: Highlights from  the Doctoral Initiative on Minority Attrition and Completion,” by J
Figure 3.5 Seven-year Completion and Attrition Rates by Academic Year Groups. Reprinted from  Doctoral Initiative on Minority Attrition and Completion (p.22), by R
Figure 3.12 Median Time-to-Degree by Select Student and Institutional Characteristics & Figure 3.14 Median Time- Time-to-Attrition by Select Student and Institutional Characteristics
Figure 4.2 URM Doctoral Student Responses to Survey Questions on Graduate Student Experience
+3

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