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Impact of High-Intensity Pulsed Electric Fields on Bioactive Compounds in Mediterranean Plant-based Foods

Pedro Elez-Martínez, Robert Soliva-Fortuny and Olga Martín-Belloso

*

Department of Food Technology, TPV-XaRTA, University of Lleida, 25198 Lleida, Spain [email protected]

Received: November 28

th

, 2008; Accepted: February 5

th

, 2009

Novel non-thermal processing technologies such as high-intensity pulsed electric field (HIPEF) treatments may be applied to pasteurize plant-based liquid foods as an alternative to conventional heat treatments. In recent years, there has been an increasing interest in HIPEF as a way of preserving and extending the shelf-life of liquid products without the quality damage caused by heat treatments. However, less attention has been paid to the effects of HIPEF on minor constituents of these products, namely bioactive compounds. This review is a state-of–the-art update on the effects of HIPEF treatments on health- related compounds in plants of the Mediterranean diet such as fruit juices, and Spanish gazpacho. The relevance of HIPEF- processing parameters on retaining plant-based bioactive compounds will be discussed.

Keywords: high-intensity pulsed electric fields, fruit juice, plant-based foods, gazpacho, vitamin C, carotenoids, fatty acids, phenolic compounds, health-promoting compounds.

Introduction

Consumers are more and more concerned about the nutritional and health related characteristics of fruits and vegetables. Human nutritional research has demonstrated that a well-balanced diet, rich in fruit and vegetables, promotes good health and may reduce the risk of certain human diseases, not only due to their high nutritive value and vitamin content (A, C, E, B) but also because they are a rich source of non-nutritive bioactive compounds (phenolic compounds, carotenoids, chlorophylls, etc.) with antioxidant and free-radical scavenging properties.

The increasing consumer interest in nutritious and fresh-like food products, together with the search for environmentally friendly processing technologies, has aided in the development of emerging non- thermal technologies such as high-intensity pulsed electric fields (HIPEF). HIPEF is a non-thermal processing technology that has been studied lately as an alternative to traditional heat treatments. PEF technology consists of the application of very short electric pulses (ms or μs) at high electric field strengths (kV/cm) and moderate temperatures. The development of HIPEF technology for non-thermal food processing applications during the last decade has been one of the major areas of research in the

study of alternative energy efficient applications.

Most studies have been devoted to the design of applications for the pasteurization of liquid products, in order to attain proper microbial destruction levels as well as sufficient inactivation of deleterious enzymes [1]. However, little has been published about the effects of HIPEF treatments on the bioactive compounds in plant-based foods [2].

Tentative studies suggest that HIPEF treatments can be a feasible way of assuring pasteurization and inactivating enzymes without a substantial effect on the bioactive composition of plant products. In this review, an update on the state of the art of HIPEF technology is presented, with special focus on the generation/destruction of health-related compounds in plant-based foods when HIPEF are applied.

Effects of HIPEF on the Bioactive Compounds in Plant-Based Foods

Vitamins: HIPEF treatments have been reported to cause less change in vitamin content than conventional heat processing treatments. The effect of HIPEF on the vitamin C content of juices is the most studied topic related to HIPEF and bioactive compounds. Table 1 summarizes the results obtained in studies on the impact of HIPEF on vitamin C in plant-based foods.

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Table 1: Vitamin C retention of plant-based foods processed by high-intensity pulsed electric fields (HIPEF).

Plant Food HIPEF treatment Vitamin C retention

(%)

Reference Orange juice E=35, t=n.a., P=n.a., f=800, τ=1.46, T=30, C 95-96 [3]

E=35, t=59, P=n.a., f=600, τ=1.4, T=60.1, C >96 [4]

E=80, t=20 pulses, P=n.a., f=n.a., τ=2-3, T=44, B >97 [10]

E=35, t=750, P=bipolar, f=800, τ=4, T<50, C 91.8 [5]

E=35, t=750, P=bipolar, f=800, τ=4, T<50, C 93.2 [6]

E=35, t=1,000, P=bipolar, f=200, τ=4, T<40, C 91.2 [7]

E=40, t=97, P=bipolar, f=n.a., τ=2.6, T=58, C 100 [8]

E=25, t=400, P=bipolar, f=200, τ=4, T<35, C 94.3 [15]

Orange-carrot juice E=35, t=200, P=bipolar, f=n.a., τ=2.5, T=n.a., C 83.1 [16]

Apple juice E=35, t=94, P=monopolar, f=952, τ=1.92, T=26-27, C 98 [9]

Grape juice Reversal pulses, T=50 99 [11]

Strawberry juice E=35, t=1,500, P=bipolar, f=232, τ=1, T<40, C 92 [12]

Tomato juice E=40, t=57, P=bipolar, f=n.a., τ=2, T=53, C 100 [13]

E=35, t=1,000, P=monopolar, f=250, τ=4, T<40, C 82.6 [17]

E=35, t=1,000, P=bipolar, f=250, τ=1, T<40, C 88 [18]

“Gazpacho” E=25, t=400, P=bipolar, f=200, τ=4, T<35, C 92.3 [15]

E, electric field (kV/cm); t, treatment time (μs); P, pulse polarity; f, pulse frequency (Hz); τ, pulse width (μs); T, treatment temperature (ºC); B, Batch mode HIPEF treatment; C, Continuous HIPEF treatment

n.a., not available

Qiu et al. [3] studied the effects of PEF on the vitamin C concentration of orange juice. The study found higher losses of vitamin C in the heat- pasteurized juices (7-15%) compared to HIPEF- treated juices (4-5%). Consistently, HIPEF-treated orange juice retained more vitamin C than a heat- treated juice (94.6ºC, 30 s) [4]. Moreover, Sánchez- Moreno et al. [5] studied the impact of a HIPEF treatment (35 kV/cm, 750 μs) and a thermal pasteurizing treatment (90ºC, 1 min) on L-ascorbic acid and total vitamin C contents in orange juice.

They observed that both, HIPEF and thermal pasteurization caused a similar decrease in the L- ascorbic acid content (∼7.8%) and the total vitamin C content (8.2%). No differences were found in the vitamin C content of low-pasteurized (70ºC, 30 s) and HIPEF-treated orange juice (35 kV/cm, 750 μs) [6]. Elez-Martínez et al. [7] observed that HIPEF processing (35 kV/cm, 1,000 μs) resulted in higher vitamin C retention in orange juice (91.2%) than thermal pasteurization (90ºC, 1 min, 82.8%). In all of these studies, losses of vitamin C in orange juice after HIPEF processing have been reported, although these losses were always less than those obtained after a heat treatment. On the other hand, Min et al. [8] did not report any difference between the ascorbic acid content of fresh and HIPEF-treated orange juices, whereas thermal processing (90ºC, 90 s) resulted into a significant reduction of ascorbic acid levels. The differences between the results reported in the literature about the impact of HIPEF on vitamin C retention could be mainly due to the different HIPEF

conditions applied to the juices. Moreover, some other factors, such as the differences in the processing systems and the fruit variety and ripeness, could explain the differences found in orange juice vitamin C retention after HIPEF treatments.

Evrendilek et al. [9] studied the changes in vitamin C of apple juice treated by HIPEF (35 kV/cm, 94 μs), and concluded that HIPEF processing was significantly more effective in retaining vitamin C in the juice samples. Very low or negligible reductions in the vitamin C content of fruit juices have been reported when combining treatments of 20 reversal pulses at 80 kV/cm with bacteriocin incorporation in orange [10] and grape [11] juices. This was also observed when strawberry juice was processed by HIPEF. Vitamin C retention higher than 87%

was attained after processing strawberry juice at 35 kV/cm for up to 2,000 μs [12].

Effects of HIPEF processing (40 kV/cm, 57 μs) on

the ascorbic acid content of tomato juice were studied

and compared with those of thermal processing

(92ºC, 90 s) by Min et al. [13]. These authors found

that ascorbic acid was decreased by approximately

10% after thermal processing but did not decrease

significantly after HIPEF processing. HIPEF-treated

(35 kV/cm for 1,500 μs with 4-μs bipolar pulses at

100 Hz) tomato juice exhibited higher vitamin C

content just after the treatment than thermally treated

(90ºC-30 s and 90ºC-60 s) tomato juice [14].

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Table 2: Carotenoid and vitamin A retention of plant-based foods processed by high-intensity pulsed electric fields (HIPEF).

Plant food HIPEF treatment Retention (%) Reference

Orange juice E=35, t=750, P=bipolar, f=800, τ=4, T<50 Total carotenoids (90.7) Vitamin A (90.9)

[5]

E=30, t=100, P=n.a., f=n.a., τ=n.a., T=n.a. Total carotenoids (93.3) Vitamin A (92.5)

[19]

E=40, t=130, P=n.a., f=n.a., τ=n.a., T=69 Total carotenoids (92.2) Vitamin A (90.1)

[20]

Orange-carrot juice E=35, t=150, P=n.a., f=n.a., τ=n.a., T=64 Total carotenoids (70) Vitamin A (48)

[21]

Tomato juice E=40, t=57, P=bipolar, f=n.a., τ=2, T=53 Lycopene (100) [13]

E=35, t=1,000, P=monopolar, f=250, τ=4, T<40 Lycopene (142.7) [17]

E=35, t=1,000, P=bipolar, f=250, τ=1, T<40 Lycopene (125) [18]

E, electric field (kV/cm); t, treatment time (μs); P, pulse polarity; f, pulse frequency (Hz); τ, pulse width (μs); T, treatment temperature (ºC); n.a., not available

Though specific conditions that assure microbial inactivation have been tried in different products, few studies have aimed at evaluating the effect of HIPEF critical parameters on vitamins. Elez- Martínez and Martín-Belloso [15] reported that electric pulses applied in bipolar mode, as well as decreasing field strength, treatment time, pulse frequency and width, led to increasingly high vitamin C retention (p < 0.05) in both orange juice and

“gazpacho” (a Spanish cold vegetable beverage).

HIPEF-treated juices always exhibited higher vitamin C retention than those that were heat-pasteurized (90ºC, 1 min). Torregrosa et al. [16] reported a reduction in ascorbic acid content with increasing electric field strength and treatment time. Odriozola- Serrano et al. [17,18] observed that the lower the electric field strength, the treatment time, the pulse width and the higher the pulse frequency, the greater the vitamin C content of tomato juices processed by HIPEF.

Few studies have been performed to evaluate the effect of HIPEF on the vitamin A content of juices. In some case, HIPEF processing has not been shown to affect the content of vitamin A in orange juice [5].

Other authors reported that vitamin A was greatest in untreated orange juice, followed by HIPEF-treated orange juice (30 kV/cm, 100 μs) and eventually by heat-treated orange juice (90ºC, 20 s) [19]. The same trend was observed by Cortés et al. [20], who reported a slight reduction in the vitamin A content of orange juice as electric field strength and treatment time increased. In contrast, a PEF treatment at 25 and 30 kV/cm provided higher vitamin A concentrations than those found in heat-pasteurized orange-carrot juices [19].

Carotenoids: It is well known that carotenoids are widespread pigments in a great number of fruits and vegetables. Table 2 presents a summary of studies on the effects of HIPEF on carotenoids.

A HIPEF treatment did not modify the profile of individual carotenoids (β-cryptoxanthin, α- cryptoxanthin, zeaxanthin, lutein, β-carotene, α- carotene), nor the total carotenoid content of HIPEF- processed orange juice [5]. The concentrations of total carotenoids in heat-pasteurized orange juices were lower than in HIPEF-processed juices [19, 20].

Moreover, HIPEF treatments of increasing duration generally resulted in a significant increase in the concentrations of individual carotenoids (neoxanthin + 9-cis-violaxanthin, antheraxanthin, mutatoxanthin, lutein, zeaxanthin, α-cryptoxanthin, β-cryptoxanthin, cis-β-cryptoxanthin 9-cis-α-carotene, α-carotene, phytoene + phytofluene, β-carotene, 13-cis-β- carotene, ζ-carotene, 9-cis-β-carotene) in an orange- carrot juice [21].

On the other hand, no significant differences in the concentrations of lycopene have been found between tomato juice processed with a commercial scale PEF system at 40 kV/cm for 57 μs and a thermally- processed juice at 92ºC for 90 s [13]. However, an increase in the lycopene content was observed when tomato juice was HIPEF-processed for prolonged treatment times (35 kV/cm for 1,500 μs) [14].

Moreover, higher electric field strength, treatment time, frequency, and pulse width result in a greater relative content of lycopene in tomato juices [17, 18].

Chlorophylls: Dietary chlorophyll derivatives other than naturally abundant Mg-chlorophylls, including metallo-chlorophyllins and metal-free pheophorbides, pheophytins, and pyropheophytins, have been identified as potential chemopreventive agents with antioxidant and antimutagenic activities [22].

However, little is known about the effect of PEF

on these compounds. Yin et al. [23] proposed the

combined use of HIPEF treatments with water-

soluble Zn

2+

to prevent chlorophyll decomposition

in spinach puree. These authors found that increasing

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Table 3: High-intensity pulsed electric fields (HIPEF) and thermal treatment effects on antioxidant activity (% inhibition DPPH) of orange juice and

“gazpacho”a (from [13]).

Polarity mode Electric field strength (kV/cm) Treatment time (μs) Orange Juice “Gazpacho”

Monopolar 15 100 41.2 ± 2.1de 46.6 ± 2.4bc

400 37.6 ± 2.7abcd 44.6 ± 2.7bc

1,000 38.1 ± 2.2abcd 43.1 ± 2.9abc

25 100 37.9 ± 2.6abcd 43.5 ± 2.8abc

400 38.4 ± 1.7abcde 42.6 ± 3.0abc

1,000 36.3 ± 2.1ab 44.3 ± 2.7bc

35 100 38.4 ± 2.2abcde 45.2 ± 2.6bc

400 37.4 ± 2.0abcd 42.1 ± 2.7ab

1,000 37.1 ± 1.9abc 43.5 ± 3.1abc

Bipolar 15 100 38.5 ± 2.2abcde 47.1 ± 2.6c

400 37.9 ± 2.4abcd 46.2 ± 2.9bc

1,000 37.8 ± 2.9abcd 43.9 ± 2.4abc

25 100 40.2 ± 2.1cde 46.5 ± 3.0bc

400 42.1 ± 3.5e 43.4 ± 2.6abc

1,000 39.6 ± 2.4bcde 44.3 ± 3.1bc

35 100 37.4 ± 2.6abcd 43.2 ± 2.9abc

400 39.8 ± 2.5bcde 45.9 ± 2.7bc

1,000 37.6 ± 2.2abcd 44.1 ± 3.1abc

Thermal treatment (90ºC / 1 min) 35.4 ± 2.0a 39.6 ± 2.9a

Untreated 39.3 ± 1.5bcde 45.7 ± 1.6bc

a Values are mean ± SD from three measurements of triplicate treatments. Different letters in the same column indicate significant differences (P < 0.05) HIPEF treatments were performed at 200 Hz and pulses of 4 μs.

field strength, up to 60 kV/cm, increased the green color of the treated product, which was attributed to the destruction of microorganisms and enzymes that mediate chlorophyll degradation.

Phenolic Compounds: Little is known about the effect of HIPEF treatments on the phenolic content of plant-based foods. A PEF treatment (35 kV/cm, bipolar pulses of 4 μs, 1,200 pulses per second) was applied to pasteurize apple juice and the effects on the product were compared with those attained with a thermal pasteurization (90ºC, 30 s) [24]. The thermal treatment caused a considerable loss of total phenols (32.2%) compared to the HIPEF treatment, which only caused a 14.5% reduction [23]. Moreover, no significant differences were observed in total phenolic content between untreated and HIPEF- treated (35 kV/cm for 1,500 μs with 4-μs bipolar pulses at 100 Hz) tomato juice just after processing [14].

The effects of HIPEF processing on anthocyanins of some juices have been studied. Zhang et al. (2007) reported an increase in the degradation of cyanidin-3- glucoside from red raspberry diluted in an aqueous- methanol solution as electric field strength and treatment time increased [25]. In real food systems, though, the extent of these changes is quite limited.

No significant changes have been found in the content of anthocyanin pigments between non-treated and treated (40 kV/cm for 150 μs) cranberry juices.

However, a thermal treatment (90ºC for 90 s)

significantly reduced the anthocyanin content in the juices [26]. The total anthocyanin retention in HIPEF-treated strawberry juice ranged between 96.1 and 100% at electric field strengths from 20 to 35 kV/cm up to 2,000 μs treatment time [12].

In addition, there are almost no reports on the effect of PEF on the phenolic content from a qualitative point of view. Sánchez-Moreno et al. [5] evaluated the effect of a PEF treatment at 35 kV/cm for 750 μs with 4-μs bipolar pulses at 800 Hz on the flavanone content of orange juice. No changes in the total flavanones were observed, nor in the individual flavanone glycosides and their aglycons hesperetin and naringenin.

Effects of HIPEF on the in vitro Antioxidant Activity in Plant-Based Foods

HIPEF treatments (35 kV/cm for 750 μs) did not

modify the radical scavenging capacity (DPPH model

system) of orange juice, which contrasts with the

significant decrease in the radical scavenging

capacity that was observed when a traditional thermal

treatment (90ºC for 1 min) was applied [5]. Plaza et

al. [6] reported that a low pasteurization treatment

(70ºC, 30 s) or a HIPEF treatment of 35 kV/cm for

750 μs did not modify significantly the antioxidant

activity of orange juice compared to the untreated

juice. DPPH inhibition for untreated, traditionally

heat-pasteurized (90ºC, 1 min) and HIPEF treated

(35 kV/cm for 1,000 μs with 4-μs bipolar pulses at

200 Hz) orange juices was 41.4%, 30.6% and 35.2%,

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respectively [7]. Nevertheless, neither HIPEF processing (35 kV/cm for 1,500 μs) nor thermal treatments (90ºC for 30 s or 90ºC for 60 s) changed the antioxidant activity of fresh tomato juice [14].

Elez-Martínez and Martín-Belloso [15] studied the influence of HIPEF-processing parameters, namely electric field strength (15-35 kV/cm), treatment time (100-1,000 μs), pulse polarity (monopolar vs.

bipolar), pulse width (2-10 μs) and pulse frequency (50-450 Hz), on the antioxidant activity of orange juice and “gazpacho” (a Spanish vegetable cold beverage), and compared the results with those achieved with a heat pasteurization treatment (90ºC, 1 min). They found that HIPEF treatments did not affect the antioxidant activity of orange juice and

“gazpacho”, whereas heat-treated products exhibited a lower antioxidant activity (Table 3). On the other hand, antioxidant activity of strawberry juice decreased significantly as electric field strength and treatment time increased [12]. A raise in both the electric field strength (from 25 to 30 kV/cm) and the treatment time (up to 2,000 μs) induced a depletion of the antioxidant activity of tomato juice processed by HIPEF [16]. Moreover, an increase in pulse width (from 1 to 7 μs) or pulse frequency (from 50 to 250 Hz) led to a decrease in the antioxidant activity of tomato juice processed by HIPEF [17].

Effect of HIPEF on Other Bioactive Compounds in Plant-Based Foods

Little in-depth work has been conducted to date on the effects of HIPEF on plant food proteins. There is no evidence that HIPEF treatments affect the primary structure of proteins (peptides and amino acids).

Results obtained by Garde-Cerdán et al. [27] support this statement, thus indicating that intense treatments, consisting of 4-μs pulses of 35 kV/cm applied at 1,000 Hz for an effective treatment time of 1 ms, did not induce substantial changes in the amino acid profile and overall content of grape must. Li et al.

[28] studied the effects of HIPEF treatment (0-40 kV/cm and 0-547 μs, bipolar pulses of 2 μs and 500 Hz pulse frequency) on physicochemical properties of soybean protein isolates (SPI). They concluded

that HIPEF treatment could change physicochemical properties and structure of SPI. Moreover, they observed that a PEF treatment could cause slight changes in the secondary structure of SPI.

HIPEF treatments induce little changes in the profile of fatty acids. Garde-Cerdán et al. [27] reported that intense treatments of 35 kV/cm for 1 ms applied as bipolar 4-μs square pulses at 1,000 Hz rendered grape juices with a similar content of total fatty acids. No changes in individual fatty acids were found, except for lauric acid, which seemed to be negatively affected by the action of HIPEF. On the other hand, linolenic and oleic acid contents were unaffected by the treatment. In a similar way, the processing treatment did not modify the long-chain saturated fatty acids (C14 and C16).

Concluding Remarks and Needs for Future Research - HIPEF has been shown to be a feasible technology to extend the shelf-life and quality of plant foods as well as to preserve their nutritional and functional characteristics. The application of this treatment in order to obtain safe and stable products while maintaining their original bioactive potential looks promising and requires further investigation.

Future studies should aim at studying the influence of HIPEF processing parameters on the bioactive content of treated foods. In-depth research is needed in order to study the kinetics of generation/destruction of health-related compounds as affected by HIPEF treatment conditions, as well as to elucidate the mechanistic insight of the induced changes. Moreover, further research is necessary for exploring new applications of HIPEF technology on food processing in order to obtain healthy processed foods as well as to design safe and healthy functional foods.

Acknowledgments – This work has been carried out with the financial support from the Commission of the European Communities, Framework 6, Priority 5

“Food Quality and Safety”, Integrated Project Novel Q (FP6-CT-2006-015710). This work was also supported by the Spanish Ministry of Education and Science through the Projects AGL2005-05768/ALI and AGL2006-12758-C02-02/ALI.

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