U.S. Size & Style Performance

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21 80

100

Small Cap Blend (S&P 600) IJR

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21 200

250

Mid Cap Blend (S&P 400) IJH

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21 350

400 450

Large Cap Blend (S&P 500) IVV

Ticker Fund

CSF

VictoryShares US Discovery Enhanced Volatility Wtd ETF

PEY

Invesco High Yield Equity Dividend Achievers ETF

DIV

Global X SuperDividend US ETF

RZV

Invesco S&P Smallcap 600 Pure Value ETF

EWSC

Invesco S&P Smallcap 600 Equal Weight ETF

AVUV

Avantis U.S. Small Cap Value ETF

SMDV

ProShares Russell 2000 Dividend Growers ETF

SPYD

SPDR Portfolio S&P 500 High Dividend ETF

RDIV

Invesco S&P Ultra Dividend Revenue ETF

SPHD

Invesco S&P 500 High Dividend Low Volatility ETF

1.36%

0.85%

0.75%

0.74%

0.61%

0.52%

0.51%

0.50%

0.46%

0.44%

Size & Style 1-Day Performance Leaders

Ticker Fund

IPO

Renaissance IPO ETF

QQH

HCM Defender 100 Index ETF

FFTY

Innovator IBD 50 ETF

QQQN

VictoryShares Nasdaq Next 50 ETF

MFMS

Motley Fool Small-Cap Growth ETF

BUZZ

VanEck Social Sentiment ETF

FPX

First Trust US Equity Opportunities ETF

DWEQ

AdvisorShares Dorsey Wright Alpha Equal Weight ETF

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation E..

RPG

Invesco S&P 500 Pure Growth ETF

-3.35%

-2.87%

-2.78%

-2.77%

-2.70%

-2.67%

-2.57%

-2.53%

-2.45%

-2.43%

Size & Style 1-Day Performance Laggards

Large Value (IVE) Large Cap (IVV) Large Growth

(IVW) Mid Value (IJJ) Mid Cap (IJH) Mid Growth (IJK) Small Value (IJS) Small Cap (IJR) Small Growth (IJT)

-2.0%

-1.0%

0.0%

-0.47%

-1.30%

-2.03%

-0.06%

-0.52%

-1.15%

0.25%

-0.35%

-1.06%

U.S. Size & Style 1-Day Performance

Ticker Fund

RZV

Invesco S&P Smallcap 600 Pure Value ETF

AVUV

Avantis U.S. Small Cap Value ETF

SVAL

iShares US Small Cap Value Factor ETF

XSVM

Invesco S&P SmallCap Value with Momentum ETF

DWAS

Invesco DWA SmallCap Momentum ETF

SLYV

SPDR S&P 600 Small Cap Value ETF

IJS

iShares S&P Small-Cap 600 Value ETF

VIOV

Vanguard S&P Small-Cap 600 Value ETF

RWJ

Invesco S&P SmallCap 600 Revenue ETF

FYT

First Trust Small Cap Value AlphaDEX Fund

61.00 59.73 57.74 57.71 57.43 57.11 56.57 56.53 56.20 55.99 Size & Style Most Overbought

Ticker Fund

QQQE

Direxion NASDAQ-100 Equal Weighted Index Shares

FCTR

First Trust Lunt U.S. Factor Rotation ETF

QQEW

First Trust Nasdaq-100 Equal Weighted Index Fund

SPGP

Invesco S&P 500 GARP ETF

QQXT

First Trust Nasdaq-100 Ex-Technology Sector Index ..

QGRO

American Century STOXX U.S. Quality Growth ETF

PSET

Principal Quality ETF

CLRG

IQ Chaikin U.S. Large Cap ETF

PTNQ

Pacer Trendpilot 100 ETF

JOET

Virtus Terranova US Quality Momentum ETF

26.79 27.18 27.32 27.78 27.92 28.16 28.53 28.64 28.71 28.83 Size & Style Most Oversold

U.S. Size & Style Performance

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify

Closing Price 50 Day Moving Average 200 Day Moving Average

October 4, 2021

Oct 20 Jan 21 Apr 21 Jul 21 Oct 21 ($5B)

$0B

$5B

$10B

Mid-Cap 30-Day Rolling Flows

Oct 20 Jan 21 Apr 21 Jul 21 Oct 21

$0B

$10B

$20B

Small-Cap 30-Day Rolling Flows

Oct 20 Jan 21 Apr 21 Jul 21 Oct 21

$0B

$20B

$40B

$60B

Large-Cap 30-Day Rolling Flows

Funds AUM 1 Week 3 Month 6 Month 1 Year

Large Cap, Beta Growth, Beta: Value Mid Cap, Beta, Beta: Value

Small Cap, Beta, Beta: Growth Mid Cap, Beta, Beta: Growth Small Cap, Beta, Beta: Value Mid Cap, Beta, Beta

Large Cap, Beta Growth, Beta: Growth Small Cap, Beta, Beta

Large Cap, Beta Growth, Beta $86.38B

$26.22B

$3.90B

$8.33B

$9.09B ($2.31B)

$1.79B

$4.13B

$32.05B

$52.67B

$3.11B

$8.70B

$2.51B

$0.39B ($1.22B)

$0.08B

$1.51B

$11.82B

$29.66B

$3.70B

$6.07B

$0.61B ($1.15B)

$0.04B

$0.50B

$0.02B

$3.51B

($2.68B) ($1.33B) ($1.01B) ($0.09B) ($0.01B)

$0.00B

$0.10B

$0.18B

$0.44B

$1,238B

$217B

$252B

$183B

$56B

$39B

$39B

$40B

$197B

24 12 10 10 7 6 7 6 11

U.S. Size & Style Landscape Flows

Ticker Fund 1 Week 3 Month 6 Month 1 Year AUM

VOO Vanguard S&P 500 ETF

VTI Vanguard Total Stock Market ETF MTUM iShares MSCI USA Momentum Factor ETF SCHD Schwab US Dividend Equity ETF

IVV iShares Core S&P 500 ETF VTV Vanguard Value ETF

NOBL ProShares S&P 500 Dividend Aristocrats ETF VB Vanguard Small-Cap ETF

ITOT iShares Core S&P Total U.S. Stock Market ETF VIG Vanguard Dividend Appreciation ETF

$250.07B

$39.36B

$24.11B

$13.90B

$1.16B

$266.24B

$46.12B

$21.98B

$11.41B

$1.05B

$15.59B

$0.88B

$0.16B ($0.07B)

$0.52B

$28.34B

$10.64B

$6.37B

$2.46B

$0.42B

$290.31B

$11.08B

$2.62B ($0.04B)

$0.29B

$83.70B

$15.61B

$7.70B

$2.34B

$0.27B

$9.14B

$1.50B

$1.06B

$0.70B

$0.24B

$47.63B

$6.27B

$2.57B

$1.13B

$0.20B

$42.05B

$5.76B

$2.62B

$1.67B

$0.20B

$61.38B

$4.06B

$2.24B

$1.63B

$0.16B U.S. Size & Style Flow Leaders

Ticker Fund 1 Week 3 Month 6 Month 1 Year AUM

IWM iShares Russell 2000 ETF IWF iShares Russell 1000 Growth ETF SPYG SPDR Portfolio S&P 500 Growth ETF QQQ Invesco QQQ Trust

MDY SPDR S&P Midcap 400 ETF Trust USMV iShares MSCI USA Min Vol Factor ETF SPLV Invesco S&P 500 Low Volatility ETF DGRO iShares Core Dividend Growth ETF FLQL Franklin LibertyQ U.S. Equity ETF IJT iShares S&P Small-Cap 600 Growth ETF

$68.24B

$9.39B ($1.70B)

$1.42B ($1.71B)

$72.07B ($1.91B)

$0.22B

$1.45B ($0.64B)

$13.63B

$1.91B

$2.48B

$0.92B ($0.37B)

$183.61B

$10.85B

$8.73B

$4.81B ($0.27B)

$20.25B ($0.61B)

($1.12B) ($0.86B)

($0.27B)

$27.06B ($11.34B)

($2.96B) ($0.61B)

($0.23B)

$7.54B ($2.22B)

($0.62B) ($0.29B)

($0.16B)

$19.98B

$4.53B

$1.62B

$0.61B ($0.13B)

$0.93B ($0.60B)

($0.52B) ($0.30B)

($0.12B)

$6.15B ($0.01B)

($0.26B) ($0.24B)

($0.11B) U.S. Size & Style Flow Laggards

U.S. Size & Style Flows

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify ***Flows delayed one day

October 4, 2021

Ticker Fund

PXI

Invesco DWA Energy Momentum ETF

FTXN

First Trust Nasdaq Oil & Gas ETF

FCG

First Trust Natural Gas ETF

IEO

iShares U.S. Oil & Gas Exploration & Production ETF

PXE

Invesco Dynamic Energy Exploration & Production ETF

PSCE

Invesco S&P SmallCap Energy ETF

XOP

SPDR S&P Oil & Gas Exploration & Production ETF

RYE

Invesco S&P 500 Equal Weight Energy ETF

FXN

First Trust Energy AlphaDEX Fund

FENY

Fidelity MSCI Energy Index ETF

75.75 75.50 75.46 74.88 74.45 73.08 72.66 72.00 70.83 70.37 Sector & Industry Most Overbought

Ticker Fund

FCG

First Trust Natural Gas ETF

PSCE

Invesco S&P SmallCap Energy ETF

XES

SPDR S&P Oil & Gas Equipment & Services ETF

PXE

Invesco Dynamic Energy Exploration & Production ..

PXI

Invesco DWA Energy Momentum ETF

FTXN

First Trust Nasdaq Oil & Gas ETF

AMZA

InfraCap MLP ETF

IEO

iShares U.S. Oil & Gas Exploration & Production ETF

IEZ

iShares U.S. Oil Equipment & Services ETF

XOP

SPDR S&P Oil & Gas Exploration & Production ETF

3.41%

3.20%

3.01%

2.99%

2.92%

2.77%

2.69%

2.62%

2.62%

2.54%

Sector & Industry 1 Day Performance Leaders

-4.0% -2.0% 0.0% 2.0% 4.0%

Oil & Gas Equip. & Svcs (XES) Oil & Gas Expl. & Prod (XOP) Energy (XLE) Utilities (XLU) Metals & Mining (XME) Regional Banking (KRE) Banks (KBE) Real Estate (XLRE) Cons Staples (XLP) Homebuilders (XHB) Materials (XLB) Industrial (XLI) Aerospace & Defense (XAR) Cons Discretionary (XLY) Insurance (KIE) Financials (XLF) Retail (XRT Transportation (XTN) Capital Mkts (KCE) Telecom (XTL) S&P 500 (SPY) Health Care Svcs (XHS) Health Care (XLV) Pharmaceuticals (XPH) Comm Svcs (XLC) Technology (XLK) Biotech (XBI) Semiconductor (XSD) Health Care Equipment (XHE) Software & Svcs (XSW) Internet (XWEB)

-3.11%

-2.82%

-2.76%

-2.34%

-2.32%

-2.16%

-2.07%

-1.52%

-1.32%

-1.29%

-1.19%

-1.09%

-0.89%

-0.89%

-3.50%

-0.83%

-0.79%

-0.64%

-0.54%

-0.44%

-0.32%

-0.32%

-0.87%

0.11%

0.22%

0.36%

0.38%

1.38%

1.63%

2.54%

3.01%

S&P Sector & Industry 1 Day Performance

Ticker Fund Name % From 52W

High % From 52W

Low % Abv/Below

50 SMA % Abv/Below

200 SMA RSI (14D) XLE

Energy Select Sector SPDR Fund

XLF

Financial Select Sector SPDR Fund

XLY

Consumer Discretionary Select Sector SPDR Fund

SPY

SPDR S&P 500 ETF Trust

XLP

Consumer Staples Select Sector SPDR Fund

XLI

Industrial Select Sector SPDR Fund

XLK

Technology Select Sector SPDR Fund

XLC

Communication Services Select Sector SPDR Fund

XLU

Utilities Select Sector SPDR Fund

XLRE

Real Estate Select Sector SPDR Fund

XLV

Health Care Select Sector SPDR Fund

XLB

Materials Select Sector SPDR Fund

69.20 11.51%

11.07%

97.47%

-2.62%

50.01 7.12%

0.06%

60.19%

-3.03%

42.17 3.11%

-1.38%

25.46%

-3.51%

36.35 3.43%

-3.32%

31.27%

-5.42%

31.90

-0.31%

-3.77%

10.50%

-5.71%

38.95

-0.15%

-3.85%

31.75%

-6.53%

33.90 4.19%

-4.63%

33.56%

-7.29%

35.08 3.28%

-4.11%

35.68%

-7.38%

38.45

0.00%

-3.99%

10.97%

-7.58%

36.74 6.39%

-3.67%

32.37%

-7.70%

25.42 1.68%

-5.84%

23.34%

-8.37%

39.51

-1.00%

-4.18%

29.19%

-9.77%

Select Sector SPDRs Technicals

Ticker Fund

PTF

Invesco DWA Technology Momentum ETF

XWEB

SPDR S&P Internet ETF

FDN

First Trust Dow Jones Internet Index Fund

XSW

SPDR S&P Software & Services ETF

PNQI

Invesco NASDAQ Internet ETF

IGV

iShares Expanded Tech-Software Sector ETF

FTXL

First Trust Nasdaq Semiconductor ETF

PSJ

Invesco Dynamic Software ETF

PSI

Invesco Dynamic Semiconductors ETF

XHE

SPDR S&P Health Care Equipment ETF

-3.86%

-3.50%

-3.11%

-3.11%

-3.08%

-3.00%

-2.97%

-2.95%

-2.86%

-2.82%

Sector & Industry 1 Day Performance Laggards

Ticker Fund

FXH

First Trust Health Care AlphaDEX Fund

JHMH

John Hancock Multifactor Healthcare ETF

RYH

Invesco S&P 500 Equal Weight Health Care ETF

VHT

Vanguard Health Care ETF

XLV

Health Care Select Sector SPDR Fund

IYH

iShares U.S. Healthcare ETF

FHLC

Fidelity MSCI Health Care Index ETF

IBB

iShares Biotechnology ETF

SZNE

Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF

PSJ

Invesco Dynamic Software ETF

24.91 25.06 25.27 25.35 25.42 25.45 25.77 26.07 27.30 27.55 Sector & Industry Most Oversold

U.S. Sectors & Industries Performance

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify

October 4, 2021

Funds AUM 1 Week 3 Month 6 Month 1 Year Communication Services

Consumer Discretionary Consumer Staples Energy

Financials Health Care Industrial Materials Multi-Sector Real Estate Technology

Utilities $205M

$3,304M

$13,048M

$2,950M

$5,321M

$3,555M

$3,310M

$22,581M

$12,150M ($3,260M)

$2,839M

$2,502M

$372M

$2,754M

$7,292M

$1,043M

$1,408M ($3,409M)

$4,761M

$1,846M

$937M

$1,358M ($695M)

$2,087M

$620M

$2,570M

$3,077M

$249M ($2,117M) ($2,618M)

$3,699M ($375M) ($151M)

$794M ($956M)

$1,708M

($111M)

$339M ($34M) ($146M) ($143M)

$105M ($608M)

$562M

$1,029M ($61M) ($452M)

$31M

$19B

$138B

$73B

$24B

$15B

$34B

$87B

$79B

$53B

$20B

$33B

$22B

10 24 21 16 10 14 25 28 34 12 13 9

U.S. Sector Landscape

-500M 0M 500M

1 Week (Custom SQL Query22) Banks

Banks: Regional Oil & Gas Exploration & Production Software Metals & Mining Natural Gas Transportation MLPs (C-Corp) Health Care Equipment & Supplies Midstream Infrastructure Leisure & Recreation BDCs Semiconductors Media & Entertainment Oil & Gas Equipment & Services Food & Beverage Health Care Providers & Services Pharmaceuticals MLPs (Note) Construction & Engineering Insurance Mortgage REITs Aerospace & Defense Biotech Homebuilding

Retail ($472M)

($154M) ($67M)

($29M) ($20M) ($15M)

$288M

$177M

$101M

($1M) ($1M)

$91M

$56M

$49M

$15M

$19M

$22M

$35M

$43M

$47M

$2M

$1M

$0M

$0M

$0M

$6M

$8M

U.S. Sector & Industry 1-Week Flows

Ticker Fund 1 Week 3 Month 6 Month 1 Year AUM

XLE Energy Select Sector SPDR Fund XLK Technology Select Sector SPDR Fund FXO First Trust Financials AlphaDEX Fund KRE SPDR S&P Regional Banking ETF KBWB Invesco KBW Bank ETF

KBE SPDR S&P Bank ETF

XLI Industrial Select Sector SPDR Fund

XOP SPDR S&P Oil & Gas Exploration & Production E..

IGV iShares Expanded Tech-Software Sector ETF VFH Vanguard Financials ETF

$26,215M

$8,929M

$1,626M

$765M

$701M

$43,784M

$68M

$173M

$264M

$346M

$1,553M

$677M

$379M ($30M)

$184M

$5,090M

$2,741M

$183M ($164M)

$166M

$3,342M

$1,746M

$844M

$860M

$163M

$3,401M

$842M ($551M)

($107M)

$120M

$17,652M

$1,313M ($2,638M)

($1,162M)

$101M

$4,156M

$256M ($319M)

$18M

$89M

$5,689M ($913M)

($207M)

$590M

$81M

$11,027M

$1,708M

$411M ($187M)

$62M U.S. Sector & Industry Flow Leaders

Ticker Fund 1 Week 3 Month 6 Month 1 Year AUM

XLV Health Care Select Sector SPDR Fund XRT SPDR S&P Retail ETF

XLF Financial Select Sector SPDR Fund XHB SPDR S&P Homebuilders ETF

VGT Vanguard Information Technology ETF XLU Utilities Select Sector SPDR Fund IYM iShares U.S. Basic Materials ETF IYR iShares U.S. Real Estate ETF

XLP Consumer Staples Select Sector SPDR Fund XLB Materials Select Sector SPDR Fund

$30,437M

$1,850M

$3,602M

$2,114M ($554M)

$693M

$82M

$121M ($402M)

($473M)

$41,413M

$11,683M ($1,348M)

($903M) ($160M)

$1,534M ($270M)

($252M) ($351M)

($148M)

$48,879M

$1,116M

$1,578M

$439M ($121M)

$11,997M ($159M)

$40M

$392M ($118M)

$865M

$120M

$215M ($186M)

($107M)

$7,374M

$2,425M

$1,532M

$508M ($87M)

$11,852M ($2,697M)

$1,207M

$572M ($70M)

$7,561M

$2,341M

$506M ($1,548M)

($68M) U.S. Sector & Industry Flow Laggards

U.S. Sector Landscape

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify ***Flows delayed one day

October 4, 2021

Oct 20 Feb 21 Jun 21 Oct 21 ($1B)

$0B

$1B

Communication Services

Oct 20 Feb 21 Jun 21 Oct 21 ($2B)

$0B

$2B

Consumer Staples

Oct 20 Feb 21 Jun 21 Oct 21 ($2B)

$0B

$2B

$4B

Energy

Oct 20 Feb 21 Jun 21 Oct 21 ($3B)

($2B) ($1B)

$0B

$1B

$2B

$3B

$4B

Consumer Discretionary

Oct 20 Feb 21 Jun 21 Oct 21 ($2B)

$0B

$2B

$4B

Health Care

Oct 20 Feb 21 Jun 21 Oct 21 ($2B)

$0B

$2B

Industrial

Oct 20 Feb 21 Jun 21 Oct 21 ($2B)

$0B

$2B

Materials

Oct 20 Feb 21 Jun 21 Oct 21 ($2B)

$0B

$2B

Technology

Oct 20 Feb 21 Jun 21 Oct 21 ($1B)

$0B

$1B

Utilities

Oct 20 Feb 21 Jun 21 Oct 21

$0B

$2B

$4B

Real Estate

Oct 20 Feb 21 Jun 21 Oct 21 ($..

$0B

$5B

Financials

Oct 20 Feb 21 Jun 21 Oct 21 ($1B)

$0B

$1B

$2B

Multi-Sector

U.S. Sector Rolling 30-Day Flows

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify ***Flows delayed one day

October 4, 2021

-6.00% -4.00% -2.00% 0.00%

Digital Infrastructure (SRVR) Water (PHO) Space (UFO) Smart Infrastructure (GRID) Connectivity (FIVG) Blockchain (BLOK) Biotech ..

NextGen Transportation (DRI..

Cyber Security (HACK) Industrial Revolution (ARKQ) Big Data (AIQ) Clean Energy: Wind (FAN) Cannabis (MJ) Robotics & AI (ROBO) Online Retail (IBUY) Disruptive Tech (ARKW) Casinos & Gaming (BETZ) eSports & Video Games (ESPO Cloud Computing (SKYY) 3D Printing (PRNT) Digital Payments (IPAY) Multi-Theme (ARKK) Evolving Consumer (SOCL) FinTech (FINX) Genomics (ARKG) Advanced Materials (REMX) Clean Energy: Solar (TAN) Clean Energy (PBW)

-4.64%

-4.62%

-4.02%

-3.72%

-3.70%

-3.58%

-2.87%

-2.84%

-2.79%

-2.75%

-2.67%

-2.58%

-2.51%

-4.72%

-2.22%

-2.16%

-2.12%

-2.11%

-2.11%

-1.75%

-1.74%

-1.49%

-1.45%

-1.40%

-1.18%

-0.45%

-0.33%

-2.48%

Global Thematic Segment 1-Day Performance

Ticker Fund

AWAY

ETFMG Travel Tech ETF

UFO

Procure Space ETF

BETZ

Roundhill Sports Betting & iGaming ETF

BJK

VanEck Gaming ETF

BLOK

Amplify Transformational Data Sharing ETF

SBIO

ALPS Medical Breakthroughs ETF

EVX

VanEck Environmental Services ETF

BITQ

Bitwise Crypto Industry Innovators ETF

HAIL

SPDR S&P Kensho Smart Mobility ETF

MSOS

AdvisorShares Pure US Cannabis ETF

58.26 45.87 45.86 43.85 43.61 43.47 42.66 42.58 40.35 40.20 Thematic Most Overbought

Ticker Fund

PIO

Invesco Global Water ETF

HERO

Global X Video Games & Esports ETF

HTEC

ROBO Global Healthcare Technology and Innovation ETF

INVE...

Knowledge Leaders Developed World ETF

EBLU

Ecofin Global Water ESG Fund

EDOC

Global X Telemedicine & Digital Health ETF

ROBO

ROBO Global Robotics & Automation Index ETF

ONLN

ProShares Online Retail ETF

ARKG

ARK Genomic Revolution ETF

AGNG

Global X Aging Population ETF

22.97 24.68 25.11 25.76 26.17 26.33 26.35 26.97 27.02 27.56 Thematic Most Oversold

Ticker Fund

CGW

Invesco S&P Global Water Index ETF

SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR..

PHO

Invesco Water Resources ETF

FIW

First Trust Water ETF

BITQ

Bitwise Crypto Industry Innovators ETF

EBLU

Ecofin Global Water ESG Fund

PIO

Invesco Global Water ETF

VPN

Global X Data Center REITs & Digital Infrastructure ETF

KSTR

KraneShares SSE STAR Market 50 Index ETF

LEGR

First Trust Indxx Innovative Transaction & Process ETF

-0.16%

-0.33%

-0.45%

-0.47%

-0.53%

-0.68%

-0.80%

-0.81%

-0.86%

-1.10%

Global Thematic 1-Day Performance Leaders

Ticker Fund

PBW

Invesco WilderHill Clean Energy ETF

TAN

Invesco Solar ETF

REMX

VanEck Rare Earth/Strategic Metals ETF

WCLD

WisdomTree Cloud Computing Fund

PBD

Invesco Global Clean Energy ETF

CTEC

Global X CleanTech ETF

ARKG

ARK Genomic Revolution ETF

THCX

Cannabis ETF

BOTZ

Global X Robotics & Artificial Intelligence ETF

FINX

Global X FinTech ETF

-4.72%

-4.64%

-4.62%

-4.36%

-4.29%

-4.08%

-4.02%

-3.86%

-3.74%

-3.72%

Global Thematic 1-Day Performance Laggards

-4.5% -4.0% -3.5% -3.0% -2.5% -2.0% -1.5% -1.0% -0.5% 0.0%

Disruptive Tech Evolving Consumer FinTech Health Innovation Industrial Revolution Multi Sustainability

GNOM

SMOG ARKW

PAWZ MSOS

REMX

WCLD SRVR

ARKG

NXTG

EDOC ROBT PRNT

QCLN ERTH

ARKK BOTZ

CLOU

BLOK ARKF

TECB IDNA

SOCL

GRID CIBR

IDRV

CGW

FINX IPAY

XITK

IZRL

TAN PBD PIO

LIT

MJ

XT

Global Thematic 1-Day Performance Landscape

Global Thematic Performance

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify

October 4, 2021

Segment Funds AUM 1 Week 3 Month 6 Month 1 Year Disruptive Tech

Evolving Consumer FinTech

Health Innovation Industrial Revolution Multi

Sustainability

Grand Total $62,554M

$12,666M

$12,516M

$8,418M

$6,914M

$4,570M

$10,688M

$6,783M

$3,332M

$1,681M ($1,591M)

$648M ($1,084M) ($249M)

$4,563M ($636M)

$2,060M

$441M ($1,530M)

$531M ($855M) ($321M)

$3,463M

$332M

($577M) ($81M) ($232M) ($63M) ($125M) ($45M)

$65M ($96M)

$128B

$22B

$28B

$17B

$9B

$8B

$16B

$28B

179 33 28 22 14 14 39 29

Thematic Landscape Assets & Flows

Oct 20 Nov 20 Dec 20 Jan 21 Feb 21 Mar 21 Apr 21 May 21 Jun 21 Jul 21 Aug 21 Sep 21 Oct 21

0B 5B 10B 15B

Thematic Monthly Flows Ticker Fund

KWEB KraneShares CSI China Internet ETF AWAY ETFMG Travel Tech ETF

CLOU Global X Cloud Computing ETF

ROBT First Trust Nasdaq Artificial Intelligence & Robotics ETF FIW First Trust Water ETF

MSOS AdvisorShares Pure US Cannabis ETF NXTG First Trust Indxx NextG ETF

LEGR First Trust Indxx Innovative Transaction & Process ETF XT iShares Exponential Technologies ETF

BOTZ Global X Robotics & Artificial Intelligence ETF

$33M $18M

$15M $13M

$13M $13M

$8M $6M

$6M $5M Thematic 1 Week Flow Leaders

Ticker Fund

ARKK ARK Innovation ETF

ARKW ARK Next Generation Internet ETF ARKG ARK Genomic Revolution ETF ARKF ARK Fintech Innovation ETF PBW Invesco WilderHill Clean Energy ETF DRIV Global X Autonomous & Electric Vehicles ETF TAN Invesco Solar ETF

WCLD WisdomTree Cloud Computing Fund ARKQ ARK Autonomous Technology & Robotics ETF ESPO VanEck Video Gaming and eSports ETF

($446M) ($170M) ($131M) ($68M) ($51M) ($36M) ($32M) ($21M) ($20M) ($16M) Thematic 1 Week Flow Laggards

Global Thematic Flows

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify ***Flows delayed one day

Disruptive Tech Evolving Consumer FinTech Health Innovation Industrial Revolution Multi Sustainability

October 4, 2021

O ct 2 0 N ov 2 0 D ec 2 0 Ja n 21 Fe b 21 M ar 2 1 Ap r 2 1 M ay .. Ju n 21 Ju l 2 1 Au g 21 Se p 21 O ct 2 1 0B

5B 10B

Developed ex-U.S. Monthly Flows

Oct 20 Jan 21 Apr 21 Jul 21 Oct 21

0B 10B

Developed ex-U.S. 30-Day Rolling Flows

Australia (EWA) U.K. (EWU) Canada (EWC) Switzerland (EWL) France (EWQ) Hong Kong (EWH) Germany (EWG) Dev ex-U.S. (EFA) South Korea (EWY) Netherlands (EWN) Japan (EWJ)

-3.00%

-2.00%

-1.00%

0.00%

-0.02%

-0.53% -0.63% -0.79%

-1.05%

-1.40% -1.42%

-2.77%

0.44%

0.19% 0.05%

Developed ex-U.S. 1-Day Performance Top 10 Countries

Ticker Fund

EWO

iShares MSCI Austria ETF

ENZL

iShares MSCI New Zealand ETF

EWS

iShares MSCI Singapore ETF

EWU

iShares MSCI United Kingdom ETF

EWC

iShares MSCI Canada ETF

FLGB

Franklin FTSE United Kingdom ETF

BBCA

JPMorgan BetaBuilders Canada ETF

FIDI

Fidelity International High Dividend ETF

FNDF

Schwab Fundamental International Large Co. Index ETF

EWP

iShares MSCI Spain ETF

50.16 49.51 46.76 46.68 46.29 45.33 45.09 43.87 43.44 43.39 Developed ex-U.S. Most Overbought

Ticker Fund

RFDI

First Trust Riverfront Dynamic Developed Internatio..

PIZ

Invesco DWA Developed Markets Momentum ETF

IHDG

WisdomTree International Hedged Quality Dividend ..

EFAD

ProShares MSCI EAFE Dividend Growers ETF

EFAV

iShares MSCI EAFE Min Vol Factor ETF

IQDG

WisdomTree International Quality Dividend Growth ..

IMOM

Alpha Architect International Quantitative Moment..

IVAL

Alpha Architect International Quantitative Value ETF

QLVD

FlexShares Developed Markets ex-US Quality Low V..

EDEN

iShares MSCI Denmark ETF

22.47 24.15 25.05 25.48 25.72 25.87 26.16 26.18 26.36 27.17 Developed ex-U.S. Most Oversold

Ticker Fund

EWA

iShares MSCI Australia ETF

EWS

iShares MSCI Singapore ETF

IDV

iShares International Select Dividend ETF

BBAX

JPMorgan BetaBuilders Developed Asia ex-Japan ETF

EWU

iShares MSCI United Kingdom ETF

ENZL

iShares MSCI New Zealand ETF

FLGB

Franklin FTSE United Kingdom ETF

BBCA

JPMorgan BetaBuilders Canada ETF

EWC

iShares MSCI Canada ETF

EWP

iShares MSCI Spain ETF

0.44%

0.31%

0.26%

0.24%

0.19%

0.16%

0.12%

0.08%

0.05%

0.04%

Developed ex-U.S. 1-Day Performance Leaders

Ticker Fund

HEWJ

iShares Currency Hedged MSCI Japan ETF

DBJP

Xtrackers MSCI Japan Hedged Equity ETF

DXJ

WisdomTree Japan Hedged Equity Fund

IMOM

Alpha Architect International Quantitative Momentum ETF

JPXN

iShares JPX-Nikkei 400 ETF

BBJP

JPMorgan BetaBuilders Japan ETF

EWJ

iShares MSCI Japan ETF

FLJP

Franklin FTSE Japan ETF

SCJ

iShares MSCI Japan Small-Cap ETF

DFJ

WisdomTree Japan SmallCap Dividend Fund

-2.94%

-2.92%

-2.87%

-2.87%

-2.84%

-2.80%

-2.77%

-2.74%

-2.11%

-2.03%

Developed ex-U.S. 1-Day Performance Laggards

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21

65 70 75 80

Developed ex-U.S. (EFA)

200 Day Moving Average 50 Day Moving Average Closing Price

Developed Markets ex-U.S. Performance

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify ***Flows delayed one day

October 4, 2021

In do ne si a (E ID O ) Ru ss ia (E RU S) Th ai la nd (T H D ) M al ay si a (E W M ) In di a (I N D A) So ut h Af ri ca (E Z. . M ex ic o (E W W ) Em er gi ng M ar ke ts (E EM ) Ch in a (M CH I) Ta iw an (E W T) Br az il (E W Z) -4.00%

-2.00%

0.00%

2.00%

-0.28% -0.40% -0.49% -0.78% -0.89%

-1.47%

-2.12%

-2.54%

-3.11%

2.19%

1.11%

Emerging 1-Day Performance Top 10 Countries

Ticker Fund

QAT

iShares MSCI Qatar ETF

EIDO

iShares MSCI Indonesia ETF

ERUS

iShares MSCI Russia ETF

SMIN

iShares MSCI India Small Cap ETF

EPI

WisdomTree India Earnings Fund

RSX

VanEck Russia ETF

KSA

iShares MSCI Saudi Arabia ETF

INDY

iShares India 50 ETF

NFTY

First Trust India NIFTY 50 Equal Weight ETF

EPOL

iShares MSCI Poland ETF

78.48 68.64 65.45 59.29 59.05 58.92 56.20 53.81 52.62 51.98 Emerging Most Overbought

Ticker Fund

ADRE

Invesco BLDRS Emerging Markets 50 ADR Index Fund

BICK

First Trust BICK Index Fund

EWT

iShares MSCI Taiwan ETF

DGRE

WisdomTree Emerging Markets Quality Dividend Gr..

PIE

Invesco DWA Emerging Markets Momentum ETF

FEMS

First Trust Emerging Markets Small Cap AlphaDEX F..

GEM

Goldman Sachs ActiveBeta Emerging Markets Equit..

EYLD

Cambria Emerging Shareholder Yield ETF

FNI

First Trust Chindia ETF

PGJ

Invesco Golden Dragon China ETF

29.52 31.48 32.17 32.25 32.27 32.89 32.93 33.13 33.20 33.65 Emerging Most Oversold

Oct 20 Jan 21 Apr 21 Jul 21 Oct 21

0B 5B 10B

Emerging 30-Day Rolling Flows

Ticker Fund

EIDO

iShares MSCI Indonesia ETF

ERUS

iShares MSCI Russia ETF

QAT

iShares MSCI Qatar ETF

RSX

VanEck Russia ETF

AFK

VanEck Africa Index ETF

EPOL

iShares MSCI Poland ETF

GLIN

VanEck India Growth Leaders ETF

EPU

iShares MSCI Peru ETF

THD

iShares MSCI Thailand ETF

EPI

WisdomTree India Earnings Fund

2.19%

1.11%

0.79%

0.49%

0.10%

0.04%

-0.10%

-0.27%

-0.28%

-0.37%

Emerging 1-Day Performance Leaders

Ticker Fund

EWZS

iShares MSCI Brazil Small-Cap ETF

PGJ

Invesco Golden Dragon China ETF

EWZ

iShares MSCI Brazil ETF

BICK

First Trust BICK Index Fund

FLBR

Franklin FTSE Brazil ETF

CXSE

WisdomTree China ex-State-Owned Enterprises Fund

PIE

Invesco DWA Emerging Markets Momentum ETF

EWT

iShares MSCI Taiwan ETF

FXI

iShares China Large-Cap ETF

FLCH

Franklin FTSE China ETF

-4.10%

-3.34%

-3.11%

-2.87%

-2.86%

-2.65%

-2.62%

-2.54%

-2.49%

-2.27%

Emerging 1-Day Performance Laggards

Oct 20 Nov 20 Dec 20 Jan 21 Feb 21 Mar 21 Apr 21 May 21 Jun 21 Jul 21 Aug 21 Sep 21 Oct 21

0B 5B 10B

Emerging Monthly Flows

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21

45 50 55

Emerging (EEM)

200 Day Moving Average 50 Day Moving Average Closing Price

Emerging Markets Performance

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify ***Flows delayed one day

October 4, 2021

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21 114

115 116 117 118

Fixed Income (AGG)

200 Day Moving Average 50 Day Moving Average Closing Price

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21

18 20 22 24 26 28 30

Commodities (DJP)

Sep 20 Dec 20 Mar 21 Jun 21 Sep 21

24 25 26

Currencies (UUP)

Ticker Name 1 Day 1 Month YTD

AGG U.S. Aggregate SHY 1-3 Year Treasury Bonds IEF 7-10 Year Treasury Bonds TLT 20+ Year Treasury Bonds TIP TIPS Bonds

FLOT Floating Rate Bonds LQD Investment Grade Corporate HYG High Yield Corporate BKLN Senior Loan

PFF Preferred & Income Securities MUB Municipal Bonds

MBB MBS

EMB Dollar Denominated EM Bonds LEMB Local Currency EM Bond

-1.44%

-0.65%

-0.07%

-0.11%

-0.09%

-0.05%

-3.17%

-1.24%

-0.12%

-7.01%

-2.04%

-0.25%

3.64%

-0.30%

-0.01%

0.43%

0.03%

-0.02%

-1.67%

-0.90%

-0.16%

2.83%

-0.71%

-0.35%

1.63%

-0.16%

-0.18%

3.23%

-2.29%

-0.70%

0.31%

-0.65%

-0.07%

-0.61%

-0.18%

0.04%

-3.12%

-3.25%

-0.48%

-6.28%

-3.02%

-0.49%

Fixed Income Performance

Ticker Name 1 Day 1 Month YTD

DJP Broad Commodities DBE Energy

USO WTI Crude Oil BNO Brent Crude Oil UNG Natural Gas UGA Gasoline DBP Precious Metals

GLD Gold

SLV Silver PPLT Platinum PALL Palladium DBB Base Metals CPER Copper

LD Lead

JJN Nickel JJU Aluminum

JJT Tin

DBA Agriculture CORN Corn SOYB Soybeans WEAT Wheat CANE Sugar BAL Cotton

NIB Cocoa

JO Coffee

36.30%

6.38%

1.81%

62.45%

11.81%

2.44%

65.07%

11.98%

2.31%

66.38%

13.09%

2.58%

121.63%

24.18%

5.76%

66.52%

9.82%

2.77%

-9.89%

-4.57%

0.45%

-7.29%

-3.33%

0.47%

-14.61%

-8.30%

0.72%

-10.53%

-5.68%

-0.96%

-22.66%

-21.66%

-1.15%

22.54%

1.83%

1.10%

19.04%

-2.23%

0.51%

7.84%

-6.77%

-0.71%

6.70%

-10.20%

-0.75%

44.94%

7.32%

1.93%

93.15%

5.28%

1.86%

19.95%

1.52%

-0.21%

31.71%

4.27%

0.05%

11.56%

-3.38%

-0.73%

18.58%

3.82%

0.14%

38.81%

-2.70%

-1.52%

28.54%

11.60%

0.41%

4.78%

4.57%

1.97%

49.24%

4.32%

-1.04%

Commodities Performance

Ticker Name 1 Day 1 Month YTD

UUP Long Dollar

UDN Short Dollar

FXE Euro

FXB British Pound Sterling

FXF Swiss Franc

FXY Japanese Yen

FXC Canadian Dollar

FXA Australian Dollar

3.88%

1.82%

-0.32%

-4.82%

-1.94%

0.27%

-5.62%

-2.31%

0.19%

-0.76%

-1.86%

0.45%

-5.06%

-1.14%

0.70%

-7.38%

-1.22%

0.12%

0.85%

-0.43%

0.50%

-5.75%

-2.18%

0.35%

Currencies Performance

Fixed Income, Commodities & Currencies

* ETF Landscape represented using the ETF Action classification system**Leaders/Laggards/Overbought/Oversold ETFs must have $50 million to qualify

October 4, 2021

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Data Reliability and Definitions

ETF Action, LLC believes the information herein to be accurate (at time of publication) and was obtained from reliable sources, but makes no guarantees with respect to its accuracy.

Calculations of fundamental data are based on weighted averages of reported results and consensus estimates of current ETF constituents.  Valuation data (price/earnings, price/sales, price/cash flow, price/book value) are calculated using per share data divided by current NAV of corresponding ETF.  Performance, risk and technical data (moving averages, relative performance, RSI) calculated for specified periods using ETF market price which may differ from net asset value (NAV).

ETF Action Sector Beta Composites represent ETFs that meet stringent criteria surrounding index methodology, liquidity, assets under management, and management fee.

Source Data & ETF Issuer Information ..

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October 4, 2021